State v. American Civil Liberties Union
State v. American Civil Liberties Union
Opinion of the Court
OPINION
Under the ripeness doctrine, the constitutionality of a statute generally may not be challenged as an abstract proposition. The plaintiffs in the present case have brought a pre-enforeement challenge to a newly amended statute that prohibits the possession and use of marijuana. They claim that because the statute criminalizes the use by adults of small amounts of marijuana in their homes it violates their privacy rights as interpreted in Ravin v. State.
I. FACTS AND PROCEEDINGS
In June 2006 the Alaska Legislature amended AS 11.71.060(a) to prohibit the possession of less than one ounce of marijuana.
The ACLU moved for a temporary restraining order and preliminary injunction pending resolution of the suit. At a hearing before Superior Court Judge Patricia A. Collins the ACLU agreed that its motion for a temporary restraining order and preliminary injunction could be treated as a motion for summary judgment. Later the State moved to dismiss Jane Doe and the ACLU on standing grounds. The State argued that Doe lacked standing because she could seek protection under Alaska's medical marijuana law'
The State appeals. It argues that Ravin should no longer be considered controlling for several reasons. The State contends that marijuana is much more intoxicating now than it was in 1975 when Ravin was decided.
(1) Marijuana potency has increased dramatically in the last 30 years, particularly in Alaska, and corresponds to an increase in rehabilitative and hospital treatment related to marijuana use.
(2) Hundreds of Alaskans are treated for marijuana abuse each year, more than half being children; pregnant women in Alaska use marijuana at a higher rate than the national average.
(3) Many users become psychologically dependent on marijuana under recognized clinical standards.
(4) Early exposure to marijuana increases the likelihood of health and social problems, including mental health problems.
(5) Many people treated for alcoholism also abuse marijuana, and alcoholism treatment is more difficult when marijuana is used.
(6) Marijuana affects many body and brain functions; it often contains bacteria and fungi harmful to humans.
(7) A higher percentage of adults and juveniles arrested in Alaska have marijuana in their systems at the time of arrest.
(8) If a parent uses marijuana, then their children are much more likely to become marijuana users; studies have shown that criminal penalties increase the perception among teenagers of the risks of using marijuana, thus reducing use.
The ACLU argues that marijuana has not changed significantly since Ravin was decided, that it is a relatively harmless substance, and that no grounds exist for reconsidering Ravin. The ACLU further argues that if the court were inclined to reconsider Ravin a remand for a hearing would be appropriate to assess the nature of marijuana and the consequences of its use.
After this case was submitted for decision on appeal, we requested supplemental briefing on the question of ripeness. In their supplemental briefing, both parties argued that this appeal is fit for resolution because the plaintiffs otherwise must risk eriminal prosecution in order to challenge the amended statute. We disagree and conclude that this case is not ripe because it does not arise from an actual prosecution brought under the amended statute. The relaxed approach to ripeness sometimes taken with respect to pre-enforcement challenges to criminal laws is not appropriate here because the plaintiffs already face a risk of prosecution for home use of marijuana under federal drug statutes.
II. STANDARD OF REVIEW
The State and ACLU contend that we should review the superior court's ripeness conclusion for an abuse of discretion. We disagree and employ de novo review. The State and ACLU conflate the two requirements for declaratory judgment-standing and the prudential basis for granting declara
Alaska's declaratory judgment statute provides in relevant part: "In case of an actual controversy in the state, the superior court, upon the filing of an appropriate pleading, may declare the rights and legal relations of an interested party seeking the declaration, whether or not further relief is or could be sought."
III. DISCUSSION
A. The Requirements of the Ripeness Doctrine.
The "actual controversy" limitation in Alaska's declaratory judgment act
The concept of ripeness can be explained in both abstract and practical formulations. The abstract formulation is that ripeness depends on "whether ... there is a substantial controversy, between parties having adverse legal interests, of sufficient immediacy and reality to warrant the issuance of a declaratory judgment."
Under this formulation, varying degrees of concreteness might be deemed acceptable depending on the need for a judicial decision. Thus, in the context of free speech, a "court may adopt [a] somewhat relaxed approach to justiciability" because of the special consideration traditionally - afforded speech rights.
B. The Parties Face Little Hardship If Their Claims Are Not Resolved in a Hypothetical Setting.
Both the State and ACLU argue that the ACLU's pre-enforeement challenge is ripe because the threat of enforcing AS 11.71.060(a) forces plaintiffs to either change their behavior or face the risk of criminal liability. Neither party sets forth other hardships that might occur if we refrain from reaching the merits of this appeal.
We conclude that the risk of eriminal Hability argument rings hollow because the activities that the plaintiffs wish to engage in are already criminal under federal law. Thus, the plaintiffs do not have a strong claim of need for a pre-enforeement decision on the constitutionality of the amended statute because their current practices are and will remain illegal and expose them to a risk of criminal prosecution, regardless of any ruling this court might make.
1. The Federal - Controlled Substances - Act - criminalizes - the plaintiffs' personal, - residential consumption of marijuana and imposes penalties that exceed state sanctions.
As part of President Nixon's "War on Drugs," Congress passed the Comprehensive Drug Abuse Prevention and Control Act of 1970, also known as the Controlled Sub
Unsurprisingly, the Controlled Substances Act treats possession and use of marijuana as a much more serious offense than Alaska law. The federal sanction for a first-time offender possessing any quantity of marijuana is a term of imprisonment of not more than one year and a fine of at least $1,000, or both.
Regardless of the outcome of this case, there is nothing that this court, or any other branch of the Alaska government, could do to affect the risk or severity of federal enforcement.
2. The declarations of Jane Doe and Jane Roe neither suggest that the amended statute will affect their conduct nor that they will be the subjects of enforcement.
