Phelps v. State
Phelps v. State
Opinion
The defendant was indicted and convicted for the murder of his twenty month old stepson, James Allen Weaver, Jr., "by hitting or kicking him with his hand or foot." Alabama Code Section
After the defendant had choked, assaulted and abused his stepson on the morning of August 24, 1981, he telephoned his wife at work. She returned home and an ambulance was called. The child died later that day on the operating table at Jackson Hospital.
On August 28th, the day after the funeral, Montgomery Police Officer Jerry Vaillancourt went to the defendant's residence and informed the defendant and his wife, Mrs. Gayle Phelps, that he needed to talk with them at police headquarters. The Phelpses agreed to meet with Officer Vaillancourt at his office.
After the officer left, Mrs. Phelps telephoned Attorney Edward Parker who was representing both her and the defendant in regaining the custody of Mrs. Phelps' daughter, Kristie. The Department of Pensions and Security had removed Kristie from their custody, apparently because the defendant had dislocated her hip "by yanking the child in the car." When Jamie was killed, Kristie was in the hospital recovering.
The defendant and his wife arrived at police headquarters but were not questioned because they were waiting on their attorney. Attorney Parker arrived around 8:30 a.m. Officer Vaillancourt then advised the defendant and Mrs. Phelps of their Miranda rights1 in the presence of the attorney. The defendant and his wife executed written waivers at 8:47 a.m.
Only then did Vaillancourt inform them that "this was a homicide investigation." At that point, Parker "stopped everything" and talked privately with the police. After Vaillancourt told Parker why he wanted the statements, Parker said that he was representing both the defendant and his wife and they would not make a statement.
Parker called another member of his law firm, Sterling Culpepper. The two attorneys decided that they needed to discuss the matter before agreeing to represent both the defendant and his wife in this criminal matter. Parker told the police that he "didn't know if we're going to represent them at all on any criminal charges" and that he needed to "discuss this with Sterling Culpepper because he has experience in these matters."
Parker told the defendant and his wife that they were "being investigated with the most serious of offenses" and that they needed to discuss the matter. "With that understanding", the police let the defendant and his wife go with Parker to his office.
The defendant testified that, when Parker returned from talking with the police, Parker said that "they were gonna make an arrest if one of you didn't confess." Parker denied making such a statement2.
Since Parker had never practiced criminal law, he told Culpepper that he "would rather not represent either one of them." Culpepper had represented Mrs. Phelps "on the divorce matter" and in "this custody fight" *Page 161 and felt that they needed to talk to Mrs. Phelps before making any decision.
After both attorneys had discussed the infant's death with Mrs. Phelps, they determined that they could only represent her in the criminal matter. They decided that they could not represent both her and the defendant. Parker testified that to represent the defendant also would constitute "a definite conflict of interest. That they were just diametrically opposed, there would be no way possible."
Culpepper's secretary had been talking with the defendant and his wife while they were waiting on the attorneys. Before the attorneys told the defendant that they could not represent him, the secretary told the attorneys that the defendant had stated that he wanted to confess. After the attorneys told the defendant that they could not represent him, the defendant again stated that he wanted to make a statement. Parker testified:
"We then walked into the conference room without Gayle, Sterling and myself, Sterling speaking. Sterling said: We do not represent you, David. We cannot represent you on any criminal charges that might be brought. We can only represent Gayle. Your interests are diametrically opposed. There's a conflict here. We don't give you any advice whatsoever except to tell you that you should, indeed, get representation and employ an attorney. He then, very softly, said: Well, I would like to say — He didn't say confess, I don't believe. He said I would like to say I did it — or something to that effect. Sterling responded and said: Well, I don't give you any advice to do that one way or the other, but as a citizen I feel that you are doing the right thing. Then he asked to be allowed to make a confession to the police and we said, you know you need an attorney and he said well, call the policeman for me, but I prefer that you have plain-clothesmen — the detectives we had seen earlier that day. We called them. They came and picked David up."
Officer Vaillancourt picked up the defendant at the lawyer's office and took him to police headquarters. The defendant was readvised of his Miranda rights and signed a written waiver at 11:10 a.m.
