State v. Jack
State v. Jack
Opinion of the Court
OPINION
On May 12, 2001, the Alaska state ferry Matanuska was navigating the Inside Passage on a voyage from Bellingham, Washington, to Southeast Alaska. According to the grand jury's indictment, while the Matanuska cruised through Canadian territorial waters, Vernon G. Jack, V, engaged in sexual contact and sexual penetration with S.N.F. and physically assaulted her. An Alaska State Trooper who happened to be aboard the Matanus-ka investigated Jack's conduct and arrested him. The grand jury in Ketchikan charged Jack with one count of first-degree sexual assault, one count of second-degree sexual assault, and four counts of fourth-degree assault for his misconduct aboard the Matanus-ka while it was in Canadian territorial waters.
Superior Court Judge Larry R. Weeks granted Jack's motion to dismiss the indietment based on the State's lack of jurisdiction to prosecute Jack. We granted the State's petition for review. Because we conclude that the State's criminal jurisdiction did not extend to Canadian territorial waters, we affirm the superior court.
Under common law, a state has jurisdiction to prosecute those crimes occurring within its territorial limits
We discussed Alaska's statutory extension of criminal jurisdiction under AS 12.05.010 in Wheat v. State.
When the commission of a erime commenced outside the state is consummated inside the state, the defendant is liable to punishment in this state even though out of the state at the time of the commission of the erime charged, if the defendant consummated the crime through the intervention of an innocent or guilty agent, or by other means proceeding directly from the defendant.
Wheat kept his daughter in Arizona after his visitation under an Alaska child custody order ended.
In this case, the State has made no claim that Alaska has jurisdiction to prosecute Jack under AS 12.05.010 because Jack's misconduct and the results of his misconduct all occurred in Canadian territorial waters. Thus, the State must have another basis for prosecuting Jack for a violation of Alaska criminal law.
The State claims it has this power under AS 44.03.010. Alaska Statute 44.08.010 provides:
The jurisdiction of the state extends to water offshore from the coast of the state as follows:
(1) the marginal sea to its outermost limits as those limits are from time to time defined or recognized by the United States of America by international treaty or otherwise;
(2) the high seas to the extent that jurisdiction is claimed by the United States of America, or to the extent recognized by the usages and customs of international law or by agreement to which the United States of America or the state is a party;
(3) submerged land including the subsurface of submerged land, lying under the water mentioned in this section.
We considered this statute in Corbin v. State,
In Corbin, we relied in part on the Alaska Supreme Court's decision State v. Bundrant.
Alaska Statute 44.08.010 provides generally that the jurisdiction of the State extends to "waters offshore from the coast of the state" and describes specifically the area claimed by the state. To properly interpret whether AS 44.08.010 grants Alaska jurisdiction over Canadian territorial waters we must discuss a coastal state's authority over offshore waters.
In United States v. California,
(a) It is hereby declared to be the policy of the United States that (1) the subsoil and seabed of the outer Continental Shelf appertain to the United States and are subject to its jurisdiction, control, and power of disposition as provided in this subchap-ter; (2) this subchapter shall be construed in such manner that the character of the waters above the outer Continental Shelf as high seas and the right to navigation and fishing therein shall not be affected[.]
Under international law, the United States has authority over the sea adjacent to its coastline.
Again, AS 44.08.010 provides that the jurisdiction of the state extends to "waters offshore of the coast of the state" and then specifies the three categories included: (1) the marginal sea, (2) the high seas to the extent claimed by the United States or recognized by international law, and (8) the submerged land under the first two defined categories. Jurisdiction would not be possible in this case under clause (1) because, as the superior court found, Jack's misconduct occurred entirely in Canadian territorial waters.
The State argues that Alaska has jurisdiction under clause (2) because the State interprets "high seas" in clause (2) to include all the ocean offshore of Alaska up to the low-water mark of all countries. But this interpretation is far too broad, and ignores the statute's initial limitation to "waters offshore the coast.
Under its admiralty and maritime jurisdiction, the United States may define and punish crimes committed by its citizens on U.S.flagged vessels (such as the Matanuska) operating in foreign territorial waters.
We conclude that AS 44.03.010 does not extend state criminal jurisdiction into Canadian territorial waters.
Conclusion
The judgment of the superior court is AFFIRMED.
. AS 11.41,410(a)(1), AS 11.41.420(a)(1), and AS 11.41.230(a), respectively.
. See Rollin M. Perkins & Ronald N. Boyce, Criminal Law at 38-45 (3rd ed. 1982); 1 Wayne R. LaFave & Austin W. Scott, Jr., Substantive Criminal Law § 2.7 at 160-63, 2.9(a) at 180-86 (1986).
. See Perkins & Boyce, Criminal Law at 41-42; LaFave & Scott, Substantive Criminal Law § 2.9(b) at 186-90.
