Anderson v. State
Anderson v. State
Concurring Opinion
concurring.
We are asked to decide whether a crime victim’s one-sentence response to a police officer’s on-the-scene question, “What happened?”, should be deemed “testimonial” for purposes of the Confrontation Clause analysis announced by the United States Supreme Court in Crawford v. Washington.
As Justice Scalia himself conceded, his majority opinion in Crawford does not offer a precise definition of “testimonial”.
Whatever else the term [“testimonial”] covers, it applies at a minimum to prior testimony at a preliminary hearing [or] before a grand jury[; and to testimony] at a former trial; and to police interrogations.
Crawford, 541 U.S. at 68, 124 S.Ct. at 1374.
Interpreting the phrase “police interrogation” in its broadest sense, any answer to a question posed by a police officer might be viewed as a statement procured through police interrogation. But I conclude that such a broad interpretation of “interrogation” would be a misreading of Crawford.
First, just as Crawford refused to adopt a definition of “testimonial”, Crawford likewise refused to adopt a definition of “interrogation”. True, Justice Scalia stated that he was using “interrogation” in its “colloquial” sense. But the colloquial meanings of words are normally ascertainable. In contrast, Justice Scalia appears to have used the adjective “colloquial” because he believed that it embraced a degree of uncertainty or ambiguity. That is, he wished to avoid giving a precise definition of “interrogation”:
We use the term “interrogation” in its colloquial [sense] rather than any technical legal ... sense. Cf. Rhode Island v. Innis, 446 U.S. 291, 300-01 [100 S.Ct. 1682, 64 L.Ed.2d 297] ... (1980). Just as various definitions of “testimonial” exist, one can imagine various definitions of “interrogation,” and we need not select among them in this case. [Crawford’s wife’s] recorded statement, knowingly given in response to structured police questioning,*357 qualifies under any conceivable definition [of “interrogation”].
Crawford, 541 U.S. at 53,124 S.Ct. at 1365 n. 4.
Nevertheless, as Judge Coats points out in his majority opinion, even this vaguely contoured definition does provide insight into what the Crawford court intended by its use of the term “interrogation”. As used in everyday speech, “interrogate” has a more limited meaning than “ask” or “inquire” or even “question”. An “interrogation” is a formal, systematic questioning that is conducted to advance an official investigation or inquiry.
Prisoners are interrogated. Suspects are interrogated. And, although we normally speak of witnesses being “examined” at a trial or at an inquest, one might reasonably describe this process as an interrogation. But when you happen on the scene of a traffic accident and you ask a bystander, “What happened?”, or when you see a large crowd gathered in front of a store and you ask, “What’s going on?”, these are not “interrogations”.
Given Crawford’s admonishment that “interrogation” should be understood in its colloquial sense, it appears that what occurred in Anderson’s case — a police officer arriving at the scene of a reported crime and asking, “What happened here?” — does not constitute an interrogation.
This conclusion is bolstered by the fact that the Supreme Court’s decision in Crawford rests on a lengthy exploration of the origins of the Confrontation Clause.
As described in Crawford, the Confrontation Clause was a direct response to repeated abuses of the power of inquest — the power to force people to appear and give a statement, under oath or otherwise, to a government official or to a legislative body investigating a potential crime. According to Crawford, the abuse was not the inquest itself. (Indeed, the grand jury inquest and the coroner’s inquest are still fixtures of American law.) Rather, the abuse was that these inquisitorial proceedings were employed to obtain accusatory statements that were later introduced, as hearsay, at criminal trials. That is, these accusatory statements were used against criminal defendants, even though the makers of these statements were never brought to court so that the defendants might cross-examine them. Crawford, 541 U.S. at 42-55, 124 S.Ct. at 1359-1367.
In the course of his explication of the Confrontation Clause, Justice Scalia explained why the Crawford majority concluded that police interrogations are analogous to the ex parte examinations conducted by royal officials under their inquest power:
Police interrogations bear a striking resemblance to examinations by justices of the peace in England. The statements are not sworn testimony, but the absence of oath was not dispositive. [Lord] Cobham’s examination [before the Privy Council] was unsworn, ... yet [Sir Walter] Raleigh’s trial [at which Cobham’s accusatory out-of-court statement was introduced] has long been thought a paradigmatic confrontation violation....
That [the] interrogators are police officers rather than magistrates does not change the picture either. Justices of the peace conducting examinations under the Marian statutes were not magistrates as we understand that office today, but had an essentially investigative and prosecuto-rial function.... England did not have a professional police force until the 19th century, ... so it is not surprising that other government officers performed the investigative functions now associated primarily with the police. The involvement of government officers in the production of testimonial evidence presents the same risk, whether the officers are police or justices of the peace.
Crawford, 541 U.S. at 52-53, 124 S.Ct. at 1364-65 (emphasis in the original) (citations omitted).
