Native Village of Tununak v. State, Dept. of Health & Social Services, Office of Children's Services
Native Village of Tununak v. State, Dept. of Health & Social Services, Office of Children's Services
Opinion of the Court
I. INTRODUCTION
This is the second appeal in a case that began in July 2008 when the Alaska Office of Children's Services (OCS) assumed custody of four-month-old Dawn
The superior court terminated Dawn's parents' parental rights at a September 2011 trial, making Dawn eligible for adoption.
The superior court conducted a placement hearing following the Tribe's objection to placement with the Smiths.
In separate appeals, the Tribe appealed both the superior court's order finding that there was good cause to deviate from ICWA's placement preferences and the adoption order.
On June 21, 2018, we issued our decision in the first appeal that examined Dawn's adoptive placement with the Smiths.
Four days after we issued our opinion in the adoptive placement appeal (Tununak I), the United States Supreme Court issued its opinion in Adoptive Couple v. Baby Girl (Baby Girl).
We asked the parties to provide supplemental briefing and oral argument on the effect of the Supreme Court's Baby Girl decision on the adoption appeal currently before us.
II. FACTS AND PROCEEDINGS
A. Facts
Dawn F. was born in Anchorage in March 2008.
In October 2009 OCS placed Dawn with non-Native foster parents Kim and Harry Smith in Anchorage, and in December 2009 Elise visited Dawn.
The Smiths filed an adoption petition on November 8, 2011, and the petition was stayed pending the resolution of the ICWA placement hearing on November 14, 2011.
B. Proceedings
1. The placement hearing and appeal
The superior court noted at the outset of the placement hearing that it would not consolidate the CINA placement case with the adoption case, but cautioned the Tribe that it would not get "two bites at the apple"; in other words, "if the Tribe los[t], it [wouldJu't get to contest placement in the adoption proceeding."
Elise testified at the hearing.
2. The adoption hearing and appeal
On March 6, 2012, the superior court held an adoption hearing and granted the Smiths' adoption petition.
The Tribe appealed the adoption to our court. On November 29, 2012, we issued an order sua sponte staying the adoption appeal pending our decision in the related adoption placement appeal.
3. Our decision in the placement appeal in Tununak I and the United States Supreme Court's decision in Baby Girl
We issued our decision in the placement appeal on June 21, 2013.
The United States Supreme Court issued its decision in Adoptive Couple v. Baby Girl four days later; the Court held that ICWA "§ 1915(a)'s preferences are inapplicable in cases where no alternative party has formally sought to adopt the child. This is because there simply is no 'preference' to apply if no
In Baby Girl, the child's biological father (Biological Father) and biological mother (Birth Mother) broke off their engagement after Birth Mother became pregnant but would not accommodate Biological Father's request to move up the wedding.
Approximately four months after Baby Girl's birth, Adoptive Couple served Biological Father with notice of their pending adoption petition.
That decision was appealed to the South Carolina Supreme Court, and Biological Father participated in that appeal.
The United States Supreme Court ultimately reversed the South Carolina Supreme Court, holding in part that ICWA "§ 1915(a)'s preferences are inapplicable in cases where no alternative party has formally sought to adopt the child."
Because the Supreme Court's interpretation of ICWA § 1915(a) in Baby Girl called into doubt the application of § 1915(a)'s placement preferences on remand in Tunu-nak I-as no one but the Smiths sought to formally adopt Dawn-we issued an order directing the parties to brief the effect of Baby Girl on the present adoption appeal and granted oral argument in the matter.
III. STANDARD OF REVIEW
"[The [United States] Supreme Court's decisions on issues of federal law, including issues arising under the Federal Constitution, bind the state courts' consider
IV. DISCUSSION
All parties agree that we must decide the Tribe's challenge on appeal to the Smiths' adoption of Dawn in light of the Supreme Court's decision in Baby Girl The State contends that "[blecause no one other than the Smiths formally sought to adopt Dawn, her adoption should be upheld under the controlling [Baby Girl] decision." The Smiths agree. The Tribe urges us to vacate the superior court's adoption decree and remand this matter for an adoptive placement determination based on our decision in Tu-nunak I that required the superior court to find, under a clear and convincing evidence standard, whether there is good cause to deviate from ICWA § 1915(a)'s placement preferences. The Tribe takes the position that: (1) Baby Girl is factually distinguishable and inapplicable to state-driven child protection cases; (2) to the extent Baby Girl does apply, it merely requires that a specific family be formally identified as desiring placement of the Native child and Elise satisfied that requirement in this case; and (8) the requirement is satisfied in Alaska as soon as a tribe intervenes in the case and makes formal CINA Rule 8(c)(7) disclosures.
Finally, the Tribe contends that, if we interpret Baby Girl to mean that ICWA's placement preferences are inapplicable until an alternative adoptive family files a competing adoption petition, this decision will have disastrous results for rural Alaska, placing the largest burden on Native families with the fewest legal and financial resources, and create a dangerous disincentive for OCS, as the agency will place Native children in the first available home, thereby neutering the protections that ICWA originally sought to provide to promote the preservation of the Indian family.