In his statement, the defendant admitted hitting, choking and almost drowning Jamie on the morning of the day the infant was killed.
At the hearing on the motion to suppress the confession, the trial judge framed the specific issue: "The question is did the lawyer collaborate with the police in order to somehow force him into giving a statement?" On appeal, the defendant acknowledges that "there is no evidence that the detectives were part and parcel of the eventual decision made by the defendant." However, he argues that it is "painfully apparent" that the lawyers "sacrificed" their former client "so that the client they elected to continue to represent might remain free." The defendant contends that his attorneys were ethically bound to "strongly advise if not practically insist" that it would be against his interests to make a confession.
The record is clear, and there is no assertion to the contrary, that the defendant was given all the warnings required by Miranda, supra. It is also clear and uncontradicted that the defendant never invoked his right to counsel.
Erroneous, incomplete, or poor advice or consultation regarding an accused's pretrial silence may demonstrate and support a finding of inadequate assistance of counsel. Annot. 7 A.L.R.4th 180, Section 20 (1981). However, the mere fact that counsel advises the accused to make a statement to the police does not constitute inadequate representation as a matter of law. See 7 A.L.R.4th at Section 19.
The fact that a police officer tells the accused that it would be better to make a statement or to tell the truth does not constitute an improper inducement. Eakes v. State,
This remark must also be considered in context. Along with this remark Culpepper also told the defendant that he could not represent him, that he could not give him any legal advice, and that he needed an attorney. After Culpepper told the defendant that he could neither represent him nor give him any legal advice, he advised the defendant that he needed a lawyer in direct response to the defendant's remark that he was going to make a statement. In view of these circumstances, we do not think that Culpepper's failure to further inform the defendant that he should or should not make any statement constitutes ineffective assistance of counsel. "Accused is entitled to counsel to aid him in his defense, but not to prevent voluntary action on his part." 23 C.J.S. Criminal Law, Section 979 (6) (1961).
Since the evidence defeats any claim of complicity between the attorneys and the police, no legitimate contention can be advanced that the attorneys were acting as agents for the police in inducing a confession from the defendant. Again, we emphasize that, when the defendant told the attorneys that he wanted to make a statement, they told him that he needed an attorney. If the defendant had relied upon the advice of the attorneys he would have consulted a lawyer before making a statement. This offers further support for the finding that the defendant's decision to confess was an independent and voluntary decision.
The defendant testified that he decided to confess in order to keep his wife from going to jail after Parker told them that they both would go to jail unless one of them confessed. Since Parker denied making that remark, the issue hinged on the credibility of the witnesses which was for the trial judge.Morgan v. State,
The fact that the defendant confessed to save his wife from going to jail does not render the confession involuntary. "It is reasonable to assume that the cooperation of an arrested person often is prompted by a desire for leniency for himself or others. Statements or confessions made in such circumstances, if they are voluntary and made with full awareness of the person's rights, are reliable, probative and constitutionally admissible evidence." Robertson, 582 F.2d at 1368. "A statement made in supposed return for a benefit is not automatically involuntary. Each case turns on an assessment of the peculiar circumstances of the case." United States v.Jackson,
Although the defendant argues that counsel should have informed him of the consequences of making a confession, that is one of the functions of the Miranda warnings. "The Miranda
warnings are given not solely to make the suspect aware of the privilege, but also of the consequences of foregoing the privilege." United States v. McCrary,
The trial judge's finding that the defendant's confession was voluntary is supported by the defendant's own testimony. On cross examination, when asked why he went *Page 163 to police headquarters and told the police he "did all these things", the defendant stated:
"Because I did it. They were talking about arresting both of us, and Gayle had nothing to do with it. I didn't want them to come and arrest her, so I figured that, you know — I mean, I couldn't live with something like that forever even if nobody had ever found out the real reason, what really happened to him. I couldn't live with that."
