Hammond v. State, Department of Transportation & Public Facilities
Hammond v. State, Department of Transportation & Public Facilities
Opinion of the Court
OPINION
I. INTRODUCTION
Robert Hammond was terminated from his job with the Department of Transportation and Public Facilities. He contested his termination by pursuing the grievance-arbitration mandated by his collective bargaining agreement. While his grievance was being contested, Hammond simultaneously pursued statutory whistleblower claims in state court against the Department of Transportation and Public Facilities and fellow employees David Eberle, Richard Briggs, and Gordon Keith. His grievance was ultimately dismissed after arbitration. The superior court then gave res judicata effect to the arbitral decision to grant summary judgment for the defendants. Hammond appeals. We hold that Hammond is not precluded from pursuing his independent statutory claims in state court because he did not clearly and unmistakably agree to submit those claims to arbitration. We therefore reverse the superior court’s grant of summary judgment.
II. FACTS AND PROCEEDINGS
A. Facts
Robert Hammond was an employee of the Alaska Department of Transportation and Public Facilities (DOTPF) for approximately twenty years. In August 1994 he was assigned to DOTPF’s Homer Gravel Roads
After being transferred from the project Hammond made repeated allegations of DOTPF mismanagement. Some of these allegations were extremely serious and charged DOTPF and its personnel with corruption, fraud, and incompetence. In June 1995 Hammond received performance evaluations from his supervisor on the Homer Gravel Roads project and from Richard Briggs, his regular supervisor, stating that his performance was “mid-level acceptable.” In July 1995 Hammond filed charges with FHWA alleging criminal violations of 18 USC § 1020
David Eberle, Director of Design and Construction for the Central Region of DOTPF, terminated Hammond’s employment with DOTPF on July 31, 1996, relying primarily upon the Kerns report and the recommendations of Briggs and DOTPF Regional Construction Engineer Gordon Keith. Eberle cited Hammond’s “unfounded attacks impugning the integrity and competence of department staff and Federal Highway Administration personnel, threatening behavior, and refusal to follow the directions of management” as the reasons for termination.
B. Proceedings
On August 7, 1996 Hammond brought a grievance under his union’s collective bargaining agreement (CBA), alleging that DOTPF violated the CBA by discharging him without “just cause.” The parties were unable to resolve the grievance and they submitted the dispute to arbitration as mandated by the CBA.
On December 21, 1996 Hammond also filed suit in superior court against DOTPF, Eberle, Keith, and Briggs,
After a hearing, the arbitrator held that Hammond’s discharge was for “just cause” and therefore did not violate the CBA.
After the unfavorable arbitration decision, Hammond pursued his superior court whis-tleblower action. In his state court action, Hammond relied upon a report on the Homer Gravel Roads project by the Alaska Division of Legislative Audit released after the arbitrator’s decision. The report found that Hammond’s claims had merit and that DOTPF’s selection of Kerns to investigate Hammond’s allegations against DOTPF was flawed; it also called Kerns’s independence into question.
In February 2001 Superior Court Judge Dan A. Hensley granted DOTPF’s motion for summary judgment based on the arbitrator’s decision. The superior court held that Hammond was precluded from litigating his whis-tleblower claim in superior court because the parties understood that the arbitrator would have to address whistleblowing issues in her decision and because the arbitrator did decide the whistleblowing claim. Hammond appeals.
III. STANDARD OF REVIEW
“We review a trial court’s grant of summary judgment rife novo and affirm its ruling if the record presents no genuine issues of material fact in dispute and the moving party is entitled to judgment as a matter of law.”
IV. DISCUSSION
A. The Arbitrator’s Decision in Hammond’s State Court Whistleblower Action Was Not Entitled to Preclu-sive Effect.
1. Hammond has a right to a fully independent judicial determination of his statutory whistleblower action unless he submitted that claim to arbitration.
