Rutherford v. State
Rutherford v. State
Opinion of the Court
This case and two other cases before this court
I.FACTUAL BACKGROUND
The relevant facts in this case are as follows: On April 23, 1969, five days after the death of her husband, appellant herein was arrested, charged with first degree murder, and released on bail. Following a preliminary hearing, appellant was bound over to the grand jury on June 23, 1969, on the charge of second degree murder. A month later, on July 24, 1969, the grand jury returned an indictment on that charge. Appellant was arraigned July 29, 1969, and on August 12, 1969, she entered a not guilty plea.
The case remained completely dormant from August 12, 1969, until June 9, 1970, when the superior court notified appellant’s counsel by letter that trial would be held July 6, 1970.
At the trial, appellant was convicted of involuntary manslaughter, given a five-year suspended sentence, and placed on probation for a period of five years.
II. DETERMINATION OF SPEEDY TRIAL VIOLATION
The speedy trial guarantee has been seen as fulfilling at least three purposes: (1) to prevent harming the defendant by a weakening of his case as evidence and memories of witnesses grow stale with the passage of time; (2) to prevent prolonged pre-trial incarceration; and (3) to limit the infliction of anxiety upon the accused because of long-standing charges.
In Alaska, contrary to many states, we have no statutory provisions which implement speedy trial guarantees by setting a definite period within which trial must be held.
In Spight v. State, 450 P.2d 157, 158 (Alaska 1969), we drew upon Medina v. People, 154 Colo. 4, 387 P.2d 733 (1963), cert. denied, 379 U.S. 848, 85 S.Ct. 88, 13 L.Ed.2d 52 (1964), in deciding that speedy trial is a “relative concept in that the circumstances of each case determine whether it had been afforded an accused.” 387 P. 2d at 736.
In Spight, the defendant had requested several continuances, which were granted, but later continuances were granted at the request of the prosecution because of the inability to locate a witness. The total delay due to the prosecution’s own requests, and the granting of a mistrial, amounted to about three months. We held that since appellant had made no showing that the delay was “purposeful or oppressive or that [it] prejudiced her defense in any manner. * * * [a]ppellant’s constitutional right to a speedy trial was not violated.”
In Glasgow v. State, 469 P.2d 682 (Alaska 1970), this court again balanced society’s interest in the conviction of those who violate its criminal laws against a defendant’s constitutional interest in a speedy trial. We found that a delay of approximately fourteen months attributable to the state was excessive:
We find this to be an excessive amount of time within which to bring an accused to trial and, as such, a deprivation of the constitutional right to a speedy trial. In arriving at this conclusion, we rely on the persuasive reasoning of [the opinions of the United States Supreme Court in Smith v. Hooey, 393 U.S. 374, 89 S.Ct. 575, 21 L.Ed.2d 607 (1969) and Klopfer v. North Carolina, 386 U.S. 213, 87 S.Ct. 988, 18 L.Ed.2d 1 (1967)] and on our interpretation of section 11, article 1 of the Alaska Constitution.
It should be noted that in maintaining a proper balance between the needs of the accused and the commitments of the judicial process, we approve the statement of countervailing principles as set forth in United States v. Ewell * * *6
We then went on to quote the following language from the Ewell opinion, 383 U.S. 116, 120, 86 S.Ct. 773, 776, 15 L.Ed.2d 627, 630-631 (1966):
[B]ecause of the many procedural safeguards provided an accused, the ordinary procedures for criminal prosecution are designed to move at a deliberate pace. A requirement of unreasonable speed would have a deleterious effect both upon the rights of the accused and upon the ability of society to protect itself. * * * ‘[T]he essential ingredient is orderly expedition and not mere speed.’ Smith v. United States, 360 U.S. 1, 10, 79 S.Ct. 991, 997, 3 L.Ed.2d 1041 [1048],
We held, however, that a fourteen-month delay was an improper balance to strike.
With this framework of purpose and countervailing interests as background, we now turn to the question of what factors, other than the length of delay, are relevant in passing on a motion to dismiss based on an asserted speedy trial violation.
The degree to which the earlier case law on speedy trial is still sound has been thrown into some doubt by the Klopfer and Hooey decisions [supra]. Both stress the burden resting upon the state to bring the accused promptly to trial. Neither case resorts to undue technicalities about the necessity of showing prejudice to the defense, nor are waiver doctrines apparently relied upon.
