State v. Public Safety Employees Association
State v. Public Safety Employees Association
Opinion of the Court
OPINION
I. INTRODUCTION
An Alaska state trooper was discharged for having consensual sex with a domestic violence victim the morning after assisting in the arrest of the victim's husband. The Public Safety Employees Association (PSEA), the labor organization that represents the Alaska State Troopers, filed a grievance under its collective bargaining agreement with the State of Alaska. The matter went to arbitration. The arbitrator ordered that the trooper be reinstated with back pay after a three-day suspension, concluding that the State did not have just cause to discharge the trooper. The superior court upheld the arbitrator's order of back pay but decided that it could not enforce the ordered reinstatement because the Alaska Police Standards Council had by this point revoked the trooper's police certificate. The State now appeals, arguing that the arbitrator committed gross error and that the arbitrator's order is unenforceable as a violation of public policy.
The keys to this appeal are the level of deference we accord the arbitrator and the very limited nature of the public policy exception. The State and PSEA's collective bargaining agreement provided for binding arbitration to resolve employee grievances regarding disciplinary actions,. We generally will not disturb the results of a binding arbitration, even where we would reach a different conclusion were we to review the matter independently. Because no statute, regulation, or written policy prohibited supervisors from engaging in progressive discipline of the trooper, in lieu of discharging him for his misconduct, the arbitrator's decision to impose discipline rather than uphold the termination does not violate any explicit, well-defined, and dominant public policy. Because the arbitrator's award is neither unenforceable nor grossly erroneous, we affirm the superior court's decision to uphold the arbitration award in part.
II. FACTS AND PROCEEDINGS
A. Facts
The following facts are based on the ree-ord, the arbitration decision, and the opinion of the superior court. "[Wle give great deference to an arbitrator's decision, including findings of ... fact."
In April 2009 the Trooper-Grievant engaged in the misconduct that led to this case. At the time, he was 24 years old. On April 19 the Trooper-Grievant responded to a request by Trooper C for backup.
When Trooper C arrived at M.H.'s house, MH. appeared to be afraid of her husband, J.H. The husband was intoxicated and became physically aggressive toward Trooper C, who then called for backup. Upon his arrival, the Trooper-Grievant aided Trooper C in restraining J.H. and in transferring him to Trooper C's car. Trooper C interviewed MH., who reported that J.H. had not struck her but had threatened her verbally and put her in fear. MH. reported that J.H. was upset about her receiving phone calls from Trooper G, and MH. noted that J.H. believed she was being unfaithful to him. The Trooper-Grievant was present for portions of Trooper C's interview with M.H.
After Trooper C finished interviewing MH., he asked the Trooper-Grievant to go over a pamphlet on domestic violence and victim's rights with her while Trooper C interviewed M.H.'s daughter in another part of the house. According to testimony by the Trooper-Grievant and MH., "[M.H.] flirted with [the Trooper-Grievant] as he read her the victim's rights information." MH. asked the Trooper-Grievant for his personal cell phone number, but he refused to provide it to her. Meanwhile, Trooper C arrested J.H. and charged him with assault on both M.H. and Trooper C.
At the end of his shift, at approximately 1:00 a.m., the Trooper-Grievant returned home and went to sleep. At about 5:80 a.m., the Trooper-Grievant woke up, obtained M.H.'s cell phone number from his trooper notebook, and sent a text message to M.H. The Trooper-Grievant told MH. that he could give her his personal phone number now that he was off duty. MH. called the Trooper-Grievant, and after some discussion the Trooper-Grievant drove to her house in his personal car and out of uniform, arriving at about 6:00 a.m. According to the arbitrator's findings, when the Trooper-Grievant arrived, "MH. was still upset. She expressed her feeling that she was 'done with' her marriage." MH. and the Trooper-Grievant proceeded to have consensual sex.
MH. later told J.H. about her sexual encounter with the Trooper-Grievant. JH. told his defense attorney, who in turn told the assistant district attorney. The District Attorney's Office investigated, and both M.H. and the Trooper-Grievant confirmed that the encounter had taken place. Ultimately the charge of assault on Trooper C was dropped and the charge of assault on M.H. was reduced to harassment. The District Attorney's Office made these decisions based on several considerations, including the Trooper-Grievant's sexual encounter, MH. and J.H.'s reconciliation, and the fact that MH. was not a cooperative witness. The arbitrator found that there was evidence that the sexual encounter had a "minimal" impact on the District Attorney's charging decisions.
The State conducted an administrative investigation of the incident, during which the Trooper-Grievant remained on duty. The investigating officer concluded that the Trooper-Grievant had violated sections of the Department of Public Safety Operating Procedure Manual. The Trooper-Grievant's supervising officer, Captain Dennis E. Casanovas, recommended suspension rather than termination. Captain Casanovas recognized that the Trooper-Grievant had been progressing well despite his young age and lack of prior law enforcement experience. In forming his recommendation, Captain Casanovas relied on both his extensive previous experience as an investigation coordinator and his personal knowledge of the Trooper-Grievant's work capabilities. But the Director of the State Troopers, Colonel Audie Holloway, overruled Captain Casanovas and decided to discharge the Trooper-Grievant. The resulting termination letter informed the Trooper-Grievant that he had violated the Operating - Procedure - Manual - sections 101.010(B), 101.020(G@), 101.070(A), - and 101.070(B)3 The letter stated that "despite
B. Proceedings
Following the termination, both the Trooper-Grievant and the State sought further action. The Trooper-Grievant filed a grievance challenging his discharge under his union's collective bargaining agreement, and the dispute proceeded to arbitration.
In December 2010 the arbitrator issued her decision. She found that the Trooper-Grievant had "engaged in unprofessional conduct and showed poor judgment." Yet she also found that the State had not fulfilled its duty to inform the Trooper-Grievant about the parameters of acceptable behavior. The arbitrator noted that past instances of sexual misconduct had not resulted in terminations, that just cause required consistent disciplinary action, and that the State must inform troopers if the policy has shifted to zero-tolerance. - Finally, the arbitrator determined that the Trooper-Grievant's conduct did not rise to the level of egregious behavior and that the principles of progressive discipline thus required the opportunity for rehabilitation. Finding that the Trooper-Griev-ant had not been discharged for just cause, the arbitrator ordered that he be reinstated with back pay and converted his discharge to a three-day suspension.