Hammond argues that the arbitrator exceeded the scope of her authority by resolving or attempting to resolve his state court whistleblower claim. He contends that the arbitrator’s decision should not be granted preclusive effect because the only question the parties submitted to arbitration was whether Hammond was terminated for “just cause.” Thus, Hammond argues, the arbitrator lacked the authority to decide his
Because we have not yet decided the precise issue before us today, we first look to federal law for guidance in determining whether Hammond’s statutory claim was precluded by his arbitration of a similar claim under the CBA. We have previously found federal precedent to be persuasive in interpreting the preclusive effects of arbitration decisions under Alaska law.
the federal policy favoring arbitration of labor disputes and the federal policy against discriminatory employment practices can best be accommodated by permitting an employee to pursue fully both his remedy under the grievance-arbitration clause of a collective-bargaining agreement and his cause of action under Title VII. The federal court should consider the employee’s claim de novo. The arbitral decision may be admitted as evidence and accorded such weight as the court deems necessary.[15 ]
Gardner-Denver⅛ protection of an employee’s right to fully and independently pursue both a grievance based upon the CBA and a lawsuit based upon the violation of statutory rights has been qualified, but preserved, by subsequent cases.
In Gilmer v. Interstate/Johnson Lane Corp.,
We have previously addressed the effect of arbitration on subsequent statutorily based claims in three cases. In Public Safety Employees Ass’n v. State,
We now adopt this approach and hold that an employee’s exercise of the right to arbitrate under a CBA does not preclude subsequent litigation of related statutory claims in state court unless the employee clearly and unmistakably submits the statutory claims to arbitration. An employee is not required to choose between the rights provided by a CBA and the rights provided by statutes such as the Alaska Whistleblower Act; ab
2. Hammond did not submit his Alaska whistleblower claims to arbitration.
Hammond argues that he did not knowingly, explicitly, and voluntarily submit his whistleblower claims to arbitration. Hammond notes that the arbitrator’s authority was limited by the CBA to a determination of whether Hammond was fired for just cause, and he emphasizes that the arbitrator characterized the issue before her as whether “the employer violate[d] the Collective Bargaining Agreement in its dismissal of Mr. Hammond.” Hammond also contends that his union did not give him notice that he would lose his right to pursue his statutory claim and that in any case the union did not have the authority to waive his right to pursue statutory claims in court.
DOTPF responds that Hammond submitted to arbitration his statutory whistleblower claims as a necessary part of his CBA-based claim that he was not terminated for “just cause.” DOTPF generally alleges that Hammond’s handling of his arbitration claim amounted to a voluntary submission to arbitration of his statutory whistleblower claims because it was necessary for the arbitrator to determine whether Hammond’s accusations were made in “good faith” in order to determine whether DOTPF terminated him for “just cause.” DOTPF also notes Hammond’s own acknowledgment that this case involves the same facts, or issues, as the previous arbitration. Finally, as proof that Hammond explicitly submitted his statutory claims to arbitration, DOTPF points to the arbitrator’s statement that the parties stipulated both that she had jurisdiction and that there were no issues about what was arbitrable.
There are three possible ways in which Hammond could have clearly and voluntarily submitted to arbitration so as to preclude subsequent litigation of his statutory whistle-blower claims in court. It is possible that (1) the CBA’s mandatory arbitration procedure governing grievances concerning dismissal clearly and unmistakably submitted his statutory claims to arbitration, (2) Hammond voluntarily submitted his whistleblower claims to arbitration even though he was not bound to do so by the CBA, or (3) Hammond voluntarily submitted to arbitration the issues common to both his CBA and his statutory claims and is thus precluded from relit-igating the issues. We hold that Hammond did not' clearly and unmistakably submit his whistleblower claims to arbitration either through his CBA or through a separate agreement and we reject the idea that independent statutory claims can be precluded when an employee exercises his right to contest a necessary issue through CBA-mandated arbitration.
a. The CBA’s arbitration provisions did not waive Hammond’s right to bring independent statutory whis-tleblower claims in court.
We accept the principle that an employee can waive at least some of the employee’s rights to an independent trial of statutory claims in a judicial forum by working under a CBA that requires those rights to be resolved through arbitration. The question before us is whether the arbitration provisions of the CBA waived Hammond’s right to bring an independent statutory whistleblower claim in court. We adopt Wright’s “clear and unmistakable” standard in making this determination.
Four federal circuits have addressed the issue of what constitutes clear waiver of statutory rights in a CBA. The Second and Fourth Circuits have held that in order to clearly and unmistakably waive an employee’s statutory rights a CBA must either (1) contain an arbitration clause including “a provision whereby employees specifically agree to submit all federal causes of action arising out of their employment to arbitration” or (2) contain “an explicit incorporation of the statutory anti-discrimination requirements in addition to a broad and general arbitration clause.”