The ACLU's complaint for declaratory and injunctive relief suggests that fear of enforcement is the basis for ripeness. To support this position, Jane Doe and Jane Roe submitted declarations regarding their use of marijuana. Jane Doe declares that she uses marijuana for medicinal purposes, though she did not register as a medical marijuana user. Jane Roe declares that she uses marijuana to relieve stress.
Reading the declarations, we conclude that any incremental deterrence associated with AS 11.71.060, as opposed to the current federal drug laws, will not impact the plaintiffs.
While the ACLU claims associational standing, it too did not allege any facts distinguishing the hardship its members faced before AS 11.71.060 was amended from the hardship its members faced after the statute was amended. The mere criminalization of marijuana simply echoes extant federal law.
We also note that the plaintiffs' fears of state criminal enforcement may be speculative and overstated. In Ravin we recognized that prosecutors and police departments generally are not interested in pursuing individuals who merely possess small quantities of marijuana in their home for personal use.
C. Decisional Risks Are Present .
As we have noted, in determining whether the ripeness element of the actual controversy requirement exists, we balance the asserted need for a decision against the risks of making a decision in an abstract context. In the above discussion we conclude that the "need" side of the scale has little or no weight. It follows that this case should be considered not ripe for decision if the normal risks associated with deciding hypothetical cases are present. We conclude that they are.
In Brause v. State, Department of Health & Social Services,
The central perception is that courts should not render decisions absent a genuine need to resolve a real dispute. Unnee-essary decisions dissipate judicial energies better conserved for litigants who have a real need for official assistance. As to the parties themselves, courts should not undertake the role of helpful counselors, since refusal to decide may itself be a healthy spur to inventive private or public . planning that alters the course of possible conduct so as to achieve the desired ends in less troubling or more desirable fashion. Defendants, moreover, should not be forced to bear the burdens of litigation without substantial justification, and in any event may find themselves unable to litigate intelligently if they are forced to*372 grapple with hypothetical possibilities rather than immediate facts. Perhaps more important, decisions involve lawmaking. Courts worry that unnecessary lawmaking should be avoided, both as a. matter of defining the proper role of the judiciary in society and as a matter of reducing the risk that premature litigation will lead to ill-advised adjudication. These concerns translate into an approach that balances the need for decision against the risks of decision. The need to decide is a function of the probability and importance of the anticipated injury. The risks of decision are measured by the difficulty and sensitivity of the issues presented, and by the need for further factual development to aid decision.[40 ]
Several of these concerns are present in this case. |
1. Concrete facts may aid in the decision.
When statutes are found by a court to be unconstitutional, they may be found to be unconstitutional as applied or unconstitutional on their face. A holding of facial unconstitutionality generally means that there is no set of cireumstances under which the statute can be applied consistent with the requirements of the constitution.
We discussed these distinctions in State, Department of Revenue, Child Support En-foreement Division v. Beans.
were applied so as to take away the license of an obligor who was unable to pay child support, if would be unconstitutional as applied in that case. At that point there would be no rational connection between the deprivation of the license and the State's goal of collecting child support.[43 ]
But we explained that substantive due process norms-requiring a statute to have a reasonable relationship to a legitimate governmental purpose-would be satisfied if the statute were applied to people who are capable of paying child support.
Here the ACLU does not argue that AS 11.71.060 is unconstitutional in all cireum-stances. The amended statute applies to use or possession of marijuana anywhere, but the ACLU argues that only home possession or use is constitutionally protected. The statute applies to "a person," but the ACLU argues that only adult users and possessors are protected. The statute applies to possession for any purpose, but the ACLU argues that only possession for personal use is protected. We are thus not being asked to declare the amended statute facially unconstitutional, for it has many clearly constitutional applications, but to define by pre-determined categories
But adjudication of an actual case, or several actual cases, might cast these categories in a different light. There may be cases where the conduct of a particular defendant is so closely connected to one or more of the health and safety goals underlying the amended statute that the statute could permissibly be applied, even if Ravin retains general vitality.
We have recent experience underlining the potential problems with deciding the constitutionality of a statute in the absence of actual facts. In Evans ex rel. Kutch v. State we considered a broad facial challenge to many aspects of Alaska's tort reform legislation.
That our Evans decision did not reach this particular constitutional issue merely reinforces the wisdom of the rule that courts should generally avoid deciding abstract cases. Evans involved a host of abstract facial challenges divorced from any factual context, and we warned at the time we decided Evans that future cases might require us to take a second look at the constitutionality of the statutory scheme.... But, given the abstract nature of Evans, it is not surprising that a concrete case involving a concrete factual see-nario has uncovered a previously unanswered question.[52 ]
In deciding here that our decision concerning the constitutionality of the amended statute could be aided by one or more concrete factual scenarios, we take counsel from Sands.
2. Other factors also counsel against an unnecessary ruling.
Beyond the assistance that the facts of concrete cases might lend to the ultimate resolution of the issue before us, some of the other risk factors mentioned in Brause are also present.
IV. CONCLUSION
We conclude that the actual controversy requirement of AS 22.10.020(g) has not been
Without more immediate facts it will be difficult to deal intelligently with the legal issues presented.... In order to grant relief ... [this] court would have to declare a statute unconstitutional. This is, of course, a power that courts possess. But it is not a power that should be exercised unnecessarily, for doing so can undermine public trust and confidence in the courts and be interpreted as an indication of lack of respect for the legislative and executive branches of government. Further, ruling on the constitutionality of a statute when the issues are not concretely framed increases the risk of erroneous decisions.[54 ]
In accordance with these views, the superi- or court's judgment in favor of the ACLU, Jane Doe, and Jane Roe, is VACATED and this appeal is DISMISSED.
CARPENETI, Justice, with whom WINFREE, Justice, joins, dissenting.
. 537 P.2d 494 (Alaska 1975).
