Wahl v. State
Wahl v. State
Opinion of the Court
I. INTRODUCTION
At trial a murder defendant offered an acquaintance's testimony given during grand jury proceedings, invoking the former-testimony exception to the hearsay rule. The superior court excluded the evidence, reasoning that the State did not have the same motive to develop the acquaintance's testimony at grand jury. The court of appeals agreed.
We conclude that the former-testimony exception does not require the opposing party to have had an identical motive to develop the testimony during the previous proceeding. Here the prosecutor's motives at grand jury and at trial were sufficiently similar to fit this exception. But we affirm based on the superior court's alternate rationale: The defendant did not establish that he had used reasonable means to secure the witness's attendance, and thus the witness was not "unavailable"-a requirement for the former-testimony exception to apply.
II. FACTS AND PROCEEDINGS
A. Facts
In June 2009 Elisa Orcutt was found murdered in her home. Police arrested Kenneth Arnold Wahl, whom Orcutt had previously hired to perform odd jobs. In a statement given to the police, Wahl encouraged them to investigate an acquaintance of his, Lewis "Buddy" Hardwick. The police interviewed Hardwick, but they ultimately charged Wahl with the murder. Hardwick testified during the grand jury proceedings and offered information about the nature of his relationship with Wahl as well as details about his and Wahl's activities during the weekend in which Orcutt was murdered. In July 2009 the grand jury indicted Wahl for murder in the first and second degree.
B. Proceedings
1. Superior court trial
The charges against Wahl proceeded to trial in superior court in May and June 2013. Wahl's primary defense at trial was that *426someone else, likely Hardwick, was responsible for Orcutt's murder and the police had failed to follow up on any suspects other that Wahl. During the trial Wahl notified the court at a bench conference that he could not locate Hardwick to call him as a witness. Wahl had asked the State for Hardwick's contact information, but the State also could not locate Hardwick; it had been looking "everywhere" for him and believed he had left Alaska.
Wahl sought to introduce Hardwick's grand jury testimony under Alaska Evidence Rule 804(b)(1), which provides that the hearsay rule does not exclude certain former testimony of an unavailable declarant. The State moved to exclude this testimony.
The superior court held a hearing to consider the admissibility of Wahl's prior testimony. A defense investigator testified that she initially tried to locate Hardwick in 2009 but ceased shortly thereafter, believing Hardwick to be deceased. The investigator resumed her search for Hardwick about a week before the start of the trial. She searched death records and various databases but was unable to identify his present location. She also testified that she contacted former addresses, employers, a potential family member, and the public defender agency in Florida that had previously represented Hardwick, all without success. She was able to uncover a traffic ticket issued to Hardwick several weeks prior to the trial and called the state officer who issued the ticket, but her messages were not returned. Finally she attempted to locate Hardwick through social media, but that too was ineffective. The investigator concluded her search efforts on May 30, 2013, after the trial commenced.
Wahl's counsel also related that prior to the trial, the State had provided her with a witness list that included Hardwick. Because Hardwick was on the State's list, Wahl's counsel "had no reason ... to believe that [the State] didn't have him," especially given that the State had previously procured Hardwick's testimony at grand jury proceedings. Only after the trial had commenced did she learn that Hardwick was not in the State's custody, could not be located, and might not be called as a State witness.
After hearing testimony from the defense investigator and argument from both parties, the superior court sustained the State's objection to admitting Hardwick's grand jury testimony. The court first ruled that the defense had not used "reasonable means" to secure Hardwick's attendance, specifically noting that Wahl had neither asked for state or local police help nor sought a court order under the Uniform Act to Secure Attendance in Criminal Proceedings (the Uniform Act).
The court additionally concluded that Hardwick's testimony did not constitute "former testimony" under the hearsay exception because the State did not have a similar motive to develop Hardwick's testimony during grand jury proceedings. According to the court, grand jury proceedings involve "an entirely different set of guidelines or ... rules." Such proceedings do not afford an opportunity for cross-examination and questions are usually "limited to those sufficient to support the indictment, with little or no delving into the facts provided or challenging the testimony given."
Finally the court concluded that the testimony was not admissible under the residual exception to the hearsay rule,
Later in the trial, Wahl renewed his request to admit Hardwick's grand jury testimony under Evidence Rule 804(b)(1), arguing that the testimony of an investigating police officer demonstrated that it would have been futile for Wahl to request the State's assistance in locating Hardwick because the State also could not locate Hardwick through its independent efforts. According to Wahl his failure to enlist the State's help should therefore not count against him in the reasonable-efforts determination because this failure did not affect the outcome. The superior court again declined to admit Hardwick's testimony, reiterating that Wahl should have "asked the state to help[,] ... issued or requested the subpoena, or come to the court and asked for help" in order to satisfy the reasonable-efforts requirement.