. 734 P.2d 1007 (Alaska App. 1987).
. AS 11.41.330(a).
. See Wheat, 734 P.2d at 1007-08.
. 672 P.2d 156 (Alaska App. 1983).
. Id. at 157.
. Id.
. Id.
. 546 P.2d 530 (Alaska), appeal dismissed sub nom, Uri v. Alaska, 429 U.S. 806, 97 S.Ct. 40, 50 L.Ed.2d 66 (1976).
. Id. at 544-48, 552-54.
. Id. at 554.
. Corbin, 672 P.2d at 158.
. 332 U.S. 19, 67 S.Ct. 1658, 91 L.Ed. 1889 (1947).
. Id. at 39, 67 S.Ct. at 1668.
. 43 U.S.C. § 1311(a).
. 43 U.S.C. §§ 1331-43.
. See Restatement (Third) of Foreign Relations Law § 511 (1987).
. Pub.L. No. 85-508, 72 Stat. 339 (1958).
. Alaska Const. art. 12, § 1.
. 362 P.2d 901 (Alaska 1961), vacated on other grounds, 369 U.S. 45, 82 S.Ct. 552, 7 L.Ed.2d 562, aff'd, Kake v. Egan, 369 U.S. 60, 82 S.Ct. 562, 7 L.Ed.2d 573 (1962).
. Id. at 926.
. U.S. Constitution, art. I, § 8, cl. 10.
. U.S. Constitution, art. IIH, § 2, cl. 1.
. See United States v. Rodgers, 150 U.S. 249, 266, 14 S.Ct. 109, 116, 37 L.Ed. 1071 (1893); United States v. Flores, 289 U.S. 137, 153, 53 S.Ct. 580, 584, 77 L.Ed. 1086 (1933).
. See Restatement (Third) Foreign Relations Law §§ 502(2), 512; see also Wildenhus's Case, 120 U.S. 1, 12, 7 S.Ct. 385, 387, 30 L.Ed. 565 (1887).
. Rodgers, 150 U.S. at 261, 14 S.Ct. at 113.
Concurring Opinion
concurring.
This case was very difficult for me because it seems obvious that the State should have jurisdiction. Jack concedes that the State has a sufficient interest in this case to allow the exercise of state jurisdiction. The alleged assault and sexual assault took place on an Alaska state ferry and the assaults were committed against an Alaskan resident. Jack's claim is that the legislature did not authorize the exercise of state jurisdiction.
Whether the legislature intended to extend its potential jurisdiction over this case is governed by AS 44.08.010(@2). That statute reads as follows:
The jurisdiction of the state extends to water offshore from the coast of the state as follows:
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(2) The high seas to the extent that jurisdiction is claimed by the United States of America or to the extent recognized by the usages and customs of international law or by agreement to which the United States of America or the state is a party.
The State argues that we should give this language a broad interpretation, which would allow the State to exercise jurisdiction anywhere on the high seas where the United States of America could exercise jurisdiction if the State of Alaska has demonstrated a sufficient interest to overcome constitutional objections. Under this interpretation of the statute, the legislature in AS 44.08.010(2) expressed its desire to extend its criminal jurisdiction to all offenses that occur offshore from the coast of the state. The only limitation would be that the State could not exercise jurisdiction where the United States of America would not have jurisdiction or where the offense would have insufficient contacts with the state so that it would be unconstitutional for the state to exercise jurisdiction.
The language of AS 44.08.010(2) could support such an interpretation. Subsection two extends jurisdiction to "the high seas to the extent that jurisdiction is claimed by the United States of America. ..." There is support for the argument that the high seas, as understood at the time the statute was passed, begin where territorial waters end.
Furthermore, subsection two extends state jurisdiction "to the extent that jurisdiction is claimed by the United States of America or to the extent recognized by usages and customs of international law or by agreement to which the United States of America or the state is a party...." Arguably this section of the statute could incorporate by reference the jurisdiction of the United States over its flag ships. The United States governs its flag ships through the federal special maritime and territorial jurisdiction statute. This jurisdiction is defined under 18 U.S.C. § 7 and includes:
The high seas, any other waters within the admiralty and maritime jurisdiction of the United States and out of the jurisdiction of any particular State, and any vessel belonging in whole or in part to the United States or any citizen thereof, or to any corporation created by or under the laws of the United States, or of any State, Territory, District, or possession thereof, when such vessel is within the admiralty and maritime jurisdiction of the United States and out of the jurisdiction of any particular State.[6 ]
This statute is the jurisdictional basis for a number of other statutes that invoke the special maritime and territorial jurisdiction of the United States. For example, when a sexual assault against a minor occurs on the high seas, 18 U.S.C. §§ 2248, 2244 are applicable, with each section invoking § T's special maritime jurisdiction.
