State v. Planned Parenthood of the Great Northwest
State v. Planned Parenthood of the Great Northwest
Opinion of the Court
I. INTRODUCTION
We are again called upon to determine whether restrictions placed upon Alaska's Medicaid funding of abortions violate the Alaska Constitution. A 2014 statute and 2013 regulation re-define which abortions qualify as "medically necessary" for the purposes of Medicaid funding. The statute defines medically necessary abortions as those that "must be performed to avoid a threat of serious risk to the life or physical health of a woman from continuation of the woman's pregnancy" as a result of a number of listed medical conditions; the regulation is similarly restrictive. Planned Parenthood of the Great Northwest challenged both the statute and regulation as unconstitutional, and the superior court held that both measures violated the equal protection clause of the Alaska Constitution. The court reasoned that these measures imposed a "high-risk, high-hazard" standard on abortion funding unique among Medicaid services, and held that our 2001 decision striking down an earlier abortion funding restriction on equal protection grounds compelled the same result. The State appeals, arguing that the statute and regulation should be interpreted more leniently and therefore do not violate the Alaska Constitution's equal protection clause.
We affirm the superior court's decision. These measures cannot be interpreted as leniently as the State suggests, and their language compels a "high-risk, high-hazard" interpretation akin to that adopted by the superior court. This standard imposes different requirements for Medicaid funding eligibility upon women who choose to have abortions than it does upon women who choose to carry their pregnancies to term. The statute's and the regulation's facially different treatment of pregnant women based upon their exercise of reproductive choice requires us to apply strict scrutiny, and the proposed justifications for the funding restrictions do not withstand such exacting examination. We therefore conclude that the statute and the regulation violate the Alaska Constitution's guarantee of equal protection.
II. FACTS AND PROCEEDINGS
A. Medicaid Coverage In Alaska
Medicaid is a health insurance program for low-income individuals.
Alaska's Medicaid program funds "uniform and high quality" medical care for low-income individuals "regardless of race, age, national origin, or economic standing."
Doctors submit requests for Medicaid reimbursement of services provided to individuals enrolled in the Medicaid program. In Alaska DHSS usually provides Medicaid reimbursement to doctors without requiring prior authorization or a significant review of the claims. Where there is concern about cost-effectiveness, efficacy, fraud, waste, or abuse associated with certain treatments, doctors are required to provide additional documentation of the need for the treatment. In such situations doctors submit the documentation with their payment request. This has been the method used for abortion payments. For a third category of claims, such as surgeries and lengthy hospitalizations, prior authorizations are required. Virtually all claims, regardless of which type of processing they originally received, are subject to Medicaid's post-payment review processes, including audits.
B. The 1998 Regulation Addressing Medicaid Coverage Of Abortions
This case arises out of a series of legislative and regulatory measures and court decisions involving restrictions on Medicaid funding for abortions. In 1998 DHSS enacted a regulation that brought Alaska's Medicaid coverage of abortions in line with the federal Hyde Amendment.
In 2001 we affirmed the invalidation of the 1998 regulation based on the Alaska Constitution's equal protection clause,
C. Planned Parenthood Challenges The 2013 Regulation And The 2014 Statute Regulating Medicaid Coverage Of Abortions
In 2013 DHSS amended the definitions related to Medicaid regulations to require a more detailed certificate to obtain state Medicaid funding for an abortion.
Planned Parenthood brought suit, arguing that the regulation violated the Alaska Constitution's equal protection guarantee by singling out abortion among Medicaid-funded *991services for a restrictive definition of medical necessity. The superior court granted a preliminary injunction against enforcement of the regulation in February 2014.
While Planned Parenthood's challenge was pending, the legislature codified a definition of "medically necessary" similar to that in the 2013 DHSS regulation. The enacted statute, AS 47.07.068, provides that DHSS may not pay for an abortion unless it is "medically necessary" or the pregnancy was the result of rape or incest. The statute defines a "medically necessary" abortion as "mean[ing] that, in a physician's objective and reasonable professional judgment after considering medically relevant factors, an abortion must be performed to avoid a threat of serious risk to the life or physical health of a woman from continuation of the woman's pregnancy."
At the conclusion of trial in February 2015 the superior court struck down both AS 47.07.068 and 7 AAC 160.900(d)(30) on equal protection grounds, finding that the statute and the regulation impermissibly discriminated against indigent women seeking abortions. The court found that the legislature intended AS 47.07.068 to delineate "a high-risk, high-hazard standard that would preclude funding for most Medicaid abortions." The court concluded that the statute's definition of "medically necessary" covered "only abortions required to avoid health detriments attributable to the enumerated conditions, either fully realized or demonstrably imminent." The court determined that the statute and regulation, so construed, violated the Alaska Constitution's equal protection clause, and it permanently enjoined their enforcement. The State appeals.
III. STANDARD OF REVIEW
We use our independent judgment to review matters of constitutional or statutory interpretation.
IV. DISCUSSION
Planned Parenthood argues the Medicaid funding statute is facially unconstitutional because it unconstitutionally discriminates by treating two classes of people unequally - women who seek abortions and women who seek to carry pregnancies to term.
To determine whether the challenged statute is constitutional we first interpret the statute.
Similarly, to determine whether the challenged regulation is constitutional we must interpret the regulation and, once its meaning is determined, assess its constitutionality under Alaska's equal protection doctrine.
A. Analysis Of The Statute And Regulation
This section analyzes two similar but not identical texts: the statute and the DHSS regulation. We primarily discuss the statute, but our conclusions apply equally to the regulation except where noted.