The Tribe's interpretation of Baby Girl, as echoed by the dissent, strains the plain wording of a clear, unequivocal, and unqualified decision on a matter of federal law as interpreted by the United States Supreme Court. For the reasons that follow, we conclude that we are required to apply the Supreme Court's bright-line interpretation of ICWA § 1915(a)'s placement preferences to bar from consideration as an adoptive placement an individual who has taken no formal step to adopt the child.
A. ICWA § 1915(a) and Baby Girl Do Not Distinguish A State-Initiated Child Custody Proceeding From A Voluntary Private Adoption.
ICWA § 1915(a)s placement preferences apply to "any adoptive placement of an Indian child under State law,"
The dissent characterizes these statements by the United States Supreme Court interpreting § 1915(a) as dicta addressing the South Carolina Supreme Court's suggestion that if it had terminated Biological Father's rights, § 1915(a)'s preferences would have applied. But Baby Girl explained, clarified, and decided that § 1915(a) did not apply where no alternative party sought to adopt the Indian child, as was the case of Biological Father. When discussing the distinction between a holding and dictum, the Supreme Court has directed that "[when an opinion issues for the Court, it is not only the result[,] but also those portions of the opinion necessary to that result by which we are bound."
The [United States] Supreme Court has articulated the federal standard, and its application to this case is clear: ICWA does not authorize [Biological] Father's retention of custody. Therefore, we reject [Biological] Father's argument that 1915(a)'s placement preferences could be an alternative basis for denying the Adoptive Couple's adoption petition. The Supreme Court majority opinion unegquiv-ocally states [ ] [that] "§ 1915(a)'s preferences are inapplicable in cases where no alternative party has formally sought to adopt the child.". ... As the opinion suggests, at the time Adoptive Couple sought to institute adoption proceedings, they were the only party interested in adopting [Baby Girl]. Because no other party has sought adoptive placement in this action, § 1915 has mo application in concluding this matter .... [100 ]
The Supreme Court's federal standard is now clear, and consequently § 1915(a)s preferences will not apply in this case.
The dissent asserts that Baby Girl is factually distinguishable because "[rJather than a termination of parental rights through a private adoption arranged by a non-Indian parent after an Indian parent abandoned the child, this was a state-sponsored parental rights termination and a state-sponsored adoptive placement clearly subject to ICWA." The Supreme Court previously has explicitly discussed distinctions between voluntary and non-voluntary relinquishments of parental rights in the context of ICWA; it did not do so in Baby Girl. In Mississippi Band of Choctaw Indians v. Holyfield (Holy-field ), the Court noted that while the focus of Congressional testimony on ICWA was "on the harm to Indian parents and their children who were involuntarily separated by decisions of local welfare authorities, there was also considerable emphasis on the impact on the tribes themselves [from] the massive removal of their children"
In Holyfield, the Court adopted and applied its broad-sweeping interpretation of ICWA to all types of parental rights relinquishment cases, including those arising out of a parent's voluntary action. If in Baby Girl the Court had intended to limit its holding to voluntary adoptions, it certainly could have articulated such a restriction. But no such limiting language appears in the Court's opinion in Baby Girl. Because the Court did not limit its holding in Baby Girl to voluntary adoptions, we reject the Tribe's and the dissent's attempt to factually distinguish Baby Girl from the case before us where the adoption resulted from state-initiated child protective proceedings.
B. Elise Did Not Formally Seek To Adopt Dawn.
We are "not bound by decisions of federal courts other than the United States Supreme Court on questions of federal law."
After Dawn was placed in emergency foster care, the Tribe early on provided Elise's name to OCS as a potential placement option in its CINA Rule 8(c)(7) disclosures.
The critical piece, however, is Elise's failure to formally assert her intent to adopt Dawn as OCS moved toward terminating Jenn's parental rights. The superior court denied OCS's first petition to terminate parental rights in November 2010, and a second petition was filed in April 2011 that ultimately resulted in termination in September 2011. At a status conference in February 2011 the superior court advised Elise that placement with Jenn was not a viable option due to
Elise did appear at the November 14, 2011 placement hearing and testified that she wanted to adopt Dawn.
In Baby Girl, Biological Father displayed a much higher level of involvement, but the Supreme Court nonetheless found his efforts insufficient. Biological Father requested a stay of the adoption proceedings after learning of Adoptive Couple's pending request and sought custody of Baby Girl.
Applying the Supreme Court's controlling precedent to the facts before us, it is clear that this is also a case where "there simply is no 'preference' to apply [as] no alternative party that is eligible to be preferred under § 1915(a) has come forward"
C. Alaska CINA Rule 8(c)(7) Disclosures Are Not Analogous To Requiring An Individual To Formally Seek To Adopt A Child.
We are likewise not persuaded by the Tribe's argument that Elise's contact infor
A tribe's production of contact information for possible placements is neither equivalent nor analogous to a formal adoption petition. Rule 8(c)(7) is a discovery procedure; it requires disclosure of potential placement options for OCS to consider. A Rule 8(c)(7) disclosure was filed by the Tribe; it does not in any way represent a clear expression by Elise (or anyone else) of a formal intent to adopt the child. An adoption petition, on the other hand, is the legally "formal" way for a person to express a readiness and willingness to adopt a child. In Baby Girl, the Supreme Court envisioned a bright-line test: in order to qualify for ICWA § 1915(a)'s adoptive placement preference, one must first "formally seek" to adopt the child by filing a petition for adoption.