Federal courts in a number of circumstances have extended United States jurisdiction into foreign territorial waters.
It also seems logical that the State of Alaska would want to extend its jurisdiction extensively to waters far from its coast. As the decisions in State v. Bundrant
This is not a recent development, and therefore, in interpreting any statute, it seems reasonable to conclude that the legislature was aware of Alaska's substantial offshore interests and would want to make sure that Alaska could enforce its jurisdiction to the maximum extent possible. The Alaska Ferry System, connecting Alaska by a marine highway to the lower forty-eight states, is simply a more recent example of Alaska's interests and the State's need to extend its jurisdiction to waters offshore of the Alaska coast.
The federal government has limited resources. It might not have an interest in prosecuting any but the most major crimes that occur aboard the Alaska Ferry System. If the State of Alaska does not have jurisdiction in this case, a serious assault might go unremedied.
Corbin involved the theft of crab pots outside of Alaska territorial waters.
Therefore, there are substantial grounds to support the State's contention that AS 44.03.010(2) provides the State with jurisdiction over this case. The argument that it does not is already set out by Judges Stewart and Mannheimer, and I will not repeat those arguments. But for me, the argument that the legislature intended to extend state jurisdiction offshore from the coast of Alaska to the maximum extent possible breaks down because there does not appear to be any precedent for this interpretation. Many states in the United States border the ocean. And activities that occur far from these
For instance, in Bundrant, the Alaska Supreme Court relied on a specific statute that granted the State jurisdiction to regulate the crabbing industry outside Alaska's territorial waters.
The fact that other states with offshore interests similar to Alaska's do not appear to have broad statutes asserting extensive jurisdiction causes me to conclude that the Alaska Legislature did not intend for AS 44.03.010(2) to be interpreted as broadly as the State suggests. It appears that, after examining how other states assert jurisdiction offshore from their coastlines, such an assertion of jurisdiction would be unprecedented. If the legislature intended such a broad and unprecedented assertion of jurisdiction, I am confident that some legislative history would exist that would clarify the legislature's intent. I therefore conclude that AS 44.08.010(2) must be interpreted, as the lead opinion suggests, to exclude the exercise of the State's jurisdiction in this case.
. See, eg., Maul v. United States, 274 U.S. 501, 511, 47 S.Ct. 735, 739, 71 L.Ed. 1171 (1927) (stating that the "high seas" are "common to all nations and foreign to none"); Cunard S.S. Co. v. Mellon, 262 U.S. 100, 123, 43 S.Ct. 504, 507, 67 L.Ed. 894 (1923) (stating that on the "high seas" "'there is no territorial sovereign"); Am. Banana Co. v. United Fruit Co., 213 U.S. 347, 355, 29 S.Ct. 511, 512, 53 L.Ed. 826 (1909) (defining "high seas" as a region "subject to no sovereign"); Deslions v. La Compagnie Generale Transatlantique, 210 U.S. 95, 115, 28 S.Ct. 664, 670, 52 L.Ed. 973 (1908) (using the definition of the high seas from The Scotland court); Old Dominion S.S. Co. v. Gilmore, 207 U.S. 398, 403, 28 S.Ct. 133, 134, 52 L.Ed. 264 (1907) (defining "high seas" as an area "outside the territory, in a place belonging to no other sovereign"); The Scotland, 105 U.S. 24, 29, 26 L.Ed. 1001 (1881) (defining "high seas" as those waters "where the law of no particular State has exclusive force, but all are equal"); see also United States v. Romero-Galue, 757 F.2d 1147, 1149 n. 1 (11th Cir. 1985) (concluding that the "high seas" "lie seaward of a nation's territorial sea, which is the
. Law of the Sea: Convention on the High Seas, Apr. 29, 1958, art. 1, 13 U.S.T. 2312.
. In re Air Crash Off Long Island, N.Y. on July 17, 1996, 209 F.3d 200, 207 (2d. Cir. 2000).
. Id. at 206-07; see also. In re Air Crash Disaster Near Peggy's Cove, Nova Scotia on Sept. 2, 1998, 210 F.Supp.2d 570, 580 (E.D.Pa. 2002).
. 18 U.S.C. § 7(1).
