Beasley v. State
Beasley v. State
Opinion of the Court
OPINION
Lottie R. Beasley, a first felony offender, pleaded no contest to third-degree assault, a class C felony.
On June 1, 2001, the Alaska State Troopers were contacted because two of Beasley's boys, G.B. and KD., ran away from home and complained to a neighbor that Beasley was assaulting them. 'The boys' complaints led to an investigation by the Troopers that culminated in a grand jury indictment. The grand jury charged Beasley with one count of second-degree assault, and seven counts of third-degree assault. The State also filed an information charging Beasley with six counts of fourth-degree assault. These allegations charged Beasley with assaulting the two boys who ran away and H.G., another sibling. Ultimately, the State filed an information supplanting the indictment and the first information. This information charged Beasley with one consolidated count of third-degree assault against all three victims occurring over the course of three months. Beasley pleaded no contest to this consolidated count.
Beasley claims that under AS 12.55.125(k) her sentence is illegal. Beasley argues that under this statute, the superior court could impose no more than a 3-year term whether the term is suspended in whole or in part. This claim presents a question of statutory interpretation.
"The guiding principle of statutory construction is to ascertain and implement the intent of the legislature or agency that promulgated the statute or regulation."
AS 12.55.125(k) was first enacted by chapter 79, § 25, SLA 1992. The genesis of this law was 1992 House Bill 396. In part, this bill was a response to this court's decision in Buoy v. State.
But the House Judiciary Committee amended the bill and proposed the enactment of a new subsection to AS 12.55.125, subsection (k), that provided:
(k) A first felony offender convicted of an offense for which a presumptive term of imprisonment is not specified under this section may not be sentenced to a term of unsuspended imprisonment that exceeds the presumptive term for a second felony offender convicted of the same crime unless the court finds by clear and convincing evidence that an aggravating factor under AS 12.55.155(c) is present, or that cireum-stances exist that would warrant a referral to the three-judge panel under AS 12.55.165.
Thus, in its amended form, Committee Substitute for HB 396(Jud), the bill expressly adopted the Buoy decision.
The Senate Judiciary Committee later amended and re-organized CSHB 896. The final version of the bill, Senate Committee Substitute for CSHB 396, preserved the House Judiciary Committee's amendment adopting subsection (k). This section passed
AS 12.55.125(k) was amended in 1999. The source of the amendment was 1999 Senate Bill 3. The entire bill as proposed enacted several changes to increase penalties for the homicide of a child.
AS 12.55.125(k) now provides:
(k) A first felony offender convicted of an offense for which a presumptive term of imprisonment is not specified under this section
(1) may be sentenced to a term of un-suspended imprisonment that exceeds the presumptive term for a second or third felony offender convicted of the same crime if the offender is convicted of erimi-nally negligent homicide and the victim is a child under the age of 16;
(2) except as provided in (1) of this subsection, may not be sentenced to a term of unsuspended imprisonment that exceeds the presumptive term for a second felony offender convicted of the same crime unless the court finds by clear and convincing evidence that an aggravating factor under AS 12.55.155(c) is present, or that circumstances exist that would warrant a referral to the three-judge panel under AS 12.55.165.
Beasley argues that when subsections (1) and (2) are read together, one must conclude that the only cireumstance when a court sentencing a first felony offender is authorized to exceed the presumptive term for a third felony offender is contained in (k)(1). Beasley claims that sole circumstance occurs when a court is sentencing an offender for the eriminally negligent homicide of a child under 16. But on its face, subsection (k)(ZQ) contains the general rule that requires a sentencing judge to find a statutory aggravating factor or an extraordinary circumstance warranting a referral to a three-judge sentencing panel before exceeding the presumptive term for a second felony offender. The 1999 amendment did not alter this general rule and the legislative history of the 1999 amendment does not contain an indication that the legislature intended to further limit the authority of a sentencing judge in the normal case. Subsection (k)(1) enacted an exception to this general rule for the erimi-nally negligent homicide of a child under 16 by authorizing a court sentencing a first felony offender convicted of this erime to exceed the presumptive term for a second or a third felony offender without requiring the sentencing judge to find a statutory aggravating factor or extraordinary cireumstances.
As the proponent of an interpretation different than what appears on the face of the statute, Beasley "bears a correspondingly heavy burden of demonstrating contrary legislative intent."
When sentencing a first felony offender in the normal case, subsection (k) does require a sentencing judge to find statutory aggravating factors or extraordinary circumstances before imposing an unsuspended term of imprisonment exceeding the presumptive term for a second felony offender. But we conclude that subsection (k) does not constrain a sentencing judge to impose less than the presumptive term for a third felony offender when the judge finds that the State has proven that a statutory aggravating factor or factors apply.
Beasley's sentence is AFFIRMED.
. AS 11.41.220(a), (b).
. See Wylie v. State, 797 P.2d 651, 663 (Alaska App. 1990).
. See Austin v. State, 627 P.2d 657, 657-58 (Alaska App. 1981) (A first felony offender should ordinarily receive a more favorable sentence than the presumptive term for a second felony offender convicted of the same class of crime).
. AS 12.55.125(e)(2).
. See Wylie v. State, 797 P.2d 651, 663 (Alaska App. 1990).
. Millman v. State, 841 P.2d 190, 194 (Alaska App. 1992).
. See Progressive Ins. Co. v. Simmons, 953 P.2d 510, 516 (Alaska 1998).
. Id. (citing State v. Alex, 646 P.2d 203, 208-09 n. 4 (Alaska 1982)).
. University of Alaska v. Geistauts, 666 P.2d 424, 428 n. 5 (Alaska 1983).
. 818 P.2d 1165 (Alaska App. 1991).
