Lewis v. State
Lewis v. State
Opinion
Georgina Lewis, also known as Georgina Wilson, was charged with the sale of drugs, namely Methamphetamine hydrochloride, a controlled substance, in violation of the provisions of the Alabama Uniformed Controlled Substances Act, §
On appeal, she contends that although she was advised of the minimum and maximum sentences to the penitentiary which she might receive, she was not advised at all of the possibility of being fined up to $25,000 for a violation of §
"5. I understand that the law applicable to such a charge provides that the punishment for that offense is imprisonment in the State penitentiary for not less than 2 years nor more than 15 years. I wish to enter a Plea of Guilty to the offense of Sale of Methamphetamine."
The guilty plea form does not provide any space for advising the defendant what fine, if any, may be imposed by law. The form further states in paragraph 12:
"12. I further understand that any agreement or recommendations that have been or may be made by the State of Alabama through the District Attorney do not bind the Court and may not be followed in imposing sentence or granting probation."
The state on the other hand contends that "the line must be drawn as to what possible consequences must be explained to the defendant, and the state contends that the possibility of a monetary fine is not so momentous as to require [that] the trial court expressly inform a defendant, who is also represented by counsel, thereof."
We find as a fact that the court in its colloquy did not advise this accused of a possible fine of up to $25,000. We further find as a fact that the guilty plea form employed in this case, referred to by this court as an "Ireland Form"(Ireland v. State,
Section
"(a) A sentence to pay a fine for a felony shall be for a definite amount, fixed by the court, within the following limitations:
(1) For a Class A felony, not more than $20,000.00;
(2) For a Class B felony, not more than $10,000.00;
(3) For a Class C felony, not more than $5,000.00; or
(4) Any amount not exceeding double the pecuniary gain to the defendant *Page 1358 or loss to the victim caused by the commission of the offense.
(b) As used in this section, `gain' means the amount of money or the value of property returned to the victim of the crime or seized or surrendered to lawful authority prior to the time sentence is imposed. `Value' shall be determined by the standards established in subdivision 14 of section
13A-8-1 .(c) The court may conduct a hearing upon the issue of defendant's gain or the victim's loss from the crime according to procedures established by rule of court."
Section
"(a) A sentence to pay a fine for a misdemeanor shall be for a definite amount fixed by the court, within the following limitations:
"(1) For a Class A misdemeanor, not more than $2,000.00;
"(2) For a Class B misdemeanor, not more than $1,000.00;
"(3) For a Class C misdemeanor, not more than $500.00; or
"(4) Any amount not exceeding double the pecuniary gain to the defendant or loss to the victim caused by the commission of the offense.
"(b) A sentence to pay a fine for a violation shall be for a definite amount, fixed by the court, not to exceed $200.00, or any amount not exceeding double the pecuniary gain to the defendant or loss to the victim caused by the commission of the offense.
"(c) As used in this section, `gain' means the amount of money or the value of property derived from the commission of the crime, less the amount of money or the value of property returned to the victim of the crime or seized or surrendered to lawful authority prior to the time sentence is imposed. `Value' shall be determined by the standards established in subdivision 14 of section
13A-8-1 ."(d) The court may conduct a hearing upon the issue of defendant's gain or the victim's loss from the crime according to procedures established by rule of court."
Payment of court costs may be required of an accused person pleading guilty, under the provisions of §
Even these sections do not end the possible pecuniary exposure of a defendant. Section
It is apparent, therefore, that any accused person who enters a guilty plea, even to the merest "violation," not amounting to a misdemeanor, all the way upscale to a capital offense, faces the possibility of the imposition of a fine and of a requirement of restitution or reparation.
We held in Knight v. State,
A discussion of the voluntariness of a plea must necessarily begin with Boykin v. Alabama,
"What is at stake for an accused facing death or imprisonment demands the uttermost solicitude of which courts are capable in canvassing the matter with the accused to make sure he has a full understanding of what the plea connotes and of its consequence. When the judge discharges that function, he leaves a record adequate for any review that may be later sought [citing cases], and forestalls the spin-off of collateral proceedings that seek to probe murky memories."
395 U.S. at 243-44 ,89 S.Ct. at 1712-13.
By footnote to this quoted paragraph, the Court quotes with approval the following language from a Pennsylvania case:
"`A majority of criminal convictions are obtained after a plea of guilty. If these convictions are to be insulated from attack, the trial court is best advised to conduct an on the record examination of the defendant which should include, inter alia, an attempt to satisfy itself that the defendant understands the nature of the charges, his right to a jury trial, the acts sufficient to constitute the offenses for which he is charged and the permissible range of sentences.'"
395 U.S. at 244 ,89 S.Ct. at 1713 , quoting Commonwealth ex. rel. West v. Rundle,428 Pa. 102 ,105-06 ,237 A.2d 196 ,197-98 (1968).