This passage from Crawford reinforces my conclusion that, when the Supreme Court used the phrase “police interrogation”, the Court was not referring to the kind of brief, on-the-scene questioning that occurred in Anderson’s case. Rather, the Supreme Court was referring to the kind of formal, systematic questioning that was characteristic of the English inquisitorial practices that
This interpretation is consistent with the facts of Crawford. Michael Crawford and his wife, Sylvia, paid a visit to Richard Lee at Lee’s apartment. During this visit, Michael Crawford stabbed and killed Lee (purportedly because Lee had attempted to sexually assault Sylvia Crawford).
In other words, Sylvia Crawford was subjected to prolonged and systematic police questioning regarding the homicide. And, as was true when the Privy Council interrogated Lord Cobham in its investigation of Walter Raleigh’s potential treason, the person being interrogated — Sylvia Crawford — knew that she herself was suspected of complicity in the crime under investigation.
Given these facts, one can see why the Crawford majority concluded that the police interrogation of Sylvia Crawford was analogous to the type of ex parte interrogations by royal officials that took place under English law in the sixteenth, seventeenth, and eighteenth centuries — and, thus, why the Confrontation Clause barred the government from introducing evidence of Sylvia’s answers through the hearsay testimony of a police officer.
In contrast, the evidence at issue in Anderson’s ease is a single sentence uttered by the victim of a crime in response to a police officer’s on-the-scene question, “What happened?” These facts do not fall within the rationale of the Crawford decision, and thus the Crawford decision does not apply to these facts.
For these reasons, I agree with my colleagues that the Confrontation Clause did not bar the State from introducing hearsay testimony that the victim in this case answered the officer’s question by stating, “Joe hit me with a pipe.”
. 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004).
. Crawford, 541 U.S. at 68, 124 S.Ct. at 1374 & n. 10.
.Crawford v. Washington, 541 U.S. at 36-38, 124 S.Ct. at 1356-57; State v. Crawford, 147 Wash.2d 424, 54 P.3d 656, 658 (2002).
. Crawford v. Washington, 541 U.S. at 38, 124 S.Ct. at 1357.
. State v. Crawford, 54 P.3d at 658.
Opinion of the Court
OPINION
In the early morning of December 1, 2000, the Anchorage police received a 911 call from a woman; the woman reported that she had been physically assaulted. When a police officer arrived on the scene, the woman told the officer that someone else was hurt. The woman led the officer to a nearby apartment, where a man was lying on the floor. When the officer asked this man what had hap
At Anderson’s trial, the injured man did not testify, but his out-of-court statement was presented to the jury through the hearsay testimony of the police officer. The trial judge ruled that the man’s statement was admissible as an excited utterance under Alaska Evidence Rule 803(2). In our first decision in Anderson’s case, we upheld that evidentiary ruling.
Now, however, we must decide a question of federal constitutional law: Even though the injured man’s statement was admissible as an excited utterance under Alaska Evidence Rule 803(2), was the police officer’s hearsay testimony concerning this out-of-court statement barred by the Confrontation Clause of the United States Constitution?
In Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), the United States Supreme Court construed the Confrontation Clause to prohibit the government from introducing hearsay testimony describing “testimonial” out-of-court statements (unless the government proves (a) that the person who made the out-of-court statements is unavailable as a witness and (b) that the defendant had a prior opportunity to cross-examine this person concerning those statements). The issue in Anderson’s case is whether the injured man’s response to the officer’s question, “What happened?”, qualifies as “testimonial” hearsay under Crawford.
For the reasons explained here, we conclude that the injured man’s response was not “testimonial” for purposes of the Confrontation Clause. Because hearsay testimony concerning this out-of-court statement was not barred by the Confrontation Clause, and because (as we concluded in our previous decision) the statement was admissible as an excited utterance under Alaska’s evidence rules, Anderson’s trial judge properly allowed the police officer to testify concerning the injured man’s out-of-court statement.
Facts and proceedings
In the early morning of December 1, 2000, Zonyua Robinson placed a 911 call to the Anchorage Police Department. Robinson informed the police that Joseph Anderson had just assaulted her.
Anchorage Police Officer Pam Nelson was dispatched to the Arctic Tern Inn to contact Robinson. When Officer Nelson contacted Robinson, she was bleeding and was very upset. Robinson told Officer Nelson that there was someone else who was hurt and needed help. She led the officer to a nearby apartment, where an injured man — Carroll Nelson — was lying on the floor, covered with a blanket or bedspread.
According to Officer Nelson’s later testimony, Robinson asked Carroll Nelson if he was all right. Carroll Nelson replied that he was hurt, and that he was having a hard time breathing. When Officer Nelson removed the covering from Carroll Nelson’s body, she observed that Nelson was not wearing a shirt, and that he had several obvious bruises on his torso. According to Officer Nelson, Carroll Nelson appeared to be in a lot of pain.
