State v. Parker
State v. Parker
Opinion of the Court
OPINION
I. INTRODUCTION
A criminal defendant convicted of exploitation of a minor and possession of child pornography argued at sentencing that his crimes were mitigated because the victim was sixteen and seventeen years of age when the photographs and videos of her were made, and because the materials were intended only for private use. The superior court disagreed. But the court of appeals reversed the superior court's judgment. Because we agree with the superior court that the defendant's conduct was not among the least serious included in the definition of the offenses of exploitation of a minor and possession of child pornography, we reverse the court of appeals's decision in this case and affirm the superior court's rejection of the mitigating factor. We therefore remand this case to the court of appeals to address an issue-the correctness of the defendant's composite sentence-that it did not address previously.
HI. FACTS AND PROCEEDINGS
A. Facts
David Parker, a fifty-eight-year-old Anchorage resident, made approximately 100 photographs and three videotapes of V.M., who was sixteen and seventeen years old when the pictures and videos were made.
Parker's son and another teenage girl, A.B., found the pictures and videos of V.M. in a briefcase in Parker's house, and gave the briefease to A.B.'s mother, who took them to the police. Also found in the briefcase were a picture of A.B., at age fifteen or sixteen, exposing part of her buttock, and several pictures of another girl, J.O., who was approximately sixteen years old, including one of J.O. in her underwear. Several months after receiving the briefcase, police received a call from Parker's ex-wife, who reported that Parker had hidden LSD in the briefcase.
After obtaining a search warrant based on the ex-wife's report, police found seventy-six hits of LSD in Parker's briefcase. All three
Although [Parker] did not contract with [V.M.] to take the photos by giving her drugs, alcohol and cigarettes, she said that he freely gave her the items when she performed in the pictures. Toward the end, it was apparent the giving of cigarettes, drugs and alcohol was conditional on her engaging in these acts.
Parker has a previous conviction for taking suggestive pictures of underage girls. In 1995 he faced charges stemming from his activities with two girls, ages fourteen and twelve or thirteen. Parker gave them wine coolers in his apartment, and when they were intoxicated, he took pictures of the girls partially nude in sexually suggestive poses. These pictures were discovered after Parker took the film to a photo lab to be developed. He pled no contest and was convicted of attempted unlawful exploitation of a minor,
B. Proceedings
Parker was originally indicted in this case for eight felonies and several misdemeanors, including, among the felonies, misconduct involving a controlled substance,
Appearing before Superior Court Judge Larry D. Card, Parker sought to suppress the evidence from the briefcase, arguing that the police had illegally obtained it. He also filed a motion to dismiss the counts of exploitation and possession of child pornography on privacy grounds. He argued that his sexual contact with V.M. was legal since she was over sixteen
Following negotiations with the state, Parker pled no contest to three offenses: first degree attempted misconduct involving a controlled substance,
As part of the plea agreement, Parker stipulated to two statutory aggravating factors for Count I (controlled substance): (1) he knew that the offense involved more than one victim,
At sentencing, Parker sought a statutory mitigator for both the exploitation and possession sentences, arguing that his conduct "was among the least serious conduct included in the definition of the offense."
For the exploitation of a minor offense, Judge Card noted that the older the victim, the more likely that the court might find the "least serious" mitigating factor. However, even though V.M. was approaching adulthood (defined as age eighteen in the child pornography statutes), she was still entitled to the protection of the exploitation statute:
I find the conduct typical. It may be on the lower end of the typical seale, but it's not least serious. I think I could probably find it least serious the closer they get to 18, this youngster was 16 going on 17 during the time the pictures were taken. And so, it's getting on the higher end, but it's-I find it typical. The legislature says that children of that age need protection also, not just children who are too young to have minds of their own ... [sixteen and seventeen-year-olds] are also highly impressionable by adults.
For the possession of child pornography offense, the superior court declined to find the "least serious" mitigator for several reasons. Parker not only possessed the pictures, he also produced them. Parker's purpose in possessing the images was irrelevant, since the statute does not distinguish between possession for private versus commercial purposes. Judge Card stated, "[The statute doesn't talk about what you do with them, it just talks about ... the mere possession." Furthermore, each photograph and video could warrant a separate charge under the possession statute.