Although Boykin was denounced in dissent by Justices Harlan and Black as "today's constitutional edict,"
Because entering a plea of guilty constitutes a relinquishment of substantial constitutional rights, it is governed by federal, not state, standards. Boykin, supra;United States v. French,
Rule
Misinformation to the defendant regarding the length of the maximum possible punishment was held to be reversible error inMoore v. State,
This court held in Pratte v. State,
Also in Smith v. State,
A different rule obtains, however, as to whether the accused is entitled to be informed of all the consequences of his guilty plea before his plea is considered to have been intelligently entered. In Sheehan v. State,
"However, Boykin did not adopt a constitutional requirement that an accused be informed of all the consequences of his guilty plea before the plea will be considered intelligently entered. For example, see United States v. Degand,
614 F.2d 176 (8th Cir. 1980), holding that the failure of the trial court to inform the defendant that any federal sentence imposed might not run concurrently with the state sentence the defendant was already serving at the time did not vitiate the guilty plea."
This court cited the Supreme Court of Arizona in State v.Young,
Later, in Minnifield v. State,
"Furthermore, a trial court is not required, before accepting a guilty plea, to inform the accused that a conviction based upon his guilty plea might be used at some future date to enhance punishment for some hypothetical future crime. Wright v. United States,
624 F.2d 557 ,561 (5th Cir. 1980); Zambuto v. State,413 So.2d 461 (Fla.Dist.Ct.App. 1982); Smithwick v. State,636 S.W.2d 557 (Tex.Ct.App. 1982); McMillan v. Williams,116 Misc.2d 171 ,455 N.Y.S.2d 523 (1982); State v. Mace,97 Wn.2d 840 ,650 P.2d 217 (1982). An accused is entitled to information concerning the direct consequences of his plea. He is not entitled to information concerning all collateral effects, or future contingencies that might arise. The possible enhancement of punishment for a future crime is not a direct consequence of a plea of guilty."
The court went on to note that in Miliner, supra, and Hall,supra, the defendants had prior convictions which made them subject to the "enhancement of punishment" provisions of the Habitual Felony Offender Act and changed the minimum and maximum penalties as regarded their guilty plea. As Judge Taylor stated, "This failure in Miliner and Hall was a failure to inform the defendant of a direct consequence of his guilty plea and the convictions were, accordingly, reversed."
Section 14-1.4, ABA Standards for Criminal Justice, Pleas of Guilty, proposes that the court should not accept the plea before first
". . . determining that the defendant understands:
". . .
"(ii) the maximum possible sentence on the charge, including that possible from consecutive sentences, and the mandatory minimum sentence, if any, on the charge, or of any special circumstances affecting probation or release from incarceration."
The commentary to this standard states:
"As used in this standard, the `maximum possible sentence' includes punishment possible by virtue either of the sentence provisions of the statute under which the charge is brought or of other statutes *Page 1361 that authorize added penalties because of special circumstances in the case."
Since a monetary fine is a direct consequence of a guilty plea, very few cases address the question of what happens if the court fails to apprise the accused of the possibility of a monetary fine. The cases located, however, seem to agree that failure to apprise the accused of a monetary fine provision does not constitute reversible error where no fine is, in fact, levied.
One such case is People v. Cueller,
"The rule does not require the judge to inform the defendant of all sentence consequences — only the maximum sentence, any mandatory minimum and, as appears below, if he is on probation or parole, the possible effect on his status as a probationer or parolee."
The court then commented: "[We] cannot help but note as well that no fine was imposed, and so can find no prejudice in this case. If error there was, the error must be deemed harmless." (Citations omitted.)
In United States v. Sinagub,
It is clear that where a fine is mandatory, failure to inform the defendant of its existence constitutes reversible error.People v. Nickerson,
Although the levy of a fine may constitute heavy punishment, it does not directly affect the "liberty interest," as that term is employed in Argersinger v. Hamlin,
"We hold, therefore, that absent a knowing and intelligent waiver, no person may be imprisoned for any offense, whether classified as petty, misdemeanor, or felony, unless he was represented by counsel at his trial."
We find it practical to draw the line at the point of the "liberty interest." If the court does not in fact levy any monetary fine, then the defendant is not injured by the court's failure to apprise him of the possible fine.
We hold, therefore, that the court which accepts a guilty plea is not obliged to inform the accused of a potential fine, which may be a direct consequence of that plea, unless the court intends to levy a fine.
We refuse to establish a rule that requires a judge to conduct every prospective guilty pleader on a guided tour through the criminal procedure sections of the Code of Alabama. The court in this case did not err to reversal in failing to advise the appellant that she also faced a possible fine as a consequence of her plea of guilty to the charge of selling a controlled substance, when, in fact, no fine was levied.
This case is due to be affirmed.
AFFIRMED.
All the Judges concur. *Page 1362
Reference
- Full Case Name
- Georgina Lewis, A/K/A Georgina Wilson v. State.
- Cited By
- 5 cases
- Status
- Published