. Ch. 53, § 9, SLA 2006 (criminalizing the possession of marijuana in amounts smaller than one ounce); see also AS 11.71.190(b) (defining marijuana as a schedule VIA controlled substance). The legislature also amended AS 11.71.050(a)(2)(E), making it a class A misdemeanor to possess one ounce or more of marijuana. Ch. 53, § 8, SLA 2006. The validity of section .050 as amended is not at issue in this case.
. Alaska Const. art I, § 22 ("The right of the people to privacy is recognized and shall not be infringed. The legislature shall implement this section.").
. 537 P.2d at 504, 511 (holding that Alaskans have a fundamental right to privacy in their homes and protecting the possession by adults of small amounts of marijuana in the home for personal use).
. AS 17.37.010-.080. The plaintiffs subsequently dropped any challenge based on medical use of marijuana.
. The court concluded that the ACLU had standing to sue on behalf of its members who use marijuana for personal purposes in the home.
. The legislative findings that accompany the 2006 amendment indicate that the average potency of marijuana used in Alaska in 2003 was nearly fourteen times stronger than that used in the 1960s and 1970s.
. AS 22.10.020(g); see also Alaska R. Civ. P. 57(a).
. See Jefferson v. Asplund, 458 P.2d 995, 998-99 (Alaska 1969).
. Brause v. State, Dep't of Health & Soc. Servs., 21 P.3d 357, 358 (Alaska 2001).
. Jacob v. State, Dep't of Health & Soc. Servs., Office of Children's Servs., 177 P.3d 1181, 1184 (Alaska 2008) (reviewing the superior court's dismissal for mootness de novo because "[mJootness[,] ... [sJtanding and ripeness are ... questions of law, calling for independent judgment review."); Vanek v. State, Bd. of Fisheries, 193 P.3d 283, 287 (Alaska 2008) ("We apply our independent judgment in determining mootness because mootness is a question of law.").
Federal precedent, relevant because Alaska's declaratory judgment act was modeled after the federal act, 28 U.S.C. § 2201 (2006), see Alaska Airlines, Inc. v. Red Dodge Aviation, Inc., 475 P.2d 229, 232 (Alaska 1970), also supports de novo review. See, eg., Alaska Right to Life Political Action Comm. v. Feldman, 504 F.3d 840, 848-49 (9th Cir. 2007) (reversing a district court's grant of declaratory relief because the appeal was not an actual case or controversy as it was not ripe).
. E.g., Lowell v. Hayes, 117 P.3d 745, 750 (Alaska 2005); Thomas v. Anchorage Equal Rights Comm'n, 102 P.3d 937, 942-43 & n. 31 (Alaska 2004); Brause, 21 P.3d at 358.
., AS 22.10.020(g).
. See Brause, 21 P.3d at 358.
. See, eg., Istrice v. City of Sparks, 8 Fed. Appx. 841, 843 (9th Cir. 2001) ("[Blecause issues of ripeness involve, at least in part, the existence of a live 'Case or Controversy," we cannot rely upon concessions of the parties and must determine whether the issues are ripe for decision." (quoting Regional Rail Reorganization Act Cases, 419 U.S. 102, 138, 95 S.Ct. 335, 42 LEd.2d 320 (1974))); Sisseton-Wahpeton Sioux Tribe v. United States, 804 F.Supp. 1199, 1204-05 (D.S.D. 1992) ("[In deciding whether the ... claim is ripe, this Court is not bound by allegations in the . complaint or by stipulations entered into by the parties."); 10B Cmartss Aran Waricut, Artaur R. Miter & Mary Kay Kang, Feperar Practice anp Proceoure § 2757, at 507 (1998).
. 504 F.3d 840 (Oth Cir. 2007).
. Id. at 849 (quoting San Diego County Gun Rights Comm. v. Reno, 98 F.3d 1121, 1132 (9th Cir. 1996)).
. - In Brause we surveyed our ripeness precedent and explained:
*369 The degree of immediacy of a prospective injury needed to satisfy the ripeness doctrine has not been systematically explored in our case law. Instead, our cases contain statements such as " '[aldvisory opinions' are to be avoided," or "[the ripeness doctrine forbids judicial review of 'abstract disagreements,' " or "courts should decide only 'a real, substantial controversy,' not a mere hypothetical question."
21 P.3d at 359 (internal footnotes omitted).
. - Bowers Office Products, Inc. v. Univ. of Alaska, 755 P.2d 1095, 1097-98 (Alaska 1988); see also Zoerb v. Chugach Elec. Ass'n, 798 P.2d 1258, 1261 (Alaska 1990) ("[S]tanding is not an illusory requirement in Alaska.").
. - Brause, 21 P.3d at 359 (quoting 13A Waicet, er AL, Feperar Practice anp Proceoure § 3532, at 112 (2d ed. 1984)).
. Id. (quoting Waicut, supra note 20, § 3532.1, at 114-15).
. Id. (quoting Waicet, supra note 20, § 3532 at 112) (internal quotation marks omitted). ,
. Alaska Right to Life Political Action Comm. v. Feldman, 504 F.3d 840, 851 (9th Cir. 2007).
. Lowell v. Hayes, 117 P.3d 745, 757-58 (Alaska 2005) (concluding that a disputed threat of prosecution was insufficient for ripeness); Thomas v. Anchorage Equal Rights Comm'n, 102 P.3d 937, 942-43 (Alaska 2004) (holding that risk of enforcement of a law was sufficient for ripeness where the law allegedly interfered with. appellant landlords' First Amendment free exercise of religion rights by requiring them to rent housing to unmarried couples); State v. Planned Parenthood of Alaska, 35 P.3d 30, 34 (Alaska 2001) (allowing doctors to maintain pre-enforcement challenge to law requiring parental consent to abortions for girls under age seventeen, as law would require ' doctor-appellants to "change their current practices and expose them to civil and criminal liability if they failed to comply").