In January 2011 the State filed a complaint in superior court to vacate the arbitration award. Before the superior court case could be resolved, however, an administrative law judge heard the police certificate revocation action and issued his decision on April 12, 2011. The Police Standards Council had proposed two grounds for revocation: (1) lack of good moral character under 13 AAC 85.110(a)(8), and (2) a discharge "for cause for inefficiency, incompetence, or some other reason that adversely affects the ability and
The administrative law judge determined that the Police Standards Council had a valid basis to revoke the Trooper-Grievant's police certificate. But the administrative law judge found the first of the council's two proposed grounds for revocation, lack of good moral character, to be unfounded. The administrative law judge found that revocation was in fact warranted on the second ground, which allows revocation of a certificate for an officer who has been discharged on one of the grounds contained in 13 AAC 85.110(2)(2).
On May 9, 2011, the State filed a motion, asking the superior court to vacate the arbitration award because it was contrary to public policy and because it resulted from gross error. The superior court asked the parties to provide supplemental briefing on the effect of the Police Standards Council's revocation. In its supplemental briefing, the State argued that because a basic certificate is a requirement to be an Alaska State Trooper, the Trooper-Grievant could not be lawfully reinstated and thus the arbitration award could not be enforced.
Superior Court Judge Mark Rindner concluded that the arbitration award was not the result of gross error. The superior court additionally determined that the award could not be vacated under the public policy exception to the enforcement of arbitration awards "because the State does not have an explicit, well defined, and dominant public policy that prohibits employing a person as an Alaska State Trooper who has a consensual sexual encounter with a erime victim." The superi- or court nevertheless held that it could not fully enforce the arbitration award, given that requiring reinstatement "would violate the regulatory requirement that the [Trooper-Grievant] have a basic [police] certificate.
The State appeals, arguing that (1) the arbitration award should be vacated in full as contrary to public policy and (2) in the alternative, the arbitration award should be vacated in full for gross error.
III. STANDARD OF REVIEW
We articulated the relevant standard of review in PSEA 2010;
We review de novo the superior court's decision to confirm the arbitration award. Both the common law and Alaska statutes evince a strong public policy in favor of arbitration. In order to encourage parties to pursue arbitration, Alaska courts have a policy of minimizing their interference with arbitration decisions. Thus, we give great deference to an arbitrator's decision, in*676 cluding findings of both fact and law. We will only vacate an arbitration award arising out of a collective bargaining agreement where it is the result of gross error-those mistakes that are both obvious and significant. We will not vacate such an award merely because we would reach a different decision ourselves. This deferential standard is key to the decision we reach today."[11 ]
IV. DISCUSSION
A. The Arbitration Award Is Not Unenforceable As A Violation Of Public Policy.
The State argues that the arbitration award should be vacated as contrary to public policy "because it is in conflict with the Alaska Police Standards Council's decision to revoke the trooper's police certification, and because the nature of the trooper's conduct undermines the public's interests in a police force that acts to protect the public and the integrity of the criminal justice system." In essence, the State contends that reinstatement violates public policy because the Trooper-Grievant's underlying conduct was repugnant and because that conduct violated the public policy requiring "that law enforcement officers act with the primary purpose of protecting the public in general and crime and domestic violence victims in particular" and "that officers be persons of integrity and high moral character." But the correct ques- ' tion is not whether the Trooper-Grievant's conduct violated public policy; rather, it is whether the arbitration award of reinstate ment with back pay itself violates an "explicit, well-defined, and dominant public policy."
1. PSEA 2011 and Alaska's public policy exception to the enforcement of arbitration awards
In PSEA 2011 we considered as a matter of first impression whether to adopt a public policy exception to the enforcement of arbitration awards.
The United States Supreme Court has made clear that the public policy exeeption to: the enforcement of arbitration awards must be narrow and that the public policy at issue "must be explicit, well defined, and dominant ... [and] [it must be ascertained by reference to the laws and legal precedents and not from general considerations of supposed public interests
We emphasized in PSFHA 2011 that "the relevant inquiry is whether the arbitrator's decision to reinstate the employee violates public policy, not whether an employee's conduct does, so statutes or regulations that merely prohibit the conduct are insufficient to support the public policy exception."
All of the preceding sources support the conclusion that it is Alaska's policy to maintain an honest police force. But there has never been a question that it is against public policy for a police officer to lie. The question is whether it is against Alaska's public policy to reinstate a police officer who has lied as the Trooper did in the present case.[25 ]
We ultimately characterized the question as being whether there is a "categorical require
In this case, the question is not whether the Trooper-Grievant's conduct is against public policy. Rather, the relevant inquiry is whether a decision to use progressive discipline and to continue the employment of a trooper who has engaged in this type of sexual misconduct is a violation of an explicit, well-defined, and dominant public policy.
Focusing selectively on language from PSEA 2011, the dissent contends that our formulation of the public policy exception to the enforcement of arbitration awards requires that we make a broader inquiry than we do here. The dissent calls attention to provisions in the Restatement that we cited in PSEA 2011 as part of our general discussion of whether to adopt the public policy exception.
But in focusing on our reference to these provisions of the Restatement, the dissent ignores the overall thrust of PSEA 2011. As we observed then, the Restatement provides "both general guidelines for determining un-enforceability on public policy grounds and more specific guidelines for making this determination in various commonly recurring contexts."
2. The reinstatement of the Trooper-Grievant is not unenforceable as a violation of Alaska public policy.
We begin by considering whether there is "legislation specifically prohibiting enforcement of the promise or contractual term."
a. Alaska's Constitution
The State cites article I, sections 1, 12, and 24 of the Alaska Constitution. Article I, section 1 provides that all persons are "entitled to equal rights, opportunities and protection under the law." Article I, section 12 states that "[cJriminal administration shall be based upon the following: the need for protecting the public ... [and] ... the rights of victims of crimes." Article I, section 24 provides that "[cJrime victims ... shall have the following rights ... the right to be reasonably protected from the accused through the imposition of appropriate bail or conditions of release by the court ... [and] ... the right to be treated with dignity, respect, and fairness during all phases of the criminal and juvenile justice process." But these constitutional provisions do not evince the requisite explicit, well-defined, and dominant public policy to terminate a trooper for the specific conduct in this case.
b. Case law
Next the State relies on our decision in Jones v. Jennings.