The jury ultimately found Wahl guilty of both murder counts. The convictions were merged for the purposes of sentencing, and Wahl received a mandatory sentence of 99 years' imprisonment.
2. Court of appeals proceedings
Wahl appealed, arguing in relevant part that the superior court erred in excluding Hardwick's grand jury testimony and that this error was not harmless. The court of appeals affirmed the superior court's exclusion of Hardwick's prior testimony and affirmed Wahl's conviction.
The court also concluded that Hardwick's testimony was inadmissible under the residual exception.
*428III. DISCUSSION
"Hearsay is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted."
[t]estimony given as a witness at another hearing of the same or a different proceeding, or in a deposition taken in compliance with law in the course of another proceeding, if the party against whom the testimony is now offered ... had an opportunity and similar motive to develop the testimony by direct, cross, or redirect examination.[17 ]
The residual exception also allows for the introduction of an unavailable declarant's former testimony if it is "not specifically covered by any of the [other] exceptions but [has] equivalent circumstantial guarantees of trustworthiness."
In the case of Hardwick's grand jury testimony, the court of appeals determined that the State lacked the similar motive necessary for the former-testimony exception to apply and that the testimony lacked the guarantees of trustworthiness necessary for the residual exception to apply.
A. The State Had A Similar Motive When Developing Hardwick's Testimony During The Grand Jury Proceedings .
The State argues, as it did successfully before the court of appeals, that Hardwick's grand jury testimony was inadmissible under the former-testimony exception because the prosecution did not have a similar motive to develop the testimony at that time. Wahl argues that this court should adopt a broader interpretation of "similar motive" than did the court of appeals. When an evidentiary ruling "turns on a question of law, such as the 'correct scope or interpretation of a rule of evidence,' we apply our independent judgment."
Though we have not previously considered how to determine whether a party had a similar motive to develop testimony at a prior *429proceeding, numerous federal courts of appeal have analyzed the federal equivalent to this exception, Federal Rule of Evidence 804(b)(1).
We disagree with this latter approach. As the Ninth Circuit explained, "the requirement of similar 'intensity' of motivation conflicts with the rule's plain language, which requires 'similar' but not identical motivation."
We therefore conclude that the court of appeals erred in affirming the superior court when it ruled that the grand jury testimony was inadmissible under Rule 804(b)(1) for lack of similar motive.
B. It Was Legal Error To Use A Heightened Standard When Holding That Hardwick's Testimony Could Not Be Admitted Under Alaska Evidence Rule 804(b)(5).
The superior court also ruled that Hardwick's grand jury testimony was inadmissible under the residual exception, and the court of appeals affirmed, in part because the grand jury testimony was not "so trustworthy that adversarial testing would add little to its reliability."
Though the text of Rule 804(b)(5) does not distinguish between the parties offering the evidence, we recognized in *430Sanders v. State that the Confrontation Clause
C. Hardwick Was Not Unavailable For The Purposes Of Alaska Rule Of Evidence 804(b).
The superior court additionally concluded that Rule 804(b)(1)'s former-testimony exception did not apply because there was insufficient evidence to show that Hardwick was "unavailable" as the exception requires. The court of appeals, however, affirmed the superior court's decision based on its analysis of "similar motive" and did not decide whether Hardwick was unavailable.
We review the superior court's exclusion of evidence, including witness testimony, for abuse of discretion.
In order for the former-testimony exception to apply, the declarant must be "unavailable."
The superior court found that Wahl's means were insufficient because he had not sought assistance from the state, used the Uniform Act, or requested additional time to secure Hardwick's presence. The court recognized that Wahl had contacted individuals in Florida at locations where Hardwick had previously frequented, identified a traffic ticket issued to Hardwick in Jacksonville, and believed that the State would call Hardwick as a witness. But it also noted that "when [Wahl's] effort became unfruitful, [he] neither asked for state or local police help, nor used the terms of [the Uniform Act]."
This finding is amply supported by the record. Throughout the four years preceding the trial, Wahl refrained from taking advantage *431of the state's and court's resources to locate an important witness, even when his own efforts were unsuccessful. Thus we cannot say that the superior court abused its discretion when it determined that Wahl had failed to use reasonable means to procure Hardwick's testimony and denied admission of the grand jury testimony on this ground.