. Pub.L. No. 91-513, 84 Stat. 1236; see also Gonzales v. Raich, 545 U.S. 1, 10, 125 S.Ct. 2195, 162 L.Ed.2d 1 (2005).
. 21 U.S.C. § 812(c) (1999); see also Raich, 545 U.S. at 14-15, 125 S.Ct. 2195.
. 21 U.S.C.§ 812(b)(1).
. Id. § 844(a). There are limited exceptions for activities such as government-approved marijuana research. See, eg., id. §§ 822-23, 844(a).
. AS 11.71.190.
. 21 U.SR.C. § 844(a). Because the statute challenged in this case criminalizes the possession of less than one ounce of marijuana, we limit our examination of criminal penalties to this offense.
. 21 U.S.C. § 844(a).
. AS 12.55.135(). A person possessing less than one ounce of marijuana in the home for personal use only faces potential incarceration if compounding conditions are met, such as a previous conviction or being on probation or parole. Neither Jane Doe nor Jane Roe have suggested that greater penalties might apply to their situation.
. The Supremacy Clause of the United States Constitution provides: "This Constitution, and the Laws of the United States which shall be made in Pursuance thereof ... shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding." U.S. Consz. art. VL, cl. 2.
. 545 U.S. 1, 7-9, 125 S.Ct. 2195, 162 LEd.2d 1 (2005).
. - Id. at 29-34, 125 S.Ct. 2195.
. Ravinv. State, 537 P.2d 494, 511 n. 70 (Alaska 1975) ("Statistics indicate that few arrests for simple possession occur in the home except when other crimes are simultaneously being investigated. The trend in general in law enforcement seems to be toward minimal effort against simple users of marijuana, and concentration of efforts against dealers and users of more dangerous substances. Moreover, statistics indicate that most arrests for possession of marijuana in Alaska result in dismissals before trial.").
. 461 U.S. 95, 97-98, 111-12, 103 S.Ct. 1660, 75 L.Ed.2d 675 (1983).
. Id. at 105-06, 103 S.Ct. 1660; see also Alaska Right to Life Political Action Comm. v. Feldman, 504 F.3d 840, 851-52 (9th Cir. 2007) (noting that there was a "lack of any credible threat of enforcement" of the challenged provision of the Alaska Judicial Code).
. 21 P.3d 357 (Alaska 2001).
. Id. at 359 (quoting Wricut, supra note 20 § 3532.1, at 114-15).
. - State, Dep't of Revenue, Child Support Enforcement Div. v. Beans, 965 P.2d 725, 728 (Alaska 1998).
. 965 P.2d 725.
. Id. at 728.
. The ACLU, of course, did not originate these categories. They were established in Ravin. See Ravin v. State, 537 P.2d 494, 511 (Alaska 1975) (holding that "possession of marijuana by adults at home for personal use is constitutionally protected").
. Alaskans for a Common Language, Inc. v. Kritz, 170 P.3d 183, 192 (Alaska 2007).
. We recently employed this canon in Alaskans for a Common Language, in which we construed the Official English Initiative as only applying to "official" acts of government. Id. Likewise, in State v. Blank, 90 P.3d 156 (Alaska 2004), we construed a statute to include constitutional requirements that we set forth in an earlier case. Id. at 162 ("In the context of the facts presented in this case, we choose to construe subsection .031(g) to incorporate, in addition to the statutory requirements, the exigent circumstances requirements discussed in Schmerber [v. State, 384 U.S. 757, 86 S.Ct. 1826, 16 LEd.2d 908 (1966) ].").
. 56 P.3d 1046, 1048 (Alaska 2002) (plurality opinion).
. Id. at 1064-66.
. 156 P.3d 1130, 1132 (Alaska 2007).
. Id. at 1133-34.
. Id.
. Brause v. State, Dep't of Health & Soc. Servs., 21 P.3d 357, 359 (Alaska 2001).
. Id. at 360.
Dissenting Opinion
with whom WINFREE, Justice, joins, dissenting.
Alaska law on ripeness historically has kept the barriers to the courtroom low in order to favor access for Alaska's citizens to Alaska courts. In this, we have pointedly differed from our counterparts in the federal courts. Today's opinion, relying on federal law that we have previously declined to follow, retreats from that long-held stance. While that fact alone is troubling enough, today's opinion is made more problematic by its devaluation of the protections that the Alaska Constitution offers to the citizens of this state, its overstatement of the decisional risks of considering the appeal before us, and its rejection of the strong and united position of the parties before the court that we should decide this case. For these reasons, I believe that we should heed the requests of all parties-the State of Alaska as well as the Alaska citizens who bring the action-and decide this case now.
I. Today's Opinion Runs Counter to Long-Established Alaska Law.
Today's opinion begins by stating: "Under the ripeness doctrine, the constitutionality of a statute generally may not be challenged as an abstract proposition." In Alaska, however, we routinely accept and decide cases raising the constitutionality of statutes as an abstract proposition. We have done so in virtually every major constitutional case to come before us in recent years. We most recently did so in State v. Planned Parenthood of Alaska,
Why has this court consistently declined to use ripeness as a way to avoid deciding cases? - It is because of our deep-seated commitment to the idea that the doors of Alaska's courts should be open to its citizens to the greatest extent possible. As we said in Thomas v. Anchorage Equal Rights Commission,
II. In Assessing the Hardships the Parties Face if the Court Refuses To Decide this Case, Today's Opinion Devalues Alaska Constitutional Protections and Incorrectly Assumes that the Likelihood of Federal Pros- - ecution Is Equal to the Likelihood of State Prosecution.