When "interpreting a statute, we consider its language, its purpose, and its legislative history, in an attempt to 'give effect to the legislature's intent, with due regard for the meaning the statutory language conveys to others.' "
Both the State and Planned Parenthood argue that the text of the statute unambiguously supports their respective interpretations. Planned Parenthood interprets the statute to allow Medicaid funding for an abortion only when it is the sole treatment available to protect a woman against a serious risk of death or impairment of a major bodily function because of an "explicitly catastrophic" medical condition. The State, on the other hand, reads the statute to provide "a broad and inclusive definition" of medical necessity that allows doctors to use their professional judgment when one of "a wide range of ailments and conditions" elevates the health risks pregnancy poses. The State asserts that the statute "provides reimbursement for any woman who faces ... a risk greater than the baseline risks of pregnancy"
*993or a "non-trivial" health threat. It posits that such a health threat may sometimes include exacerbation of a physical health condition because of "medically relevant factors" like poor self-care and a lack of secure housing.
1. The text of the statute
Statutory interpretation begins with the plain meaning of the statutory text.
Alaska Statute 47.07.068(a) prohibits Medicaid payment for abortions "unless the abortion services are for a medically necessary abortion or the pregnancy was the result of rape or incest." Subsection (b)(3) defines a "medically necessary abortion" as one that, "in a physician's objective and reasonable professional judgment after considering medically relevant factors ... must be performed to avoid a threat of serious risk to the life or physical health of a woman from continuation of the woman's pregnancy."
We conclude that the statute's text is ambiguous because "threat of a serious risk" is not defined. The lack of a clear definition creates an ambiguity regarding whether a woman seeking an abortion will qualify for coverage based on one of the listed medical conditions that authorize reimbursement for the cost of the procedure. The parties' textual dispute centers primarily on subsections (b)(3) and (b)(4) of the statute. We analyze their arguments below, applying canons of construction and other interpretive aids to discern the statute's meaning in order to determine whether it is constitutional.
a. The list of medical conditions and the "catch-all" provision
The parties dispute the significance of the list of medical conditions in subsection (b)(4) and whether the final "catch-all" provision of the list broadens the permissive scope of the statute in a way that may affect its constitutionality. Planned Parenthood argues that the statute requires a woman both to presently suffer from one of the listed conditions and to be at risk of impairment of a major bodily function because of that condition before Medicaid will pay for an abortion. In contrast, the State asserts that the list merely "serves to illuminate the concept of 'serious risk' by providing examples of the very serious complications that can develop during pregnancy." We conclude that the catch-all provision does not meaningfully expand the permissive scope of the statute.
The statute provides that a "serious risk to the life or physical health" of a woman means "a serious risk to the pregnant woman of ...
*994death[ ] or ... impairment of a major bodily function because of" one of 21 conditions.
Many of the conditions in subsection (b)(4) are quite serious. Preeclampsia, for example, is an adverse reaction by a pregnant woman's immune system to paternal antigens in the placenta. The superior court found that it is "a precursor to numerous modalities of life threatening damage" during the pregnancy and that it entails a currently unquantifiable increased risk of heart disease and stroke 20 years in the future. Ectopic implantation or other implantation outside the uterus will, according to testimony, "almost always kill the woman before the fetus would be viable." Other conditions are less life-threatening but still exacerbated by pregnancy. For example, the superior court noted that the physical stresses of "pregnancy can cause a woman with heart disease to advance to a higher class of functional incapacity" or "entail[ ] a risk of death" for a woman whose heart defect was previously "relatively asymptomatic." Likewise, sickle cell anemia causes low blood oxygen, which triggers pain crises when a patient's bone marrow increases production of red blood cells. The elevated metabolic demands of pregnancy often increase the frequency of pain crises in women with the condition. There was also testimony that a few of the listed conditions are an odd fit with the list because the circumstances under which they occur can never lead to an abortion or because abortion would almost never mitigate the risk faced by a woman. One of these is amniotic fluid embolus, which one of Planned Parenthood's experts testified occurs during labor and delivery and can only be definitively diagnosed in an autopsy.
The statute's legislative history also supports a restrictive reading of the list in subsection (b)(4). A staff member for the bill's Senate sponsor testified that the federal Hyde Amendment's "death portion [was] the foundation" for the statutory text; the drafters had included an additional provision for "major bodily impairment" in response to our holding in Planned Parenthood 2001 that Medicaid funding for abortion could not be limited strictly to the Hyde Amendment's *995standards.
Although the State correctly notes that the statements of an expert witness should not be given greater weight than those of legislators, this doctor was not merely a witness testifying before the legislature; he worked with the bill's sponsor specifically to create the list of life-threatening conditions incorporated into the statutory language.
The statute's list of conditions in subsection (b)(4) includes a final catch-all provision that reads, "another physical disorder, physical injury, or physical illness, including a life-endangering physical condition caused by or arising from the pregnancy that places the woman in danger of death or major bodily impairment if an abortion is not performed."
But the language immediately following that phrase explains what is required for coverage under this provision: "a life-endangering physical condition caused by or arising from the pregnancy that places the woman in danger of death or major bodily impairment if an abortion is not performed."
The meaning of the catch-all provision is also shaped by the list of conditions *996preceding it. Physicians for both parties testified that these conditions are serious and, for some, life-threatening. Under the interpretive canon ejusdem generis , when a general term follows specific terms, the general term "will be interpreted in light of the characteristics of the specific terms, absent clear indication to the contrary."
b. The meaning of "threat of serious risk"
The statute provides that a "medically necessary abortion" is one that "must be performed to avoid a threat of serious risk to the life or physical health" of a pregnant woman.