As a result of Hooey and Klopfer it is apparent that a positive duty rests upon the courts and prosecutors to see that criminal defendants are afforded a speedy trial. The requirement of a demand, the showing of prejudicial harm to the defendant’s case, and the implication of a waiver from the defendant’s failure to make a demand arguably are no longer determinative of the claim to a speedy trial. While the presence of a demand or a showing of prejudice to one’s case can only help the claim, their absence alone will not necessarily frustrate the right to a speedy trial, including the right to a dismissal of the charges with prejudice when there has been a clear denial of this constitutional right. We reach this conclusion on the basis of our interpretation of article I, section 11, of the Alaska Constitution rather than upon any dispositive holding in Hooey and Klopfer. * * * (footnotes omitted.)8
Additional discussion may be necessary, however, both in order to further clarify our holding in Glasgow and to answer the state’s request that we recede from the above portion of the Glasgow opinion.
A. Waiver
Our decision in Glasgow to reject the doctrine that failure of an accused to demand a speedy trial constitutes a waiver was based on a growing body of legal thought which holds that waiver of constitutional rights can ordinarily only be done knowingly and intentionally.
The United States Supreme Court in Johnson v. Zerbst, 304 U.S. 458, 464, 58 S. Ct. 1019, 1023, 82 L.Ed. 1461, 1466 (1938), defined “waiver” as “an intentional relinquishment or abandonment of a known right or privilege.” The Supreme Court further stated that every presumption should be indulged against waiver, Aetna Ins. Co. v. Kennedy, 301 U.S. 389, 393, 57 S.Ct. 809, 81 L.Ed. 1177, 1180 (1937), and that the Court would not presume acquies
Against this backdrop, the cases of Escobedo v. Illinois, 378 U.S. 478, 84 S.Ct. 1758, 12 L.Ed.2d 977 (1964); Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L. Ed.2d 694 (1966), and Stovall v. Denno, 388 U.S. 293, 87 S.Ct. 1967, 18 L.Ed.2d 1199 (1967), were decided and held that the prosecution had a duty to inform the accused of particular rights, and that there could be no waiver in the absence of an explanation of those rights. There is respectable authority in the federal courts that waiver of a right to a speedy trial is similarly not to be inferred from mere silence unless the silence is for some tactical purpose.
Many of these authorities were alluded to in Glasgow and provide a sound foundation for the opinion. The state argues, however, that another factor should be considered in weighing the effect of silence. The failure to demand a speedy trial can be a tactical ploy by a guilty defendant. Most defense counsel are aware that delay may be beneficial. Witnesses, memories, etc., may be lost, and the case may be forced from the judicial process and justice thwarted.
However, we feel it is too much to expect of human nature that a defendant must demand a speedy trial to receive one when he has no assurance as to the outcome of trial. The uncertainty as to the verdict can bring indecision to the innocent as well as the guilty. While trial should vindicate the innocent, such a defendant may nevertheless be apprehensive about the outcome, for even his innocence has not prevented him from reaching the trial stage of the criminal process. Thus, the innocent defendant is presented with two unhappy alternatives: either not to demand trial, hoping the state will not prosecute, or to demand trial, hoping to vindicate himself in spite of his fear of being found guilty.
Furthermore, under our system of criminal justice, it is the prosecution which initiates a case and which has the power of going forward with it. In the exercise of this power, it is the duty of the public prosecutor to observe the constitution. To condition that duty on a defendant’s having demanded constitutional compliance is, in our view, an unacceptable misallocation of the burden of insuring a speedy trial. We, therefore, reaffirm the position announced in Glasgow that the burden is upon the state to give a speedy trial or be denied the power to prosecute.
B. Cause of the Delay
The state, while admitting that a “congested court calendar is not the fault of this appellant,” argues that since this is “not an example of a case where delay has been obtained by the prosecution,” there is no violation of appellant’s right to a speedy trial. We disagree.