In total, the superior court applied two aggravators to Count I and one aggravator each to Counts II and III. The superior court
Parker appealed several issues to the court of appeals, including the one before us now: whether the superior court erred in failing to find the "least serious conduct" mitigator as to both the exploitation and possession offenses. The court of appeals agreed with Parker, holding that his conduct was among the least serious included in the definition of the offenses.
We granted the state's petition for hearing on the "least serious conduct" mitigator issue.
III. STANDARD OF REVIEW
We apply a de novo standard to review Parker's proposed mitigating factors. After the court of appeals's decision in Parker LZ, but prior to oral argument before this court, we clarified the standard of appellate review for mitigating factors, particularly for the "least serious" mitigating factor at issue in this case. In Michael v. State,
We have not directly addressed procedures for finding mitigating factors. In Michael we remanded the case to the court of appeals, directing it to apply a de movo standard of review, rather than a "clear error" standard of review, to the superior court's rejection of the "least serious" mitigator.
IV. DISCUSSION
A. The Superior Court Did Not Err in Rejecting the "Least Serious" Miti-gator.
Because V.M. was two years younger than the cutoff age for exploitation of a minor when many of the photos were taken, because of the substantial number of pornographic photos and videos of V.M. that Parker both produced and possessed, and because intent to distribute is not an element of either the exploitation of a minor statute or the possession of child pornography statute, we hold that the superior court did not err in rejecting the "least serious" mitigating factor.
1. Parker's conduct was less serious than commercial production of child pornography, but this does not render his conduct "least serious."
In Parker II, the court of appeals reversed the superior court and found that Parker's conduct was among the "least serious" included in the definition of the offense because Parker's sexual relations with the sixteen- and seventeen-year-old V.M. were lawful and there was no evidence that he
We disagree. Even if some aspects of Parker's conduct were less serious than the "chief evils" targeted by these statutes, it does not follow that his acts were "among the least serious" in the definitions of the exploitation and possession statutes as required by AS 12.55.155(d)(9). As the state's attorney observed at sentencing, "The fact that something is not most serious ... does not make it least serious."
2. Parker's case falls into the broad category of typical cases to which the presumptive sentence applies.
The presumptive term for a second felony conviction will apply in the majority of cases. As the court of appeals noted in Knight v. State:
The presumptive term for any given class of ease represents the appropriate sentence for typical cases in that class, a relatively broad category into which most cases will fall; statutory aggravating and mitigating factors define the peripheries of this category, identifying relatively narrow cireumstances that tend to make a given case atypical and place it outside the relatively broad presumptive middle ground.[26 ]
The legislature intended for the "most serious" aggravating factor and the "least serious" mitigating factor to have a limited scope. The potential seope of these factors is most clearly indicated in criminal statutes which are defined by number or value. For instance, according to the legislative commentary on Alaska's Revised Criminal Code:
Under subsections [AS 12.55.155](c)(10) and (d)(9) a presumptive term may be aggravated or mitigated if the conduct constituting the offense was among the most or least serious conduct included within the definition of the offense. For example, if the defendant was convicted of a felony two years earlier, and is now being sentenced for the theft of $24,999, theft in the second degree, a class C felony, the fact that the conduct constituting the offense was among the most serious conduct included in theft in the second degree may aggravate the presumptive term.[27 ]
Similarly, when it rejected the "least serious" mitigator, the superior court focused on easily quantifiable elements of Parker's offenses: the victim's age and the number of pictures that Parker produced and possessed. The superior court was entitled to consider the fact that many of the pictures were taken when V.M. was sixteen, two years shy of adulthood and less than twelve months past the age of consent. As the superior court noted, V.M.'s age places the crime toward the lower end of typical child pornography offenses, but not necessarily among the least serious. Additionally, the superior court noted the "substantial number" of photos in Parker's briefcase. Even assuming
Furthermore, where a no contest plea results from a plea bargain, as in Parker's case, an underlying course of conduct comprising multiple potential offenses not all of which are charged, may also weigh against the "least serious" mitigator. We have already noted that each pornographic photograph and video found in Parker's briefease could support a separate violation of AS 11.61.127. Additional information from Parker's presen-tence report might have led to further charges: His briefcase contained semi-nude photos of two other underage girls in addition to the pornographic pictures and videos of V.M., and he allegedly gave two of the girls marijuana and alcohol, in addition to the LSD for which he was convicted.