"Threat of serious risk" is not an expression with a recognized legal meaning in Alaska or elsewhere in the United States.
"Risk" can mean "[t]he possibility of suffering harm or loss; danger" or "[a] factor, thing, element, or course involving uncertain danger"
Although AS 47.07.068(b)(3) 's reference to "serious risk to the life or physical health of a woman" uses "risk" alone, and not as part of the phrase "risk of ___," the next section, (b)(4), goes on to define "serious risk" to mean "serious risk ... of ... death[ ] [or] ... impairment of a major bodily function."
Like "risk," "threat" may connote two slightly different concepts. The American *997Heritage Dictionary defines "threat" as "[a]n indication of impending danger or harm."
In the context of the statute, only the first sense of the word "threat" is appropriate. As we have explained, "risk" as used in the statute must mean probability. If "threat" also meant probability, then the statute's "threat of serious risk ... of ... death[ ] or impairment" would mean "probability of serious probability ... of death or ... impairment."
We therefore construe "threat of serious risk [of death, or of impairment from a listed harm]" to mean "impending hazard consisting of a serious probability [of death, or of impairment from a listed harm]."
c. Coverage of mental health conditions and lethal fetal anomalies
The statute does not explicitly refer to mental health or include any psychological disorders in its list of conditions.
At trial the State argued that this provision of the statute could be interpreted to cover "only a very extreme mental health condition" where a woman was suffering from "suicidal ideation where there was a risk of death." We agree. The statute cannot be construed to cover any other mental health condition, or to cover women with mental health conditions like bipolar disorder whose medications pose a risk to the fetus.
*998The legislative history indicates that lawmakers intended to exclude mental health from the statutory definition of medical necessity. The House rejected an amendment that would have recognized medical necessity where "a psychiatric disorder ... places the woman in imminent danger of medical impairment of a major bodily function."
The statute also does not cover abortions when the fetus suffers from a fatal anomaly.
The State urges us to apply the canon of constitutional avoidance, arguing that the superior court improperly ignored a reasonable interpretation of the statute that would have been constitutional. The canon of constitutional avoidance requires us to choose the constitutionally permissible interpretation from among reasonable interpretations of an ambiguous statute.
2. The text of the regulation
Although the regulation is structured somewhat differently from the statute, we apply similar analytical methods to interpret its text.
The regulation introduces its list of medical conditions differently. The regulation requires a doctor to certify that an abortion "was medically necessary to avoid a threat of serious risk to the physical health of a woman from continuation of her pregnancy due to the impairment of a major bodily function including but not limited to one of the following" conditions.
A second difference from the statute is the regulation's catch-all provision, which covers "another physical disorder, physical injury, [or] physical illness, including a physical condition arising from the pregnancy."
A third difference is the regulation's treatment of mental health conditions. One of the conditions listed in the regulation is "a psychiatric disorder that places the woman in imminent danger of medical impairment of a major bodily function if an abortion is not performed." Although the statute's coverage of mental health conditions is effectively limited to suicide, the regulation appears to cover imminent and serious self-harm short of suicide. But as one testifying physician noted, these cases "represent a tiny fraction of patients with psychiatric symptoms." The regulation thus covers psychiatric disorders to a very limited extent and does not significantly expand coverage beyond the statute.
Overall the regulation is less restrictive than the statute in its requirement that the pregnancy pose a serious risk to the physical health of the woman. The regulation has a slightly broader catch-all provision and it permits coverage for more mental health conditions. But these differences are not sufficiently less restrictive to meaningfully differentiate coverage under the statute and the regulation.
Having determined the statute and regulation's meanings, we must determine whether they are permissible under the Alaska Constitution. To do this, we assess whether these measures result in unequal treatment of different classes of women, identify the constitutional interest at stake, the State's interest in adopting these measures, and the method the State has employed to address its interest.
*1000B. Equal Protection Under The Alaska Constitution
"[A] party raising a constitutional challenge to a statute bears the burden of demonstrating the constitutional violation. A presumption of constitutionality applies, and doubts are resolved in favor of constitutionality."
When equal protection claims are raised, the question is whether two groups of people who are treated differently are similarly situated and therefore are entitled to equal treatment under the constitution. In order to determine whether differently treated groups are similarly situated, we look to the state's reasons for treating the groups differently.[94 ]
We begin by determining the appropriate comparison classes.
Planned Parenthood has brought a facial challenge to the statute and regulation, seeking to invalidate them in toto , as enacted.
1. Comparison classes
The statute and regulation at issue impose different eligibility criteria on pregnant women based on their choice whether to obtain an abortion.
a woman who carries her pregnancy to term and a woman who terminates her pregnancy exercise the same fundamental right to reproductive choice. Alaska's equal protection clause does not permit governmental discrimination against either woman; both must be granted access to state health care under the same terms as any similarly situated person.[101 ]
*1001The most appropriate comparison classes are therefore Medicaid-eligible women who seek funding for abortion and Medicaid-eligible women who seek funding for natal and prenatal care.
2. Unequal treatment of comparison classes
We employ a three-step equal protection analysis:
First, it must be determined at the outset what weight should be afforded the constitutional interest impaired by the challenged enactment.... Depending upon the primacy of the interest involved, the state will have a greater or lesser burden in justifying its legislation.
Second, an examination must be undertaken of the purposes served by a challenged statute. Depending on the level of review determined, the state may be required to show only that its objectives were legitimate, at the low end of the continuum, or, at the high end of the scale, that the legislation was motivated by a compelling state interest.