D. The Tribe's Policy Considerations
Finally, the Tribe argues that if we interpret Baby Girl to hold that ICWA's placement preferences are inapplicable until an alternative Native adoptive family member files a competing adoption petition, this decision will place a difficult burden on Native families, which have the fewest legal and financial resources, and create a dangerous incentive for OCS to place Native children in the first available home "except in the rare case when a Native family files its own adoption petition." The dissent echoes the Tribe's concerns, noting that "at least one state practice guide" does not read Baby Girl to mean an adoption petition must be filed; rather, all the practice guide cautions is that the adoptive candidate "formally" assert his or her intent to adopt the child and take "proper steps" to convey these intentions to the court.
But the dissent misses the point of the practice guide. The practice guide concludes that "[flor practitioners representing a parent of an Indian child who wants assurances that his or her child will be placed with another family or tribal member if adoption is needed, the lesson is clear: identify early on any family members, relatives, or tribal members who are willing and desirous of custody and take proper steps to formally convey their intentions to the court in this regard."
Having said this, we urge tribes and OCS to enable and assist tribal members to seek placement early in CINA and voluntary adoption cases, accompanied by a formal adoption petition onee it appears that OCS's goal for the child is adoption. The Alaska Court System, attorneys representing tribes in Alaska, the CINA bar, the probate bar, and others will work to develop appropriate adoption forms and online information and instructions to assist tribes and potential adoptive parents in navigating this requirement.
We also stress that OCS remains bound to comply with § 1915(a)'s adoptive placement preferences for "(1) a member of the child's extended family; (2) other members of the
v. CONCLUSION
Because we are bound to follow the United State Supreme Court's decision in Baby Girl, and because no one but the Smiths formally sought to adopt Dawn, we AFFIRM the superior court's grant of the adoption and VACATE Tununak I's prior order for a renewed good cause hearing in the underlying placement matter. The remainder of our opinion in Tununak I is unaffected by our decision today.
WINFREE, Justice, dissenting.
. We use pseudonyms to protect the privacy of the parties involved.
. Native Vill. of Tununak v. State, Dep't of Health & Social Servs., Office of Children's Servs., 303 P.3d 431, 433 (Alaska 2013) (Tununak I ).
. Id.
. 25 U.S.C. §§ 1901-1963 (2012).
. Tununak I, 303 P.3d at 433.
. 25 U.S.C. § 1915(a).
. Tununak I, 303 P.3d at 433.
. Id. at 435.
. Id.
. Id.
. Id. at 440.
. Id. at 440 n. 10.
. Id.; see also Native Vill. of Tununak v. State, OCS, et al., No. S-14670 (Alaska Supreme Court Order, Nov. 29, 2012) (staying sua sponte the adoption appeal pending the resolution of the adoption placement appeal).
. Tununak I, 303 P.3d at 431.
. Id. at 453.
. Id. at 453.
. Native Vill. of Tununak v. State, OCS, et al., No. S-14670 (Alaska Supreme Court Order, Nov. 29, 2012); Native Vill. of Tununak v. State, OCS, et al., No. S-14670 (Alaska Supreme Court Order, June 21, 2013) (ordering briefing on whether the stay of the adoption appeal should continue following the court's issuance of its opinion in the adoption placement appeal).
, - U.S. -, 133 S.Ct. 2552, 186 L.Ed.2d 729 (2013).
. Id. at 2564. The dissent argues that this portion of the opinion was dicta. We disagree. While "statements of a legal rule set forth in a judicial opinion do not always divide neatly into 'holdings' and 'dicta,' " Parents Involved in Cnty. Schs. v. Seattle Sch. Dist. No. 1, 551 U.S. 701, 831, 127 S.Ct. 2738, 168 L.Ed.2d 508 (2007) (Breyer, J., dissenting), in this case, the Court's Baby Girl opinion is divided into distinct sections considering three discrete subdivisions of ICWA: §§ 1912(f), 1912(d), and 1915(a). See Baby Girl, 133 S.Ct. at 2557. The Court's discussion of § 1915(a) is succinct and its holding unequivocal, id. at 2564-65, and we apply it to the facts of the present appeal.
. Native Vill, of Tununak v. State, OCS, et al., No. S-14670 (Alaska Supreme Court Order, Oct. 7, 2013) (ordering briefing and oral argument on the effect of Baby Girl on the adoption case).
. Baby Girl, 133 S.Ct. at 2564.
. Tununak I, 303 P.3d at 433.
. Id.
. That rule states:
Except to the extent otherwise directed by order or rule, [a tribe that has intervened in the proceedings] shall, without awaiting a discovery request, provide to other parties the following information, excluding any privileged material: ....
... names and contact information for extended family of the child, a list of potential placements under ... § 1915, and a summary of any tribal services or tribal court actions involving the family.