A. Devaluation of Alaska constitutional protections
In examining the first question under the ripeness doctrine-the hardships that the parties face if the case is not decided in advance of a criminal prosecution-today's opinion concludes that "the risk of criminal liability argument rings hollow" because marijuana possession is already criminal under federal law. This argument both devalues the significance of Alaska constitutional protections and misapprehends the likelihood of federal prosecution of violation of federal marijuana laws in Alaska.
The risk of a possibly unconstitutional prosecution under Alaska law is independent of any possible federal prosecution. The state government and the federal govern- . ment are independent sovereigns, and have the power to punish the same conduct independently of each other.
B. Incorrect assumption regarding risk of federal prosecution
In addition, and perhaps even more important, the vastly smaller danger of federal prosecution (compared to state prosecution) must be considered. As a practical matter, the risk of federal prosecution for simple possession of marijuana in Alaska appears to be virtually nil. In terms of actual prosecutions, for example, the United States brought zero misdemeanor drug possession cases in Alaska in fiscal year 2005
In this regard, today's opinion misreads Ravin v. State
In short, persons currently engaging in activities that this court has previously declared protected under the Alaska Constitution will be chilled in the exercise of those activities by the very real risk of a state prosecution without the opportunity-which all sides to this dispute say they should have-of testing the statute in advance. And, because state and local law enforcement authorities are the ones that Alaskans have recourse to in the event of emergency, the risk of discovery of those possibly protected activities pertains to state, not federal, personnel.
III. Today's Opinion Overstates the Risks of Deciding.
After incorrectly concluding that there is little need for a decision in advance of enforcement of the statute, the court turns to the risks of decision.
Today's opinion quotes extensively from Brause v. State, Department of Health & Social Services,
In the present case, the constitutional issue is sufficiently framed: (1) adult plaintiffs propose to use (2) small amounts of marijuana (3) in their homes. No further facts are needed: Waiting for an individual to be arrested and charged with possession of a small amount of marijuana in his or her home would not provide us with any necessary additional facts. And unlike the present case, the state in Brause argued that the case was not ripe. Today's opinion quotes Brause to the effect that "[djefendants ... should not be forced to bear the burdens of litigation without substantial justification";
Brause points out that courts should not render decisions absent a genuine need to resolve an actual dispute. As shown above, there is an actual dispute here about the constitutionality of AS 11.71.060 that is directly affecting the plaintiffs.
Finally, unlike Brouse, this is not a case of first impression. We first addressed this issue over thirty years ago, setting out the standard for constitutional challenges to drug possession laws. Since we decided Ravin, we and the court of appeals have applied the standard for constitutional challenges to drug and alcohol possession statutes at least a dozen times.
The court next turns to two specific reasons in support of its claim that the risks of decision outweigh the need for decision. Neither bears up under scrutiny. First, today's opinion argues that concrete facts may aid in making a decision. The opinion claims that because the plaintiffs do not maintain that the statute is unconstitutional in all circumstances-plaintiffs claim it is unconstitutional only insofar as it proscribes the possession of a small amount of marijuana for personal use by an adult in the adult's
Because the lack of factual development in this case has no bearing on the legal principles that control the constitutionality of the statutes, further factual development will not "significantly advance [the court's] ability to deal with the legal issues presented." No set of facts arising from future implementation of this statute will make the constitutional challenge any riper tham it is now.[41 ]
In an effort to bolster the argument that the risks of deciding are high, today's opinion notes our decision in Evans ex rel. Kutch v. State
Second, today's opinion concludes that the matter is not ripe partly. because the case is "a high-profile case in which the general public as well as the executive and legislative branches of government are interested."
A related concern strongly counsels in favor of finding that the case is ripe: In Ravin we noted that "[rlesearch is continuing extensively,"
IV. All Parties Have Asked Us To Decide this Case.
We have seen that, contrary to the suggestion in today's opinion, our normal practice is to decide even abstract challenges to statutes. , That is so even though, in many such "facial challenges," the party defending the statute will argue that the case is not ripe and that we should wait for a case applying the statute to a specific set of facts.
The state, which might have been expected to argue that the case is not ripe,
This case is ripe because the need for a decision is compelling and the risks are few. Without a decision, the individual plaintiffs who have challenged the constitutionality of AS 11.71.060 face the choice of changing their current conduct-previous*382 ly authorized by a constitutional decision of this Court-or risk criminal liability if they fail to comply with the statute. Further, deciding the statute's constitutionality at this pre-enforeement stage poses little risk of an imprudent or unnecessary decision, because the statute's validity is governed by general principles rather than by circumstances particular to an individual's conduct,[54 ]
As the state notes, requiring an actual prosecution before hearing a case "may place the hapless plaintiff between the Scylla of intentionally flouting state law and the Charybdis of foregoing what he believes to be constitutionally protected activity."
When the prohibited act is a crime, conditioning judicial review on the existence of an actual prosecution burdens a specific individual with a challenge that could be prohibitively expensive.®"* 27! In addition, a criminal prosecution could be damaging to a person's job and personal relationships. A person in this situation should not be required to sacrifice his social standing in order to challenge a new criminal law as invalid. When the sanction is criminal penalties, a person should be allowed to choose early adjudication.[56 ]
Inote 271 A practical consideration that should not be overlooked is that the plaintiffs'in this case have had the resources of the ACLU, including several attorneys from the ACLU's Drug Law Reform Pro-jeet, based in California, each of whom had significant experience litigating legal issues in drug cases. The five ACLU attorneys who worked on this case had experience ranging from three to nineteen years (average: nine years), and documented more than 520 hours of attorney time spent on the superior court case alone. Many additional hours of attorney work at the superi- or court level by the ACLU Drug Law Reform Project on this case were not accounted for.