Third, an evaluation of the state's interest in the particular means employed to further its goals must be undertaken. Once again, the state's burden will differ in accordance with the determination of the level of scrutiny under the first stage of analysis. At the low end of the sliding scale, we have held that a substantial relationship between means and ends is constitutionally adequate. At the higher end of the scale, the fit between means and ends must be much closer. If the purpose can be accomplished by a less restrictive alternative, the classification will be invalidated.[102 ]
a. The constitutional interest at stake
In the first step of our analysis, we "evaluat[e] the importance of the personal right infringed upon to determine the State's burden in justifying its differential" treatment.
Planned Parenthood argues that strict scrutiny applies because, by creating a unique, more onerous, and abortion-specific definition of medical necessity that departs from the physician-discretion standard applied to other Medicaid services, the State "selectively den[ies] a benefit to those who exercise a constitutional right."
"[W]e look to the real-world effects of government action to determine the appropriate level of equal protection scrutiny."
Dissenting in the 1980 United States Supreme Court case Harris v. McRae , Justice Brennan explained how disparate government subsidies for medical expenses associated with childbirth and abortion affect fundamental rights:
A poor woman in the early stages of pregnancy confronts two alternatives: she may elect either to carry the fetus to term or to have an abortion. In the abstract, of course, this choice is hers alone, and the Court rightly observes that the Hyde Amendment "places no governmental obstacle in the path of a woman who chooses to terminate her pregnancy." But the reality of the situation is that the Hyde Amendment has effectively removed this choice from the indigent woman's hands. By funding all of the expenses associated with childbirth and none of the expenses incurred in terminating pregnancy, the Government literally makes an offer that the indigent woman cannot afford to refuse.[112 ]
In Planned Parenthood 2001
*1003Virtually all medical services for indigent Alaskan women who choose to give birth fall under Medicaid's omnibus definition of "medically necessary" as something determined "by the standards of practice applicable to the provider."
The State warns that application of strict scrutiny to the measures here could endanger all Medicaid funding by subjecting all of the State's limits on Medicaid coverage to strict scrutiny based on the fundamental right "to make decisions about medical treatments for oneself or one's children."
Disparate restrictions on government funding for women based on their choice of either abortion or childbirth deter the exercise of a fundamental right because pregnant women in that position are locked in a binary dilemma: the rejection of one option inevitably entails the embrace of the other. Few other Medicaid treatments present this dilemma. For instance, Medicaid pays for tubal ligations and vasectomies with no special restrictions but will not pay for infertility or impotence services.
Because we are unpersuaded that applying strict scrutiny to the statute and regulation before us would endanger all Medicaid funding, and because the constitutional issue at stake is fundamental, we apply strict scrutiny to both of the challenged measures.
b. The State's interest
The State must show that the measures serve a compelling state interest in order for the statute and regulation to withstand strict scrutiny.
But the legislative record contains no evidence that Medicaid had actually funded non-medically necessary abortions. The Senate sponsor later acknowledged that the legislature had not determined whether the bill would save the State any money.
c. The means employed to accomplish the State's interest
Under strict scrutiny we examine whether the means-to-end fit between the State's purpose and the challenged measures is sufficiently close.
We have recognized that the State may limit Medicaid expenditures by employing neutral criteria such as medical necessity to prioritize funds.
Even if measures are not financially counterproductive in practice, they are an under-inclusive means of accomplishing the State's objectives. The State claims there is no need to put similar restrictions on medical services offered to pregnant women carrying to term because such services "almost always serve to protect the health of the woman or fetus." But the State offers no support for this claim, and evidence in the record supports the opposite conclusion. A State expert testified that there are a number of elective pregnancy-related treatments such as scheduled Caesarean sections and inductions of labor "that mothers might request that ... may not be in their best interests medically in the long run." And a Planned Parenthood expert witness testified that the American College of Obstetrics and Gynecology has recently been scrutinizing elective, or "non-medically indicated," Caesarean sections and inductions of labor. Yet both of these "non-medically indicated" procedures, which do not necessarily serve to protect the health of the mother, are funded by Medicaid, and neither one requires special certification of medical necessity. The measures are thus under-inclusive; the statute and regulation single out only one among multiple purportedly "elective" procedures available to pregnant women for restrictive funding requirements.
We conclude that the statute and regulation are not narrowly tailored to meet the ends of preserving Medicaid funds, and the State has not shown that the differences between the affected classes justify the discriminatory treatment imposed by AS 47.07.068 and 7 AAC 160.900(d)(30).
V. CONCLUSION
The judgment of the superior court is AFFIRMED.
AS 47.07.010. Medicaid also provides coverage for certain other individuals. AS 47.07.020 (Medicaid eligible persons).
See Social Security Act, Pub. L. 89-97,
See 42 U.S.C. § 1396a (describing requirements for state plans for medical assistance);
See AS 47.07.030.
AS 47.07.010.
7 Alaska Administrative Code (AAC) 105.100(5) (am. 10/1/2011).
7 AAC 105.110(1) (am. 5/1/2016).
7 AAC 43.140 (am. 7/1/98).
Harris v. McRae ,
See H.R. 7, 115th Cong. (2017).