Unless otherwise directed by the court, these disclosures shall be made within 45 days of the date of service of the petition for adjudication, or for tribes, the date of the order granting intervention. A party shall make its initial disclosures based on the information then reasonably available to it and is not excused from making its disclosures because it has not fully completed its investigation of the case or because it challenges the sufficiency of another party's disclosures or because another party has not made its disclosures.
. Tununak I, 303 P.3d at 433.
. Id. at 434.
. Id.
. Id.
. Id.
. Id.
. Id.
. Id.
. Id.
. Id.
. Id. at 435.
. Id.
. Id.
. Id.
. Id.
. Id. at 443.
. Id.
. Id. at 444.
. Id.
. Id. at 438.
. Id. (internal quotation marks omitted).
. Id.
. In its briefing to us the Tribe conceded that no court petition was filed.
. Id. at 439.
. Id.
. Id.
. Id.
. Id. at 440.
. Id.
. Native Vill. of Tununak v. State, OCS, et al., No. S-14670 (Alaska Supreme Court Order, Nov. 29, 2012).
. Tununak I, 303 P.3d at 431.
. Id. at 453.
. Id.
. Native Vill. of Tununak v. State, OCS, et al., No. S-14670 (Alaska Supreme Court Order, June 21, 2013).
. Baby Girl, 133 S.Ct. 2552, 2564 (2013).
. Id. at 2558.
. Id.
. Id.
. Id.
. Id.
. Id.
. Id. at 2558-59.
. Id. at 2559; Adoptive Couple v. Baby Girl, 398 S.C. 625, 731 S.E.2d 550, 555-56 (2012) (Adoptive Couple) (indicating that the trial took place from September 12-15, 2011, when Baby Girl was roughly two years old), reh'g denied, (Aug. 22, 2012), cert. granted, - U.S. -, 133 S.Ct. 831, 184 L.Ed.2d 646 (2013), and rev'd, - U.S. -, 133 S.Ct. 2552, 186 L.Ed.2d 729 (2013).
. Adoptive Couple, 731 S.E.2d at 552.
. Id. at 552, 561.
. Baby Girl, 133 S.Ct. at 2556.
. Id. at 2564.
. Id.
. Id.
. Native Vill. of Tununak v. State, OCS, et al., No. $-14670 (Alaska Supreme Court Order, Oct. 7, 2013).
. Doe v. State, Dep't of Pub. Safety, 92 P.3d 398, 404 (Alaska 2004).
. State, Dep't of Health & Soc. Servs., Office of Children's Servs. v. Doherty, 167 P.3d 64, 68-70 (Alaska 2007) (applying de novo review to § 1983 claims as a matter of federal law).
. West v. Buchanan, 981 P.2d 1065, 1066 (Alaska 1999) (quoting Guin v. Ha, 591 P.2d 1281, 1284 n. 6 (Alaska 1979)).
. Doe, 92 P.3d at 402.
. 25 U.S.C. § 1915(a) (emphasis added).
. 25 U.S.C. § 1903(F)(iv) (emphasis added).
. Baby Girl, 133 S.Ct. 2552, 2557 (2013).
. Id. at 2564.
. Id.
. Id. at 2565.
. Id.
. Id.
. Seminole Tribe of Fla. v. Florida, 517 U.S. 44, 67, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996).
. See Baby Girl, 133 S.Ct. at 2564-65. The dissent points out that Baby Girl did not consistently use the word "hold" in its summary of the three central holdings in the case; instead, the Court stated:
[Whe hold that 25 U.S.C. § 1912(f) ... does not apply when, as here, the relevant parent never had custody of the child. We further hold that § 1912(d) ... is inapplicable when, as here, the parent abandoned the Indian child before birth and never had custody of the child. Finally, we clarify that § 1915(a) ... does not bar a non-Indian family like Adoptive Couple from adopting an Indian child when no other eligible candidates have sought to adopt the child. We accordingly reverse the South Carolina Supreme Court's judgment and remand for further proceedings.
Id. at 2557 (emphasis added). Contrary to the dissent's argument, we do not agree that the Court's use of the word "clarify" as opposed to "hold" when addressing § 1915(a) "leaves room for states to determine under their own adoption procedures when an eligible candidate has come forward such that the preferences should be applied." Our cases often use the word "clarify" to signal a holding. For example, in Bruce L. v. W.E., 247 P.3d 966, 976 (Alaska 2011), we stated:
At first blush A.B.M. [v. M.H., 651 P.2d 1170 (Alaska 1982)] seems to mandate a reversal of the trial court's determination that Timothy is not an Indian child because the Eberts' concessions to the contrary throughout the proceedings should constitute judicial admissions. But given our subsequent case law defining the limitation of judicial admissions to purely factual matters and our discussion here regarding the nature of membership or eligibility for membership in a tribe, we clarify that the holding of A.B.M. is limited to precluding the adoptive parents from arguing a new position on appeal contrary to a position they had taken in the superior court on an issue not raised to or decided by that court.