3. Parker's alleged lack of intent to distribute the images does not mandate the "least serious" miti-gator.
The statutes forbidding production
In 1983 the legislature passed HB 270 to expand prohibitions on child pornography.
However, even if HB 270 was a reaction to "the chief evils" of "commercial creation of child pornography and its distribution to pedophiles,"
As the court of appeals noted in Harris, given that Harris had taken only four photographs, none of which depicted sexual penetration, Harris's conduct could tend toward the "least serious" range, especially if the
[While commercial exploitation or mass distribution of pictures taken in violation of the statute might serve to enhance or aggravate the offense, we are not prepared to say on this record that taking four photographs on three separate days during a one-week period necessarily constitutes the least serious conduct within the contemplation of the statute.[41 ]
Therefore, although production of child pornography for public distribution is more serious than production for private use, private use does not per se demand a "least serious" mitigator finding; lack of intent to distribute is a defense against the separate crime of distribution of child pornography. Production of child pornography is a separate crime and, until recently, was a more serious crime than distribution.
Alaska Statute 11.41.455 as originally enacted banned only commercial exploitation of children. It was amended in 1988 to prohibit exploitation for private purposes.... It is significant that the legislature has made the taking of such pictures a class B felony ... but their distribution a class C felony.... Thus, it is the creation of a permament record that is the more serious crime and not its distribution or exploitation thereafter.[43 ]
4. The victim's age does not require the "least serious" mitigator.
Parker focuses on the alleged absurdity of a legal regime that permits him to have sex with someone between the ages of sixteen and eighteen, but prevents him from taking pictures of his sexual activity with that person. He argues that the exploitation and possession statutes have two independent purposes: "to deter persons from taking any lewd photographs of persons under the age of 16, and to deter persons from taking lewd photographs of 16 and 17 year olds for the purposes of distribution." Under this strained interpretation, it is only incidental that his photography and filming of V.M. are punishable at all.
Parker urges us to adopt his interpretation under the rule of lenity, according to which "words are given their ordinary meaning and . any reasonable doubt about the meaning is decided in favor of anyone subjected to a criminal statute."
We disagree with Parker's interpretation of the statutes, and conclude that the statutes are not reasonably susceptible to his interpretation. The relevant statutes simply refer to "a child under 18 years of age,"
The decision of the court of appeals in Shaw v. State
B. Issues Not Raised Until the Reply Brief Are Waived.
By pleading no contest to exploitation of a minor and possession of child pornography, Parker waived his right to argue that the statutes are unconstitutional.
v. CONCLUSION
Because the superior court did not err in rejecting the least serious conduct mitigator, we REVERSE the court of appeals's decision holding that Parker's conduct was among the least serious conduct included in the definition of the offenses.
Because the court of appeals did not address Parker'g claim that his composite sen
. In their briefs, the parties dispute the scope of evidence available for our review. When sentencing Parker, the superior court relied upon facts contained in Parker's presentence report, which was prepared by the Department of Corrections pursuant to Alaska Criminal Rule 32.1(b). Both parties approved the report's contents. Both parties also had the opportunity to give notice of any evidence outside the presen-tence report upon which they intended to rely at sentencing. Alaska R.Crim. P. 32.1(c)(3), (d)(4). Accordingly, we rely solely on facts contained in the presentence report.