See State, Dept. of Health & Soc. Servs. v. Planned Parenthood of Alaska, Inc. (Planned Parenthood 2001 ),
7 AAC 105.100(5).
In 2012 DHSS had issued a regulation requiring doctors to complete a certificate to request Medicaid payment for an abortion. 7 AAC 160.900(d)(30) (am. 1/16/2013). Under the 2012 regulation, the doctor had to certify whether an abortion met the requirements of the federal Hyde Amendment, or, if not, whether an abortion was "medically necessary." "Medically necessary" was not defined.
The regulation, 7 AAC 160.900(d)(30) (am. 2/2/2014), stated only that DHSS adopts "the Certificate to Request Funds for Abortion, revised as of December 2013." It was the accompanying certificate, not the regulation itself, that outlined the new criteria for medical necessity applicable to abortions.
See 7 AAC 160.900(d)(30). These conditions are: (1) diabetes with acute metabolic derangement or severe end organ damage; (2) renal disease that requires dialysis treatment; (3) severe preeclampsia ; (4) eclampsia ; (5) convulsions; (6) status epilepticus ; (7) sickle cell anemia ; (8) severe congenital or acquired heart disease class IV; (9) pulmonary hypertension ; (10) malignancy where pregnancy would prevent or limit treatment; (11) severe kidney infection ; (12) congestive heart failure ; (13) epilepsy ; (14) seizures; (15) coma; (16) severe infection exacerbated by the pregnancy; (17) rupture of amniotic membranes; (18) advanced cervical dilation of more than 6 centimeters at less than 22 weeks gestation; (19) cervical or cesarean section scar ectopic implantation; (20) pregnancy not implanted in the uterine cavity; and (21) amniotic fluid embolus.
If none of the listed conditions applied, a doctor could indicate that an abortion was necessary due to "another physical disorder, physical injury, physical illness, including a physical condition arising from the pregnancy" or "a psychiatric disorder that places the woman in imminent danger of medical impairment of a major bodily function if an abortion is not performed."
AS 47.07.068(b)(3).
Premera Blue Cross v. State, Dep't of Commerce, Cmty. & Econ. Dev., Div.of Ins. ,
See City of Valdez v. State ,
Planned Parenthood of The Great Nw. v. State (Planned Parenthood 2016 ),
See
State v. Am. Civil Liberties Union of Alaska ,
State v. Planned Parenthood (Planned Parenthood 2007 ),
See State, Dept. of Revenue v. Andrade ,
See Estate of Kim ex rel. Alexander v. Coxe ,
See Planned Parenthood 2016 ,
Planned Parenthood 2001 ,
Alyeska Pipeline Serv. Co. v. DeShong ,
Ward v. State, Dep't of Pub. Safety ,
State v. Fyfe ,
See Estate of Kim ex rel. Alexander v. Coxe ,
The parties devoted some time at trial eliciting testimony about what "medically relevant factors" might include. Several doctors testified that they ask patients about a wide range of information when they begin treatment, including "life[ ] circumstances that affect[ ] the probability of receiving treatment," such as whether a patient works the night shift or has access to reliable refrigeration. The State agrees on appeal that factors such as a patient's housing situation and capacity for self-care can be medically relevant factors in evaluating the risks and hazards faced by, for example, a diabetic woman.
Ward ,
See West v. Municipality of Anchorage ,
AS 47.07.068(b)(3).
AS 47.07.068(b)(4). There are some differences between the statute's and regulation's lists of conditions. Where the regulation lists "severe kidney infection," the statute lists "kidney infection." AS 47.07.068(b)(4)(B)(xi) ; 7 AAC 160.900(d)(30). Only the regulation refers to psychiatric or mental health disorders. See AS 47.07.068(b). Finally, the statute's catch-all provision is more detailed. See AS 47.07.068(b)(4)(B)(xxii).
AS 47.07.068(b)(4). At oral argument the State argued for the first time that because the statutory definition of " 'serious risk to the life or physical health' includes, but is not limited to , a serious risk to the pregnant woman," the statute in fact covers a much broader range of health conditions than those explicitly listed in subsection (b)(4). (emphasis added).
The phrase appears to be used primarily in the context of medical exceptions to laws restricting abortion. See, e.g. ,
Dr. Steven Calvin is an obstetrician and gynecologist who specializes in maternal fetal medicine.
AS 47.07.068(b)(4)(B)(xxii).
Statement of Chad Hutchinson, Staff Member to Sen. John Coghill at 8:11:10-8:11:42, Hearing on S.B. 49 Before the House Fin. Comm., 28th Leg., 2d Sess. (Feb. 25, 2014).
Dr. John Thorp is an obstetrician who practices in the area of fetal medicine and high risk obstetrics.
Testimony of Dr. John Thorp, at 2:19:41-2:20:56, Hearing on S.B. 49 Before the Sen. Jud. Comm., 28th Leg., 1st Sess. (Feb. 27, 2013) (hereinafter Dr. Thorp Testimony).
2013 Senate Journal 1074-75.
AS 47.07.068(b)(4)(B)(xxii).
AS 47.07.068(b)(4)(B)(xxii).
The 2014 version of the federal Hyde Amendment provided that federal funds could not be used for abortion coverage unless:
the pregnancy is the result of an act of rape or incest; or ... a woman suffers from a physical disorder, physical injury, or physical illness, including a life-endangering physical condition caused by or arising from the pregnancy itself, that would, as certified by a physician, place the woman in danger of death unless an abortion is performed.
Consolidated Appropriations Act, 2014, Pub. L. No. 113-76, §§ 506-507,
See City of Kenai v. Friends of Recreation Ctr., Inc. ,
The dissent's argument at page 6 that we should elevate the catch-all phrase "by itself" in order to uphold the statute disregards the long-established legal rules that must govern our analysis.