The plaintiffs echo the state's argument that this case is ripe for decision. They too highlight the unfair choice that they face-forego a previously recognized privacy right or risk prosecution under a law of questioned constitutionality: "[A] constitutional challenge to a criminal statute is ripe where plaintiffs must choose between risking arrest or suffering deprivations of their constitutional rights if they do not alter their conduct."
V. Conclusion ,
Our case law strongly supports the proposition that this controversy is ripe for resolution. The legislature has done its part to bring this long-running dispute back to the courts to be resolved. The executive has weighed in, strongly requesting that we decide the dispute. The plaintiffs sued to get an answer. The issue is clear; Does the Alaska Constitution prohibit the current legislation to the extent that it eriminalizes possession of a small amount of marijuana in an adult's home for personal use? No other facts need be developed in order for the parties to brief the issue-which they have done exceedingly well-and for the courts to decide it. There is a pointed need-on the part of the state as well as the plaintiffs-for a decision,; and no harm would result from our rendering one. In these cireumstances, I must respectfully dissent from the court's refusal, on ripeness grounds, to decide this case.
. 171 P.3d 577 (Alaska 2007) (Planned Parent hood 11).
, Id. at 580; see also State v. Planned Parenthood of Alaska, 35 P.3d 30, 34 (Alaska 2001) (Planned Parenthood I ).
. 170 P.3d 183 (Alaska 2007).
. Id. at 187.
. - In addition to Planned Parenthood II and Alaskans for a Common Language, see, eg., Alaska Pub. Interest Research Group v. State, 167 P.3d 27 (Alaska 2007) (deciding facial challenge by public interest group to constitutionality of statute creating Alaska Workers' Compensation Appeals Commission without even discussing ripeness); State, Dep't of Fish & Game v. Manning, 161 P.3d 1215 (Alaska 2007) (deciding facial challenge to constitutionality of statute establishing criteria for subsistence hunting permit; hunter had been denied permit but court addressed facial challenge even though he might have had "as-applied" challenge); State v. Native Village of Nunapitchuk, 156 P.3d 389 (Alaska 2007) (deciding facial challenge to constitutionality of statute awarding attorney's fees in public interest cases without even discussing ripeness); City of Skagway v. Robertson, 143 P.3d 965 (Alaska 2006) (deciding facial challenge, without discussing ripeness, to city ordinance limiting in-person solicitation by plaintiffs who owned businesses that used in-person solicitation, although they had not yet been prosecuted or threatened with prosecution); Interior Cabaret, Hotel, Rest. & Retailers Ass'n v. Fairbanks N. Star Borough, 135 P.3d 1000 (Alaska 2006) (deciding, without discussing ripeness, facial challenge to constitutionality of proposed alcohol tax by plaintiffs who sold alcohol but on whom tax had not yet been assessed); Grunert v. State, 109 P.3d 924 (Alaska 2005) (deciding, without discussing ripeness, facial challenge to constitutionality of regulation creating cooperative fishery and allocating salmon quota to fishery brought by fishers who chose not to join cooperative); Thomas v. Anchorage Equal Rights Comm'n, 102 P.3d 937 (Alaska 2004) (deciding constitutionality of statute prohibiting landlord discrimination against unmarried tenants brought by landlords who had not yet been prosecuted under the statute; holding landlords' claims ripe, although Ninth Circuit had previously held them unripe); Treacy v. Municipality of Anchorage, 91 P.3d 252 (Alaska 2004) (deciding facial challenge to constitutionality of municipal curfew on minors; even though minors had been arrested, court evaluated statute on its face without using specific facts of arrests); Myers v. Alaska Hous. Fin. Corp., 68 P.3d 386 (Alaska 2003) (deciding facial challenge to constitutionality of statute selling right to future income from tobacco settlements and using sale proceeds for rural schools); Evans ex rel. Kutch v. State, 56 P.3d 1046 (Alaska 2002) (deciding facial challenge to constitutionality - of , tort reform - legislation brought by "allegedly injured persons who have filed or plan to file tort actions" over state's objection that claims were unripe); State v. Planned Parenthood of Alaska (Planned Parenthood I), 35 P.3d 30 (Alaska 2001) (deciding facial constitutional challenge brought by doctors and abortion provider to statute criminalizing performance of abortion for minor unless parental consent or judicial authorization obtained); Sampson v. State, 31 P.3d4 88 (Alaska 2001) (deciding facial challenge to constitutionality of manslaughter statute prohibiting assisted suicide brought by terminally ill patients; no doctors had yet been prosecuted for assisting suicide); State v. Planned Parenthood, 28 P.3d 904 (Alaska 2001) (deciding facial challenge to constitutionality of regulation denying funding for medically necessary abortions brought by abortion provider, without discussing whether or not provider's patients had yet been denied funding under statute); Anchorage Police Dep't Employees Ass'n v. Municipality of Anchorage, 24 P.3d 547 (Alaska 2001) (deciding facial challenge to constitutionality of city policy subjecting public safety employees to random drug tests brought by municipal employees, none of whom had yet been tested).
Even removing the cases in which the challenged statute did not regulate conduct or grant or deny a benefit-Alaska Pub. Interest Research Group, Grunert, and Myers-it remains that in the vast majority of abstract constitutional challenges, this court has eschewed holding the case not ripe and has decided the case.
And in the cases that are most directly analogous to our case-pre-enforcement facial challenges to criminal statutes (Planned Parenthood I, Planned Parenthood II, City of Skagway, Thomas, and Sampson)-we have never dismissed on ripeness grounds, instead deciding every case on its merits.
. Brause v. State, Dep't of Health & Soc. Servs., 21 P.3d 357, 358-61 (Alaska 2001) (declining to address broad constitutional challenge to statute prohibiting same-sex marriage brought by same-sex couple).
. 102 P.3d 937.
. - Id. at 942.
. - Planned Parenthood I, 35 P.3d at 34 (quoting Wagstaff v. Superior Court, Family Court Div., 535 P.2d 1220, 1225 & n. 7 (Alaska 1975)).