At trial, the entire confession was properly admitted over the objection that it contained evidence of distinct and independent offenses. In a prosecution for murder, evidence of recent abuse to the child by the accused is admissible to show "intent, motive or scienter." Layne v. State,
Evidence of the defendant's recent abuse of his stepdaughter was also properly admitted despite the general rule that evidence of the accused's acts of hostility toward a third person in no way connected with the deceased or the offense is inadmissible. Voudrie v. State,
The appellate courts of this state have long recognized this rule especially where the victim and the deceased are closely related. Gregg v. State,
The "safer" practice is to charge upon all degrees of homicide: "(I)t is much the safer rule to charge upon all the degrees of homicide included in the indictment, when a party is on trial for murder, unless it is perfectly clear to the judicial mind that there is no evidence tending to bring the offense within some particular degree." Pierson v. State,
The controlling principles were stated by our Supreme Court in Chavers v. State,
"An individual accused of the greater offense has a right to have the court charge on the lesser offenses included in the indictment, when there is a reasonable theory from the evidence supporting his position. Fulghum v. State,291 Ala. 71 ,277 So.2d 886 (1973). A court may properly refuse to charge on lesser included offenses only (1) when it is clear to the judicial mind that there is no evidence tending to bring the offense within the definition of the lesser offense, or (2) when the requested charge would have a tendency to mislead or confuse the jury. Lami v. State,43 Ala. App. 108 ,180 So.2d 279 (1965). In fact, our decisions are to the effect that every accused is entitled to have charges given, which would not be misleading, which correctly state the law of his case, and which are supported by any evidence, however, weak, insufficient, or doubtful in credibility. Burns v. State,229 Ala. 68 ,155 So. 561 (1934)."
"(D)ue process requires that a lesser included offense instruction be given only when the evidence warrants such an instruction." Hopper v. Evans,
Alabama's new criminal code divides homicide into the crimes of murder (Section
By statutory definition, a person commits the crime of manslaughter if he recklessly causes the death of another person. Section
"A person commits the crime of criminally negligent homicide if he causes the death of another person by criminal negligence." Section
The only difference between manslaughter under Section
Negligence "is distinguished from acting purposefully, knowingly, or recklessly in that it does not involve a state of awareness. It is the case where the actor creates inadvertently
a risk of which he ought to be aware, considering its nature and degree, the nature and the purpose of his conduct and the care that would be exercised by a reasonable person in his situation." Commentary to Section
The evidence shows that twenty-month old James Allen Weaver, Jr. had been physically and verbally abused for the last six months of his life. During this time, the *Page 165 infant had been burned, beaten with a closed fist, kicked, choked, thrown across a room, and almost drowned. The actual cause of death was a very sharp and forceful blow to the infant's abdomen which lacerated his stomach and tore some of his internal organs. The blow was comparable to a fall "from a great height such as a second story window" with the infant landing on a "blunt but relatively concentrated object" such as the end of a broomstick or a baseball bat.
The defendant's brother-in-law testified that the defendant told him that he hated his stepson because the infant "looked so much like his natural father."
In his confession after his arrest, the defendant admitted that he choked the infant until he stopped breathing: "I choked him until he was almost out of breath, and I have done this several times before, . . . I would always do this until he almost passed out, and I would breathe back into him and gethim started breathing again." (Emphasis added.) The defendant stated that, at the time he hit Jamie in the stomach with his fist, he did not feel that the blow was severe enough to kill him.
Any conceivable doubt the jury may have had about the degree of the defendant's guilt was removed by the evidence the defendant presented in his own behalf. The defendant testified that he abused the infant but could not remember exactly how and what he did: "I don't know how I abused the child. All I know is that I abused him." Although maintaining that he did not intend to hurt or kill the infant, the defendant admitted that he intentionally struck him.
The defendant testified that he hit the infant for no reason: "It was nothing that he did that caused me to do it. * * * He never gave me no reason to do it." The defendant "knew that (he) wasn't being right to the children * * * (b)y abusing them" and recognized that he had "a problem". He admitted that in the past he had hit Jamie on the back "too hard".
The defendant did not deny choking the infant until he was unconscious and then starting him breathing again as he confessed to the police but merely stated that he "did not remember."
The defendant's mother testified that the defendant told her in March of 1981 that he was "just not treating the kids right" and that "he just couldn't help it."