Hammond’s CBA does not manifest a clear and unmistakable waiver of his statutory claims. Instead, it explicitly limits the grievance-arbitration procedure to “any controversy or dispute involving the application or interpretation of the terms of this Agreement arising between the Union or an employee or employees and the Employer.” Though the CBA goes on to provide that “[questions of arbitrability shall be decided by the arbitrator,” granting to the arbitrator the power to decide questions of arbitrability does not approach the clear and unmistakable waiver standard. No portion of the CBA’s grievance-arbitration section provided Hammond with any indication that he would forfeit his right to pursue statutory remedies in state court. Because Hammond’s CBA did not contain a clear and unmistakable waiver of his statutory claims, his unsuccessful arbitration does not preclude him from litigating these claims in state court.
We need not decide whether a union-negotiated CBA can waive an employee’s right to an independent determination of claims under the Alaska Whistleblower Act in state court because DOTPF presents no evidence that the CBA at issue in this case contained language clearly and unmistakably waiving such a right.
b. Hammond did not voluntarily submit his statutory whistleblower claims to arbitration.
We next consider DOTPF’s argument that Hammond voluntarily submitted his statutory whistleblower claims to arbitration by the manner in which he handled the arbitration. DOTPF relies heavily upon Nghiem v. NEC Electronic,
We agree with DOTPF that an employee who voluntarily submits claims to arbitration, although not required to do so by the CBA, would be precluded from bringing a subsequent statutory claim in court. This is so because an employee can voluntarily agree with his or her employer to resolve a statutory claim through arbitration, as “arbitration is ‘essentially a creature of contract ... in which the parties themselves charter a private tribunal for the resolution of their disputes.’ ”
Hammond’s references to the statutory protection provided by the Alaska Whistle-blower Act were insufficient to submit his statutory claims to arbitration and thus preclude his right to litigate those claims in state court. To the contrary, Hammond clearly did not intend to submit his statutory whistleblower claim to arbitration. Hammond’s union representative understood that he was not arbitrating Hammond’s statutory claims, as he stated in his affidavit that
the union was limited in its approach and would not be representing Mr. Hammond in bringing any whistleblower action.... The whistleblower issue was not tried in the arbitration.... At all times I made it clear that we were only arbitrating Mr. Hammond’s rights arising under the Collective Bargaining Agreement.... It came as a complete surprise to me that the arbitrator did not limit her decision to her jurisdiction; i.e., just cause under the CBA, but that she instead attempted to make whistleblower findings.
The union representative’s understanding of the scope of the arbitration is supported by the arbitrator’s statement, made at the start of the proceeding, that the parties “stipulated that the issue before the Arbitrator was [’D]id the employer violate the Collective Bargaining Agreement[?’]
c. Hammond’s statutory whistle-blower claim are not precluded by resolution of common issues in the arbitration of his termination claim under the CBA’s mandatory arbitration provision.