. See United States v. Flores, 289 U.S. 137, 150-59, 53 S.Ct. 580, 582-86, 77 L.Ed. 1086 (1933) (extending jurisdiction to a United States citizen charged with the murder of another United States citizen aboard an American ship in the port of the Belgian Congo 250 miles up the Congo River); United States v. Rodgers, 150 U.S. 249, 266, 14 S.Ct. 109, 116, 37 L.Ed. 1071 (1893) (extending jurisdiction to a defendant charged with assaulting another person with a deadly weapon aboard a United States vessel in Canadian territorial waters); United States v. Neil, 312 F.3d 419, 421-23 (9th Cir. 2002) (extending jurisdiction to a foreign national charged with sexually molesting a United States minor on-board a foreign cruise ship while in Mexican territorial waters); United States v. Reagan, 453 F.2d 165, 169-71 (6th Cir. 1971) (extending jurisdiction to a United States citizen charged with homicide aboard an American vessel while in a German harbor); United States v. Ross, 439 F.2d 1355, 1357-59 (9th Cir. 1971) (extending jurisdiction to an assault committed on an American flagged vessel in a harbor of Nha Trang in South Vietnam); see also In re Air Crash Disaster Near Peggy's Cove, 210 F.Supp.2d at 586 (concluding that "high seas," as used in the federal Death on the High Seas Act, included foreign territorial waters); Jennings v. Boeing Co., 660 F.Supp. 796, 803-04 (E.D.Pa. 1987) (reaching same conclusion as the Peggy's Cove court).
. See, eg., Blackmer v. United States, 284 U.S. 421, 436-38, 52 S.Ct. 252, 254-55, 76 L.Ed. 375 (1932); Chua Han Mow v. United States, 730 F.2d 1308, 1311 (9th Cir. 1984).
. Restatement (Third) of Foreign Relations Law § 402 cmt. k (1987) ("Whether a State [of the United States] may exercise jurisdiction that the United States is entitled to exercise under international law is ... generally a question only of United States law.").
. 546 P.2d 530 (Alaska 1976).
. 672 P.2d 156 (Alaska App. 1983).
. Apparently in response to this and similar cases, the legislature recently passed AS 12.05.020, making it clear that Alaska's jurisdiction does extend to the Alaska Ferry System. Alaska Statute 12.05.020 states: "A person may be prosecuted under the laws of this state for an offense committed on or against ... a ferry or other water craft owned or operated by the state, even if the ... ferry ... is in ... water outside the state when the offense is alleged to have occurred."
. Corbin, 672 P.2d at 157.
. Id.
. Bundrant, 546 P.2d at 533 (outlining the Bering Sea Shellfish Area Regulations).
. 313 U.S. 69, 61 S.Ct. 924, 85 LEd. 1193 (1941).
. Id. at 77-79, 61 S.Ct. at 929-30.
. 761 So.2d 1027 (Fla. 2000).
. Id. at 1029 n. 1.
Concurring Opinion
concurring.
The issue in this case is whether Alaska has criminal jurisdiction over an assault that allegedly occurred in May 2001 on a state ferry as it navigated the territorial sea of Canada-that is, as it passed through the twelve-mile-wide band of ocean that lies off the western coast of Canada.
In 2002, the Alaska legislature enacted AS 12.05.020, a statute that asserts Alaska's authority to prosecute any criminal offense "committed on ... a ferry or other watercraft owned or operated by the state, even if the ... ferry ... or watercraft is in ... water outside the state when the offense is alleged to have occurred."
Instead, the State relies on AS 44.08.010(2), a statute passed in 1959 during our first year of statehood.
I agree with my colleagues that this statute does not establish Alaska's authority to enforce its criminal laws in the territorial waters of Canada. In fact, as I interpret AS 44.08.010(2), it does not even assert jurisdiction over crimes committed outside the territory of Alaska. I therefore conclude that,
I am writing separately because I reach this conclusion for reasons somewhat different from the ones described in Judge Stewart's lead opinion and Judge Coats's concurring opinion.
Summary of my position
Under international law, there are several rationales that a nation might properly rely on when asserting extra-territorial jurisdiction over particular people or activities-that is, when that nation seeks to enforce its civil or criminal laws within the geographic territory of another nation. For example, under admiralty law, a nation has the right to enforce its laws onboard any ship flying that nation's flag, regardless of the geographic location of the ship. But all of the rationales for a nation's assertion of extra-territorial jurisdiction depend on the nation's acknowledged interest in the specific people or activities to be regulated.
In contrast, no nation can assert territorial jurisdiction within the boundaries of another nation. That is, no nation has the right to enforce its entire body of civil and criminal law against all people and activities within a geographic area that lies within the recognized borders of another nation.
For reasons explained in more detail below, I conclude that AS 44.03.010 was intended to be an assertion of Alaska's territorial jurisdiction. The statute does not seek to regulate particular people or activities based on their relationship to this state. Rather, the statute asserts Alaska's right to enforce all of its laws within a geographic area. But under international law, no nation can assert territorial jurisdiction over a geographic area that lies within the territory of another nation. Thus, AS 44.08.010 can not properly be interpreted as an assertion of Alaska's jurisdiction over the territorial waters of Canada.
I therefore agree with my colleagues that we must uphold the superior court's decision in this case: the eriminal complaint against Jack must be dismissed because Alaska had no authority to enforce its criminal laws within Canada's territorial sea.