IV. CONCLUSION
The superior court reasonably concluded that Alaska Evidence Rule 804(b)(1) and (b)(5) did not apply to the hearsay evidence in question because Hardwick was not unavailable, as required for either exception. We AFFIRM the superior court's judgment on this ground.
CARNEY, Justice, with whom WINFREE, Justice, joins, dissenting.
CARNEY, Justice, with whom WINFREE, Justice, joins, dissenting.
I agree with the court that the former-testimony exception does not require the opposing party to have had an identical motive to develop the testimony in the previous proceeding. But I believe the trial court abused its discretion when it held that Hardwick was not unavailable as a witness because Wahl had not taken measures to locate Hardwick that the trial court recognized would be futile. I therefore respectfully dissent.
As the court notes, there was a four-year-long delay between Wahl's arrest and his trial.
The investigator "searched death records and various databases," "contacted former addresses, employers, a potential family member," and the Florida defense agency that had represented Hardwick in the intervening years, "all without success."
Wahl's defense attorney also informed the trial court
Following a lengthy evidentiary hearing, the trial court "note[d] ... seeking the [S]tate's help in this case might have been futile, given the available information the [S]tate had." It further recognized that the defense "undertook some reasonable steps to find ... Hardwick." But the trial court concluded that the defense had not shown that Hardwick was unavailable because it had not made use of the Uniform Act,
The trial court's decision rested on its misreading of the court of appeals' decision in Morton v. State
*432On those facts the court of appeals was "satisfied that [the court] did not abuse [its] discretion in making this finding"
Wahl not only did much more than the Morton court believed a defendant should do to locate a witness, he notified the court that the State itself was unable to locate Hardwick. Given the greater resources that the State had employed without success, the trial court acknowledged that requiring Wahl to invoke the Uniform Act might have been "futile." But the court nonetheless held that because Wahl had not taken this futile action, he had not shown that Hardwick was unavailable. That conclusion was manifestly unreasonable in the face of the facts that Wahl had presented.
I would therefore reverse the trial court's conclusion that Wahl had not shown that Hardwick was unavailable, and remand for a new trial at which Hardwick's grand jury testimony would be admitted.
AS 12.50.010 -.080.
Alaska R. Evid. 804(b)(5) ("The following are not excluded by the hearsay rule if the declarant is unavailable as a witness: A statement not specifically covered by any of the foregoing exceptions but having equivalent circumstantial guarantees of trustworthiness, if the court determines that (A) the statement is offered as evidence of a material fact; (B) the statement is more probative on the point for which it is offered than any other evidence which the proponent can procure through reasonable efforts; and (C) the general purposes of these rules and the interests of justice will best be served by admission of the statement into evidence.").
See Ryan ,
Wahl v. State ,
Alaska R. Evid. 801(c).
Alaska R. Evid. 802.
Alaska R. Evid. 803, 804.
See Alaska R. Evid. 804(a).
Alaska R. Evid. 804(b)(1).
Alaska R. Evid. 804(b)(5).
Wahl v. State ,
Id .
Sanders v. State ,
Similar to Alaska Evidence Rule 804(b)(1), Federal Rule of Evidence 804(b)(1) permits admission of prior testimony of an unavailable witness if the party against whom the testimony is offered "had ... an opportunity and similar motive to develop it by direct, cross-, or redirect examination."
See United States v. McFall ,
See United States v. Omar ,
Omar ,
McFall ,
Cf .
Wahl v. State ,
See Mengisteab v. Oates ,
U.S. Const. amend. VI ("In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him ...."); Alaska Const. art. I, § 11 ("The accused is entitled ... to be confronted with the witnesses against him.").
Sanders v. State ,
See Idaho v. Wright ,
Sanders ,
Wahl v. State ,
Lindbo v. Colaska, Inc. ,
Id . at 651 (quoting Tracy v. State, Dep't of Health & Soc. Servs., Office of Children's Servs. ,
Alaska R. Evid. 804.
Alaska R. Evid. 804(a)(5) (emphasis added).
See Morton v. State ,
See Opinion at 425-26.
Id. at 426.
The trial court accepted this statement as the attorney's offer of proof.
Uniform Act to Secure Attendance of Witnesses in Criminal Proceedings, AS 12.50.010 -.080.
Lindbo v. Colaska, Inc. ,
Morton ,
Reference
- Full Case Name
- Kenneth Arnold WAHL v. STATE of Alaska
- Cited By
- 2 cases
- Status
- Published