{emphasis added) (footnote omitted). See also Griswold v. City of Homer, 252 P.3d 1020, 1027 (Alaska 2011) ("We therefore clarify that where the superior court acts as an intermediate appellate court ... its opinion or decision on appeal is the 'judgment' to which [the applicable appellate rule} refers." (emphasis added)); Husseini v. Husseini, 230 P.3d 682, 688 (Alaska 2010) ("We take this opportunity to elaborate on our holding in [a prior casel.... [Whe clarify that the trial court's decision to order the sale of a marital asset prior to the final property decision must be accompanied by factual findings that demon
We conclude that the dissent's "reliance on words, phrases, and quotations" over substantive legal conclusions in this case confuses dicta from the Court's actual holding. Judith M. Stinson, Why Dicta Becomes Holding and Why It Matters, 76 Brook. L.Rev. 219, 222 (2010). The Supreme Court, as the ultimate arbiter of federal law, has counseled that "unless we wish anarchy to prevail within the ... judicial system, a precedent of this Court must be followed by the lower ... courts [on issues of federal law] no matter how misguided the judges of those courts may think it to be." Hutto v. Davis, 454 U.S. 370, 375, 102 S.Ct. 703, 70 L.Ed.2d 556 (1982). Baby Girl compels today's result.
. Adoptive Couple v. Baby Girl, 404 S.C. 483, 746 S.E.2d 51, 52-53 (2013) (footnote and citation omitted) (emphasis added), petitions for reh'g denied, 404 S.C. 490, 746 S.E.2d 346 (2013), stay denied, - U.S. -, 134 S.Ct. 32, - L.Ed.2d - (2013).
. 490 U.S. 30, 34, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989).
, Id. at 49-51, 109 S.Ct. 1597 (discussing how Congress subjects non-Indian family placements ° of young Indian children to ICWA's "jurisdictional and other provisions, even in cases where the parents consented to an adoption, because of concerns going beyond the wishes of individual parents" (emphasis added)).
. Id. at 37, 109 S.Ct. 1597. In Holyfield a petition for adoption was filed for twin babies whose parents were enrolled members of the Mississippi Band of Choctaw Indians and residents and domiciliaries of the tribal reservation in Mississippi. Id. The twins were born 200 miles from the reservation, and the parents executed consent-to-adoption forms leading to the adoption of the children by non-Indian adoptive parents. Id. at 37-38, 109 S.Ct. 1597. The tribe moved to vacate and set aside the decree of adoption. Id. at 38, 109 S.Ct. 1597. The Supreme Court held the children were "domiciled" on the reservation within the meaning of ICWA's exclusive tribal jurisdiction provision even though they were never physically present on the reservation themselves, and the trial court was
. Id. at 49, 109 S.Ct. 1597.
. Id. at 51, 109 S.Ct. 1597.
. Totemoff v. State, 905 P.2d 954, 963 (Alaska 1995) (citing In re F.P., 843 P.2d 1214, 1215 n. 1 (Alaska 1992)).
. McCaffery v. Green, 931 P.2d 407, 415 (Alaska 1997) (Rabinowitz, J., dissenting) (quoting 1B James W. Moore et ar, Moore's Practice § 0.402[1], at 1-10 (2d ed. 1996)) (internal quotation marks omitted).
. Tununak I, 303 P.3d 431, 433 (Alaska 2013).
. Id. at 434.
. I4.
. Id.
. Id.
. See id. at 435.
. Chloe O. v. State, Dep't of Health & Soc. Servs., Office of Children's Servs., 309 P.3d 850, 856 (Alaska 2013).
. Baby Girl, 133 S.Ct. 2552, 2558-59 (2013).
. Id. at 2559.
. Id.
. Id. at 2564 (emphasis in original).
. Id. at 2565 ("Nor do § 1915(a)'s rebuttable adoption preferences apply when no alternative party has formally sought to adopt the child.").
. Id. at 2564.
. Id. at 2565.
. CINA Rule 8(c)(7).
. Baby Girl, 133 S.Ct. at 2564.
. See Curisting P. Costantakos, JuventLe Court Law & Practice § 13:12 (2013).
. Id. (emphasis added).
. Tununak I, 303 P.3d 431, 450 (Alaska 2013).
. D.J. v. P.C., 36 P.3d 663, 677 (Alaska 2001) (internal quotation marks omitted) (citing 25 U.S.C. § 1902).
. Tununak I, 303 P.3d at 441-42 (citing Miss. Band of Choctaw Indians v. Holyfield, 490 U.S. 30, 37, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989)).
Additionally, as the dissent acknowledges, § 1915(e) requires OCS to document its "efforts to comply with the order of preference specified in [§ 1915(a)]" when such a placement is made following a properly filed petition. We expect that the superior court will carefully and actively scrutinize OCS's efforts in identifying potential adoptive placements and complying with its obligations under § 1915(a) and our case law.
Dissenting Opinion
dissenting.
I respectfully disagree with today's decision. In my view the court overstates the United States Supreme Court's holding in Adoptive Couple v. Baby Girl (Baby Girl)
Baby Girl arose from a state court private adoption proceeding where: (1) the Indian father abandoned the child before birth; (2) the non-Indian mother found an appropriate couple willing to adopt the child; and (8) the state's statutes provided that under these cireumstances the father's parental rights could be terminated and the adoption completed.