The traditional categorization of pelagic waters under international law
The pelagic waters of the earth have traditionally been divided into three legal categories: the "inland waters" of coastal nations, the "territorial" or "marginal" seas of coastal nations, and the "high seas"-4.e., all areas of the oceans that are not within any nation's inland waters or territorial sea. See United States v. Louisiana (the "Louisiana Boundary Case"), 394 U.S. 11, 21-23, 89 S.Ct. 773, 780-81, 22 L.Ed.2d 44 (1969).
A nation's inland waters comprise any portions of the ocean that are mostly enclosed by that nation's land-for instance, the waters of a narrow-mouthed bay, or a sound or sea passage bounded by a string of barrier islands. Inland waters are considered as much a part of the nation's territory as its land; the nation exercises complete sovereignty over inland waters, to the exclusion of all other sovereigns.
A nation's territorial sea is the band of ocean within a certain fixed distance seaward from the low-tide line along the nation's coast (or, in some instances, the low-tide line on the seaward side of its barrier islands)
All ocean waters outside any nation's territorial sea were traditionally considered the "high seas"-a geographic area where no nation could lawfully assert territorial sovereignty. This is not to say that nations had absolutely no power to enforce their laws on the high seas. International law recognized a nation's right to assert jurisdiction over specified people, objects, or activities on the high seas for particular purposes. For instance, under admiralty law, a nation can assert sovereignty over the ships flying that nation's flag, wherever those ships might be located on the planet.
But no nation could assert territorial jurisdiction over the high seas. That is, no nation could enact laws to regulate a geographic region of the high seas, nor could a nation enforce its body of laws within a geographic region of the high seas.
This tripartite division of the ocean is no longer as straightforward as it once was. Article 33 of the United Nations Convention on the Law of the Sea recognizes the right of nations to declare a "contiguous zone" not exceeding twenty-four miles beyond their coast (i.e., a zone that extends an additional twelve miles beyond the twelve-mile territorial sea allowed by the treaty). Within this zone, a coastal nation exercises limited sovereignty: "the control necessary to ... prevent infringement of its customs, fiscal, immigration[,] or sanitary laws and regulations within its territory or territorial sea [and] punish infringement of the above laws and regulations committed within its territory or territorial sea".
(Again, although neither the United States nor Canada has ratified UNCLOS, both nations have claimed a contiguous zone of twenty-four milese-that is, a zone extending twelve miles beyond their twelve-mile territorial seag).
(Again, both the United States and Canada claim 200 mile exclusive economic zones.
The creation of exclusive economic zones in the ocean has required a modified definition of "high seas." Currently, under Article 86 of UNCLOS, the term "high seas" means those areas of the ocean that are outside any nation's inland waters, territorial sea, or exclusive economic zone. But the designation "high seas" continues to mean the same thing-a geographic area beyond any nation's territorial jurisdiction. Article 89 of UNCLOS declares, "No State may validly purport to subject any part of the high seas to its sovereignty."
The maritime boundary between the United States and Canada in the North Pacific
As described above, both the United States and Canada claim a twelve-mile territorial sea, an additional twelve-mile contiguous zone, and a 200 mile exclusive economic zone. A question naturally arises with regard to regions such as Puget Sound and Dixon Entrance, where the coasts of the two nations are adjacent and face each other. This question is answered by Articles 15 and 74 of UNCLOS. Article 15 declares:
Where the coasts of two States are opposite or adjacent to each other, neither of the two States is entitled, failing agreement between them to the contrary, to extend its territorial sea beyond the median line every point of which is equidistant from the nearest points on the baselines from which the breadth of the territorial seas of each of the two States is measured. The above provision does not apply, however, where it is necessary by reason of historic title or other special cireumstances to delimit the territorial seas of the two States in a way which is at variance therewith.
Similarly, under Article 74 of UNCLOS, when adjacent nations share a sea border, they are to equitably define their respective exclusive economic zones. ‘
To put geographic reality to the rules enunciated in Articles 15 and 74 of UNC-LOS, the United States and Canada have established an International Boundary Commission to define the exact lines in the ocean that divide our two countries. The descriptions of these lines-given in terms of reference points that are defined to the hundredth of a second of latitude and longitude-are available at the International Boundary Commission's web site: www.internationalboun-darycommission.org/ibeprod.htm# coord (last visited March 24, 2008).
A chart and a data table describing the boundaries of the Alaska region of the United States' exclusive economic zone are available at the web site of the Office of Coast Survey (an agency of the National Oceanic and Atmospheric Administration): http://chartmaker.ned.noaa.gov/esdl/eez.htm (last revised December 9, 2002).
According to this Coast Survey data table, the border of the United States' EEZ heads west through the middle of Dixon Entrance (approximately Latitude 54° 30' North), and
What does AS 44.08.010 mean?