We are unable to see how this offers any comfort to appellant, who suffers the same anxiety and lessened ability to defend herself either way. Why there should be a different rule for harm imper
C. Prejudicial Effect of the Delay
While appellant was not incarcerated during the period between arrest and trial and may not be able to prove actual harm to her ability to defend herself, this does not mean that she suffered no injury because of the delay. The appellant was charged with the most serious of our crimes, murder. The public humiliation and scorn attended with such a charge are of substantial consequence. The difficulty of maintaining normal patterns of life under such conditions is readily apparent.
The entire focus of Klopfer v. North Carolina, supra, is based upon the public humiliation and scorn to which an indicted person is subjected during the delay in bringing him to trial:
We, too, believe that the position taken by the court below was erroneous. The petitioner is not relieved of the limitations placed upon his liberty by this prosecution merely because its suspension permits him to go ‘whithersoever he will.’ The pendency of the indictment may subject him to public scorn and deprive him of employment, and almost certainly will force curtailment of his speech, associations and participation in unpopular causes. By indefinitely prolonging this oppression, as well as the ‘anxiety and concern accompanying public accusation,’ the criminal procedure condoned in this case by the Supreme Court of North Carolina clearly denies the petitioner the right to a speedy trial which we hold is guaranteed to him by the Sixth Amendment of the Constitution of the United States.
386 U.S. at 221-222, 87 S.Ct. at 992, 18 L. Ed.2d at 6-7 (footnote omitted).
A very real problem is also created with the necessity of marshaling the facts and maintaining the memories of witnesses during the period of the delay. At what point do day-by-day events encroach upon memory to erase the subtle shades of meaning which may make the differences between the various degrees of criminal offenses? There are too many uncertainties to answer such a broad question. However, the potential for substantial prejudice is • undeniably present despite the difficulties in proving actual harm.
Since a basic purpose of the speedy trial guarantee is to insure that the verdict returned represents the justice of the factual' situation, any delay which results in a-distortion of the facts presented is undesirable. Extensive delays threaten the basis of the trial itself and the integrity of the verdict.
We therefore hold that in a case where the time between the charge
The delay in bringing appellant to trial here exceeded the amount of time condemned in Glasgow as excessive. We again announce that such a delay is an improper balance to strike and hold that the appellant’s right to a speedy trial under the Alaska Constitution has been violated.
III. RETROACTIVE APPLICATION OF GLASGOW
In the recent case of Judd v. State, 482 P.2d 273 (Alaska 1971), we rejected the notion that all new constitutional interpretations must be considered to have always been the law, and that they must therefore necessarily be given complete retroactive effect. That rejection was not original with this court.
The criteria guiding resolution of the question of retroactivity which apparently have been agreed upon by all authorities are as follows: (a) the purpose to be served by the new standards; (b) the extent of the reliance by law enforcement authorities on the old standards; and (c) the effect on the administration of justice of a retroactive application of the new standards.19
We are again called upon to apply these criteria to a decision of this court announcing a new constitutional doctrine. We hold that Glasgow v. State, supra, must be given effect in this case.
A review of the decisions of the Supreme Court of the United States dealing with retroactivity questions indicates that the starting point in analysis is the purpose criterion. Where the purpose of the new rule is primarily related to the integrity of the verdict, the application thereof has generally been extended to all cases.
Where the major purpose of new constitutional doctrine is to overcome an aspect of the criminal trial which substantially impairs its truth-finding function and so raises serious questions about the accuracy of guilty verdicts in past trials, the new rule has been given complete retroactive effect. Neither good-faith*953 reliance by state or federal authorities on prior constitutional law or accepted practice, nor severe impact on the administration of justice has sufficed to require prospective application in these circumstances.21
On the other hand, where the purpose of a new constitutional standard is not to minimize arbitrary or unreliable fact findings, but to serve other ends, retroactive application has generally been denied.
Difficult analytical problems arise, however, and necessitate reference to the other two criteria, because with many new constitutional doctrines, “[t]he extent to which a condemned practice infects the integrity of the truth-determining process at trial is a ‘question of probabilities.’ ” Stovall v. Denno, 388 U.S. 293, 298, 87 S.Ct. 1967, 1970, 18 L.Ed.2d 1199, 1204 (1967), quoting Johnson v. New Jersey, 384 U.S. 719, 729, 86 S.Ct. 1772, 16 L.Ed.2d 882, 890 (1966). It is these penumbral cases, which only marginally or secondarily concern the integrity of the fact-finding process, which require a careful balancing analysis.