Because the case involved only the termination of the father's parental rights, the focus of the Supreme Court's decision was on ICWA §§ 1912(d) and (£), neither of which is at issue in this case. The Court first addressed $ 1912(f), noting that it
The Court held that § 1912(f) was inapplicable because the father never had legal or physical custody of the child,
The Court next addressed § 1912(d), noting it "provides that '[alny party' seeking to terminate parental rights to an Indian child under state law 'shall satisfy the court that active efforts have been made to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian fomily and that these efforts have proved unsuceessful.' "
[WJe hold that $ 1912(d) applies only in cases where an Indian family's breakup would be precipitated by the termination of the parent's rights The term breakup refers in this context to the discontinuance of a relationship, or an ending as an effective entity. But when an Indian parent abandons an Indian child prior to birth and that child has never been in the Indian parent's legal or physical custody, there is no relationship that would be discontinued-and no effective entity that would be ended-by the termination of the Indian parent's rights. In such a situation, the breakup of the Indian family has long since occurred, and § 1912(d) is inapplicable.[10 ]
The Court then addressed the state court's dicta-that even if the father's parental rights were properly terminated, § 1915(a)'s adoptive placement preferences still would apply-with its own dicta:
In the decision below, the [state court] suggested that if it had terminated Biological Father's rights, then § 1915(a)'s preferences for the adoptive placement of an Indian child would have been applicable....
Section 1915(a) provides that "[iln any adoptive placement of an Indian child under State law, a preference shall be given, in the absence of good cause to the contrary, to a placement with (1) a member of the child's extended family; (2) other members of the Indian child's tribe; or (8) other Indian families." [But] § 1915(a)'s preferences are inapplicable in cases where no alternative party has formally sought to adopt the child. This is because there simply is no "preference" to apply if no alternative party that is eligible to be preferred under § 1915(a) has come forward.! [12 ]
The Court noted that the father had been contesting the termination of his parental rights rather than seeking to adopt the child, that the paternal grandparents had not sought custody of the child, and that the tribe had not presented any tribal member seeking to adopt the child.
From this, today the court interprets the Supreme Court as requiring that "with re
The Supreme Court made no holding about § 1915(a),
Yet today the court asserts that state courts are constrained by the Supreme Court's decision and now can apply § 1915(a) preferences only when competing state court adoption petitions exist. It is not at all self-evident that this is what the Supreme Court meant,
It is self-evident that if no one eligible and suitable for a § 1915(a) adoptive placement preference comes forward to adopt an Indian child, there can be no preferred adoptive placement.
[BlJefore determining whether good cause exists to deviate from the placement preferences, a court must first inquire as to whether any suitable preferred placements exist.
The "preferred placement" inquiry requires a court to apply the statutory framework and follow the tiered order of preference mandated by ICWA, le., give preference first to a member of the child's extended family, then to other members of the Indian child's tribe, and then to other Indian families. This does not end the inquiry, however, as the court must also assess the suitability of each prospective placement if a party alleges that a preferred placement is unsuitable. In other words, the court must determine not only that a placement is preferred, but also that*182 the placement would be a suitable caretaker for the child.[26 ]
But after today's decision, it does not appear that a trial court has to make any inquiry about preferential adoptive placement unless an eligible person actually files an adoption petition.
The tribe makes a persuasive argument that requiring a state court adoption petition to trigger § 1915(a)'s adoptive placement preferences will have disastrous results for Alaska's rural Natives. In many villages the court system has no presence and legal representation is nonexistent. Village relatives who might seek to adopt have little way of knowing when a child has been freed for adoption in an urban child in need of aid court proceeding, or whether a non-Indian foster family has filed an adoption petition. In my view § 1915(a) placement preferences should, at the very least, apply when a person seeks adoptive placement in a child in need of aid proceeding. I see no good reason for requiring a state court adoption petition to trigger ICWA's preferences, and if seeking adoptive placement in a child in need of aid proceeding is not a "proxy" to such a petition, what is?
In Tununak I we expressly stated that the adoptive placement proceeding in this case was to determine whether Dawn would be adopted by her grandmother in the village or by her foster parents in Anchorage: "even though the placement determination took place in the context of a CINA proceeding, it is clear that the parties were essentially contesting-and the superior court was essentially determining-adoptive placement for Dawn."
Unlike in Baby Girl, where the Supreme Court took great pains showing otherwise when analyzing the two ICWA termination provisions at issue, ICWA's purpose is squarely implicated in this case. As the court notes, Dawn's biological parents are Alaska Natives. Rather than a termination of parental rights through a private adoption arranged by a non-Indian parent after an Indian parent abandoned the child, this was a state-sponsored parental rights termination and a state-sponsored adoptive placement clearly subject to ICWA.
This case should be remanded to the superior court for a renewed adoption placement hearing, as we contemplated in Tununak I.
I dissent.
. - U.S. -, 133 S.Ct. 2552, 186 L.Ed.2d 729 (2013).
. 303 P.3d 431 (Alaska 2013).
. 133 S.Ct. at 2558-59; Adoptive Couple v. Baby Girl (Adoptive Couple), 398 S.C.625, 731 S.E.2d 550, 553-56, 561 (2012), rev'd, - U.S. -, 133 S.Ct. 2552, 186 L.Ed.2d 729.