. According to AS 11.41.455(a):
A person commits the crime of unlawful exploitation of a minor if, in the state and with the intent of producing a live performance, film, audio, video, electronic, or electromagnetic recording, photograph, negative, slide, book, newspaper, magazine, or other material that visually or aurally depicts the conduct listed in (1)-(7) of this subsection, the person knowingly induces or employs a child under 18 years of age to engage in, or photographs, films, records, or televises a child under 18 years of age engaged in, the following actual or simulated conduct:
(1) sexual penetration;
(2) the lewd touching of another person's genitals, anus, or breast;
(3) the lewd touching by another person of the child's genitals, anus, or breast;
(4) masturbation;
(5) bestiality;
(6) the lewd exhibition of the child's genitals; or
(7) sexual masochism or sadism.
. AS 11.71.010(a)(@2).
. AS 11.61.127(a):
A person commits the crime of possession of child pornography if the person knowingly possesses any material that visually or aurally depicts conduct described in AS 11.41.455(a) knowing that the production of the material involved the use of a child under 18 years of age who engaged in the conduct.
. AS 11.56.510(a)(2)(A).
. In Alaska, sixteen is the age at which a person is legally competent to consent to sex. AS 11.41.434(a)(3).
. AS 11.71.010(a)(2) & AS 11.31.100.
. Former AS 12.55.125(d)(1) & (e)(1) (amended and renumbered as (d)(2) & (e)(2) by ch. 2, §§ 5 & 6, SLA 2005).
. Parker v. State, Alaska App. Memorandum Opinion No. 4850 (March 31, 2004), 2004 WL 720111 (Parker I).
. AS 12.55.155(c)(9).
. AS 12.55.155(c)(10).
. AS 12.55.155(c)(18)(B) ("[The offense was a felony ... specified in AS 11.41.410-11.41.458 and the defendant has engaged in the same or other conduct prohibited by a provision of AS 11.41.410-11.41.460 involving the same or another victim."). The range of sexual offenses for this aggravator includes unlawful exploitation of a minor. AS 11.41.455.
. Former AS 12.55.155(d)(9) (renumbered as (d)(8) by ch. 2, § 19, SLA 2005).
. Juneby v. State, 665 P.2d 30, 32 (Alaska App. 1983); former AS 12.55.155(f).
. AS 11.61.127(c) provides:
Each film, audio, video, electronic, or electromagnetic recording, photograph, negative, slide, book, newspaper, magazine, or other material that visually or aurally depicts conduct described in AS 11.41.455(a) [unlawful exploitation of a minor] that is possessed by a person knowing that the production of the material involved the use of a child under 18 years of age that engaged in the conduct is a separate violation of this section.
. Judge Card indicated that Parker's production and possession of the images would probably not merit the "most serious" aggravator, either. AS 12.55.155(c)(10).
. The superior court sentenced Parker as follows: Count I (controlled substance), fifteen years with five years suspended, ten years to serve presumptive; Count II (exploitation), six years with three years concurrent to Count I and the other three years consecutive, two years of which are suspended and one year consecutive to Count I to serve; Count III (possession), three years with two years concurrent to Count I and Count II and one year consecutive to Counts I and II, suspended.
. Parker v. State, 90 P.3d 194, 200 (Alaska App. 2004) (Parker II).
. Parker II, 90 P.3d at 200.
. 115 P.3d 517, 519 (Alaska 2005).
. Id.
. Id. at 520. Michael was convicted of first degree sexual assault for groping and digitally penetrating an eighteen-year-old female friend of his daughter. The penetration lasted no more than ten seconds and Michael stopped his assault after the victim's repeated protests. The superi- or court rejected Michael's proposed "least serious" mitigator because of "the age difference and relationship of trust" between Michael and the victim. Id. at 518. The court of appeals affirmed, holding that it was not clear error for the superior court to reject the mitigator. Michael v. State, 2003 WL 294411 at *1 (Alaska App. 2003) (unpublished).
. Parker II, 90 P.3d at 200. However, the court of appeals may have also relied upon an inaccurate view of the facts. According to Parker II, "Parker noted that all of the photographs and videos seized by the State depicted V.M." Id. at 200. But Parker's presentence report indicates that, in addition to the nude photos and videos of V.M., Parker's briefcase also contained several semi-nude photos of two other minor teenage girls.