. See Opinion at 368.
. Thomas, 102 P.3d at 942 (quoting Bowers Office Prods., Inc. v. Univ. of Alaska, 755 P.2d 1095, 1097 n. 5 (Alaska 1988)).
. See Booth v. State, 903 P.2d 1079, 1085 (Alaska App. 1995) ("[Ilf a person commits a crime that is prohibited by both federal and state law, both the federal government and the state government can separately prosecute the person for that crime."). Previously AS 12.20.010 prevented the state from prosecuting conduct already prosecuted by the federal government, but the legislature repealed this law last session. See Ch. 75, § 40, SLA 2008.
. The state is clear that its position "poses a sufficient threat to the individual plaintiffs to render the dispute live." State's Supplemental Memorandum on Ripeness at 5, State of Alaska v. Am. Civil Liberties Union of Alaska, No. S-12370 (Alaska July 15, 2008). It notes that it "has never disclaimed a general intent to prosecute the possession of a small amount of marijuana in the home." (Fd.) (The state also notes that, "in the spirit of conforming to the rule of law, the Attorney General has advised all Alaska law enforcement agencies not to change their current marijuana enforcement policies until this case is resolved." (Id.)).
. Bureau of Justice Statistics, Federal Justice Statistics Resources Center, FY 2005, Defendants Charged in Criminal Cases, Alaska, hittp://fjsrc. urban.org (follow "Defendants charged in criminal cases" hyperlink, select year, select "filing
. Bureau of Justice Statistics, Federal Justice Statistics Resources Center, FY 2006 Defendants Charged in Criminal Cases, Alaska, FY 2007, Defendants Charged in Criminal Cases, Alaska, http://fjsre.urban.org {follow Defendants charged in criminal cases'" hyperlink, select year, select "filing offense," select "Drug possession-misdemeanor," select "Add Column," select "U.S. Federal Judicial District," select "Alaska," select "Display as: HTML") (last visited Feb. 25, 2009). An explanatory note for FY 2006 and FY 2007 states: "Cell contains at least one case but fewer than 10 cases. The exact value has been withheld to prevent to deductive disclosure of personal identities." Federal crime statistics that distinguish between misdemeanor marijuana possession (violation of 21 U.S.C. § 844(a) (possession of marijuana)) and misdemeanor possession of other drugs are not available. Thus, these numbers most likely overstate the number of federal misdemeanor marijuana cases.
. - Compilation from Alaska Court System Court-View data and Rural User Group courts (run Feb. 20, 2009).
. See, eg., Alaska State Troopers, Alaska Bureau of Alcohol and Drug Enforcement Mission Statement, - http://www.dps.state.ak.us/ast/abade (last visited Feb. 25, 2009); Municipality of Anchorage, Alaska, Anchorage Police Department, Drug Information (drug tip hotline), http://www. muni.org/apd2/drugs.cfm (last visited Feb. 25, 2009); Fairbanks Police Department, About the Department (drug investigator and detective positions), http://ci.fairbanks.ak.us/departments/ police/about.html (last visited Feb. 22, 2009).
. These priorities are, in order: (1) protecting the United States from terrorist attack; (2) protecting this country from foreign intelligence operations and espionage; (3) protecting this country from cyber-based attacks and high-technology crimes; (4) combating public corruption; (5) protecting civil rights; (6) combating transnational and national criminal organizations and enterprises; (7) combating major white-collar crime; (8) combating significant violent crime; (9) supporting federal, state, local, and international partners; and (10) upgrading technology to succeed in the FBI mission. FBI Alaska, Investigative Priorities of the Alaska Division, http://anchorage.{bi.gov/investigative.htral _ (last visited Feb. 22, 2009). The investigative priorities of the FBI appear to mirror the prosecutorial priorities of the United States Attorney's Office for the District of Alaska. The homepage of the Criminal Division of that office notes: "The Criminal Division prosecutes mainly felony offenses. An active misdemeanor docket does exist, however, and consists of the prosecution of minor offenses occurring in federal parks or other federal enclaves." The United States Attorney's Office, District of Alaska, Criminal Division, http://www.usdoj.gov/usao/ak/criminal/index. html (last visited Feb. 26, 2009) (emphasis added). Prosecutions of persons in their homes for misdemeanor marijuana possession would appear not to fall within the described activities.
. FBI Alaska, Message from the Special Agent in Charge, http://anchorage.fbi.gov/sac.html (last visited Feb. 26, 2009).
. - COPS Funds in Alaska, 21 Araska Justice Forum 3(2005), available at http://justice.uaa.alaska.edu/ forum/21/4winter2005/214winter05.pdf. (COPS is an acronym for the federal Office of Community Oriented Policing Services.) ("According to the Alaska Police Standards [Council], at the end of February 2005, there were 1190 certified sworn officers in Alaska.").
. See id. at 366.
. 537 P.2d 494 (Alaska 1975).
. Opinion at 371.
. Id.
. Id. n. 36 (quoting Ravin, 537 P.2d at 511 n. 70) (emphasis added).
. Opinion at 371.
. Id.
. 537 P.2d at 513 (emphasis added).
. 21 P.3d 357 (Alaska 2001).
. Id. at 360.
. Id.
. Opinion at 371.
. 21 P.3d at 360 (noting that plaintiffs claimed that challenged statute denied them "at least 115 separate rights" and concluding that, "[gliven the level of abstraction of this case as presented," dismissal for lack of ripeness was appropriate {internal quotation marks omitted)).