AS 44.03.010 declares that "the jurisdiction of the [State of Alaska] extends to water offshore from the coast of [this] state" as described in the three subsections of the statute:
Subsection (1) of the statute asserts Alaska's jurisdiction over "the marginal sea to its outermost limits[,] as those limits are from time to time defined or recognized by the United States of America by international treaty or otherwise." As explained above, the United States now claims a "marginal sea"-that is, a territorial sea-of twelve miles' width.
Subsection (2) of the statute asserts Alaska's jurisdiction over "the high seas to the extent that jurisdiction is claimed by the United States of America, or to the extent recognized by the usages and customs of international law or by agreement to which the United States of America or [this] state is a party."
Finally, subsection (8) of the statute asserts Alaska's jurisdiction over "(alll submerged land[,] including the subsurface of submerged land, lying under the water mentioned in [subsections (1) and (2) ]".
AS 44.03.010 obviously raises several issues of international law, as well as issues of federal supremacy and pre-emption. But in the present case, the pertinent question is whether this statute asserts Alaska's authority to enforce its criminal laws within the territorial sea of Canada. The State argues that subsection (2) of the statute-the subsection dealing with the high seas-constitutes just such an assertion of jurisdiction.
There is Alaska case law to support the proposition that a state can enforce its erimi-nal jurisdiction outside its territorial waters if the state can show a significant state interest, and if the state's exercise of this jurisdiction does not conflict with federal jurisdiction. See State v. Bundrant
But aside from potential conflicts with federal sovereignty, a state's assertion of jurisdiction outside its territorial waters must not conflict with international law and the sovereign rights of another nation. Neither Bun-drant nor Corbin addressed this issue, because neither case involved an attempt to enforce Alaska law in a geographic area lying within the territorial sea of another nation. But that is the issue in this case: whether Alaska can exercise jurisdiction over crimes alleged to have occurred in Canadian territorial waters.
There are two potential legal theories that might justify Alaska's assertion of jurisdiction over such crimes. The first is an admiralty theory: the State of Alaska owns and operates the ferry on which the crime allegedly occurred, so the State could assert the right to enforce its laws on the ferry regardless of where the ferry might be located. The second is a citizenship or residency theory: the State could assert jurisdiction because the victim of the alleged crime is an Alaska resident.
'other nations do. The admiralty theory of jurisdiction might be questioned because Alaska does not "flag" ships the way that the United States and Nevertheless, the United States Supreme Court has stated that "state regulation [in the area of admiralty] is permissible, absent a clear conflict with the federal law."
Given this construction of federal admiralty law, one could argue that the State of Alaska is empowered to assert criminal jurisdiction over people and activities onboard ships that bear a special relation to Alaska-such as the ships described in our new statute, AS 12.05.020 (.e, ferries and other watercraft owned and operated by the State of Alaska).
The second potential theory of jurisdiction-Jjurisdiction based on the residency of the crime viectim-also finds support in the law. See State v. Stepansky, 761 So.2d 1027 (Fla. 2000), a case in which the Florida Supreme Court upheld that state's authority to prosecute a burglary and attempted sexual assault committed aboard a Liberian-flagged cruise ship that was located approximately 100 nautical miles from the Florida coast. The prosecution was found to be proper under Florida Statute § 910.006, which asserts that state's "special maritime eriminal jurisdiction" over any crime committed on board a ship when (among other things) the suspect is a citizen or resident of Florida, the victim is a resident of Florida, or the crime occurred during a voyage on which over half of the paid passengers on board the ship originally embarked and plan to finally disembark in Florida.
Thus, there are at least two recognized theories of law that might justify the legislature's recent enactment of AS 12.05.020, the statute that asserts Alaska's jurisdiction to prosecute crimes committed onboard state ferries. But the question in this case is whether our pre-existing statute, AS 44.03.010, likewise asserts Alaska's jurisdiction over crimes committed onboard oceangoing vessels in the waters of other countries.
The language of AS 44.08.010, as well as the language of the other statutes that comprise AS 44.08, all indicate that AS 44.08.010 was not intended to be an assertion of special jurisdiction-i. e., not intended to be an assertion of jurisdiction based on a vessel's particular relationship to the State of Alaska, or based on the effect that a particular eriminal act might have on the residents of this state. Rather, AS 44.08.010 was intended to be a straightforward assertion of territorial jurisdiction-i.e., an assertion of the State's jurisdiction to enforce its entire body of law within particular geographic areas.
The first subsection of AS 44.08.010 is clearly an assertion of territorial jurisdiction. Subsection (1) declares that the State of Alaska asserts jurisdiction over the "marginal sea"-i.e., the territorial sea-lying off the coast of Alaska. As explained above, both international law and federal law define the territorial sea as a geographic area. It is the band of ocean extending twelve miles from Alaska's coast, but expressly excluding the territorial sea of Canada.