At this point, Officer Nelson asked him, “What happened?” Carroll Nelson responded that “Joe” had hit him with a pipe.
Carroll Nelson did not testify at Anderson’s trial. However, Officer Nelson was allowed to testify concerning this out-ofT court statement. The trial judge ruled that Carroll Nelson’s response to the officer’s question was admissible as an excited utterance under Alaska Evidence Rule 803(2).
Later, when Anderson appealed his conviction to this Court, we affirmed this evi-dentiary ruling. In reaching this conclusion, we relied on the United States Supreme Court’s decision in Ohio v. Roberts.
Following our decision, Anderson petitioned the Alaska Supreme Court to hear his case. While Anderson’s petition was pending, the United States Supreme Court decided Crawford v. Washington. In Crawford, the Supreme Court overruled Ohio v. Roberts and announced a new interpretation of the Confrontation Clause. Crawford holds that the Confrontation Clause flatly prohibits the government from introducing “testimonial” hearsay, no matter how much the circumstances surrounding the making of the out-of-court statement might indicate that the statement is trustworthy, unless the defendant has had a prior opportunity to cross-examine the speaker regarding the out-of-court statement, and unless the government demonstrates that the speaker is unavailable to testify at the defendant’s trial.
Because Crawford announced a new Confrontation Clause analysis, the Alaska Supreme Court remanded Anderson’s ease to us so that we might reconsider our decision in light of Crawford.
Crawford v. Washington
Michael D. Crawford was tried in the State of Washington for assault and attempted murder. Crawford had stabbed Kenneth Lee and claimed self defense. Crawford’s wife, Sylvia, had seen the stabbing and had been extensively interrogated by the police soon afterwards. Sylvia did not testify at Crawford’s trial because Crawford exercised Washington’s marital privilege, which bars a spouse from testifying without the other spouse’s consent. But the State was able to introduce, over Crawford’s objections, Sylvia’s tape-recorded statements to the police, which the State offered as evidence that Crawford had not stabbed Lee in self defense. The State argued that Sylvia’s statement was admissible, although hearsay, because it was a statement against penal interest.
In the Crawford decision, the Supreme Court reexamined its decision in Ohio v. Roberts. Under Ohio v. Roberts, a witness’s out-of-court statement could be admitted if it had “adequate indicia of reliability.” A statement had adequate indicia of reliability if it fell within a “firmly rooted hearsay exception” or had “particularized guarantees of trustworthiness.”
But the Court found that the “unpardonable vice of the Roberts test [was] not its unpredictability, but its demonstrated capacity to admit core testimonial statements that the Confrontation Clause plainly meant to exclude.”
Where testimonial evidence is at issue, however, the Sixth Amendment demands what the common law required: unavailability and a prior opportunity for cross-examination. We leave for another day any effort to spell out a comprehensive definition of “testimonial.” Whatever else the term covers, it applies at a minimum to prior testimony at a preliminary hearing, before a grand jury, or at a formal trial; and to police interrogations. These are the modern practices with closest kinship to the abuses at which the Confrontation Clause was directed.[10 ]
Crawford’s description of “testimonial” statements clearly includes statements made to the police during a formal interrogation. But the Supreme Court did not define what constituted interrogation. The Court stated that “Sylvia’s recorded statement, knowingly given in response to structured police questioning, qualifies under any conceivable definition [of testimonial].”
The Court further explained that “[w]here nontestimonial hearsay is at issue, it is wholly consistent with the Framers’ design to afford the [s]tates flexibility in their development of hearsay law ... as would an approach that exempts such statements from Confrontation Clause scrutiny altogether.”
Applying Crawford to Anderson’s case
Turning to Anderson’s case, the question is whether Carroll Nelson’s statement to Officer Nelson that “Joe” had hit him with a pipe was testimonial. In Crawford, the Supreme Court stated that “interrogations by law enforcement officers fall squarely within [the class of státements that are testimonial hearsay.]”
In determining the colloquial definition of interrogation, it seems logical for us to turn to the dictionary. The American Heritage Dictionary of the English Language defines interrogate as “to examine by questioning formally or officially.”
In addition, the Crawford Court pointed out that the Confrontation Clause applies to “witnesses against the accused.”
■ We have previously upheld Judge Hensley’s determination that Carroll Nelson’s statement was admissible as an excited utterance.
To be admissible as an excited utterance, an out-of-court statement must have been made while the declarant was under “a condition of excitement which temporarily still[ed] the capacity [for] reflection and produce[d] utterances free of conscious fabrication.” The declarant’s spontaneity, a product of the emotions being experienced by the declarant, is the key factor in determining the admissibility of the statement^24 ]
The finding that Carroll Nelson’s statement was an excited utterance, particularly under the facts of this ease, appears to be inconsistent with the conclusion that Carroll Nelson was a “witness,” as the Supreme Court defined the word in Crawford, or that his statements were made “under circumstances which would lead an objective witness to reasonably believe that the statement would be available for use at a later trial.”