The State cites statutes and regulations concerning the Department of Public Safety's Council on Domestic Violence and Sexual Assault and minimum standards for employment as a police officer. The State points to AS 18.66.010, which establishes the Council on Domestic Violence and Sexual Assault. The mandate of the council includes planning and coordinating services for domestic violence victims.
The State also notes statutory and regulatory provisions that allow it to establish minimum standards for police officers and revoke the certificate of an officer who does not meet these standards.
In addition, the State cites 13 AAC 85.110(b)(3), which provides that the State shall revoke the certificate of an officer who was discharged "for conduct ... that would cause a reasonable person to have substantial doubt about an individual's honesty, fairness, and respect for the rights of others and for the laws of this state and the United States or that is detrimental to the integrity of the police department where the police officer worked." In PSEA 2011 we concluded that while this same regulation "strongly suggests that it is the policy of the State of Alaska not to employ dishonest police officers ... it is unclear whether the regulation means to prohibit the employment of police officers who have been dishonest to any degree or under any circumstance."
The dissent takes up the argument where the State leaves off, contending that 13 AAC 85.110(b)(3) is "more than sufficient" as an expression of public policy to justify disturbing the arbitrator's decision here.
This view would make nonsense of our statement in PSEA 2011 that the public policy exception does not permit a court to reject an arbitration decision merely because the court might have decided the case differently.
The dissent further argues that by finding general statements such as 13 AAC 85.110(b)(8) insufficient, we now require the other branches of government to draw unrealistically precise lines beyond which mis-
conduct is intolerable as a matter of public policy.
d. Internal regulations
The State cites the Department of Public Safety's Operating Procedures Manual. In particular, the State highlights sections that prohibit behavior that "shocks the conscience or that violates generally recognized standards of professional behavior" or that "brings the Department into disrepute ... or . impairs the operations or efficiency of the Department."
The State's argument, though, is contradicted by our holding in PSWA 2011, where the State relied on a section of the Operating Procedures Manual that requires employees to respond truthfully to their superiors and to questioning during official investigations.
e. The principles of public trust and heightened vigilance
One of the considerations that we discussed in PSEA 2011 is that the court "should be particularly vigilant where the employee's misconduct was in the performance of his or her duties and directed toward the public, and could therefore undermine confidence in public institutions that rely upon the public's trust."
We acknowledge that the underlying conduct in this case involved the trooper's duties to the public. But the public policy exception still requires an explicit, well-defined, and dominant public policy even in a case involving a trooper's performance of duties directed toward the public. For example, other courts have held that the public policy exception applied in cases of police officers' inappropriate behavior with a minor boy in violation of state statute
We recognize that while arbitrations in this type of case often involve egregious employee misconduct that may affect public safety, reinstatements in such cases are not always against public policy.
In sum, although the question of the public policy exception may arise more frequently when employee conduct affects the public trust, the award will fall into the exception only if the award itself violates an explicit, well-defined, and dominant public policy. All of the State's sources support the conclusion that Alaska has a policy to protect victims and prohibit sexual misconduct But the question is not whether the Trooper-Griev-ant's misconduct violated public policy; it is whether it is against Alaska's public policy to use a progressive disciplinary sanction such as suspension for a trooper who engaged in this misconduct. The State has not pointed to any explicit, well-defined, and dominant public policy requiring termination, rather than suspension, as the only proper discipline for a trooper's consensual and non-criminal sexual misconduct. In fact, as the arbitrator found, incidents of sexual misconduct often have been punished with disciplinary sance-tions short of termination.
B. The Arbitrator Did Not Commit Gross Error In Concluding That There Was Not Just Cause To Discharge the Trooper-Grievant.
The State also claims that the arbitrator's decision constituted gross error. We have defined gross error as "only those mistakes which are both obvious and significant."
1. The arbitrator did not commit gross error in interpreting the collective bargaining agreement.
The State first challenges the arbitrator's interpretation of the term "egregious misconduct." The collective bargaining agreement provides the following definition: "Egregious misconduct which may result in discharge includes, but is not limited to, gross disobedience or insubordination, dishonesty, chemical or alcohol intoxication at the workplace, physical misconduct, criminal conduct, abusive or lewd behavior, or abandonment of duties." (Emphasis added.) Relying on this
The State argues that the arbitrator committed gross error because she allegedly used her own definition of egregious misconduct instead of the definition provided by the collective bargaining agreement. PSEA responds that "[it is clear that throughout her decision [the arbitrator] was applying the correct standard set out in the Collective Bargaining Agreement as she discussed in great length and in detail the level of misconduct by the Grievant and similar acts of misconduct by other Troopers." PSEA is correct.
While arbitrators must adhere to the plain language of the contract, "[a] mere ambiguity in the opinion accompanying an award, which permits the inference that the arbitrator may have exceeded his authority, is not a reason for refusing to enforce the award.
In her decision, the arbitrator interpreted the collective bargaining agreement definition to determine whether the Trooper-Grievant's misconduct was serious enough to constitute "[elgregious misconduct" warranting discharge. The arbitrator relied on Captain Casanovas's testimony and the Troop er-Grievant's "honest and forthright and sincere[ ]" responses during the hearing to assess the seriousness of his conduct, reasoning that "[why a grievant did what he or she did inevitably relates to the gravity of the misconduct." The arbitrator found that "[tlhere is no evidence to indicate that [the Trooper-Grievant's] behavior could not be corrected," concluding that, "[blased on the State's disciplinary approach in similar situations, this type of conduct has warranted an opportunity to correct the behavior." Accordingly, the arbitrator expressly disagreed with Colonel Holloway's interpretation of "[elgregious misconduct" and determined that the Troop er-Grievant's "unprofessional conduct" and "poor judgment" did not rise to the level of "[elgregious behavior ... warrant[ing] sum
Again, our standard for reviewing an arbitrator's decision is "very deferential."