The extent of reliance on this court’s decision in Goss v. State, 390 P.2d 220 (Alaska 1964), where we held the right of an accused to speedy trial may be waived by failure to assert it, overruled by Glasgow, is somewhat difficult to analyze. The state has advanced no reason for the delay in bringing the appellant to trial from which reliance could be inferred. Indeed, it is difficult to reach any other conclusion than that the delay here was caused by the indifference of the superior court as to whether the state or the defendant desired a speedy trial. The state concedes that in most cases in which indictments had been returned during this period it moved for speedy trial because the court would not itself set criminal cases for trial.
Moreover, reliance upon the holding in Goss would be a valid consideration only to the extent that such reliance was justified. Prior to our decision in Glasgow, the United States Supreme Court, ruling in Klopfer
The effect of a retroactive application of Glasgow in this case on the administration of justice is difficult to guage. Since the remedy we selected in Glasgow was dismissal of the indictment with prejudice, repros-ecution will be barred herein. However, we are simply not persuaded that the effect of the application of Glasgow in this case would be to empty the jails or otherwise be “so devastating as to need no elaboration.” Tehan v. United States ex rel. Shott, 382 U.S. 406, 419, 86 S.Ct. 459, 467, 15 L.Ed.2d 453, 461 (1966).
It must be remembered that the rights we protect today are those of the innocent as well as the guilty. While the immediate benefit of our decision may appear to inure to the guilty, we cannot say that justice .'will suffer if, by upholding the constitutional right 6f all persons to a speedy trial, we would protect those who may be guilty in order to insure the rights of those who are innocent. “The constitutional requirement that guilt in criminal cases be proven beyond a reasonable doubt serves to limit, but cannot eliminate, the number of criminal defendants found guilty who are in fact innocent.” Williams v. United States, 401 U.S. 646, 91 S.Ct. 1148, 28 L.Ed.2d 388, 402 (1971) (Brennan, J., concurring). Where the defendant has asserted his innocence by pleading not guilty, and has subsequently been found guilty at a trial whose integrity is now questioned, we are not in a position to attack the legitimacy or sincerity of the claim of innocence.
One of the cornerstones of our legal system is that the law assumes the innocence of all persons charged with crime until such time as they are convicted in a manner consistent with the principles embodied in our constitutional system. And without speedy trial, neither this court nor the state is able to establish with the certainty required by our law that the verdict is just.
The judgment and conviction of the superior court are reversed, and the case is remanded to the superior court with in
. Tarnef v. State, No. 1297; Nickerson v. State, No. 1296.
. U.S. Const, amend. VI provides in relevant part as follows: “In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial * * *.” This provision was made applicable to the states through the due process clause of the Fourteenth Amendment in Klopfer v. North Carolina, 386 U.S. 213, 87 S.Ct. 988, 18 L.Ed.2d 1 (1967). Alaska Const, art. I, § 11 provides in relevant part as follows: “In all criminal prosecutions, the accused shall have the right to a speedy and public trial * *
. Glasgow v. State, 469 P.2d 682 (Alaska 1970) was published on May 29, 1970, and undoubtedly provided impetus for the scheduling of this case.
. United States v. Ewell, 383 U.S. 116, 120, 86 S.Ct. 773, 16 L.Ed.2d 627, 630 (1966); Glasgow v. State, 469 P.2d 682, 685 (Alaska 1970); Spight v. State, 450 P.2d 157, 158 (Alaska 1969). The public also has an interest in swift justice. It has recently been emphasized that the deterrence and rehabilitation purposes of the criminal law are poorly served when the trial is not reasonably contemporaneous with the wrongful acts. Warren E. Bur
. Id. at 688-689. (footnote omitted).
.Paragraph 4 of appellee’s written opposition to appellant’s motion to dismiss reads as follows:
Between April, 1969 and June, 1970, there has [sic] been between One Hundred and Fifty (150) and Two Hundred (200) pending felony cases for trial in the Fourth Judicial District, With but two Superior Court judges, this has necessarily caused some difficulty with respect to the prompt calendaring and trial of all said cases. It is further the understanding and belief of the undersigned that priority has been given to those cases where the defendant has been in pre-trial confinement. With respect to the case in question, the defendant, Wilma Alyce Rutherford, has never been in any pre-trial confinement.