All we have shown by this analysis is that Carroll Nelson’s statement does not appear to fall within the category of statements that the United States Supreme Court defined as clearly testimonial in Crawford. While the Court explained what core statements would be regarded as testimonial, it did not explain the full reach of its decision. The Court declined to say that all statements which were made in response to police questioning would be testimonial or that any hearsay statement which directly implicated a defendant would violate the Confrontation Clause. We conclude that the out-of-court statement at issue in this case can be deemed non-testimonial even though it was made to a police officer, and even though it directly implicated Anderson.
We have reviewed the numerous decisions which have interpreted Crawford. The great majority of courts which have considered this question have concluded that an excited utterance by a crime victim to a police officer, made in response to minimal questioning, is not testimonial.
We have found three cases arguably arriving at a contrary conclusion. Two of these cases are readily distinguishable from Anderson’s case. In re E.H.,
In Washington v. Powers,
Lopez v. State
We accordingly uphold the admission of Carroll Nelson’s out-of-court statement.
The judgment of the superior court is AFFIRMED.
. See Anderson v. State, Alaska App. Memorandum Opinion and Judgment at 5-8 No. 4823 (January 28, 2004).
. 448 U.S. 56, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980).
. 448 U.S. at 66, 100 S.Ct. at 2539.
. Wash. Rule Evid. 804(b)(3); A.R.E. 804(b)(3).
. Crawford, 541 U.S. at 40, 124 S.Ct. at 1358.
. Roberts, 448 U.S. at 66, 100 S.Ct. 2531.
. Crawford, 541 U.S. at 62, 124 S.Ct. at 1371.
. Id. at 1371.
. Id., at 1364 (quoting 1 N. Webster, An American Dictionary of the English Language (1828)). •
. Id. at 1374 (footnote omitted).
. Id. at 1365 n. 4.
. Id. (footnote omitted).
. Id. at 1364.
. Id. at 1374.
. Id. at 1365.
. Id. at 1365 n. 4 (footnote omitted).
. American Heritage Dictionary of the English Language (4th ed. 2000) (visited March 23, 2005) <http://www.bartleby.com/61/72 /I0197200.-html>.
. Merriam-Webster Dictionary of Law (1996) (visited March 23, 2005) <http://dictionary.lp.findlaw.com/scripts/ results.pl?co= dictionary.lp. findlaw.com & topic= 94/94289c09ca6 73bf97beadcaff 2836254>.
. Crawford, 541 U.S. at 51, 124 S.Ct. at 1364.
. Id. at 1354 (quoting 1 N. Webster, An American Dictionary of the English Language (1828)).
. Id. at 1364.
. Alaska R. Evid. 803(2).
. Id.
. Dezarn v. State, 832 P.2d 589, 591 (Alaska App. 1992) (quoting Commentary to Alaska Evidence Rule 803(l)-(2), third paragraph) (citations omitted).
. Crawford, 124 S.Ct. at 1364.
. See People v. Cage, 15 Cal.Rptr.3d 846, 848 (Cal.App. 2004) (holding that hearsay statement made at the hospital to police that defendant had cut him was not testimonial because the interview was "unstructured" and "informal and unrecorded") petition for review granted 19 Cal.Rptr.3d 824, 99 P.3d 2 (Cal. 2004); Leavitt v. Arave, 371 F.3d 663, 683 n. 22 (9th Cir. 2004) (murder victim calls police night before death to report that defendant had broken into her home — court concluded that this was excited utterance and non-testimonial because victim initiated contact, was not interrogated, and her motive in calling was only to obtain "help in a frightening intrusion into her home”); Stancil v. United States, 866 A.2d 799, 815 (D.C.App. 2005) (holding that excited utterances made to police officers are testimonial only when given in response to "questioning in a structured environment”); United States v. Webb, 2004 WL 2726100, at *4 (D.C.Super. 2004) (Officer dispatched to scene of assault asks victim "What happened?” Victim states that defendant punched her in the face. Victim’s statement held non-testimonial); Fowler v. State, 809 N.E.2d 960, 961-66 (Ind.App. 2004) (held that statements to police in response to informal police question
. 355 Ill.App.3d 564, 291 Ill.Dec. 443, 823 N.E.2d 1029 (2005).
. 124 Wash.App. 92, 99 P.3d 1262, 1263-66 (2004).
. 888 So.2d 693, 697 (Fla.Dist.Ct.App. 2004).
. Id. at 700.
Reference
- Full Case Name
- Joseph L. ANDERSON, Appellant, v. STATE of Alaska, Appellee
- Cited By
- 18 cases
- Status
- Published