State v. Parks
State v. Parks
Concurring Opinion
(concurring).
In State v. Shelton
If the institution of the grand jury is viewed as an anachronism, then Costello has appeal, for there the Supreme Court held that an indictment proper on its face returned by a legally constituted and unbiased grand jury is sufficient to require a
Because of the foregoing, I concur in this court’s rejection of the Costello rule. Yet I have reservations as to whether the “evidence * * * that rationally established the facts” test which this court has now adopted will afford the innocent protection against unjust prosecutions. Whether or not this rule possesses viability will be determined in future adjudications.
. 368 P.2d 817, 818-819 (Alaska 1982).
. 350 U.S. 359, 76 S.Ct. 406, 100 L.Ed. 397 (1956).
. It appears that there are numerous state court decisions since Costello which have followed the rationale of that case. See People v. McCrackin, 61 Ill.App.2d 457, 209 N.E.2d 673, 674 (1965); People v. Jones, 19 Ill.2d 37, 166 N.E.2d 1, 3 (1960); King v. State, 236 Ind. 268, 139 N.E.2d 547, 551 (1957); State v. Squires, 205 N.C. 388, 144 S.E.2d 49, 50 (1965); Wickline v. Alvis, 103 Ohio App. 1, 144 N.E.2d 207 (1957); Burton v. State, 214 Tenn. 9, 377 S.W.2d 900, 902-9, 04 (1964).
.. There are also procedural ramifications to the rule announced today. In Merrill v. State, 423 P.2d 686, 695-696 (Alaska), cert. denied, Merrill v. Alaska, 386 U.S. 1040, 87 S.Ct. 1497, 18 L.Ed.2d 607 (1967), we held that disclosure of grand jury minutes under Crim.R. 6(h) is a matter committed to the discretion of the trial judge. We further held, relying upon Pittsburgh Plate Glass Co. v. United States, 360 U.S. 395, 399-400, 79 S.Ct. 1237, 3 L.Ed.2d 1323, 1326-1327 (1950), that a movant must demonstrate the existence of a particularized need requiring the disclosure of the grand jury’s minutes.
It might well be' that both Crim.R. 6(h) and our holding in Merrill will have to be modified to effectuate the eviden-. tiary rule articulated in today’s opinion. It will also be mandatory that a record be kept of all proceedings before any grand jury.
Opinion of the Court
OPINION
Appellee was indicted for the crime of burglary. One witness had testified before
In State v. Shelton
[N] either the Fifth Amendment nor any other constitutional provision prescribes the kind of evidence upon which grand juries must act. * * *
An indictment returned by a legally constituted and unbiased grand jury, like an information drawn by the prosecutor, if valid on its face, is enough to call for trial of the charge on the merits. The Fifth Amendment requires nothing more.6
As to Costello, we said in Shelton:
[Tjhe broad declaration made in that case, not considered in relation to the factual situation there presented, would appear to preclude the dismissal of an indictment even where it appeared that “no evidence had been offered that rationally established the facts”, or that the indictment was returned “substantially upon evidence which was untrustworthy”. We would have serious misgivings about concurring in such a result; for in the extreme and yet conceivable situation it could mean that a defendant would be obliged to stand the expense and humiliation of a public trial where the grand jury had acted either on no evidence at all or solely on the basis of evidence that would not support a guilty verdict after trial. This would rob the constitutional right of much of its protective value, and would not be in accord with what we have stated to be a vital function of the grand jury — the protection of the innocent against oppression and unjust prosecution. [Footnotes omitted]7
In Merrill v. State
In Shelton we left open the question whether an indictment based solely on hearsay is subject to dismissal.9
That question is now before us in this case.
We intimated in Shelton
Under such a rule, the question is one of sufficiency of the evidence — whether it is adequate to persuade reasonable minded persons that if unexplained or uncontradict-ed it would warrant a conviction of the person charged with an offense by the judge or jury trying the offense.
Hearsay is involved when one attempts to get into evidence a statement made by one who is not testifying.
