McIntire v. State
McIntire v. State
Concurring Opinion
concurring.
I agree with the result reached by the majority, but I write separately to clarify my analysis of this case.
Alaska law requires that the record affirmatively demonstrate a defendant's knowing waiver of counsel. Thus, the precise question in Melntire's case is not whether Mcln-tire subjectively understood the benefits of counsel and knowingly waived them, but instead whether the record objectively demonstrates this. It does not.
The record suggests that Meluntire discharged his attorney in a dispute over money and litigation tactics: Melntire apparently wanted to pursue a defense on several fronts that his attorney did not believe to be warranted, and Melntire's attorney warned him that such a defense would cost a considerable amount of money. Instead of inquiring whether attorney and client could resolve their differences, Judge Cutler granted the attorney's motion to withdraw after a short colloquy with Melntire. The judge did not require Mclntire to affirmatively declare that he understood the benefits of counsel and was willing to proceed without an attorney. Moreover, even though money appeared to be an issue, the judge did not ask Melntire whether he wished to apply for counsel at public expense.
I note that we remanded this case to allow the State to develop a record that might support a finding of knowing waiver. Potentially, the State could have examined Meln-tire's attorney or Melntire, or both, about the conversations leading up to the attorney's motion to withdraw and Melntire's announcement that he wished to represent himself. However, the State chose not to seek this testimony.
For these reasons, I agree with my colleagues that this record does not adequately demonstrate a proper waiver of the right to counsel.
I also wish to address one other aspect of the majority's decision. In the majority's description of Judge Cutler's colloquy with Melntire, the majority notes that Judge Cutler told Melntire that lawyers are taken more seriously than pro se litigants and that courts treat lawyers differently from non-lawyers. It appears that Judge Cutler's motive for saying this was benign-i.e., she was trying to dissuade Melntire from giving up his right to counsel. Nevertheless, I wish to clarify that this court does not approve of such comments, nor would this court tolerate a trial judge's giving preference to a litigant because they were represented by a lawyer.
Opinion of the Court
OPINION
Introduction
In 1996, Sean Michael Melntire was con-viected of misconduct involving a controlled substance in the fourth degree
Facts and Proceedings
In 1995, while on probation, Melntire's probation officer conducted a search of his residence. The search resulted in the discovery of a marijuana grow operation, and Melntire was charged with misconduct involving a controlled substance in the fourth degree. Melntire retained an attorney, Eric Jensen. Jensen filed several motions, including a motion to suppress the evidence seized from the residence and to dismiss the charges because the search was unreasonable. Jensen then, with Melntire's consent, asked the court for permission to withdraw. Jensen told Judge Cutler that he and Meln-tire disagreed about how to conduct Men-tire's defense. Judge Cutler advised Meln-tire against representing himself, telling him that although she understood not wanting to spend a lot of money on a lawyer, it would make more sense to have a lawyer.
Before Judge Cutler accepted Melntire's waiver, she gave him two cautions: (1) that Melntire was free to proceed on his own, but she would not allow Meclntire to delay the trial if he later decided he wanted to be represented by a lawyer; the new lawyer would have to step into trial without causing any delay and (2) that a lawyer would be taken more "seriously" than a person repre
Melntire initially asked for more time before deciding whether to proceed on his own but quickly changed his mind. Once Judge Cutler accepted his waiver, she concluded that "[MelIntire had] been carefully question[ed]," had spoken for himself, understood the "basic rules" of trial, and was knowingly and intelligently waiving his right to counsel.
Melntire proceeded pro se and went to trial. Melntire had assistance from paralegal Rhonda Marcy throughout the pre-trial and trial process. A second paralegal (or investigator), Don Lewis Hart, also helped Melntire during trial. Marcy sat at counsel table during trial, and Hart sat in the gallery immediately behind counsel table.
Melntire was convicted following a jury trial. Melntire appealed,
At the remand hearing, the state attempted to call two witnesses, Marcy and Hart, to show that Melntire received the benefit of two non-lawyers at trial, both of whom had extensive legal experience. The state contended that this assistance combined with Melntire's past experience with the criminal justice system was sufficient to show that Mclntire had knowingly and intelligently waived his right to counsel. Both Hart and Marcy resisted testifying, and ultimately, Judge Cutler quashed their subpoenas. Judge Cutler then made her findings, concluding that Melntire had knowingly and intelligently waived his right to counsel.
Discussion
Under the United States and Alaska Constitutions, a criminal defendant has the fundamental right to represent himself.