. Id. (emphasis added).
. Id.
. Knight v. State, 855 P.2d 1347, 1349 (Alaska App. 1993).
. Commentary on the Alaska Revised Criminal Code, Senate Journal Supp. No. 47 at 161, 1978 Senate Journal following p. 1413. This comment refers to the fact that theft of $24,999 is only $1 short of first degree theft, which is a class B felony. Compare AS 11.46.120 (first degree theft) and AS 11.46.4130 (second degree theft). See also Braaten v. State, 705 P.2d 1311, 1325 (Alaska App. 1985) (Singleton, J., concurring) {conduct approaching lesser-included offense should warrant "least serious" mitigator).
. AS 11.61.125(c) provides:
The possession of 100 or more films, audio, video, electronic, or electromagnetic recordings, photographs, negatives, slides, books, newspapers, magazines, or other materials, including a combination of these items totaling 100 or more, is prima facie evidence of distribution and intent to distribute [child pornography....
. AS 11.41.455.
. AS 11.61.127.
. Ch. 57, § 1, SLA 1983.
. Ch. 57, § 2, SLA 1983.
. Parker IL, 90 P.3d at 200.
. 790 P.2d 1379 (Alaska App. 1990).
. Id. at 1380.
. Id.
. Id. al 1382.
. Id. at 1383-1384 (relying on New York v. Ferber, 458 U.S. 747, 758-59, 102 S.Ct. 3348, 73 L.Ed.2d 1113 (1982)).
. Id.
. Id.
. Unlawful exploitation of a minor is a class B felony. AS 11.41.455(c)(1). Before June 11, 1998, distribution of child pornography was a class C felony. Former AS 11.61.125(e)(1). It was increased to a class B felony. AS 11.61.125(e)(1); ch. 81, § 6, SLA 1998.
. Harris, 790 P.2d at 1384 (emphasis added).
. 3 Norman J. Sinem, Starures anp Staturory Construction § 59:3, at 126-31 (6th ed. 2000). The rule of lenity applies to sentencing provisions as well as provisions defining crimes. State v. Andrews, 707 P.2d 900, 907 (Alaska App. 1985), opinion adopted by State v. Andrews, 723 P.2d 85, 86 (Alaska 1986).
. See Brookins v. State, 600 P.2d 12, 17-18 (Alaska 1979).
. See AS 11.41.455(a); "... the person knowingly induces or employs a child under 18 years of age"; AS 11.61.127(a): the person possesses pornographic materials described in AS 11.41.455 "knowing that the production of the
. A 2004 amendment to AS 11.41.455 added subsection (c)(2), increasing the crime to a class A felony if the defendant has been previously convicted of unlawful exploitation of a minor. Ch. 131, § 1, SLA 2004. We have previously noted that the sentences authorized by a new criminal code are a factor which may be considered in imposing sentence under the old criminal code. Whittlesey v. State, 626 P.2d 1066, 1068 (Alaska 1980); Law v. State, 624 P.2d 284, 287 (Alaska 1981). See also Qualle v. State, 652 P.2d 481, 485 (Alaska App. 1982).
. 677 P.2d 259 (Alaska App. 1984).
. Id. at 260.
. Id.
. See Parker II, 90 P.3d at 200.
. Rausch v. Devine, 80 P.3d 733, 740 n. 32 (Alaska 2003).
. The court of appeals understandably did not reach the composite sentence issue because its holding on the least serious conduct mitigator made it unnecessary to do so.
Concurring Opinion
with whom FABE, Justice, joins, concurring.
I agree with the result of today's opinion but would reach that result by a somewhat different approach: Under AS 12.55.155(f), Parker bore the burden of proving his alleged mitigating factor by clear and convine-ing evidence.