(There is apparently some dispute as to whether AS 44.08.010(1) asserts jurisdiction over the territorial sea as it currently is defined (i.e., twelve miles wide) or as it was defined when the statute was enacted (ie., three miles wide). There is a group of cases currently pending before this Court-State v. Dupier et al., File Nos. A-8270, 8272, and 8273-in which the State's brief asserts that Alaska's jurisdiction over the territorial sea extends only three miles from our coast. I leave this issue for another day.)
The second subsection of AS 44.03.010 is admittedly more ambiguous. Subsection (2) asserts Alaska's jurisdiction over "the high seas to the extent that jurisdiction is claimed by the United States of America, or to the extent recognized by the usages and customs of international law or by agreement to which the United States of America or [this] state is a party."
The State would have us interpret this language as an assertion of special (as op
But this interpretation of Subsection (2) makes no sense in light of Subsection (8). Subsection (8) of the statute asserts Alaska's jurisdiction over "[all] submerged land[,] including the subsurface of submerged land, lying under the water mentioned in [Subsections (1) and (2) J". This claim of sovereignty over submerged land and its subsoil only makes sense if Subsection (2), like Subsection (1), was intended to refer to a particular geographic area of the world. It seems wildly unlikely that the Alaska Legislature meant to assert Alaska's sovereignty over whatever submerged land happens to lie beneath an ocean-going vessel that carries Alaskan passengers or that operates out of an Alaska port. Moreover, such a claim would be completely contrary to international law.
The State's suggested interpretation of AS 44.03.010(2) is further undercut by the language of its sibling provision, AS 44.03.020. In this statute, the State of Alaska claims not only jurisdiction but ownership "of the water and submerged land deseribed in AS 44.08.010" (unless some other person or entity has a superseding deed). Again, if this statute was intended to assert ownership over whatever submerged land happens to lie beneath an ocean-going vessel that carries Alaskan passengers or that operates out of an Alaska port, such a claim would be inconsistent with admiralty law and inconsistent with other doctrines of special jurisdiction (such as jurisdiction based on citizenship or residency). The statute's claim of ownership makes sense only if AS 44.03.010 was intended to be an assertion of territorial jurisdiction over a geographic area.
This conclusion is additionally bolstered by the language of another sibling provision, AS 44.03.030(1). This statute declares that the jurisdiction claimed in AS 44.03.0110 is not intended to "limit or restrict ... the jurisdiction of [Alaska] over a person or subject inside or outside [this] state that is exercisable by reason of citizenship, residence, or other reason recognized by law." But if the jurisdiction claimed in AS 44.08.0110 is not intended to restrict or limit the jurisdiction that Alaska might claim because of citizenship, residence, or admiralty, it necessarily follows that AS 44.03.010 does not itself constitute a claim of jurisdiction based on citizenship, residence, or admiralty. Rather, it is a claim of territorial jurisdiction.
Thus, AS 44.08. 0102) is an assertion of territorial jurisdiction, not an assertion of admiralty jurisdiction or other special jurisdiction. In effect, AS 44.08.010(2) constitutes the State of Alaska's effort to "piggyback" and obtain the benefit of any federal assertion of territorial jurisdiction over a geographic region of the high seas (as that term was understood in 1959).
Conclusion
As I indicated before, I intend to express no opinion concerning the legality and effect of AS 12.05.020, the new statute that expressly asserts Alaska's jurisdiction to prosecute all crimes committed on state-operated ferries, regardless of their geographic location. However, I do conclude that AS 44.03.010 does not constitute an assertion of jurisdiction over such crimes.
Because the State of Alaska relies solely on AS 44.08.010(2) as the jurisdictional basis for its prosecution of Jack in the present case, I agree with my colleagues that the State of Alaska has failed to show jurisdiction over this alleged crime, and the superior court properly dismissed this prosecution.
. See SLA 2002, ch. 87, § 1.
. See SLA 1959, ch. 89, § 1.
. United States v. Louisiana, 394 U.S. at 22, 89 S.Ct. at 780.
. Compare United States v. Louisiana, 470 U.S. 93, 112-13, 105 S.Ct. 1074, 1085, 84 L.Ed.2d 73 (1985) (holding that Mississippi Sound, which is bounded by a string of islands, constitutes the inland waters of Mississippi and Louisiana) with United States v. California, 381 U.S. 139, 161-167, 85 S.Ct. 1401, 1414-1417, 14 L.Ed.2d 296 (1965) (holding that California's inland waters do not extend all the way to Santa Catalina Island).
. United States v. Louisiana, 394 U.S. at 22-23, 89 S.Ct. at 780-781; United States v. Alaska, 422 U.S. 184, 197, 95 S.Ct. 2240, 2250, 45 L.Ed.2d 109 (1975). See also American Telephone & Telegraph Co. v. M/V Cape Fear, 967 F.2d 864, 874,
. See United States v. Louisiana, 394 U.S. at 41, 89 S.Ct. at 791.