. Glasgow v. State, 469 P.2d 682, 685-686. (Alaska 1970).
. This court has previously made reference to that trend. See, e. g., Alaska Foods v. Am. Mfr’s. Mut. Ins. Co., 482 P.2d 842, 852 (Alaska 1971); Hammonds v. State, 442 P.2d 39, 42 (Alaska 1968). Cf. Lanier v. State, Op. No. 697, 486 P.2d 981 (Alaska 1971) (waiver occurring during trial by counsel for the accused); Comment, Criminal Waiver: The Requirement of Personal Participation, Competence and Legitimate State Interest, 54 Cal.L.Rev. 1262 (1966).
.See Hedgepeth v. United States, 124 U.S.App.D.C. 291, 364 F.2d 684, 688 (1966); United States v. Chase, 135 F. Supp. 230 (N.D.Ill. 1955). Furthermore, legal scholars are almost unanimous in their condemnation of the demand rule. See, e. g., Note, The Right to Speedy Trial, 20 Stan.U.Rev. 476, 479-80 (1968); Note, The Lagging Right to a Speedy Trial, 51 Va.L.Rev. 1587, 1601-10 (1965); 8A J. Moore, Federal Practice ¶ 48.04 [1], at 48-19 (2d ed. 1970); ABA Project on Minimum Standards for Criminal Justice, Standards Relating to Speedy Trial, § 2.2, Commentary at 17-18 (adopted Feb. 19, 1968).
. Chief Justice Burger has noted that to expect a criminal defendant to insist on his own trial is inconsistent with human nature. The State of the Judiciary-1970, supra, n. 4 at 931.
. As we indicated in Glasgow v. State, 469 P.2d 682, 686 (Alaska 1970), where a demand is actually made, it “can only help the claim.”
. We need not ignore such practical problems as the difficulty in obtaining consumer credit for any purpose during the period of indictment for a serious crime, or the difficulty in obtaining new employment or the advancement in old employment.
. Although the state argues that no period of time before the July 24, 1969, indictment should count in determining whether there has been an excessive delay, and cites some authority for this proposition, we think that the better view is that the right to a speedy trial attaches at least from the institution of some form of charge. ABA Project on Minimum Standards for Criminal Justice, Standards Relating to Speedy Trial § 2.2(a) (adopted Feb. 19, 1968); Lucas v. United States, 363 F.2d 500, 502 (9th Cir. 1966); Hardy v. United States, 119 U.S.App.D.C. 364, 343 F.2d 233, 234 (1964), cert. denied 380 U.S. 984, 85 S.Ct. 1353, 14 L.Ed.2d 276 (1965); See Annotation, 85 A.L.R.2d 980, 981 (1962).
. The period of delay necessary for the presumption to attach shall include only delay not attributable to the defendant. Any delays requested or agreed to directly or implicitly by the defendant shall be deducted from that period.
. We do not mean to suggest by this holding that a converse presumption will be employed for less substantial delays— i. e., that prejudice will be presumed not to exist. Rather, the extent to which a showing of prejudice will be required in such cases will depend on the facts of each case. Generally, the longer the period of delay, the more willing the court should be to find a denial of the right to speedy trial without a showing of actual prejudice to the accused.
. Glasgow was announced on May 29, 1970, while the delay in this case occurred between April 23, 1969, and July 6, 1970.
. In declining to give complete retroactive effect to the exclusionary rule of Mapp v. Ohio, 367 U.S. 643, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961), the Supreme Court in Linkletter v. Walker, 381 U.S. 618, 85 S.Ct. 1731, 14 L.Ed.2d 601 (1965), first announced the doctrine that a constitutional decision in a criminal case need not be given retroactive application.
. Judd v. State, 482 P.2d 273, 277-278 (Alaska 1971) (footnote omitted).
. We need not express an opinion herein concerning complete retroactive application of our decision even though some members of the majority feel compelled to express the view that such a result is dictated by the opinions of the United States Supreme Court.