AS 47.07.068(b)(3).
AS 47.07.068(b)(4).
This expression occurs in several statutory provisions creating medical emergency exceptions to laws about abortion or about prescription of opioids to minors. See
The American Heritage Dictionary Of The English Language 1514 (5th ed. 2016).
AS 47.07.068(b)(4) (emphasis added).
The American Heritage Dictionary Of The English Language 1813 (5th ed. 2016).
AS 47.07.068(b)(3)-(4).
See Kodiak Island Borough v. Exxon Corp. ,
This is essentially what the superior court did when it resolved the interpretive challenge by construing the phrase to mean "threat [consisting] of a serious risk." (Alteration in original).
See AS 47.07.068(b)(4)(B).
AS 47.07.068(b)(4)(B)(xxii) (emphasis added).
There are numerous conditions that may be treated with medications that can affect or disturb the development of a fetus. We discussed bipolar disorder as an example of such a mental health condition in our Planned Parenthood 2001 decision.
2014 House Journal 2337.
Statement of Sen. John Coghill at 8:24:44-8:26:20, Hearing on S.B. 49 Before House Fin. Comm., 28th Leg., 2d Sess. (Feb. 25, 2014).
Trial testimony referred to examples of such anomalies, including anencephaly, a neural tube defect in which there is no covering for the brain, and renal agenesis when the fetus has no kidneys.
As well as the certificate required by the regulation.
See AS 47.07.068(b)(3) ; 7 AAC 160.900(d)(30).
Statement of Sen. John Coghill at 9:13:49-9:14:11, Hearing on S.B. 49 Before the House Fin. Comm., 28th Leg., 1st Sess. (Apr. 1, 2013).
See State v. Fyfe ,
See Estate of Kim ex rel. Alexander v. Coxe ,
See Pease-Madore v. State ,
AS 47.07.068(b)(4)(B)(xxii).
See 7 AAC 160.900(d)(30) (adopting the revised Certificate to Request Funds for Abortion).
Id .
See AS 47.07.068.
See 7 AAC 160.900(d)(30).
We do not address the issue of whether the passage of the statute impliedly repealed the regulation. This was raised below but not addressed on appeal, so we therefore do not address it. But we note that to the extent that the regulation expands coverage and exceeds the agency's statutory authority, it is invalid. See Muller v. BP Exploration (Alaska) Inc. ,
Harrod v. State, Dep't of Revenue ,
Planned Parenthood 2016 ,
Planned Parenthood 2001 ,
Planned Parenthood 2016 ,
Id. at 1135.
See State v. Am. Civil Liberties Union of Alaska ,
Planned Parenthood 2016 ,
See AS 47.07.068 ; 7 AAC 160.900(d)(30).
Planned Parenthood 2016 ,
See Planned Parenthood 2001 ,
Planned Parenthood 2016 ,
Planned Parenthood 2001 ,
See
We held in Planned Parenthood 2001 that the government "is constitutionally bound to apply neutral criteria in allocating health care benefits" and referred to existing restrictions related to "medical necessity, cost and feasibility" as examples of "politically neutral criteria."
See Valley Hosp. Ass'n. v. Mat-Su Coal. for Choice ,
The challenged statute and regulation are uniquely severe in comparison to these other Medicaid restrictions. Perhaps the only other Medicaid service similarly restricted is waiver services for "children with complex medical conditions," who must have "a severe, chronic physical condition that results in a prolonged dependency on medical care or technology to maintain health and well-being" and who must "experience[ ] periods of acute exacerbation or life-threatening conditions" requiring either "frequent or life-saving administration of specialized treatment or ... mechanical support devices." 7 AAC 130.205(d)(1)(C)-(D), (F) (am. 7/1/2013). Less severe restrictions apply to certain other services. For example, hysterectomies must be "performed for medical reasons" and not purely for sterilization. 7 AAC 110.420(a)(2), (b) (eff. 2/1/2010). And payment for cosmetic surgery is prohibited unless "required" for "repair of an injury," "improvement of the functioning of a malformed body member," or "correction of a visible disfigurement that would materially affect the recipient's acceptance in society." 7 AAC 105.110(4)(A)-(C) (am. 7/1/2013). But most Medicaid services are not restricted in this way, and DHSS noted that its fiscal agent "generally presumes that a physician provided a medically necessary service."
Several other state courts striking down Medicaid abortion funding restrictions on equal protection grounds have relied on similar logic as that expressed in Justice Brennan's dissent. See, e.g. , Comm. to Defend Reprod. Rights v. Myers ,
See 7 AAC 105.100(5).
AS 47.07.068(b)(3).
See Harris ,
Planned Parenthood 2001 ,
Huffman v. State ,
7 AAC 105.110(10), (11).
AS 18.16.010(a)(1).
See Planned Parenthood 2016 ,
Statement of Chad Hutchinson, Staff Member to Sen. John Coghill at 1:38:27-1:38:38, Hearing on S.B. 49 Before the House Jud. Comm., 28th Leg., 1st Sess. (Mar. 29, 2013).
Statement of Rep. Gabrielle LeDoux at 1:12:46-1:12:55, Hearing on H.B. 173 Before the House Jud. Comm., 28th Leg., 1st Sess. (Mar. 29, 2013).
Statement of Sen. John Coghill at 9:15:39-9:15:47, Hearing on S.B. 49 Before the Sen. Fin. Comm., 28th Leg., 1st Sess. (Apr.1, 2013).
House Fin. Comm., DHSS Fiscal Note of S.B. 49, 28th Leg., 1st Sess. (Feb. 28, 2014).