Moreover, we have held that "an arbitrator's 'use of a well-reasoned alternative definition' of just cause 'would not alone constitute gross error'" "
2. The arbitrator did not commit gross error in the disparate treatment analysis.
The State challenges the arbitrator's disparate treatment analysis. First, the State argues that the disparate treatment analysis was inappropriate because it could lead to toleration of police officer misconduct. See-ond, the State claims that the "record evidence did not support the arbitrator's conclusion" for several reasons: (1) some of the cases were from the 1990s; (2) many of the cases involved greater discipline than a three-day suspension; and (8) the cases involved less severe misconduct that did not mirror the misconduct in this case. Finally, the State contends that the arbitrator failed to explain how the three-day suspension is consistent with past disciplinary action and that the record does not provide support for the propriety of this penalty.
In raising the concern of employer leniency toward misconduct, the State relies on PSEA 2011 and decisions from other jurisdictions.
The State also attempts to distinguish the other cases relied on by the arbitrator as involving less severe misconduct or more serious punishments. We will vacate the arbitrator's award only if there was an obvious and significant mistake.
Finally, the State claims that the arbitrator failed to explain why the three-day suspension is consistent with the past disciplinary actions. But the arbitrator relied on Captain Casanovas's testimony and recommendation of a disciplinary suspension, which was based on his extensive experience with administrative investigations. The arbitrator further explained that, based on her findings, progressive discipline was appropriate because it was possible for the Trooper-Griev-ant to rehabilitate himself, The arbitrator noted that Captain Casanovas recommended suspension rather than termination after "carefully weigh{ing] ... his knowledge of the [Trooper]-Grievant's work progression ... and ... the likelihood of the [Trooper}-Grievant's correcting his behavior." The arbitrator's reliance on the testimony of Captain Casanovas, who supervised the Trooper-Grievant and had personal knowledge of the Trooper-Grievant's work capabilities, does not meet our standard for gross error.
v. CONCLUSION
The Trooper-Grievant's misconduct was extremely serious and offensive. If we had been deciding this case it is likely that we would have concluded that under Alaska law, the State had "just cause" to discharge the Trooper-Grievant. Engaging in sexual conduct with a victim shortly after responding to her call for help, even if consensual, is inappropriate behavior for a state trooper. But we may "not vacate ... an award merely because we would reach a different decision ourselves."
MAASSEN, Justice, with whom STOWERS, Justice, joins, dissenting.
. State v. Pub. Safety Emps. Ass'n, 235 P.3d 197, 201 (Alaska 2010) (PSEA 2010).
. To protect the victim's privacy and the confidentiality of personnel records under AS 39.25.080(a), we do not identify the victim, her husband, or the troopers involved in the incident.
. The Department of Public Safety Operating Procedure Manual section 101.010(B) provides that "[the standards of conduct set out in this chapter do not prohibit every possible act that constitutes unacceptable behavior. Conduct that shocks the conscience or that violates generally recognized standards of professional behavior is forbidden." Operating Procedure Manual section 101.020(G), which concerns "Canons of Po
The law enforcement officer shall be mindful of his special identification by the public as an upholder of the law. Laxity of conduct or manner in private life, expression of either disrespect for the law or seeking to gain special privilege, reflects unfavorably upon the police officer and the police service. The community and the service require that the law enforcement officer lead the life of a decent and honorable man. Following the career of a © policeman gives no man special perquisites. It does give the satisfaction and pride of following and furthering an unbroken tradition of safeguarding the American republic. The officer who reflects upon this tradition will not degrade it. Rather he will so conduct his private life that the public will regard him as an example of stability, fidelity, and morality.
Operating Procedure Manual section 101.070(A) provides:
Employees shall conduct themselves at all times, both on and off duty, in such a manner as to reflect most favorably on the Department. Conduct unbecoming an employee shall include that which brings the Department into disrepute, or reflects discredit upon the employee as a member of the Department, or that which impairs the operations or efficiency of the Department or employee.
Operating Procedure Manual section 101.070(B) provides that "[elmployees shall conduct their personal and business affairs in a manner that does not discredit or otherwise bring the department into disrepute or compromise the employee's ability to perform his or her duties."
. See AS 23.40.210(a) ("'The agreement shall include a grievance procedure which shall have binding arbitration as its final step."); AS 23.40.200(a)(1), (b).
. See AS 18.65.130; AS 18.65.220; AS 18.65.240; see generally DerartmENnt or Pusuc Sarety, History, Araska Porice Stanparps Counci, http://dps.alaska.gov/apsc/history.aspx (last visited Mar. 21, 2014).
. See 13 Alaska Administrative Code (AAC) 85.010(b)(3)(A) (2012) ("A participating police department may not hire as a police officer a person ... who ... has had the person's basic certification revoked. ...").
. The administrative law judge found that the arbitrator's order of reinstatement did not preclude the State from revoking the Trooper-Griev-ant's license based on the original discharge. 13 AAC 85.110(f) provides that "[a] personnel action or subsequent personnel action regarding a police officer by the police officer's employer, including a decision resulting from an appeal of the employer's action, does not preclude the council from revoking the police officer's basic, intermediate, or advanced certificate under this section."
. The Trooper-Grievant appealed the revocation to superior court, but moved to dismiss the appeal in July 2011. The superior court accordingly dismissed the appeal in August 2011.
. The superior court noted that "courts will not enforce contractual terms that directly violate legislation or regulations promulgated under valid legislation."
. - The superior court also stated that "it may not necessarily agree with the arbitrator's decision or find that it would have ruled in the same manner had this been a case of first impression."
. 235 P.3d 197, 201 (Alaska 2010) (internal quotation marks and citations omitted).
. See State v. Pub. Safety Emps. Ass'n, 257 P.3d 151, 161 (Alaska 2011) (PSEA 2011).