Indeed, we conduct our most serious affairs upon the strength of it [hearsay] 1 it would be impossible to carry on a day’s business without it.18
Since hearsay evidence has probative force and may furnish a logical basis for conclusions of fact, it cannot be said that because evidence presented to the grand jury was hearsay it did not rationally establish the facts sought to be established. Hearsay, if relevant, is evidence, and if it is such that, unexplained or uncontradicted, it would persuade a grand jury that it would warrant the conviction of the defendant at the trial,
On the other hand that is the very determination that a grand jury must make —whether certain evidence, if unexplained or uncontradicted, will warrant a conviction if presented to a petit jury. It is not the function of the grand jury to decide whether or not the evidence considered by them will be admissible at the trial, which is a decision they would be called upon to make if the statutory requirement that indictments be founded upon sufficient evidence be construed as meaning only such evidence as is not subject to exclusion at the trial under one or more of the exclusionary rules of evidence. Traditionally, and as a practical matter, that is not the grand jury’s function. A grand jury is generally made up of laymen without any specialized legal knowledge or training. There is no judge or other authority presiding over grand jury proceedings to make rulings each time a question of admissibility or inadmissibility of evidence arises. The defendant is rarely present
We hold that hearsay evidence may rationally establish facts and therefore may be sufficient evidence to justify the findings of an indictment by.a grand! jury. We do not decide in this case whether the particular hearsay evidence involved was sufficient for that purpose, because that question is not before us. We only decide that an indictment is not insufficient or invalid and subject to dismissal when founded upon hearsay evidence alone.
The order dismissing the indictment is reversed. The case is remanded to the superior court for trial.
. AS 22.10.020(a) permits the state to appeal in a criminal case to test the sufficiency of an indictment or information. See also Supreme Ct.R. 6, and State v. Shelton, 368 P.2d 817, 819-820 (Alaska 1962).
. 368 P.2d 817 (Alaska 1962).
. Alaska Const, art. I, § 8 provides:
No person shall he held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a grand jury * * ⅜.
. 350 U.S. 359, 76 S.Ct. 406, 100 L.Ed. 397 (1956).
. Id., at 359, 76 S.Ct. 406, 100 L.Ed. at 400.
. Id., at 362-363, 76 S.Ct. at 408, 100 L.Ed. at 401-403.
. State v. Shelton, 368 P.2d 817, 818-819 (Alaska 1962).
. 423 P.2d 686 (Alaska 1967), cert. denied, Merrill v. Alaska, 386 U.S. 1040, 87 S. Ct. 1497, 18 L.Ed.2d 607 (1967).
. Id., at 695 n. 35.
. Note 2 supra.
. United States v. Costello, 221 F.2d 668, 677 (2d Cir. 1955).
. Grim.It. 6 (k) provides in part:
The grand jury ought to find an indictment when all the evidence taken together, if unexplained or uncontra-dicted, would warrant a conviction by the trier of the offense.
. AS 12.40.050 provides:
The grand jury may indict or present a person for a crime upon sufficient evidence, whether that person has been held to answer for the crime or not.
. Meyst v. East Fifth Ave. Service, Inc., 401 P.2d 430, 437 (Alaska 1965).
. Barlow v. Verrill, 88 N.H. 25, 183 A. 857, 858-859, 104 A.L.R. 1126, 1128-1129 (1936) ; Annot., 79 A.L.R.2d 890, 890-97, 921 (1961).
. Barlow v. Verrill, supra note 15.
. Model Code of Evidence, at 223-24 (1942).
. United States v. Costello, 221 F.2d 668, 678 (2d Cir. 1955).
. Crim.R. 6(k), supra note 12.
. In the Alaska Grand Jury Handbook, prepared and distributed by this court, the following is said at page 9:
You will note from the above that the defendant named in the criminal charge has not been heard as a witness, nor have any witnesses for him probably been called. This is because, as stated above, the Grand Jury does not try the merits of the case, but only the sufficiency of the evidence supporting the charge. However, the Grand Jury has the right to offer the defendant the opportunity to appear before it. This is not usually done and should not be done unless the Grand Jury really feels that it is desirable.
Reference
- Full Case Name
- STATE of Alaska, Appellant, v. David Neil PARKS, Appellee
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- 42 cases
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- Published