. 25 U.S.C. §§ 1901-1963 (2012).
. Baby Girl, 133 S.Ct. at 2559; Adoptive Couple, 731 $.E.2d at 555-56.
. Baby Girl, 133 S.Ct. at 2560 (alteration and emphasis in original).
. Id. at 2562.
. Id. at 2561.
. Id. at 2562 (alteration and emphasis in original).
. Id. (alterations, citations, and internal quotation marks omitted).
. See id. at 2557 (stating §§ 1912(F) and (d) rulings were holdings, but stating § 1915(a) discussion was clarification to state court).
. Id. at 2564 (citation omitted).
. Id.
. Id.
. Id. at 2558 (emphasis added).
. It is undisputed that in this case the grandmother did not file a state court adoption petition. The court notes the grandmother's testimony that she had petitioned for placement and adoption, and then notes there is no such petition in the state court. But the grandmother was not asked whether she was referring to paperwork filed in state court or tribal court, or even whether it was paperwork given to the Office of Children's Services. When the grandmother testified during the adoption placement hearing, the adoption petition question was a side-issue directed to whether she truly wanted to adopt. Because the record for this appeal was created well before a formal adoption petition requirement became an issue, the record before us does not reveal to what the grandmother was referring in her testimony; it may be the "proxy" for a state court adoption petition that the court says is missing in this case.
. Cf. In re Brandon M., 54 Cal.App.4th 1387, 63 Cal.Rptr.2d 671, 677-78 (1997) ("Congress clearly intended that [ICWA] exist side-by-side with the child custody laws of the 50 states and necessarily understood that the courts of those states would and should attempt to harmonize, not presume conflicts between, the two."); In re Adoption of A.B., 245 P.3d 711, 719 (Utah 2010) ("So long as [ICWA's] core protections are honored and the intent of ICWA is preserved, states may fashion the underlying procedural framework.").
. The court today asserts that I am mistaken on this point, concluding that the Supreme Court's decision about § 1915(a) constitutes a "holding." I prefer to rely on the Supreme Court's own statements about its decision:
[We hold that 25 U.S.C. § 1912(F) ... does not apply when, as here, the relevant parent never had custody of the child. We further hold that § 1912(d) ... is inapplicable when, as here, the parent abandoned the Indian child before birth and never had custody of the child. Finally, we clarify that § 1915(a) ... does not bar a non-Indian family ... from adopting an Indian child when no other eligible candidates have sought to adopt the child.
Baby Girl, 133 S.Ct. at 2557 (emphasis added). I might agree with the court's conclusion had Baby Girl actually involved the application of § 1915(a)'s adoption placement preferences, even in part. But it did not-the questions actually presented and decided were whether §§ 1915(d) and (f) applied to the statutory parental rights termination in the state court. I do not reject the notion that clarification of a holding can itself be a holding; that is not the case here.
. Id. at 2564.
. Id. at 2557.
. Cf id.
. At least one state practice guide does not read Baby Girl to mean an adoption petition must be filed. In Nebraska, the Juvenile Court Law and Practice guide cautions practitioners that Baby Girl "eliminates the need for a party to demonstrate good cause to depart from the ICWA adoptive-placement preferences, where no one described in those statutorily-designated preferences has stepped forward to formally assert an intent to acquire custody of, or to adopt the child." CHristne P. Costanrakos, Juvenice Court Law & Practice § 13:12 (2013) (emphasis added). The practice guide merely directs that, "[Flor practitioners representing a parent of an Indian
. Cf. Baby Girl, 133 S.Ct. at 2558 (noting that the § 1915(a) preferences apply "with respect to adoptive placements for an Indian child under state law" (emphasis added)); In re Adoption of A.B., 245 P.3d 711, 719 (Utah 2010) (noting "states may fashion the underlying procedural framework" for applying ICWA's substantive standards); State ex rel. C.D., 200 P.3d 194, 209 (Utah App. 2008) (noting "there are no express statutory provisions declaring [the procedure for} complying] with the ICWA's placement preferences").
In fact, on remand of Baby Girl, the state court applied its own adoption law in determining whether newly filed competing adoption petitions in the case were eligible for § 1915(a) preferences; the court held the petitions were ineligible because the "litigation must have finality, and it is the role of this court to ensure 'the sanctity of the adoption process' under state law is 'jealously guarded.'" Adoptive Couple v. Baby Girl (Adoptive Couple II), 404 S.C.483, 746 S.E.2d 51, 53 (2013) (emphasis added) (quoting Gardner v. Baby Edward, 288 S.C. 332, 342 S.E.2d 601, 603 (S.C. 1986)).
. Cf. Miss. Band of Choctaw Indians v. Holyfield, 490 U.S. 30, 36-37, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989) (stating placement preferences are "[the most important substantive requirement imposed on state courts"); Josh L. v. State, Dep't of Health & Soc. Servs., Office of Children's Servs., 276 P.3d 457, 465 (Alaska 2012) ('We recognize that the placement preferences under section 1915 are critical to ICWA's goal of promoting the stability and security of Indian tribes and families."); In re Adoption of Sara J., 123 P.3d 1017, 1024 (Alaska 2005) (stating § 1915(a) established federal policy that " 'where possible, an Indian child should remain in the Indian community' " (quoting H.R.Rep. No. 95-1386, at 23, reprinted in 1978 U.S.C.C.A.N. 7530, 7546)).