In James v. State,
Except in the most unusual cireamstances, a trial in which one side is unrepresented by counsel is a farcical effort to ascertain guilt. Thus, once a defendant has clearly and unequivocally declared his or her intention to appear pro se, the trial judge must conduct a thorough inquiry into the cireumstances surrounding the assertion.... This inquiry should be incorporated into the trial record ... and should include: advising the defendant of the right to counsel and the importance of having counsel; warning the defendant of*561 the "dangers and disadvantages of self-representation, so that the record will establish that 'he knows what he is doing and his choice is made with eyes open' "; and inquiring into the defendant's educational background, previous experience with criminal - trials, and - general - competence.... [The defendant must possess the mental competence to understand the dangers and ramifications of self-representation.11
A review of Alaska cases establishes that this court independently reviews the record to determine whether the defendant knowingly and intelligently waived counsel; we will not defer to the trial court.
In Kelly v. State,
But Kelly stands alone as the only case where we have found that the record supported waiver in the absence of a thorough inquiry by the trial court. This is illustrated in James v. State
After we issued our decision, the state petitioned for rehearing.
We agree that this is a close case. That is why we initially remanded the case back to the trial court to give the state the opportunity to establish that the record showed that Meclntire had waived his right to counsel. But the evidence on the record supporting the conclusion that Melntire knowingly and intelligently waived his right to counsel is certainly not as strong as the record in Kelly. Kelly's legal sophistication was obvious.
Here, it is less clear that Meclntire knowingly and intelligently gave up the benefits of counsel. The record shows that Melntire had considerable past exposure to the court system arraignment video. The record also shows that the video explains the right to counsel and the benefits of counsel. But the supreme court has cautioned against relying on a general explanation of the right to counsel to determine that there has been a knowing and intelligent waiver.
Although McIntire had considerable contact with the criminal justice system, the present offense was his first trial by judge or jury. All of Melntire's prior offenses were resolved through guilty pleas.
The state points out that Melntire had the assistance of two paralegals and argues that the record shows that MeclIntire did a credible job of defending himself. However, it is difficult to tell the quality of
Conclusion
Because a full inquiry was not made and the record as a whole does not clearly demonstrate that MelIntire knowingly and intelligently waived his right to counsel, we REVERSE Mecintire's conviction.
. AS 11.71.040(a)(3)(F).
. McIntire v. State, Memorandum Opinion and Judgment No. 4131 (Alaska App. October 13, 1999).
. Mclutire, Memorandum Opinion & Judgment No. 4131, p. 6.
. 518 P.2d 85, 91-92 (Alaska 1974).
. Mclntire, Memorandum Opinion & Judgment No. 4131, p. 6-8.
. See Faretta v. California, 422 U.S. 806, 821, 95 S.Ct. 2525, 2534, 45 L.Ed.2d 562 (1975); McCracken, 518 P.2d at 91.
. See Faretta, 422 U.S. at 835, 95 S.Ct. at 2540.
. McCracken, 518 P.2d at 92.
. See Faretta, 422 U.S. at 835, 95 S.Ct. at 2540; Gregory v. State, 550 P.2d 374, 379 (Alaska 1976).
. 730 P.2d 811 (James I), modified on reh'g, 739 P.2d 1314 (Alaska App. 1987) (James II).
. James I, 730 P.2d at 814 n. 1 (quoting 1 ABA Standard for Criminal Justice § 6-3.6 commentary at 6.39-40 (2d ed.1982 supp.) (footnotes omitted and alterations made in James I ).
. See James II, 739 P.2d at 1316; see also Evans v. State, 822 P.2d 1370, 1374 (Alaska App. 1991).
. James II, 739 P.2d at 1316.
. Id.
. 663 P.2d 967 (Alaska App. 1983).
. Id. at 970.
. Id.
. James I, 730 P.2d 811.
. - Id. at 814.
. Id.
. James II, 739 P.2d at 1315.
. Id.
. Id.
. Id. at 1316.
. Kelly, 663 P.2d at 969.
. Id. at 970.
. James I, 730 P.2d at 819 (Singleton, J. dissenting).
. Id. at 815.
. James II, 739 P.2d at 1316.
. James I, 730 P.2d at 815 (Bryner, C.J., concurring).
. O'Dell v. Anchorage, 576 P.2d 104, 108 (Alaska 1978).
. See State v. Jones, 759 P.2d 558, 570 (Alaska App. 1988) (holding a defendant must either supply an affidavit from his former attorney or show why the attorney will not supply an affidavit).
. James II, 739 P.2d at 1316; Kelly, 663 P.2d at 970.
Reference
- Full Case Name
- Sean Michael McINTIRE, Appellant, v. STATE of Alaska, Appellee
- Cited By
- 7 cases
- Status
- Published