. See, e.g., Arsenault v. Mass., 393 U.S. 5, 89 S.Ct. 35, 21 B.Ed. 5 (1968) (giving retroactive effect to the right to counsel provided in White v. Md., 373 U.S. 59, 83 S.Ct. 1050, 10 L.Ed.2d 193 (1963)); McConnell v. Rhay, 393 U.S. 2, 89 S.Ct. 32, 21 L.Ed.2d 2 (1968) (giving retroactive effect to the right to counsel provided in Mempa v. Rhay, 389 U.S. 128, 88 S.Ct. 254, 19 L.Ed.2d 336 (1967)); Berger v. Calif., 393 U.S. 314, 89 S.Ct. 540, 21 L. Ed.2d 508 (1969), (giving retroactive effect to Barber v. Page, 390 U.S. 719, 88 S.Ct. 1318, 20 L.Ed.2d 255 (1968)); Roberts v. Russell, 392 U.S. 293, 88 S.Ct. 1921, 20 L.Ed.2d 1100 (1968) (giving retroactive effect to Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 B.Ed.2d 476 (1968)); Jackson v. Denno, 378 U.S. 368, 84 S.Ct. 1774, 12 L.Ed.2d 908 (1964); Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963); Douglas v. Calif., 372 U.S. 353, 83 S.Ct. 814, 9 B.Ed.2d 811 (1963); Griffin v. Ill., 351 U.S. 12, 76 S.Ct. 585, 100 B.Ed. 891 (1956). (Note 6 in original.)
. See, e.g., Linkletter v. Walker, 381 U.S. 618, 85 S.Ct. 1731, 14 L.Ed.2d 601 (1965) (denying retroactive- effect to Mapp v. Ohio, 367 U.S. 643, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961)); Desist v. United States, 394 U.S. 244, 89 S.Ct. 1030, 22 L.Ed.2d 248 (1969) (denying retroactive effect to Katz v. United States, 389 U.S. 347, 88 S.Ct. 507, 19 D. Ed.2d 576 (1967)); Williams v. United States, 401 U.S. 646, 91 S.Ct. 1148, 28 L. Ed.2d 388 (1971) (denying retroactive effect to Chimel v. Calif., 395 U.S. 752, 89 S.Ct. 2034, 23 L.Ed.2d 685 (1969)).
.In Tehan v. United States ex rel. Shott, 382 U.S. 406, 86 S.Ct. 459, 15 L.Ed.2d 453 (1966), the Court denied retroactive effect to Griffin v. Calif., 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965), despite the recognition that the privilege against self-incrimination protected in Griffin did sometimes serve as an adjunct to truth. 382 U.S. at 414-415 n. 12, 86 S.Ct. at 464, 15 L.E,d.2d at 459 n. 12. But the Court specifically noted that the privilege is not primarily “an adjunct to the ascertainment of truth,” id. at 416, 86 S.Ct. at 465, 15 L.Ed.2d at 460, and emphasized that retroactive application of Griffin would “have an impact upon the administration of [certain state’s] criminal law so devastating as to need no elaboration,” Id. at 419, 86 S. Ct. at 467, 15 L,Ed.2d at 461. Similarly, in Johnson v. N. J., 384 U.S. 719, 86 S. Ct. 1772, 16 L.Ed.2d 882 (1966), the Court denied retroactive effect to Escobedo v. Ill., 378 U.S. 478, 84 S.Ct. 1758, 12 L.Ed.2d 977 (1964), and Miranda v. Ariz., 384 U.S. 436, 86 S.Ct. 1602, 16 L. Ed.2d 694 (1966), notwithstanding the recognition that the principles announced In the latter cases sometimes guard against the possibility of unreliable confessions. 384 U.S. at 730, 86 S.Ct. at 1779, 16 L.Ed.2d at 890. The Court emphasized that pr e-Miranda standards were available, id., as well as noting the severe impact that retroactivity would
. See text accompanying note 4, supra.
. This situation was changed since the decision in Glasgow with the advent of administrative changes which have resulted in a new trial calendaring system in Fairbanks.
. See, e.g., Escobedo v. Ill., 378 U.S. 478, 84 S.Ct. 1758, 12 L.Ed.2d 977 (1964); Miranda v. Ariz., 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966); Stoval v. Denno, 388 U.S. 293, 87 S.Ct. 1967, 18 L.Ed.2d 1199 (1967). See also, Hammonds v. State, 442 P.2d 39, 42 (Alaska 1968), where this court held that to constitute a waiver, the acts of a person must evidence “an intentional relinquishment of a known right or privilege.” We need hardly add that the trial court should be aware of significant legal trends.