Finally, DOTPF argues that Hammond’s statutory whistleblower action is precluded because, in the words of the superior court, “Hammond raised the whistleblower claim at the arbitration and, by framing his claim as retaliation, required the arbitrator to rule on the whistleblowing issue.” DOTPF is correct that Hammond understood that the whistleblower issue would be part of the arbitration because his grievance stated that “[tjermination of employment was without just cause. Grievant was denied overtime in retaliation for ‘blowing the whistle’ and exercising rights as otherwise specified in law.” In his briefing to this court, Hammond acknowledges that the arbitration proceedings and whistleblower action involved the same underlying facts. But while Hammond clearly and unmistakably submitted to arbitration
Hammond’s arbitration was conducted pursuant to his CBA. This fact is particularly significant in light of federal precedent on this subject. Gardner-Denver established that the CBA determines the preclusive effects of arbitration when it noted that
the federal policy favoring arbitration of labor disputes and the federal policy against discriminatory employment practices can best be accommodated by permitting an employee to pursue fully both his remedy under the grievance-arbitration clause of a collective-bargaining agreement and his cause of action under title VII. The federal court should consider the employee’s claim de novo.[44 ]
In distinguishing Gardner-Denver, Gilmer held that preclusion can only be triggered by the submission of a statutory claim to arbitration, and not by the submission of a CBA-based claim that merely has an issue in common with a statutory claim. In Gilmer, the Court stated:
Since the employees [in the Gardner-Denver line of cases] had not agreed to arbitrate their statutory claims, and the labor arbitrators were not authorized to resolve such claims, the arbitration in those cases understandably was held not to preclude subsequent statutory actions.[45 ]
The Sixth Circuit reached a similar conclusion in Kennedy v. Superior Printing Co.,
The burden was on Superior to show that Kennedy waived his statutory rights, not merely that he arbitrated a discrimination claim under a collective bargaining agreement that also had a basis in federal law. Superior has not met this burden. There was no written agreement providing that Kennedy would submit his ADA statutory claims to binding arbitration.50
Just as it was “not at all unreasonable or surprising that Kennedy and the arbitrator would discuss the ADA in the context of arbitrating a dispute involving a claim that the company violated the anti-discrimination clause of the [CBA] prohibiting disability discrimination,”
Federal protection of an employee’s right to litigate statutory claims in court despite the unfavorable resolution of common issues in arbitration is a persuasive model for Alaska. While we recognize that, similar to the federal policy favoring arbitration, “[t]he common law and statutes of Alaska evince ‘a strong public policy in favor of arbitration,’ ”
B. Summary Judgment Was Not Appropriate, Despite the Arbitration’s Significant Evidentiary Value, Because Hammond Presented Sufficient Evidence that His Firing Was Retaliatory To Meet the Low Summary Judgment Threshold.
DOTPF contends that the superi- or court’s decision “could readily have been made in reliance on the arbitrator’s decision as establishing the absence of any genuine dispute as to the facts material to Hammond’s termination.” We agree with DOTPF that an arbitrator’s decision can be admitted as evidence in a subsequent proceeding.
Hammond presented sufficient evidence to meet this low threshold. This burden is met by Hammond’s testimony concerning his various complaints about the Homer Gravel Roads Project and Project Engineer Duane Paynter’s testimony that he was livid that Hammond complained outside of the chain of command. Additionally, the Division of Legislative Audit (DLA) released a report after the arbitrator’s decision which may be admissible as evidence in Hammond’s statutory whistleblower action. The DLA report found that Hammond’s claims had merit, and it called into question the independence of Richard Kerns, who was selected by DOTPF to investigate Hammond’s allegations.
V. CONCLUSION
The arbitrator’s decision should not have been given preclusive effect and summary judgment should not have been granted against Robert Hammond because Hammond did not clearly and unmistakably submit his statutory whistleblower claims to arbitration. Accordingly, we REVERSE the superior court’s decision and REMAND so that Hammond may litigate his statutory whistleblower claims.
. The parties dispute the nature of Hammond's complaints and the response to those complaints by DOTPF employees.
. 18 USC § 1020 (West 2000) imposes a fine or imprisonment, or both, upon a person who knowingly makes false statements or false representations, concerning any federally-funded highway project, about “the character, quality, quantity, or cost of the material used or to be used, or the quantity or quality of the work performed or to be performed.”
. AS 39.90.100-39.90.150.
. This opinion refers to the defendants collectively as "DOTPF.”
. AS 39.90.100(a) provides in relevant part that:
[a] public employer may not discharge, threaten, or otherwise discriminate against an employee regarding the employee's compensation, terms, conditions, location, or privileges of employment because
(1) the employee ... reports to a public body or is about to report to a public body on a matter of public concern; or
(2) the employee participates in a court action, an investigation, a hearing, or an inquiry held by a public body on a matter of public concern.
We have held that AS 39.90.100(a) " 'protects public employees who report to public bodies on matters of public concern from retaliation by their employers.' " Lincoln v. Interior Reg’l Hons. Auth., 30 P.3d 582, 586 (Alaska 2001) (quoting Alaska Hous. Fin. Corp. v. Salvucci, 950 P.2d 1116, 1121 (Alaska 1997)). In order to bring suit under the Alaska Whistleblower Act "an employee must show that (1) she has engaged in protected activity and (2) the activity was a 'substantial'
. The arbitrator stated that "[t]he essential elements of proof in a just cause case are: 1) whether the employee committed the offenses charged; 2) whether the employee was afforded due process; and 3) whether the penalty was appropriate under the facts and circumstances of the case, including the employee's record of employment.”