See State v. Schmidt ,
See AS 47.07.010 ("It is equally a matter of public concern that providers of [Medicaid] services ... should operate honestly, responsibly, and in accordance with applicable laws and regulations in order to maintain the integrity and fiscal viability of the state's medical assistance program."); U.S. v. Lee ,
See Alaska Pac. Assurance Co. ,
See Planned Parenthood 2016 ,
Planned Parenthood 2001 ,
See Planned Parenthood 2001 ,
Even accounting for the 50% matching subsidy that the federal government provides for most Medicaid procedures other than abortion, pregnancy and delivery care remains significantly more expensive to the State on average.
See
Dissenting Opinion
Dissenting Opinion
The doctrine of constitutional avoidance "is a tool for choosing between competing plausible interpretations of a statutory text." Under this tool, "as between two possible interpretations of a statute, by one of which it would be unconstitutional and by the other valid, [our] plain duty is to adopt that which will save the Act. "[1 ]
In State, Department of Health & Social Services v. Planned Parenthood of Alaska, Inc. ( Planned Parenthood 2001 ), this court ruled that the State must provide Medicaid funding for medically necessary abortions.
Planned Parenthood 2001 addressed a challenge to a state regulation that limited Medicaid funding for abortions. The regulation mirrored federal criteria for funding of abortions - the so-called "Hyde Amendment" - which provides that federal funds may not be used to pay for an abortion unless the pregnancy threatens the woman's *1006life or is the result of rape or incest.
After this court's decision, the State adopted the definition for "medically necessary" abortions that the superior court had incorporated into its injunction. The superior court defined "medically necessary" abortions as "those abortions certified by a physician as necessary to prevent the death or disability of the woman, or to ameliorate a condition harmful to the woman's physical or psychological health." This was to be "determined by the treating physician performing the abortion services in his or her professional judgment."
Eventually state officials attempted to create a standard that would effectively distinguish between elective and medically necessary abortions.
In 2014 the Alaska Legislature passed a law creating a slightly different definition of medical necessity.
"medically necessary abortion" means that, in a physician's objective and reasonable professional judgment after considering medically relevant factors, an abortion must be performed to avoid a threat of serious risk to the life or physical health of a woman from continuation of the woman's pregnancy.[12 ]
The statute further defines "serious risk to the life or physical health" to include, but not be limited to, "a serious risk to the pregnant woman of (A) death; or (B) impairment of a major bodily function because of" any one of 21 enumerated medical conditions, with a catch-all provision:
another physical disorder, physical injury, or physical illness, including a life-endangering physical condition caused by or arising from the pregnancy that places the woman in danger of death or major bodily impairment if an abortion is not performed.[13 ]
Planned Parenthood amended its complaint to include the statute, and the superior court extended its preliminary injunction to enjoin the statute. After trial the superior court struck down both AS 47.07.068 and 7 AAC 160.900(d)(30) on equal protection *1007grounds, finding that the enactments impermissibly discriminated against indigent women seeking abortions. The court found that the legislature intended AS 47.07.068 to delineate "a high-risk, high-hazard standard that would preclude funding for most Medicaid abortions." The court concluded that the statute's definition of "medically necessary" covered "only abortions required to avoid health detriments attributable to the enumerated conditions, either fully realizable or demonstrably imminent." The court determined that the statute and regulation, so construed , violated Alaska's equal protection clause, and the court permanently enjoined their enforcement.
The State appeals, arguing that the statute and regulation can - and should - be interpreted to avoid finding them unconstitutional. The State argues, among other things, that the statute is entitled to a presumption of constitutionality: a "well-established rule of statutory construction" requires courts "if possible [to] construe statutes so as to avoid the danger of unconstitutionality."
This court affirms the superior court's decision, holding that the language of the enactments "compels a 'high-risk, high-hazard' interpretation akin to that adopted by the superior court ... [that] imposes different requirements for Medicaid funding eligibility upon women who choose to have abortions than it does upon women who choose to carry their pregnancies to term."
I disagree with the court's interpretative choice. The language of the statute and regulation does not "compel" anything: the language is what it is. It is the court that chooses to construe the language in a manner that leads to the conclusion that the enactments are unconstitutional. Where the court goes astray, in my opinion, is its failure to give anything other than lip-service to a well-recognized canon of statutory interpretation: the doctrine of constitutional avoidance. In Estate of Kim ex rel. Alexander v. Coxe , we explained that
[t]he doctrine of constitutional avoidance "is a tool for choosing between competing plausible interpretations of a statutory text." Under this tool, "as between two possible interpretations of a statute, by one of which it would be unconstitutional and by the other valid, [our] plain duty is to adopt that which will save the Act."[19 ]
The court's opinion expressly acknowledges that if an ambiguous statute or regulation "is susceptible to more than one reasonable interpretation, of which only one is constitutional, the doctrine of constitutional avoidance directs us to adopt the interpretation that saves the statute" or regulation.