. Id. at 155-56. While the question of a public policy exception to arbitration awards had been raised in prior cases, this court did not previously have the opportunity to reach the issue, either finding that the issue had not been properly raised below or deciding the case on other grounds. See PSEA 2010, 235 P.3d at 203; Alaska Pub. Emps. Ass'n v. State, Dep't of Envtl. Conservation, 929 P.2d 662, 667 (Alaska 1996).
. PSEA 2011, 257 P.3d at 158 (quoting PSEA 2010, 235 P.3d at 203). This court laid out three "common principles," drawn from other jurisdictions, that should be used in the public policy exception analysis:
(1) the public policy exception to labor arbitration disputes involving public employees in po-
sitions of public trust is most clearly applicable where a statute or regulation compels the termination (or prevents the hiring) of an employee for committing the relevant misconduct; (2) the relevant inquiry is whether the arbitrator's decision to reinstate the employee violates public policy, not whether an employee's conduct does, so statutes or regulations that merely prohibit the conduct are insufficient to support the public policy exception; and (3) a court should be particularly vigilant where the employee's misconduct was in the performance of his or her duties and directed toward the public, and could therefore undermine confidence in public institutions that rely upon the public's trust.
Id. at 162.
. See id. at 156 (citing E. Associated Coal Corp. v. United Mine Workers of Am., Dist. 17, 531 U.S. 57, 67, 121 S.Ct. 462, 148 L.Ed.2d 354 (2000)).
. See W.R. Grace & Co. v. Local 759, Int'l Union of United Rubber, Cork, Linoleum & Plastic Workers of Am., 461 U.S. 757, 766, 103 S.Ct. 2177, 76 L.Ed.2d 298 (1983) (citing Hurd v. Hodge, 334 U.S. 24, 34-35, 68 S.Ct. 847, 92 L.Ed. 1187 (1948)) (holding enforcement of collective bargaining agreement would not violate public policy requiring obedience to court decisions or policy favoring voluntary compliance with Title VII of the Civil Rights Act of 1964).
. PSEA 2011, 257 P.3d at 158-59.
. Id. at 159 (discussing Pavone v. Pavone, 860 P.2d 1228, 1231 (Alaska 1993)).
. Restatement (Seconp) or Contracts § 178(1) (1981).
. E. Associated Coal Corp., 531 U.S. at 62, 121 S.Ct. 462 (quoting Muschany v. United States, 324 U.S. 49, 66, 65 S.Ct. 442, 89 L.Ed. 744 (1945)) (emphasis added) (internal quotation marks omitted).
. Id. at 63, 121 S.Ct. 462 (upholding arbitration order to reinstate truck driver who tested positive for drugs).
. PSEA 2011, 257 P.3d at 160 (quoting Baseden v. State, 174 P.3d 233, 237 (Alaska 2008)); see also AS 23.40.210(a) ("The agreement shall include a grievance procedure which shall have binding arbitration as its final step."); AS 23.40.200(a)(1), (b).
. PSEA 2011, 257 P.3d at 162 (emphases added); see also E. Associated Coal Corp., 531 U.S. at 62-63, 121 S.Ct. 462 ("[The question to be answered is not whether [the grievant's) drug use itself violates public policy, but whether the agreement to reinstate him does so."); City of Boston v. Boston Police Patrolmen's Ass'n, 443 Mass. 813, 824 N.E.2d 855, 861 (2005) (citing City of Lynn v. Thompson, 435 Mass. 54, 754 N.E.2d 54, 62-63 (2001)) ("To prevail, the city must therefore demonstrate that public policy requires that [the grievant's] conduct, as found by the arbitrator, is grounds for dismissal, and that a lesser sanction would frustrate public policy.").
. See PSEA 2011, 257 P.3d at 153.
. Id. at 161.
. Id.
. Dissent at 688-89 (quoting Restatement(Sec-onp) or Contracts § 178(1) (1981)).
. Id.
. PSEA 2011, 257 P.3d at 159.
. Id. at 160 (internal quotation marks omitted).
. Id. at 159-60 (internal citations and quotation marks omitted).
. Id. at 160 (quoting Pavone v. Pavone, 860 P.2d 1228, 1231 (Alaska 1993)) (internal quotation marks omitted).
. Id. (omissions in original) (quoting Luedtke v. Nabors Alaska Drilling, Inc., 768 P.2d 1123, 1132 (Alaska 1989)) (internal quotation marks omitted).
. In addition, the State claims that the Alaska Police Standards Council's "decision to revoke the Trooper-Grievant's certification reaffirms that reversing the officer's discharge was contrary to public policy." After the arbitrator or
. See PSEA 2011, 257 P.3d at 162.
. Counsel for the State acknowledged that there is no statute or regulation specifically prohibiting reinstatement of a trooper who has engaged in this type of misconduct when the trooper still has the requisite police certificate. Rather, counsel claimed that the relevant public policy is the trooper's basic duty to protect the public, based on a combination of constitutional, statutory, and regulatory principles.
. See AS 23.40.210(a) ('The agreement shall include a grievance procedure which shall have binding arbitration as its final step.").
. 788 P.2d 732 (Alaska 1990).
. See id. at 733-35.
. See id. at 735-39.
, Id. at 739; see PSEA 2011, 257 P.3d at 160 (concluding that Jones did not establish a public policy against reinstatement of a dishonest police officer).
. 235 P.3d 197, 203 (Alaska 2010).
. See id.
. See AS 18.66.010.
. See id. (establishing the Council on Domestic Violence and Sexual Assault to "provide for planning and coordination of services to victims of domestic violence or sexual assault ... and to provide for crisis intervention and prevention programs").
. See id.
. See, eg., AS 18.65.130; AS 18.65.240(c) 13 AAC 85.100(a), (b); 13 AAC 85.110(a)(2), (3).
. PSEA 2011, 257 P.3d 151, 161 (Alaska 2011).
. We also note that the Alaska Police Standards Council did not base revocation of the Trooper-Grievant's police certificate on this provision. Rather, the council revoked his police certificate under 13 AAC 85.110(a)(2), which provides that the council will, in its discretion, revoke a certificate if the officer "has been discharged ... for cause for inefficiency, incompetence, or some other reason that adversely affects the ability and fitness of the police officer to perform job duties or that is detrimental to the reputation, integrity, or discipline of the police department where the police officer worked."