. AS 39.90.110(a) provides in relevant part:
[a] person is not entitled to the protections under AS 39.90.100-39.90.150 unless the person
(1) reasonably believes that the information reported is or is about to become a matter of public concern; and
(2) reports the information in good faith.
. Spindle v. Sisters of Providence in Washington, 61 P.3d 431, 436 (Alaska 2002).
. Id.
. Powers v. United Servs. Auto. Ass'n., 6 P.3d 294, 297 (Alaska 2000).
. See Barnica v. Kertai Peninsula Borough Sch. Dist., 46 P.3d 974 (Alaska 2002); Anchorage Police Dep’t Employees Ass'n v. Feichtinger, 994 P.2d 376 (Alaska 1999).
. 415 U.S. 36, 94 S.Ct. 1011, 39 L.Ed.2d 147 (1974).
. Id. at 38, 94 S.Ct. 1011 (citing 42 USC § 2000e, et seg.).
. Id. at 47, 49, 94 S.Ct. 1011.
. 500 U.S. 20, 111 S.Ct. 1647, 114 L.Ed.2d 26 (1991).
. Id.
. 525 U.S. 70, 119 S.Ct. 391, 142 L.Ed.2d 361 (1998).
. 658 P.2d 769, 774-75 (Alaska 1983).
. AS 34.03.
. AS 34.03.040(a).
. 799 P.2d 315 (Alaska 1990).
. Id. at 323.
. 46 P.3d 974 (Alaska 2002).
. Id. at 977.
. Id. at 983.
. Id.
. Id. at 984.
. Rogers v. New York Univ., 220 F.3d 73, 76 (2d Cir. 2000). See Carson v. Giant Food, Inc., 175
. Bratten v. SSI Services, Inc., 185 F.3d 625, 631 (6th Cir. 1999). See Quint v. A.E. Staley Mfg. Co., 172 F.3d 1, 9 (1st Cir. 1999).
. See Wright v. Universal Maritime Serv. Corp., 525 U.S. 70, 80, 119 S.Ct. 391, 142 L.Ed.2d 361 (1998) (stating that "we find it unnecessary to resolve the question of the validity of a union-negotiated waiver, since it is apparent to us, on the facts and arguments presented here, that no such waiver has occurred”). Cf. Norcon, Inc. v. Kotowski, 971 P.2d 158, 165 (Alaska 1999) (holding that "[t]he right to a non-discriminatory workplace conferred ... by AS 18.80.220 could not be waived by any contrary contractual provision").
. 25 F.3d 1437 (9th Cir. 1994).
. Id. at 1439.
. Id. at 1440.
. Ahtna, Inc. v. Ebasco Constmctors, Inc., 894 P.2d 657, 660 (Alaska 1995) (quoting Nizinski v. Golden Valley Elec. Ass’n, 509 P.2d 280, 283 (Alaska 1973)).
. See Nghiem, 25 F.3d at 1440.
. Given that a union's waiver of independent judicial determination of statutory rights must be explicit in a CBA, Wright, 525 U.S. at 80, 119 S.Ct. 391, an employee’s subsequent waiver of those rights through union representation in CBA-mandated arbitration of contractual grievances must be equally explicit. In this case, Hammond's CBA provided that the union, rather than the employee, controls the arbitration of the employee's claim. Accordingly, in asserting preclusion, DOTPF has the burden of proving that the employee, rather than the union, made a clear and unmistakable waiver of his own statutory rights.
. The narrow scope of this stipulation cannot support DOTPF's contention that Hammond submitted his statutory claim to arbitration. The agreement that there were no arbitrability issues was predicated on the earlier agreement that the arbitrator was only deciding whether DOTPF had violated the CBA.
. Alexander v. Gardner-Denver Co., 415 U.S. 36, 60, 94 S.Ct. 1011, 39 L.Ed.2d 147 (1974) (noting that arbitral decision may be admitted as evidence and given whatever weight court finds appropriate).