. UNCLOS, Article 3. The full text of this treaty is available at the United Nations web site (last visited March 18, 2003):
http://www.un.org/Depts/los/convention_agree-ments/ convention_overview_convention.htm
. A listing of all the nations that signed the treaty, and whether their governments have formally ratified the treaty, is available at the United Nations web site (last visited March 18, 2003):
hitp://www.un.org/Depts/los/reference_files/sta-tus2003.pdf
. See Thomas J. Schoenbaum, Admiralty and Maritime Law (2nd ed. 1994), § 2-2, Vol. 1, p. 23, quoting United States: Proclamation on an Exclusive Economic Zone, 22 I.L.M. 461 (1983).
. The United States extended its territorial sea from 3 miles to 12 miles in 1988. See Presidential Proclamation No. 5928, 54 Fed. Register 777 (1988) (discussed in In re Air Crash Off Long Island, New York, on July 17, 1996, 209 F.3d 200, 212-13 (2nd Cir. 2000). Although the United States has not ratified the 1982 United Nations Convention on the Law of the Sea, the 1988 presidential proclamation incorporates the provisions of UNCLOS pertaining to other nations' right of innocent passage through territorial waters and through international straits. The proclamation states that these matters are to be "determined in accordance with international law, as reflected in the applicable provisions of the 1982 United Nations Convention on the Law of the Sea."
Canada extended its territorial sea from 3 miles to 12 miles in 1996. See Oceans Act, S.C., part 1, ch. 31, § 4 (1996) (Can.) (cited in In re Air Crash Disaster Near Peggy's Cove, Nova Scotia on September 2, 1998, 210 F.Supp.2d 570, 572 (E.D.Pa. 2002)).
. United States: Presidential Proclamation of September 2, 1999 (No. 7219), 64 Fed.Reg. 48701 (1999).
Canada: See the web site of the Canadian Oceans Directorate (last visited March 18, 2003: http://www.pac.dfo-mpo.ge.ca/oceans/OceansAct/ OAPart1 .htm
. UNCLOS, Article 56.
. Id.
. United States: Presidential Proclamation No. 5030, 48 Fed. Register 10605 (1983).
Canada: See the web site of the Canadian Oceans Directorate (last visited March 18, 2003): http://www.pac.dfo-mpo.ge.ca/oceans/OceansAct/ OAPart1 htm
. 546 P.2d 530 (Alaska 1976).
. 672 P.2d 156 (Alaska App. 1983).
. Askew v. American Waterways Operators, Inc., 411 U.S. 325, 341, 93 S.Ct. 1590, 1600, 36 L.Ed.2d 280 (1973).
. Pacific Merchant Shipping Ass'n v. Aubry, 918 F.2d 1409, 1422 (9th Cir. 1990). See, eg., Ray v. Atlantic Richfield Co., 435 U.S. 151, 160, 172-73, 98 S.Ct 988, 995, 1001-02, 55 L.Ed.2d 179 (1978) (upholding Washington state laws that required larger ocean-going vessels to take on a state-licensed pilot when entering Puget Sound and to be escorted by a tug boat while in the Sound). See also Thomas J. Schoenbaum, Admiralty and Maritime Law (2nd ed. 1994), § 2-5, Vol. 1, pp. 26-27.
. In 1959, when AS 44.03 was enacted, the "high seas" began at the seaward edge of the territorial sea. One might argue that, because the United States now claims a contiguous zone of twenty-four miles (i.e., a zone that extends for several miles into the "high seas" as that term was understood in 1959), the State of Alaska-pursuant to AS 44.03.010(2)-also asserts jurisdiction over this contiguous zone. (This is only arguable, because the presidential proclamation that established the contiguous zone expressly declares that "[njothing in this proclamation ... amends existing Federal or State law.")
But for purposes of resolving the present case, even if the United States' claim of a twenty-four mile contiguous zone were interpreted as working an extension of Alaska's jurisdiction under AS 44.03.010(2), it would not extend Alaska's jurisdiction into Canadian territorial waters-because the presidential proclamation that established the contiguous zone expressly states that, although "the contiguous zone of the United States extends to 24 nautical miles from the [coastal] baselines of the United States," the United States disavows any claim that its contiguous zone extends "within the territorial sea of another nation."
Similarly, although the United States now claims a 200 mile exclusive economic zone in the Pacific Ocean, that zone does not include the territorial seas and exclusive economic zones of other nations. In particular, it does not include the territorial sea and exclusive economic zone of Canada. Moreover, within this zone, the United States claims only the economic sovereignty described in Articles 56-57 of UNCLOS-not comprehensive civil and criminal sovereignty. Thus, even if the State of Alaska's sovereignty
Reference
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