. Dissent at 690.
. As we wrote in PSEA 2011, "If we had stood in the arbitrator's place, we may well have determined that under Alaska's doctrine of 'just cause," the State did have just cause to terminate the Trooper.... But we are bound by the gross error standard, and it was not gross error for the arbitrator to have taken a different approach from the one we may have taken." 257 P.3d at 165.
. Id. at 166.
. Id.
. Dissent at 690-91.
. Id. at 691.
, See PSEA 2011, 257 P.3d at 161.
. Id.
. Id. at 162.
. See Police Officers Labor Council v. City of Wyoming, No. 258843, 2006 WL 2000136, at *1-2 (Mich.App. July 18, 2006) (concluding that the arbitration order of reinstatement was contrary to a Michigan statute prohibiting a person from encouraging a child to engage in delinquent acts and a police regulation).
. See City of Boston v. Boston Police Patrolmen's Ass'n, 443 Mass. 813, 824 N.E.2d 855, 861 (2005) (''The question to be answered is not whether [the officer's conduct] itself violates public policy, but whether the agreement to reinstate him does so.") (citations omitted) (quoting E. Associated Coal Corp. v. United Mine Workers of Am., Dist. 17, 531 U.S. 57, 62-63, 121 S.Ct. 462, 148 L.Ed.2d 354 (2000).
. See Alaska State Emps. Ass'n/AFSCME Local 52 v. State, 74 P.3d 881 (Alaska 2003) (reversing reinstatement where employee was discharged upon revelation of felony conviction for theft of public funds).
. See City of Worcester v. Worcester Vocational Teachers Ass'n, No. 981686B, 1999 WL 1336075, at *1, *3-4 (Mass.Super.Ct. March 3, 1999) (upholding arbitrator's award to reinstate school guidance counselor despite alleged sexually harassing comments and physical contact with a student); City of Cleveland v. Cleveland Police Patrolman's Ass'n, No. 76181, 2000 WL 573195, at *1, *3-4 (Ohio App. May 11, 2000) (affirming arbitrator's reinstatement of police officer convicted of domestic assault even though a federal statute prohibited persons convicted of misdemeanor domestic violence from possessing firearms).
. See, eg., Bureau of Maine State Police v. Pratt, 568 A.2d 501, 505-06 (Me. 1989) (holding that arbitrator's reinstatement of officer who had sexual encounter with witness and then possibly perjured himself on the topic did not violate public policy); City of Lincoln Park v. Lincoln Park Police Officers Ass'n, 176 Mich.App. 1, 438 N.W.2d 875, 876 (1989) (holding that enforcement of arbitrator's order to reinstate the police officer did not violate public policy even though the officer had engaged in consensual sexual conduct with a complaining witness after responding to her call for help); Monroe Cnty. Sheriff v. Fraternal Order of Police, No. 869, 2002
. See Monroe Cnty. Sheriff, 2002 WL 31170168, at *1, *7 (noting that the conduct could be seen as "an abuse of power" but nonetheless upholding the reinstatement of the deputy sheriff because there was no clearly defined public policy prohibiting employment of the deputy sheriff).
. Lincoln Park Police Officers Ass'n, 438 N.W.2d at 876.
. See id.
. See id.
. See id. at 877.
. See PSEA 2010, 235 P.3d 197, 201-03 (Alaska 2010) (upholding arbitrator's order for reinstatement and suspension of officer who had harassed a fellow officer at a law enforcement academy).
. Pub. Safety Emps. Ass'n, Local 92 v. State, 895 P.2d 980, 984 (Alaska 1995) (quoting City of Fairbanks v. Rice, 628 P.2d 565, 567 (Alaska 1981)) (internal quotation marks omitted).
. United Steelworkers of Am. v. Enter. Wheel & Car Corp., 363 U.S. 593, 598, 80 S.Ct. 1358, 4 L.Ed.2d 1424 (1960).
. United Paperworkers Int'l Union v. Misco, Inc., 484 U.S. 29, 38, 108 S.Ct. 364, 98 L.Ed.2d 286 (1987); see also United Steelworkers of Am. v. Warrior & Gulf Nav. Co., 363 U.S. 574, 581-82, 80 S.Ct. 1347, 4 L.Ed.2d 1409 (1960); Manville Forest Prods. Corp. v. United Paperworkers Int'l Union, 831 F.2d 72, 76 (5th Cir. 1987) (approving of the use of past practice "to resolve ambiguities and gaps in written collective bargaining agreements").
. Warrior & Gulf Nav. Co., 363 U.S. at 581-82, 80 S.Ct. 1347; see also Manville Forest Prods. Corp., 831 F.2d at 75.
. Bhd. of Locomotive Eng'rs & Trainmen v. United Transp. Union, 700 F.3d 891, 902 (6th Cir. 2012); see also Loveless v. E. Air Lines, Inc., 681 F.2d 1272, 1278 n. 14 (11th Cir. 1982) ("An arbitrator may be able to discern a latent ambiguity in a contract based upon his examination of past practice or bargaining history even though no ambiguity appears on the face of the contract. The arbitrator might then be able to resolve the latent ambiguity by resort to permissible sources of extrinsic evidence.").
. See Pub. Safety Emps. Ass'n, Local 92, 895 P.2d at 984.
. See PSEA 2010, 235 P.3d 197, 202 (Alaska 2010).
. See id.
. PSEA 2011, 257 P.3d 151, 163 (Alaska 2011) (quoting Alaska State Emps. Ass'n/AFSCME Local 52 v. State, 74 P.3d 881, 884 (Alaska 2003)).
. See id.
. We defined "just cause" for discharge as "one which is not for any arbitrary, capricious, or illegal reason and which is one based on facts (1) supported by substantial evidence and (2) reasonably believed by the employer to be true." Alaska State Employees Ass'n/AFSCME Local 52, 74 P.3d at 883-84 (quoting Manning v. Alaska R.R. Corp., 853 P.2d 1120, 1125 (Alaska 1993)) (internal quotation marks omitted).