. Gilmer v. Interstate/Johnson Lane Corp., 500 U.S. 20, 35, 111 S.Ct. 1647, 114 L.Ed.2d 26 (1991) (quoting Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc., 473 U.S. 614, 625, 105 S.Ct. 3346, 87 L.Ed.2d 444 (1985)).
. 215 F.3d 650 (6th Cir. 2000).
. Id. at 655.
. The Americans with Disabilities Act of 1990, 42 U.S.C. § 12101 et seq. (1994 ed. and Supp. V).
. Kennedy, 215 F.3d at 655.
. Id.
. Id.
. Dep’t of Pub. Safety v. Pub. Safety Employees Ass'n, 732 P.2d 1090, 1093 (Alaska 1987) (quoting Univ. of Alaska v. Modern Constr., Inc., 522 P.2d 1132, 1138 (Alaska 1974)).
. We note that this establishes a somewhat different analytical framework than the traditional doctrines of res judicata and collateral estoppel, which the superior court relied upon in dismissing Hammond’s statutory claims. The traditional notions of res judicata, or claim preclusion, and collateral estoppel, or issue preclusion, are inapplicable to this case. Instead, the key inquiry is whether the statutory claim was submitted to arbitration, because granting any preclusive effect to the arbitration in the absence of Hammond's clear and unmistakable waiver of his statutory claim would deny Hammond the full protection of his two distinct remedies.
. See Alexander v. Gardner-Denver, 415 U.S. 36, 60, 94 S.Ct. 1011, 39 L.Ed.2d 147 (1974) (stating that "the federal court should consider the employee's claim de novo” despite previous unfavorable arbitral decision, but that "[t]he arbitral decision may be admitted as evidence and accorded such weight as the court deems appropriate”).
. John's Heating Serv. v. Lamb, 46 P.3d 1024, 1032-33 (Alaska 2002). See also Bell v. Conopeo, 186 F.3d 1099, 1102 (8th Cir. 1999) (employee’s "evidence, even if weak, must be viewed in a light most favorable to [the employee].... The [arbitral] decision may be received at trial, a jury may give it great weight. But in summary judgment proceedings, neither the district court nor we may place the parties' competing evidence in a balance scale when deciding whether to grant summary judgment.”).
. John's Heating, 46 P.3d at 1032. See also Meyer v. State, Dep't of Revenue, Child Support Enforcement Div. ex rel. N.G.T., 994 P.2d 365 (Alaska 1999) (holding that putative father’s affidavit that he had not had intercourse with mother at probable time of conception was sufficient to create question of fact as to whether DNA test indicating 99.98% probability of paternity was accurate).
. Kerns’s report takes on added significance because the DLA report found that the arbitrator “relied heavily on the findings of Mr. Kerns.”
. Because we are reversing the superior court’s dismissal of Hammond's statutory whistleblower action, we do not need to reach Hammond’s other arguments.
Dissenting Opinion
with whom EASTAUGH, Justice, joins, dissenting.
I disagree with today’s opinion insofar as it holds that Hammond may litigate twice the question whether the accusations that he made against his employer were in good faith, that is, with a reasonable basis for believing them to be true.
One of the grounds the state relied on for firing Hammond was that he made unfounded attacks on the integrity and competence of DOTPF staff that undermined the department’s ability to carry out its mission. To succeed in his challenge to his firing, Hammond had to establish that he acted in good faith with a reasonable belief that his accusations were true. This question was litigated in the seven-day arbitration proceeding and it was resolved against him. The same question is critical to his claim under the Whistle-blower Act because the act does not protect those whose reports are not made in good faith.
The norm in our legal system is that a litigant is entitled to litigate a question only once. The doctrines of res judicata (claim preclusion) and collateral estoppel (issue preclusion) are “founded upon the principle that parties ought not to be permitted to litigate the same issue more than once and that when a right or fact has been judicially determined by a court of competent jurisdiction or an opportunity for such trial has been given, the judgment of the court, so long as it remains unreversed, should be conclusive upon the parties....”
It is important to note that the procedures under which Hammond litigated the question whether his firing was justified are mandated by statute. Hammond was a state employee whose employment was governed by a collective bargaining agreement regulated by the Public Employment Relations Act, AS 23.40.070 et seq. Under PERA, collective bargaining agreements must include a grievance procedure “which shall have binding arbitration as its final step.”