. Although we are not squarely presented with the issue in this case, we feel compelled to note that the application of Glasgoio in this case will not necessarily provide an avenue for widespread direct or collateral attack of convictions finally adjudicated prior to the ¡Glasgow decision. In -pre-Glasgow eases where the issue of speedy trial was not properly raised on appeal or preserved at trial, and where the convicted individual was afforded the opportunity to be represented by counsel, and his conviction was otherwise obtained in a manner consistent with the requirements of due process, we perceive no logical reason why our decision in Glasgoio should provide a valid basis for collateral relief. As previously indicated in footnote 20, we do not decide herein the extent of retroactive application. Also, we have indicated that we do not think our previous decision in Goss v. State, 390 P.2d 220 (Alaska 1964) could justifiably have been relied upon as late as 1969 by law enforcement officials. We similarly believe that the Goss case could provide no justification for the failure of an accused to raise the speedy trial issue at trial or on appeal.
. See Glasgow v. State, 469 P.2d 682, 687 n. 8. This situation has been remedied by Sup.Ct.Order No. 131 effective September 1, 1971, providing for a definite period between charge and trial.
Dissenting Opinion
joining, dissenting in part.
While the extent of the majority holding is unclear, it applies Glasgow v. State, 469 P.2d 682 (Alaska 1970), retroactively, at least to the case at bar. Although the majority would leave the matter thus — in apparent uncertainty — I believe that in fairness to all concerned this court should take a position on the extent of Glasgow’s retroactive application. It is for this reason that although I concur in Parts I and II of the majority opinion, I cannot subscribe to its retroactive application of Glasgow and must, therefore, dissent from Part III and the court’s judgment.
In deciding whether a decision of this court will be applied retroactively, three factors must be weighed: “(a) the purpose to be served by the new standards; (b) the extent of the reliance by law enforcement authorities on the old standards; and (c) the effect on the administration of justice of a retroactive application of the new standards.” Judd v. State, 482 P.2d 273, 278 (Alaska 1971). On this my brothers and I are agreed. It is only in the use of these criteria that we differ.
I
The standards announced in Glasgow comprehend several purposes. The integrity of the truth-finding process is only one of these purposes, and it is hardly the paramount consideration in enforcing the right to speedy trial.
A failure to honor the other purposes underlying the speedy trial guarantee may be deleterious on distinct public policy bases, but a conviction obtained after such a tardy trial may be just as relible as one which occurs through prompt adjudication.
A lack of speedy trial does not in all cases affect the reliability of the conviction. In some cases, of course, it may have that effect. In numerous cases it would be impossible to determine. In other cases the critical evidence of guilt may consist of documentary evidence, objectively developed scientific evidence, or circumstantial evidence which has been amassed through meticulous procedures. Even the direct testimony of witnesses may be verifiable because their memories were recorded contemporaneously with the observed events. In all of these cases the mere lapse of time is of no discernible importance.
The possibility of faded memory is, therefore, only one of the many aspects presented by the lack of a speedy trial. In some cases the time of trial may have no appreciable effect upon the fairness of the truth-finding process. In still other instances delay may actually work in favor of the accused, not to his detriment.
It should be remembered that the state must prove its case beyond a reasonable doubt. Delay of trial may not only weaken memory, it may render witnesses less appealing, harder to locate, and less inclined to implicate the accused. For these reasons, defendants frequently find it advan
In short, it cannot safely be assumed that mere lapse of time will necessarily render convictions unreliable. This is particularly true in the case before us, where little over a year elapsed between charge and trial. In countless similar cases convictions have been obtained without the suggestion being advanced that delay alone rendered the integrity of the truth-finding process questionable.
II
Reliance by law enforcement officials and the judiciary on pre-Glasgow doctrine was probably much greater than the majority opinion implies. One examining the authorities might well have concluded, in good faith, that Goss v. State, 390 P.2d 220 (Alaska 1964), and the principles set forth therein were still good law. Goss was, of course, the law of this state until it was overruled in relevant part by Glasgow on May 29, 1970. Moreover, under Knudsen v. City of Anchorage, 358 P.2d 375, 377-380 (Alaska 1960) it was reasonable to conclude that this court felt itself bound in interpreting Article I, Section 11 of the Alaska Constitution
Some eight months previously this court had partially overruled Knudsen in holding a defendant had the right to the presence of his counsel while police took a handwriting sample from him, a step the United States Supreme Court had been unwilling to take. Roberts v. State, 458 P.2d 340, 342 (Alaska 1969).