This is not a case of inadvertent risk creation characteristic of criminally negligent homicide. The defendant's actions on the morning of the infant's death show a complete disregard for the life of the helpless infant.
"Somewhere along there I grabbed him and hit him and his nose started bleeding, . . . so to try and make him be quiet, I started choking him. I choked him until he was almost out of breath, and I have done this several times before, . . . I would always do this until he almost passed out, and I would breathe back into him and get him started breathing again. I . . . threw him on the couch . . . I hit him again in the stomach and told him to get up on the bed. And of course being as little as he was he didn't understand. So I feel like I was made, and I hit him again in the stomach. . . . I stuck his head under the water (in the tub) until I heard him choke, and I brought him up and took him back in there on the couch. I sat him down on my lap and I think I put my hand around his throat again. I held the pressure points together until he almost passed out, and I started shaking him and calling his name. That is when my wife walked in. . . . I told her to call the paramedics, and then I started giving him mouth-to-mouth."
The killing in this case was not accidental. A killing is not accidental when the act causing death is done intentionally.Lewis v. State,
It could be argued that the defendant's testimony that he did not intend to hurt or kill the infant supplies some evidence that he failed to perceive the substantial and unjustifiable risk he had created and was therefore only guilty of criminally negligent homicide. However, viewing the undisputed evidence of the defendant's vicious and heinous treatment of the infant on the morning of his death, we find such a contention completely irrational.
However, even if there existed evidence that the killing was the result of mere criminal negligence, the judge's failure to instruct on criminally negligent homicide does not warrant a reversal.
The trial judge charged the jury on intentional murder, reckless murder3, and manslaughter4. The submission to the jury of manslaughter as a lesser included offense of murder does not necessarily entitle a defendant to a jury charge on criminally negligent homicide as a lesser included offense. People v.Duncan,
"(B)efore a reversal of the judgment is to be had it must appear to the appellate court that the error complained of has probably `injuriously' affected the substantial rights of the parties." Bryson v. State,
In State v. Mattingly,
"Thus the distinction between (reckless) murder and manslaughter is only in the degree of awareness that death is a likely result which exists in the actor's mind at the time of the act. Since the jury was properly instructed on both murder and manslaughter and returned the verdict of guilty of murder, it must have found that the defendant was not simply aware of the risk that he had created, but that he had that higher degree of awareness which made his recklessness so extreme as to constitute the mental state necessary to the crime of murder. Given this, it would be illogical to conclude that the jurors, if instructed on criminally negligent homicide, might possibly have found that the defendant was unaware of the risk of death and therefore only guilty of that lesser offense.
"Thus, it cannot be said that the failure to instruct on criminally negligent homicide prejudiced defendant by subjecting him to the
`* * * danger that a jury, certain that the defendant is guilty of some criminal conduct but uncertain about the precise crime charged, may elect to bring in a verdict of guilty on that crime rather than to grant the defendant *Page 167 outright acquittal.' State v. Williams [
270 Or. 152 ], 99 Or.Adv.Sh. 1934, 1942,526 P.2d 1384 ,1387 (1974), dissenting opinion."If the jury had been instructed only on one offense or if the jury had found the defendant here guilty of manslaughter, we would have a different situation, and very likely a different result." Mattingly, 541 P.2d at 1065.
The reasoning of Mattingly is logical and compelling. We apply it to this cause and find that the failure to instruct on criminally negligent homicide could not have prejudiced the defendant in any manner. Any speculation that the jury might have found the defendant guilty of criminally negligent homicide is dissipated by the fact that they found him guilty of intentional murder. State v. Freeman,
The judgment of the circuit court is affirmed.
AFFIRMED.
All Judges concur.
"Q. (Did you say) And they are going to make an arrest unless one of you confess.
"A. No, I did not say that.
"Q. You didn't make the statement — unless one of you confess or both of you?
"A. No, not at that point in time I didn't."
Although Parker denied making the statement "at that point in time", there is no evidence that such a remark was made at any other time.
Reference
- Full Case Name
- David Wilson Phelps v. State.
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- 109 cases
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- Published