In Bamica the collective bargaining agreement explicitly barred discrimination on the basis of sex.
But most of the reasons given in the dispo-sitional opinion in Bamica also apply to this case. Briefly summarized, they are as follows. The legislature mandated binding arbitration in PERA; that procedure is in no sense a second-class remedy subordinate to the judicial remedy provided under the act in question.
As I have suggested, the legislature has the right and power to provide that facts essential to whistleblower claims cannot be resolved in PERA-mandated arbitration. But there is no indication in the text or history of the act that this was intended, nor is there an inherent conflict between arbitration and the purposes of the Whistleblower Act. Thus there is no reason not to adhere to the norm that a party is entitled to litigate an issue only once.
One of Hammond’s defenses to the state’s motion for summary judgment was that the arbitration proceedings were fundamentally unfair because of discovery deficiencies, because he was poorly represented, and because he was denied the opportunity to be represented by his own attorney or to represent himself. Arbitration awards should not be given preclusive effect if they lack the essential elements of fair adjudication.
. AS 39.90.110(a)(2) provides: "A person is not entitled to the protections under AS 39.90.100-39.90.150 unless the person ... (2) reports the information in good faith."
. State v. Baker, 393 P.2d 893, 897 (Alaska 1964).
. See Restatement (Second) of Judgments § 84(1).
. See Bignelt v. Wise, 720 P.2d 490, 494 (Alaska 1986) (“The same considerations of efficiency and fairness that limit civil plaintiffs to 'one bite of the apple’ apply equally to workers’ compensation proceedings.”).
. AS 23.40.210(a).
. 46 P.3d 974 (Alaska 2002).
. A decision by an evenly divided court results in an affirmance. The opinion agreeing with the result reached by the superior court is referred to as the dispositional opinion, but it does not have the precedential effect of an opinion of the court. Anderson v. State ex rel. Central Bering Sea Fishermen’s Ass'n, 78 P.3d 710, 713 (Alaska 2003).
. Barnica, 46 P.3d at 977.
. Id. at 983.
. Id. at 975.
. Id.
. Id. at 977.
.Id. at 983.
. Id. at 978 (citing Dep’t of Pub. Safety v. Pub. Safety Employees Ass'n, 732 P.2d 1090, 1093 (Alaska 1987) (quoting University of Alaska v. Modern Constr., Inc., 522 P.2d 1132, 1138 (Alaska 1974))).
. Id. at 978.
. 415 U.S. 36, 94 S.Ct. 1011, 39 L.Ed.2d 147 (1974).
. 500 U.S. 20, 111 S.Ct. 1647, 114 L.Ed.2d 26 (1991).
. Barnica, 46 P.3d at 980. We noted that individual contracts are often contracts of adhesion offered on a take-it-or-leave-it basis, while collective bargaining contracts are usually the product of bilateral negotiations and are therefore at least as fair to employees as standard individual employment contracts. A recent journal article makes the same point more strongly:
Individual employees' lack of bargaining power when compared to that of union members draws into question the relevance of the Gilmer Court’s distinction between union and nonunion arbitration agreements. The arbitration provision at issue in Gardner-Denver was negotiated by the employer and the union selected by a majority of the plaintiff's coworkers. The union, like the employer, was likely a repeat player "with an equivalent insight into arbitration and the operations of the workplace,” and with the experience and knowledge necessary to draft a fair arbitration agreement. By comparison, the individual employee in Gilmer had to sign a contract in which he had little, if any, input. If the Court were to enforce the arbitration clause in either of the two cases, it should have enforced the one in Gardner-Denver.
Erica F. Schohn, The Uncertain Future of Mandatory Arbitration of Statutory Claims in the Unionized Workplace, 67 Law & Contemp. Probs. 321, 327 (Winter/Spring 2004) (footnotes omitted).
. Id. at 981 (quoting Storrs v. Municipality of Anchorage, 721 P.2d 1146, 1150 (Alaska 1986)).
. Id.
. See Restatement (Second) of Judgments §§ 84(3)(b); 83(2)(a-e).
Reference
- Full Case Name
- Robert R. HAMMOND, Appellant, v. STATE of Alaska, DEPARTMENT OF TRANSPORTATION & PUBLIC FACILITIES, Appellees
- Cited By
- 23 cases
- Status
- Published