The right to speedy trial had received scant attention from the United States Supreme Court prior to Klopfer v. North Carolina, 386 U.S. 213, 87 S.Ct. 988, 18 L. Ed.2d 1 (1967).
One examining the pre-Glasgow law on this subject might well have been lulled into a false sense of security about the urgency of the speedy trial guarantee in Alaska. I would, therefore, hold that there was considerable probability of justifiable reliance by courts and law enforcement officials on pre-existing principles, abandoned or overruled in Glasgow v. State.
Ill
If Glasgow v. State is interpreted as fully retroactive on the precedential basis of this case, the most serious aspect of the majority’s opinion will be its implications for the administration of justice.
While Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963) is indeed fully retroactive, see, e. g., Kitchens v. Smith, 401 U.S. 847, 91 S.Ct. 1089, 28 L.Ed.2d 519 (1971), this has resulted only in new trials for indigents previously denied their right to counsel. While, to be sure, in some cases in which the trials occurred long ago, retrial will be impossible and dismissal will be the inevitable result, even this is a far cry from the foreseeable consequences of today’s holding. In Glasgow the remedy selected was dismissal of the indictment, with prejudice. Reprosecu-
It is for such reasons that “the effect on the administration of justice” is one of the recognized criteria for determining retro-activity in constitutional adjudication. If the law is to grow, new principles must be nurtured and older ones must be abandoned. The technique of prospective overruling permits orderly progress in the law. The unsettling effect of new doctrine is cushioned by limiting the retroactive operation of newly formed rules. In the case before us I can find no reason for possibly vacating, on a haphazard basis, the criminal convictions of numerous persons who in fact may have suffered scant, if any, injury.
For these reasons I must dissent from Part III of the majority decision. Since the vast majority of the delay in this case occurred prior to the date of the decision in Glasgow v. State, supra, I would affirm appellant’s conviction.
. If integrity of the truth-finding process were the primary aim, the statutes of limitation, which limit the time within which a criminal charge must be brought, might have to be declared unconstitutional. This would follow from the fact that the period for speedy trial laid down in Glasgow is much shorter than that permitted for bringing a criminal charge under the statutes of limitation. In Alaska the general statute of limitation is 5 years. AS 12.10.010
. Glasgow v. State, 469 P.2d 682, 685 (Alaska 1970).
. “In all criminal prosecutions, tlie accused shall have the right to a speedy and public trial, by an impartial jury of twelve, except that the legislature may provide for a jury of not more than twelve nor less than six in courts not of record. The accused is entitled to be informed of the nature and cause of the accusation; to be released on bail, except for capital offenses when the proof is evident or the presumption great; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the assistance of counsel for his defense.”
. “In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusations; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the assistance of counsel for his defense.”
. Glasgow v. State, 469 P.2d 682, 686 (Alaska 1970).
. Much, but not all, of the remaining holding of Knudsen was subsequently overruled in Baker v. City of Fairbanks, 471 P.2d 386, 398-401 (Alaska 1970). But of. Hanby v. State, 479 P.2d 486, 489 n. 6 (Alaska 1970).
. Prior to 1967 but three cases in that Court had dealt at any length with the speedy trial guarantee. United States
. This procedure is defined and discussed at some length by the Court in Klopfer v. North Carolina, 386 U.S. 213, 214-216, 87 S.Ct. 988, 18 L.Ed.2d 1, 3-4 (1967).
. Although the majority opinion fails to set forth the limits of Glasgow’s retro-activity, I cannot in good faith ignore the suggestion that Glasgow; ought to be fully retroactive. While the following discussion concerns full retroactivity in order to indicate graphically the effect of such a holding, it must be borne in mind that a more limited retroactive application will merely reduce the deleterious consequences; not eliminate them.
Reference
- Full Case Name
- Wilma Alyce RUTHERFORD, Appellant, v. STATE of Alaska, Appellee
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- 71 cases
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- Published