Parker offered no evidence to support his claim that he privately created and kept the disputed photos and videos exclusively for his own personal use. He relied instead on the conclusory and unsworn claims he made in his presentence report and while he was being investigated by the police. The only hard evidence supporting his claims appears to be that his photos and videos of V.M. were kept in a locked briefcase in Parker's bedroom. But the record further suggests that Parker's son knew that the photos existed and where they were kept: he evidently became angry at Parker, broke into the briefcase so that he could use the photos against him, and proceeded to share them with friends. The totality of this evidence hardly instills confidence in Parker's self-serving claim that he created and kept the photos and videos exclusively for his own private use.
Parker similarly offered nothing but con-clusory claims to support his assertions that V.M. was his "girlfriend" and "lover." And V.M.'s description of their relationship provides compelling evidence refuting these claims. By her own account, V.M. was neither a lover nor girlfriend to Parker: she came to his house and was willing to pose for sexually explicit photos and videos simply because he continuously plied her with LSD, marijuana, and tobaceo.
Despite Parker's failure to present any solid evidence, let alone clear and convine-ing proof, to support his claims of a lover's relationship with V.M. and of private possession, the court of appeals accepted his claims at face value and used them, together with V.M.'s age-which the court viewed as making her sexual relations with Parker "lawful"-as the core facts supporting its conclusion that the proposed mitigating factor applied to Parker's case.
In reaching its decision, the court of appeals evidently overlooked Parker's burden and standard of proof. The court's opinion does not mention these points. In fact, the opinion appears to have faulted the state for failing to present evidence refuting Parker's argument that the proposed mitigator applied:
In arguing for mitigator (d)(9), Parker noted that all of the photographs and videos seized by the State depicted V.M., Parker's seventeen-year-old girlfriend. As we have explained, Parker's sexual relations with V.M. were lawful (because she was over the age of consent). Parker further noted that the State produced no evidence that Parker had distributed or shown these photos and videos to anyone else (besides V.M.). Parker argued that, considering all of the conduct encompassed by the statutes defining exploitation of a minor and possession of child pornography, Parker's private creation and private possession of photographic and videographic images for the personal use of himself and his lover was among the least serious conduct.
We agree. ... Parker was ... entitled to argue that, given the lawfulness of his sexual relations with V.M., and given the lack of evidence that Parker distributed these images to anyone else (whether commercially or non-commercially), his con*700 duct was minimally serious when compared to the chief evils targeted by these statutes[.][2 ]
In short, I would affirm the superior court's rejection of Parker's proposed mitigating factor on the ground that Parker failed to present clear and convincing evidence that his conduct was among the least serious in its class. Parker offered no clear and convine-ing evidence that V.M. was his "girlfriend" or "lover"; nor did he prove that he created and kept her photos and videos solely for his own private use. And although his relations with V.M. may have been "lawful" in the narrow sense that V.M. was over the age of legal consent to have sex, Parker hardly proved that they were lawful in any broader sense. Parker obtained V.M.'s consent by constantly giving her tobacco and drugs-conduct amounting to an unclassified felony-and then took advantage of her consent to involve her in a lengthy course of criminal conduct involving the production of child pornography.
When viewed in its totality from any perspective but Parker's, this conduct is not among the least serious included in the definition of his crimes. And even from Parker's perspective, the record discloses no evidence providing clear and convincing support for his claim that this factor applies.
I coneur with the court on this ground.
. At the time of Parker's sentencing, AS 12.55.155(f) provided, in relevant part: "[Flac-tors in aggravation and factors in mitigation must be established by clear and convincing evidence[.]" The court of appeals has consistently interpreted this provision to mean that "each alleged factor must be proved by clear and convincing evidence, and the proponent of the factor bears the burden of proof." Juneby v. State, 665 P.2d 30, 32 (Alaska App. 1983); see also Lewandowski v. State, 18 P.3d 1220, 1223 (Alaska App. 2001).
. Parker v. State, 90 P.3d 194, 199-200 (Alaska App. 2004) (emphasis added).
Reference
- Full Case Name
- STATE of Alaska, Petitioner, v. David L. PARKER, Respondent
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- 13 cases
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- Published