The State offers an alternative interpretation that would "save" the enactments. Under AS 47.07.068, the State will fund an abortion when a physician determines that a woman's condition indicates that continuing her pregnancy could put her at serious risk of physical impairment. The State argues AS 47.07.068 employs a broad and inclusive definition of when an abortion is medically necessary for purposes of Medicaid coverage. The court acknowledges the State's arguments in support of "saving" the statute. For example, the court explains:
The statute's list of conditions in subsection (b)(4) includes a final catch-all provision that reads, "another physical disorder, physical injury, or physical illness, including a life-endangering physical condition caused by or arising from the pregnancy that places the woman in danger of death or major bodily impairment if an abortion is not performed." The State argues that this catch-all provision broadens the permissive scope of the statute. Because the phrase "another physical disorder, physical injury, or physical illness" contains no severity requirement, this portion of the provision could, by itself, be interpreted to broaden the scope of the covered conditions. Indeed, a State medical expert testified that he saw this provision as "a barn door" that provides "a large opening" for doctors to receive payment for abortions.[21 ]
I would accept the State's argument and, applying the doctrine of constitutional avoidance, construe the statute just so, interpreting the statute, and particularly its catch-all provision, to broaden the scope of covered conditions and thereby avoid the constitutional impediment.
The challenged regulation, 7 AAC 160.900(d)(30), is virtually identical to AS 47.07.068, except in its broader provision for mental health conditions. The regulation authorizes Medicaid coverage to "avoid a threat of serious risk to the physical health of the woman" due to "a psychiatric disorder that places the woman in imminent danger of medical impairment of a major bodily function if an abortion is not performed." The regulation thus covers not only psychiatric disorders that threaten a woman's life, like depression with suicidal ideation, but also psychiatric disorders that threaten the woman's physical health, such as anorexia or self-neglect caused by depression or other mental illnesses, if the physician believes an abortion is needed to avoid these harms.
*1009To conclude, I believe that AS 47.07.068 and AAC 160.990(d)(30) can and should be interpreted broadly as the State argues to obviate the constitutional infirmities that this court's rigid construction finds. I believe that the legislature can constitutionally determine as a matter of state policy what is "medically necessary" for purposes of expenditure of limited state dollars to fund Medicaid abortions. I believe the court today fails to give respect to the legislature's proper role but instead substitutes its judgment for that of the legislature. Finally, nothing in Alaska's equal protection clause requires the State to subsidize non-medically-necessary abortions for Medicaid-eligible women simply because it provides them with medically necessary healthcare. I respectfully dissent.
Estate of Kim ex rel. Alexander v. Coxe ,
Minutes, Sen. Fin. Comm. Hearing on S.B. 49, 28th Leg., 1st Sess. (March 29, 2013), http://www.akleg.gov/pdf/28/M/SFIN2013-03-290908.PDF.
7 Alaska Administrative Code (AAC) 160.900(d)(30)(2015).
Act of July 16, 2014, ch. 8, § 2,
AS 47.07.068(a). The provision for pregnancies resulting from rape or incest mirrors the federal Hyde Amendment. See 42 U.S.C. § 1397ee(c)(1) (2012).
AS 47.07.068(b).
AS 47.07.068(b)(4).
State, Dep't of Revenue v. Andrade ,
See Alaskans for a Common Language, Inc. v. Kritz ,
See State v. Rice ,
See State v. ACLU of Alaska ,
Op. at 988-89 (emphasis added).
Op. at 992 and n.40 (quoting Estate of Kim ,
Op. at 992-93 (emphasis added) (footnotes omitted).
This is what the sponsor of the bill intended. I give one example. The court states that "[t]he statute also does not cover abortions when the fetus suffers from a fatal anomaly.... The text does not leave room to consider an abortion medically necessary based on the suffering of the fetus. The bill's sponsor indicated that he believed fatal fetal abnormalities would be covered under the bill's catch-all provision." Op. at 998 (citing letter from Senator John Coghill to Senate Finance Committee Members (Apr. 1, 2013), http://www.akleg.gov/basis/Bill/Detail/28?Root=SB% 20% 2049#tab5_4). "But," the court continues, "this statement, unsupported by other evidence from the legislative history, is not sufficient to overcome the plain meaning of the statute." Op. at 998. Under the doctrine of constitutional avoidance and as a matter of respect for the legislature, I would accept this clear and significant item of legislative history - it is the statement of intent and understanding by the bill's sponsor , after all - as a sufficient basis to broadly interpret the catch-all provision as the bill's sponsor understood and intended it.
Medicaid generally does not cover treatment sought solely to alleviate distress caused by life's circumstances, short of actual diagnosed mental disorders. Medicaid is limited to providing care that protects basic health and does not provide all care that would optimize physical or mental well-being. See 7 AAC 105.110(1) (services not eligible for Medicaid coverage if "not reasonably necessary for the diagnosis and treatment of an illness or injury, or for the correction of an organic system"). A mental health condition is grounds for coverage only if it poses a risk to the woman's life or physical health. The evidence at trial showed that no published studies indicate that abortion is effective as treatment for mental disorders triggered or exacerbated by pregnancy, nor that it is endorsed as such by professional medical societies. Planned Parenthood's own witnesses appear to agree. Dr. Bibeault, a perinatal psychiatrist, was not aware of any studies that identify abortion as a treatment for perinatal mental illness. Dr. Meltzer-Brody, also a perinatal psychiatrist, was not aware of any such studies either, nor had she discussed abortion as a treatment in her own published work on perinatal depression. Dr. Meltzer-Brody also conceded that the medical profession does not view abortion as an approach to treating mental disorders: "I don't think abortion is ever discussed as a treatment in the same way we consider medication treatment or psychotherapies.... I think that's because the medical profession sees ending a pregnancy as a very serious decision, but I don't think it's bandied about as considered treatment."
Reference
- Full Case Name
- STATE of Alaska and the Commissioner of the Department of Health & Social Services, Appellants, v. PLANNED PARENTHOOD OF THE GREAT NORTHWEST, Appellee.
- Cited By
- 40 cases
- Status
- Published