State v. Self
State v. Self
Opinion
Robert Earl Self was indicted for a violation of §
"A person who either:
(1) Changes, alters, removes, or obliterates the name of the maker, model, manufacturer's number or other mark or identification of any firearm, or
(2) Possesses, obtains, receives, sells, or uses a firearm after the maker, model, manufacturer's number or other mark or identification has been changed, altered, removed, or obliterated
is guilty of a Class C felony."
Self moved to dismiss the indictment on the ground that the statute is unconstitutionally vague because it does not require criminal intent and because it proscribes entirely innocent and lawful activity. Following a hearing, the trial judge declared §
"Defendant presented testimony to the effect that the name of the maker and other marks of identification are commonly *Page 320 removed from firearms in the process of changing grips, barrels, butt plates and the like in the ordinary, usual and lawful course of owning and using firearms. This evidence was not controverted by the State, as indeed it could not be.
". . .
"The Legislature in enacting §
13A-11-64 no doubt intended to address the problem created by the obliteration or changing of identifying numbers on stolen or other misused firearms; but the statute as written permits the punishment of innocent acts as well as acts which are evil in nature. However laudable the purpose of the enactment, the terms of this statute are such that persons of common intelligence must necessarily guess at its meaning and differ as to its application."
From this order, the State appealed, pursuant to Rule 17 (a), A.R.Cr.P. Temp.
A search of the statutory provisions similar to Alabama's §
Section
"(b) Although no culpable mental state is expressly designated in a statute defining an offense, an appropriate culpable mental state may nevertheless be required for the commission of the offense, or with respect to some or all of the material elements thereof, if the proscribed conduct necessarily involves such culpable mental state. A statute defining a crime, unless clearly indicating a legislative intent to impose strict liability states a crime of mental culpability." (Emphasis added.)
Because §§
Although §
In contrast, Alabama's statute is neither national in scope nor regulatory in nature. It is not part of an overall taxing and recording scheme. It is an isolated, purely criminal provision, whose stiff penalty, if imposed without regard to mental culpability, could not easily be justified by the State's police power to require those who would possess the prohibited firearms to do so at their peril. Compare Freed, supra.
Although decisions construing a federal act after which a state statute is patterned are often persuasive, see generallySutherland Statutory Construction § 52.02 (Sands 4th ed. 1984), when the purpose and policy of the federal enactment are different from those of the state legislation, decisions construing the former have no application to the latter.Freeman v. Decatur Loan Finance Corp.,
"Similar statutes of other [jurisdictions] comprise a type of extrinsic aid deserving special attention in the process of interpretation. However, statutes having different historical origins and serving different purposes, even though both pertain to the same subject, have no interpretive relevance in regard to each other." Sutherland Statutory Construction § 52.01 at 521 (Sands 4th ed. 1984).
In Walker, 356 So.2d at 673, the Alabama Supreme Court itemized characteristics shared by many of the "public welfare" offenses for which strict liability could be imposed under the State's police power. It concluded that because the Controlled Substances Act carried severe penalties (two to fifteen years' imprisonment and a fine up to $25,000) it was not a mere regulatory measure authorizing conviction without fault. Seealso McCrary v. State,
In light of the directive in §
"1) A citizen purchases a fine Browning double-barrel shotgun for his son for Christmas. Because the stock is too long, the purchaser asks the dealer to shorten the stock by cutting off a portion of same and placing a rubber recoil pad thereon. The butt plate attached to the stock bears the name of the manufacturer, Browning, and is cut off by the dealer and discarded when the rubber recoil pad is installed. The father gives the firearm to his son for Christmas. The son several weeks later lends it to his cousin to go hunting. Under §
13A-11-64 the dealer is guilty for removing the name of the maker and discarding the unneeded butt plate which contained the name Browning. The father is guilty of possession of the altered firearm. The son and relative is likewise guilty even though they had no knowledge that this recoil pad had been installed and the manufacturer's name removed in the discarding of the butt plate because the statute requires no knowledge or criminal intent."2) State Trooper Smith, a pistol team member, removes the handgrips from his .357 magnum revolver, and installs a set of custom made handgrips made specifically for his hand. This requires Trooper Smith to remove the manufacturer's name and mark of identification, (the Colt name and logo, which is on virtually every set of grips for every revolver Colt makes). He places the Colt grips in his desk, holsters his gun, and goes to work. He is now a felon, having removed the manufacturer's name and mark of identification from his revolver. Since he removed same and now possesses same, he has violated both sections of the statute." Brief of appellee at 6-8.
Our assumption that the legislature did not intend to subject conduct to such serious criminal penalties without requiring a culpable mental state is strengthened by reference to §
"(a) A person who willfully removes or falsifies an identification number of a vehicle, engine, transmission or other identifiable component part of a vehicle is guilty of a Class A misdemeanor and shall be punished as required by law.
(b) A person who, willfully and with intent to conceal or misrepresent the identity of a vehicle, engine, transmission or other identifiable component part of a vehicle or removes or falsifies an identification number of the same is guilty of a Class C felony and shall be punished as required by law.
(c) A person who buys, receives, possesses, sells or disposes of a vehicle, or an engine, transmission or other identifiable component part of a vehicle, knowing that an identification number of the same has been removed or falsified, is guilty of a Class A misdemeanor and shall be punished as required by law.
(d) A person who buys, receives, possesses, sells or disposes of a vehicle, engine, transmission or other identifiable component part of a vehicle, with knowledge that an identification number of same has been removed or falsified and with intent to conceal or misrepresent the identity of same is guilty of a Class C felony and shall be punished as required by law.
(e) A person who removes a license plate or tag from a vehicle or affixes to a vehicle a license plate or tag not authorized by law for use on it, in either case with intent to conceal or misrepresent the identity of a vehicle or its owner, is guilty of a Class A misdemeanor and shall be punished as required by law." (Emphasis added.)
Not only do subsections (a) and (c) of §
If the Alabama legislature required a specific intent to violate the vehicle identification number concealment provisions of §
Finally, we believe a criminal intent should be incorporated into §
"(1) willfully, changes, alters, removes, or obliterates the name of the maker, model, manufacturer's number or other mark or identification of any firearm, with intent to conceal or misrepresent the identity of the firearm"
is guilty of a Class C felony.
Similarly because the goal of §
"(2) possesses, obtains, receives, sells, or uses a firearm with knowledge that the maker, model, manufacturer's number or other mark or identification has been changed, altered, removed or obliterated and with intent to conceal or misrepresent the identity of the firearm."
is guilty of a Class C felony.
We do not find §
REVERSED AND REMANDED.
All Judges concur.
Reference
- Full Case Name
- State of Alabama v. Robert E. Self.
- Cited By
- 13 cases
- Status
- Published