. See, eg., State v. Erickson, 574 P.2d 1, 12 (Alaska 1978); Brown v. State, 565 P.2d 179, 180 (Alaska 1977); Belgarde v. State, 543 P.2d 206 (Alaska 1975); Garhart v. State, 147 P.3d 746, 750-51 (Alaska App. 2006), Hotrum v. State, 130 P.3d 965, 967, 969-70 (Alaska App. 2006); Noy v. State, 83 P.3d 545 (Alaska App. 2003); Westbrook v. State, 2003 WL 1732398 (Alaska App. 2003); Noy v. State, 83 P.3d 538 (Alaska App. 2003); Sorenson v. State, 2001 WL 830709 at *1 (Alaska App. 2001); Walker v. State, 991 P.2d 799, 801-03 (Alaska App. 1999); Cleland v. State, 759 P.2d 553, 556-58 (Alaska App. 1988); Harrison v. State, 687 P.2d 332, 336-39 (Alaska App. 1984).
. See infra at notes 50-51 and accompanying text.
. See infra at pp. 381-82.
. These circumstances are those set out in Ra-vin, 537 P.2d 494, 498-500 (Alaska 1975).
. Opinion at 381-82.
. Indeed, today's opinion may put enforcement of the new laws on hold indefinitely. Following enactment of the current law, the attorney general issued a law enforcement bulletin that contained the following:
HB 149 contains several key findings by the Legislature about problems caused by today's potent Alaska marijuana.... [Wle believe [these findings] will convince the Alaska Supreme Court that marijuana has changed dramatically since the landmark 1975 decision in Ravin v. State.
But press reports are somewhat misleading in saying that the new laws "re-criminalize" possession of smaller amounts of marijuana by adults in private. That's not entirely accurate. The new laws do not alter the decisions by the Alaska appellate courts that possession of small amounts by adults in homes is constitutionally protected (Ravin), that the amount of marijuana covered by Ravin is up to four ounces (Noy ).
The state will vigorously litigate all these legal issues because it's important that the courts overrule these prior decisions. The Legislature's findings about marijuana set the stage for that to happen, but they don't do it automatically. We live under the rule of law, and full implementation of the marijuana laws is ultimately up to the courts. Therefore, ... until you are advised differently by the District Attorney in your region, there is no basis for changing law enforcement policies for the investigation of non-public possession of less than four ounces of marijuana by adults. Attorney General's Enforcement Bulletin, Alaska Dep't of Law, New Marijuana Laws (May 12, 2006) (emphasis in original).
. State's Supplemental Memorandum on Ripeness, supra n. 14, at 12-13 (quoting Nat'l Park Hospitality Ass'n v. Dep't of Interior, 538 U.S. 803, 812, 123 S.Ct. 2026, 155 LEd.2d 1017 (2003) (emphasis added)).
. 56 P.3d 1046 (Alaska 2002).
. 156 P.3d 1130 (Alaska 2007).
. The "many new tort law provisions" in the new act included:
caps on noneconomic and punitive damages, a requirement that half of all punitive damage awards be paid into the state treasury, a ten-year "statute of repose," a modified tolling procedure for the statute of limitations as applied to minors, comparative allocation of fault between parties and non-parties, a revised offer of judgment procedure, and partial immunity for hospitals from vicarious liability for some physicians' actions. Evans, 56 P.3d at 1048.
. Opinion at 372-73.
. The decision was from an equally divided court, and prompted separate dissents. Id. at 1070 (Bryner, J., dissenting in part); id. at 1079 (Carpeneti, J., dissenting in part).
. Because Evans was the product of an evenly-divided court, it was necessary for the court to decide Anderson v. Cent. Bering Sea Fishermen's Ass'n, 78 P.3d 710 (Alaska 2003), which resulted in another evenly-divided court, and Reust v. Alaska Petroleum Contractors, Inc., 127 P.3d 807 (Alaska 2005), a 3-2 decision, before the constitutionality of most of the legislature's tort reform efforts was finally resolved. But each later case built upon the court's holdings in Evans, and each advanced the inquiry.
. Opinion at 372-73.
. Hunt v. Superior Court, 21 CalAth 984, 90 Cal.Rptr.2d 236, 987 P.2d 705, 716 (1999) (citing Pac. Legal Found. v. Cal. Coastal Comm'n, 33 Cal.3d 158, 188 CalRptr. 104, 655 P.2d 306, 313-14 (Cal. 1982)) (emphasis added).
. Ravin v. State, 537 P.2d 494, 510 (Alaska 1975). ©
. Id. at 511.
. See, eg., Thomas v. Anchorage Equal Rights Comm'n, 102 P.3d 937, 942 (Alaska 2004); Evans ex rel. Kutch v. State, 56 P.3d 1046, 1080 n. 6 (Alaska 2002); Brause v. State, Dep't of Health & Soc. Servs., 21 P.3d 357, 360 (Alaska 2001).
. Indeed, in the State's Supplemental Memorandum on Ripeness, the state acknowledged that it "generally ... is an ardent advocate for the position that the Court should not consider constitutional challenges without concrete facts," but went on to say that "the present challenge to AS 11.71.060 is uniquely suited to pre-enforcement adjudication." State's Supplemental Memorandum on Ripeness at 12, supra n. 14.
. Id. at 2 (emphasis added).
. Id. at 6 (quoting Steffel v. Thompson, 415 U.S. 452, 462, 94 S.Ct. 1209, 39 L.Ed.2d 505 (1974)).
. Id. at 8-9 (citations omitted).
. Appellees' Supplemental Memorandum Regarding Ripeness at 1, State of Alaska v. Am. Civil Liberties Union of Alaska, No. S-12370 (Alaska July 15, 2008).
Reference
- Full Case Name
- STATE of Alaska, David W. Marquez, Attorney General for the State of Alaska, in His Official Capacity, Appellants, v. AMERICAN CIVIL LIBERTIES UNION OF ALASKA, Jane Doe, and Jane Roe, Appellees
- Cited By
- 47 cases
- Status
- Published