. See House Judiciary Committee hearing on H.B. 396 (January 17, 1992) (testimony by Gayle Horetski, Deputy Commissioner of Public Safety); (January 24, 1992) (testimony of Margot Knuth, Assistant Attorney General).
. See House Judiciary Committee hearing on S.B. 3 (March 3, 1999) (testimony by Juli Lucky, Staff, Senator Rick Halford).
. See House Finance Committee hearing on S.B. 3 (May 10, 1999) (testimony by Juli Lucky, Staff, Senator Rick Halford).
. University of Alaska v. Geistauts, 666 P.2d 424, 428 n. 5 (Alaska 1983).
. See House Judiciary Committee hearing on S.B. 3 (March 3, 1999) (testimony by Juli Lucky, Staff, Senator Rick Halford (The purpose of the prime sponsor of the bill, Senator Halford, is to send the message "if you kill a child you will go to jail for a long time.").
Concurring Opinion
concurring.
This case requires us to construe what the legislature intended when they added subsection (1) to AS 12.55.125(k) in 1999. This statute reads:
(k) A first felony offender convicted of an offense for which a presumptive term of imprisonment is not specified under this section
(1) may be sentenced to a term of unsuspended imprisonment that exceeds the presumptive term for a second or third felony offender convicted of the same crime if the offender is convicted of criminally negligent homicide and the victim is a child under the age of 16;
(2) except as provided in (1) of this subsection, may not be sentenced to a term of unsuspended imprisonment that exceeds the presumptive term for a see-ond felony offender convicted of the same crime unless the court finds by clear and convincing evidence that an aggravating factor under AS 12.55.155(c) is present, or that cireumstances exist that would warrant a referral to the three-judge panel under AS 12.55.165.
Beasley argues that when the legislature enacted subsection (1) in 1999, the legislature intended to alter the meaning of the preexisting portion of the statute-the part that is now subsection (2). Beasley contends that, under the current version of the statute, when a first felony offender is convicted of any felony governed by presumptive sentencing other than criminally negligent homicide involving a child, the offender's unsuspended term of imprisonment can not exceed the presumptive term that applies to third felony offenders.
This claim is moot in Beasley's case. Both AS 12.55.125(k)(1) and (k)(2) limit a defendant's unsuspended term of imprisonment. Beasley's unsuspended term of imprisonment is 2% years-less than the 3-year presumptive term that applies to third felony offenders convicted of the same offense. Thus, even under Beasley's construction of the statute, her sentence would be proper.
Even though Beasley's claim is moot, my colleagues have decided to address the merits of that claim. I concur in their conclusion that Beasley's interpretation of the statute is mistaken.
In 1992
Both the wording of this provision and the minutes of the House Judiciary Committee from 1992
Since 1992, we have repeatedly and consistently interpreted this statutory language as codifying the Austin/Tazruk/Brezenoff rule (with the slight difference that the Austin rule calls for a first offender to receive an unsuspended term of imprisonment more favorable than the presumptive term for see-ond felony offenders, while the statute calls for a first felony offender to receive an un-suspended term no greater thon the presumptive term for second felony offenders).
In 1999, when the legislature was discussing the provision that eventually became subsection (1) of AS 12.55.125(k)
Given this backdrop, I agree with my colleagues that AS 12.55.125(k)(1) was intended to abrogate the Austin rule for first felony offenders convicted of criminally negligent homicide involving children younger than 16. That is, the legislature intended to authorize courts to sentence these offenders to unsus-pended terms of imprisonment equal to or greater than the presumptive term for third felony offenders convicted of the same crime even when the State did not prove aggravating factors under AS 12.55.155(c) or extraordinary civreumstances as defined in AS 12.55.165. The legislature did not intend to alter the meaning of AS 12.55.125(k)(2) by imposing a new restriction on the unsuspend-ed terms of other first felony offenders.
. See SLA 1992, ch. 79, § 25.
. See Minutes of the House Judiciary Committee for January 15, 1992, Tape Jud 92-1, Side B, at 177 (testimony of Laurie Otto, Staff Counsel for the House Judiciary Committee).
. 627 P.2d 657 (Alaska App. 1981).
. 655 P.2d 788, 789 (Alaska App. 1982).
. 658 P.2d 1359, 1362 (Alaska App. 1983).
. See Cook v. State, 36 P.3d 710, 730 (Alaska App. 2001); Pitka v. State, 19 P.3d 604, 608 (Alaska App. 2001); Foley v. State, 9 P.3d 1038, 1040 & n. 5 (Alaska App. 2000); Harris v. State, 980 P.2d 482, 486 (Alaska App. 1999); Reese v. State, 930 P.2d 1295, 1298-99 (Alaska App. 1996).
. Specifically, this Court said: "Petersen was a first felony offender. Under AS 12.55.125(k) and Austin v. State, 627 P.2d 657 (Alaska App. 1981), as construed in Brezenoff v. State, 658 P.2d 1359, 1362 (Alaska App. 1983), Petersen could not receive 3 years to serve unless the sentencing judge found one or more of the aggravating factors listed in AS 12.55.155(c) (or unless the judge found extraordinary circumstances under AS 12.55.165).
. HCS CSSB 3 (Finance), § 11.
. See Minutes of the House Judiciary Committee for March 3, 1999, Tape 99-9, Side A, at 1638 (testimony of Juli Lucky, staff researcher for Senator Halford), and Minutes of the House Finance Committee for May 10, 1999, Tape HFC 99-122, Side 1 (testimony of Juli Lucky).
Reference
- Full Case Name
- Lottie R. BEASLEY, Appellant, v. STATE of Alaska, Appellee
- Cited By
- 2 cases
- Status
- Published