. See, e.g., Town of Bloomfield v. United Elec. Radio & Mach. Workers of Am., 50 Conn.Supp. 180, 916 A.2d 882, 885 (2006), rev'd on other grounds, 285 Conn. 278, 939 A.2d 561 (Conn. 2008); City of Boston v. Boston Police Patrolmen's Ass'n, 443 Mass. 813, 824 N.E.2d 855, 862 n. 9 (2005).
. PSEA 2011, 257 P.3d at 165.
. See PSEA 2010, 235 P.3d 197, 201 (Alaska 2010).
. An arbitrator later reinstated the trooper, finding that the State did not bear its burden in proving that the alleged misconduct had occurred. However, the relevant facts here concern the State's initial disciplinary action, not the arbitration award.
. In that sole termination case, an arbitrator found the State did not have just cause for termination and ultimately reinstated the trooper.
. The State also contends that "[the arbitrator failed to take into account the critical importance of public trust in the State Troopers," but that argument is subsumed within our public policy discussion. See supra Part IV.A.2.e.
. PSEA 2010, 235 P.3d at 201.
Dissenting Opinion
with whom STOWERS, Justice, joins, dissenting.
I respectfully dissent. I would hold that a contractual arbitration remedy requiring that a state trooper be reinstated after his commander has, with very good reason, lost confidence in the trooper's judgment, moral
The arbitrator found in this case (and the court appropriately defers to its findings) that the Trooper-Grievant was called to the home of M.H. to provide backup for another trooper, Trooper C, who was investigating a report of domestic violence; that M.H.'s husband, because he believed MH. was being unfaithful to him with yet another state trooper (Trooper @), had "threatened her and placed her in fear"; that it was the Trooper-Grievant's duty to read and explain to MH. her rights as a victim of domestic violence while Trooper C interviewed another witness in another part of the house; that the troopers arrested M.H.'s husband and took him to jail; that early the next morning the Trooper-Grievant, now off-duty, texted MH. and provided her with his personal telephone number; that after talking with MH. on the telephone he returned to her home out of uniform at 6:00 a.m., where he found her to be "still upset" and "feeling that she was 'done with' her marriage"; and that the Trooper-Grievant and MH. then had consensual sex in her home, while her husband was in jail on charges that he had assaulted her the night before because of jealousy prompted by her suspected adultery with a state trooper.
The court also accepts that the fact of this sexual encounter became known to the husband and his defense attorney, and that it had some impact, albeit "minimal," on the district attorney's decision to drop an assault charge based on the husband's encounter with Trooper C and to reduce to harassment the assault charge involving M.H.
The court also recites the governing police standards of conduct alerting officers that "every possible act that constitutes unacceptable behavior" cannot be spelled out explicitly; that "[clonduct that shocks the conscience or that violates generally recognized standards of professional behavior is forbidden"; and that how officers conduct themselves in their professional and private lives, "both on and off duty," is subject to the same high standards of honor and decency.
The court further acknowledges that Alaska's constitution, statutes, and regulations "support the conclusion that Alaska has a {public} policy to protect vietims and prohibit sexual misconduct."
A. -The Court Too Narrowly Defines Its Role In Identifying Public Policy.
I begin my legal analysis, as the court does, with a recitation of the three "common principles" that our precedent requires us to consider:
(1) the public policy exception to labor arbitration disputes involving public employees in positions of public trust is most*688 clearly applicable where a statute or regulation compels the termination (or prevents the hiring) of an employee for committing the relevant misconduct; (2) the relevant inquiry is whether the arbitrator's decision to reinstate the employee violates public policy, not whether an employee's conduct does, so statutes or regulations that merely prohibit the conduct are insufficient to support the public policy exception; and (8) a court should be particularly vigilant where the employee's misconduct was in the performance of his or her duties and directed toward the public, and could therefore undermine confidence in public institutions that rely upon the publics trust.[6 ]
That the public policy exception is "most clearly applicable where a statute or regulation compels the [employee's] termination" necessarily means that the exception may also apply, though less "clearly" so, where a statute or regulation does not compel the termination. This is consistent with the Restatement law from which we drew our guiding principles. In PSEHA 2011, relying on our earlier decision in Pavone v. Pavone,
[olnly infrequently does legislation, on grounds of public policy, provide that a [contract] term is unenforceable. When a court reaches that conclusion, it usually does so on the basis of a public policy derived either from its own perception of the meed to protect some aspect of the public welfare or from legislation that is relevant to that policy although it says nothing explicitly about un enforceability." [8 ]
We elaborated on this point in PSEA 2011 by reciting more extensively, and approvingly, from the same Restatement comment:
In some cases the contravention of public policy is so grave, as when an agreement involves a serious crime or tort, that unen-forceability is plain. In other cases the contravention is so trivial as that it plainly does not preclude enforcement. In doubtful cases, however, a decision as to enforceability is reached only after a careful balancing, in the light of all the cireum-stances, of the interest in the enforcement of the particular promise against the policy against the enforcement of such terms.... Enforcement will be denied only if the factors that argue against enforcement clearly outweigh the law's traditional interest in protecting the expectations of the parties, its abhorrence of any unjust enrichment, and any public interest in the enforcement of the particular term.[9 ]
And we explicitly stated in PSEA 2011 that our decision in that case was "consonant with the general guidance offered in Pavone" and with the Restatement principles on which Pavone was decided.
Because of this express sourcing of our guiding principles, endorsed in PSEA 2011,
B. Public Policy Requires That The Trooper-Grievant Not Be Retained.
Blinkered to the breadth of the allowable inquiry, the court today looks for-and fails to find-"any explicit, well-defined, and dominant public policy requiring termination, rather than suspension, as the only proper discipline for a trooper's consensual and noncriminal sexual misconduct."
damaging the Trooper-Grievant's future effectiveness as a witness.
As noted above, the court today agrees that the sources of authority on which the State relies "support the conclusion that Alaska has a [public] policy to protect victims and prohibit sexual misconduct."