. As we explained in In re Adoption of Sara J.:
[Although it is correct that the word "preference" generally connotes a choice between two options, we read ICWA's structure and purpose to preclude choosing between preferred and non-preferred placements if the preferred placement is "suitable," as measured by the prevailing social and cultural standards of the Indian community. The existence of a suitable preferred placement precludes any consideration of a non-preferred placement unless good cause exists, for example, because another preference has been expressed by the child or the child's biological parents, or because the child has special needs that cannot be met by an otherwise-suitable preferred placement.
123 P.3d at 1028 (emphasis in original) (citation omitted); see also Guidelines for State Courts; Indian Child Custody Proceedings, 44 Fed.Reg. 67,584, 67,594 (Nov. 26, 1979) (stating one good cause factor for deviation from § 1915(a) is "[the unavailability of suitable families for placement after a diligent search has been completed for families meeting the preference criteria").
. 303 P.3d 431, 450 (Alaska 2013) (citations omitted).
. Cf. CINA Rule 10.1(b) (requiring continuing court inquiry regarding compliance with § 1915(b)'s placement preferences prior to termination of parental rights). The CINA rules do not explicitly require such an inquiry for an adoptive placement.
One can only wonder about the impact of today's decision on the State's duties regarding § 1915(a)'s placement preferences. We have not had occasion to consider the exact contours of the State's duty to search for eligible preferred adoptive placements and assist such parties in coming forward. The Bureau of Indian Affairs Guidelines assume that a "diligent search" will be made for a preferred adoptive placement and that an unsuccessful search will be good cause to deviate from § 1915(a)'s mandated preference list. Guidelines for State Courts, Indian Child Custody Proceedings, 44 Fed.Reg. at 67,594. And § 1915(e) requires the State to document its "efforts to comply with the order of preference specified in [§ 1915]." I have previously expressed the view that the State has an affirmative duty to effectuate placement preferences when possible. Josh L., 276 P.3d at 472 (Winfree, J., dissenting). Today's decision presents interesting questions about the State's duties. Does the State have a duty to seek out and advise those eligible for a § 1915(a) preference that a state court adoption petition must be filed before they will be considered? And what if, as is the case here, the State simply does not want an eligible person under § 1915(a) to have an adoptive placement preference? Can the State stand behind its view that the grandmother was not "suitable" and it therefore had no duty to assist her with an adoption petition? Or did the State breach its duty to the grandmother and the Tribe? The Tribe's concern that requiring an adoption petition for consideration under § 1915(a) will lead to a lesser effort by the State to effectuate § 1915(a) is not unfounded.
. Irma E. v. State, Dep't of Health & Soc. Servs., 312 P.3d 850, 855 (Alaska 2013) (citing Tununak I, 303 P.3d at 439-40) (noting that in CL. v. P.C.S., 17 P.3d 769, 772 (Alaska 2001), foster care placement changed into adoptive placement when superior court terminated parents' parental rights and children's foster parents filed petitions to adopt the children).
. The court suggests the grandmother's participation in the adoptive placement proceeding did. not rise to the level of "formally [seeking] to adopt" because, comparing her efforts to those of the biological father in Baby Girl, the father's "much higher level of involvement" in the adoption proceedings was still insufficient to constitute a formal adoption effort. This comparison is inapt: the Supreme Court concluded the biological father "did not seek to adopt Baby Girl" because he instead sought to prevent termination of his parental rights, not because his efforts were not sufficiently formal. Baby Girl, 133 S.Ct. 2552, 2559 (2013).
. Like Baby Girl, this case "concerns a 'child custody proceeding," which ICWA defines to include proceedings that involve 'termination of parental rights' and 'adoptive placement.' " Id. at 2557 n. 1 (citing 25 U.S.C. § 1903(1)).
. Cf. id at 2565 (stating that ICWA "was enact ed to help preserve the cultural identity and heritage of Indian tribes"); see also In re Adoption of Sara J., 123 P.3d 1017, 1024 (Alaska 2005) (stating § 1915(a) established federal policy that " 'where possible, an Indian child should remain in the Indian community'" (quoting H.R.Rep. No. 95-1386, at 23, reprinted in 1978 U.S.C.C.A.N. 7530, 7546)).
. Time and time again we see CINA cases involving village children placed in urban foster homes while their parents work to meet the conditions for regaining custody; if the parents ultimately fail, the children rarely return to the village but rather are adopted, often by the foster parents, and remain in urban centers. This case is yet another example.
. 303 P.3d 431, 453 (Alaska 2013).
. Cf. id. at 451-53 (discussing factors relevant to good cause to deviate from § 1915(a)'s placement preferences).
Reference
- Full Case Name
- NATIVE VILLAGE OF TUNUNAK, Appellant, v. STATE of Alaska, DEPARTMENT OF HEALTH & SOCIAL SERVICES, OFFICE OF CHILDREN'S SERVICES, and H.S. and K.S., Appellees
- Cited By
- 11 cases
- Status
- Published