The council shall revoke a basic, intermediate, or advanced certificate upon a finding that the holder of the certificate ... (8) has been discharged, or resigned under threat of discharge, from employment as a police officer in this state or any other state or territory for conduct that would cause a reasonable person to have substantial doubt about an individual's honesty, fairness, and respect for the rights of others and for the laws of this state and the United States or that is detrimental to the integrity of the police department where the police officer worked.[16 ]
Discussing this regulation in PSEA 2011, we acknowledged that it "strongly suggests that it is the policy of the State of Alaska not to employ dishonest police officers," but we con-eluded that it was "unclear whether the regulation means to prohibit the employment of police officers who have been dishonest to any degree or under any circumstance."
The court today concludes that just as there are gradations of dishonesty that public policy will tolerate in its police officers, so too there are gradations of sexual misconduct and the exploitation of victims of domestic violence. That may well be true. But as the guiding principles in the Restatement and Pavone instruct us, it is unrealistic to expect other branches of government to have identified the factual context of every possible instance of misconduct, to have ranked them, and to have drawn precisely the line at which the misconduct becomes intolerable as a pub-lie policy matter. Every instance of potential misconduct need not be predicted in luminous detail before we can find "an explicit, well-defined, and dominant public policy" against it. The Department of Public Safety has done what it reasonably could be expected to do by emphasizing, time and again, how important it is that police officers act with dignity and respect both on and off the job.
I believe it should. To summarize: It violates Alaska public policy when police officers engage in sexual misconduct and the exploitation of domestic violence victims; the Trooper-Grievant's misconduct in this case,
I would therefore vacate the arbitrator's award.
. Op. at 672-73.
. Id. at 673.
. Id. at 673, n. 3.
. - Id. at 673-74.
. Id. at 683. See also id. at 679 ("Article I, section 24 provides that '[c}rime victims ... shall have ... the right to be treated with dignity, respect, and fairness during all phases of the criminal and juvenile justice process.'"); id. at 20 ("It is true that [AS 18.66.010] expresses the State's public policy of aiding domestic violence victims.").
. Op. at 676, n. 14 (quoting State v. Pub. Safety Emps. Ass'n, 257 P.3d 151, 162 (Alaska 2011) (PSEA 2011 )) (emphasis added).
. 860 P.2d 1228, 1231 (Alaska 1993).
. 257 P.3d at 159 (emphasis added) (quoting Pavone, 860 P.2d at 1231 (quoting Restatement (SEconp) or Contracts § 178(2) emt. b (1981))).
. Id. at 159 n. 38 (quoting Restatement (Seconp) or Contracts § 178(2) emt. b (1981).
. Id. at 159-60.
. Today's opinion faults my analysis for relying too heavily on the Restatement principles we endorsed in PSEA 2011. Op. at 677-78. We expressly adopted the test of Restatement § 178 in Pavone, holding that in future cases, when faced with ambiguous public policy, "we will apply the factors listed in subsections 2 and 3 of [Restatement] section 178 to determine whether the term should be enforced." 860 P.2d at 1232. These sections do not even apply unless "there is no legislation specifically prohibiting enforcement of the promise or contractual term." Id. at 1231. In PSEA 2011 we stated that the public policy exception to the enforcement of arbitration awards that we were adopting was consistent with Pavone. PSEA 2011, 257 P.3d at 158-59. The basic principles about the unenforce-ability of illegal contracts should not apply in only a watered-down version in the context of public employee arbitration awards, where the public interest in judicial review is considerably greater than it is with private contracts.
. PSEA 2011, 257 P.3d at 159 n. 38 (quoting Restatement (SEconp) or Contracts § 178 cmt. b (1981)).
. Id. at 159 (quoting ResraremeNnt (Seconp) or Contracts § 178 emt. b (1981)).
. Op. at 683.
. Id. See also id. at 679 ("Article I, section 24 provides that [crime victims ... shall have ... the right to be treated with dignity, respect, and fairness during all phases of the criminal and juvenile justice process.' "); id. at 680 ("'It is true that [AS 18.66.010] expresses the State's public policy of aiding domestic violence victims.").
. 13 AAC 85.110(b).
. 'The reasonable person standard is a hallmark of the Anglo-American legal system," which "assures that 'the person of ordinary intelligence [has] a reasonable opportunity to know what is prohibited, so that he may act accordingly' "; it "also serves to prevent any ad hoc and subjective application by police officers, judges, juries, or others empowered to enforce [the standard]." Twp. of Plymouth v. Hancock, 236 Mich.App. 197, 600 N.W.2d 380, 383 (1999) (quoting Grayned v. City of Rockford, 408 U.S. 104, 108-09, 92 S.Ct. 2294, 33 L.Ed.2d 222 (1972)). See also Stevens v. Matanuska-Susitna Borough, 146 P.3d 3, 10-11 (Alaska App. 2006) (quoting City of Beaufort v. Baker, 315 S.C. 146, 432 S.E.2d 470, 474 (1993)) (''The objective 'reasonable' test is used in many areas of the law as an appropriate determinant of liability and thus a guide to conduct."); City of Madison v. Baumann, 162 Wis.2d 660, 470 N.W.2d 296, 302 (1991) (''The reasonable-person standard is one that has been relied upon in all branches of the law for generations.").
. PSEA 2011, 257 P.3d at 159 n. 38 (quoting ResratemEnt (Seconp) or Contracts § 178(2) emt. b (1981).
. Id. at 162.
. See, eg., AS 18.65.130 (establishing minimum standards for employment as a police officer); AS 18.65.240(c) (providing that the Alaska Police Standards Council may revoke the certificate of a police officer who fails to meet moral character standards); 13 AAC 85.100(a), (b) (listing justifications for denying police certificates); 13 AAC 85.110(a)(2), (3) (delineating implementation of revocation authority, including discretionary revocation for actions detrimental to the reputation or integrity of the police department); Department of Public Safety Operating Procedures Manual (prohibiting behavior that "shocks the conscience or that violates generally recognized standards of professional behavior' and that ''brings the Department into disrepute").
. 13 AAC 85.110(b).
Reference
- Full Case Name
- STATE of Alaska, Appellant, v. PUBLIC SAFETY EMPLOYEES ASSOCIATION, Appellee
- Cited By
- 3 cases
- Status
- Published