Vizzina v. City of Birmingham
Vizzina v. City of Birmingham
Opinion
Following convictions in Birmingham municipal court for driving while under the influence of alcohol and reckless driving, Steven Michael Vizzina appealed for trial de novo in circuit court and was found guilty of both offenses. He was fined $500 and $50, respectively, for the two offenses and sentenced to twenty days of community service for the DUI conviction. He raises three issues on appeal to this court.
The reverse side of the "Abstract of Court Record/DPS Data Input Copy" of the U.T.T.C. filed by the City contained no notation, for the DUI conviction, under the spaces labelled "Plea of Defendant," "Finding of the Court," or "Orders of the Court." In addition, the copies for both convictions were signed by the city magistrate rather than the municipal judge. Rule 1(a), A.R.Crim.P.Temp., defines "judgment" as "the adjudication of the court based upon a plea of guilty by the defendant, upon the verdict of the jury, or upon its own finding following a non-jury trial, of the defendant's guilt or innocence." Rule 8(a) requires the following: *Page 654
"Judgment shall be pronounced in open court, shall be reduced to writing signed by the judge, filed, and recorded. A judgment of conviction shall set forth the plea, the verdict, and findings, if any, and the adjudication. . . ."
Although the requirements of Rule 8(a) were not met by the copies of the U.T.T.C. filed by the City here, it is clear that "the recitals of the appeal bond suffice to show the trial and conviction of the defendant in the [municipal] court, and his appeal from a conviction to the circuit court, thereby giving to the latter court jurisdiction of the cause." Ex parte Hood,
"This predicate may be established by showing, first, that the law enforcement agency has adopted the particular form of testing that was in fact used. Second, there must be a showing that the test was performed according to methods approved by the State Board of Health. This may be proved by the introduction of the rules and regulations the officer followed while administering the test and the officer's testimony that he did, in fact, follow those rules when he administered the test in question. Third, there must be a showing that the person administering the test has a valid permit issued by the State Board of Health for that purpose."
474 So.2d at 170 (citations omitted).
Here, the first and third prongs of the predicate were met by the prosecution. The defendant raises no question concerning their proof. He does claim that the second prong of the predicate was not established because the City did not introduce a duly authenticated copy of the rules and regulations adopted by the Board of Health. Officer J.E. Summers of the Birmingham Police Department testified that he followed a checklist contained on a document entitled "Rules and Regulations of the State Board of Health Relating to the Alabama Chemical Test for Intoxication Act." That document was admitted in evidence as City's exhibit 3. The document also contained the following "certification:"
"I certify that the foregoing rules, regulations and procedures, techniques or methods of operation were duly adopted and promulgated by the State Board of Health on July 21, 1976; amended January 18, 1978; amended November 21, 1979; amended January 21, 1981; amended November 16, 1983; and further amended July 18, 1984.
"Ira L. Myers
Ira L. Myers, M.D. *Page 655
State Health Officer and Records Custodian"
Citing Bentley v. State,
"ATTEST. To bear witness to; to bear witness to a fact; to affirm to be true or genuine; . . . to certify; to certify to the verity of a copy of a public document; formally by signature; to make solemn declaration in words or writing to support a fact.
. . . . . "Also the technical word by which, in the practice in many of the states, a certifying officer gives assurance of the genuineness and correctness of a copy."
Section
Based on the foregoing authorities, it is evident that the printed matter at the bottom of the document admitted as City's Exhibit 3 could not be considered a proper "certificate" pursuant to §
Prior opinions construing the requirement in DUI cases that the blood alcohol tests be performed according to methods approved by the Board of Health have mandated that it be shown that the regulations were "duly adopted" or "certified" by the Board of Health. See Patton v. City of Decatur,
Although City's Exhibit 3 in the present case did not comply with the requirements for a "certificate" and thus cannot be considered a duly authenticated copy of the Board of Health regulations, its admission did not constitute reversible error. While the convictions in Patton, Weaver, and Elmore were all reversed for the prosecution's failure to satisfy the second prong of the predicate for admitting the results of intoximeter tests, those cases are distinguishable from the present one.
In Ex parte Bush, the court held that the second prong of the predicate "may be proved by the introduction of the rules and regulations the officer followed while administering the testand the officer's testimony that he did, in fact, follow those rules when he administered the test in question."
In Patton, the officer who administered the PEI test never testified that in conducting the test he followed the methods approved by the Board of Health. Similarly, in Commander v.State,
In both Weaver and Elmore, the officers who conducted the PEI tests stated that they followed a "checklist" for operating the machine, but they did not testify that the checklist incorporated the methods approved by the Board of Health. Thus, the failure to introduce a duly authenticated copy of the "checklist" resulted in there being no evidence that the manner in which the test was administered conformed to prescribed standards.
Thus, even if a majority of the court had agreed, inElmore, with Justices Maddox and Beatty, or in Commander, with Justice Maddox and Chief Justice Torbert, dissenting, who maintained that the court could take judicial notice of the Board of Health regulations (thereby establishing the first part of the prong), there still would have been a failure of proof on the second part of the prong.
In contrast, here Officer Summers testified that he followed a checklist whose methods of operation conformed to Board of Health standards.
"Q. [By City Attorney] Do you follow a checklist before giving the test?
"A. [By Officer Summers] Yes, sir.
"Q. Is this the same method and operations pursuant to the rules and regulations of the Alabama Department of Health relating to the Alabama Chemical Test and Intoxication Act?
"A. Yes, it is.
(City's Exhibit 3 was marked for identification.)
"Q. I show you City's Exhibit No. 3, would you mark that, please — I show you City's Exhibit No. 3 which is the Intoxilyzer test, it has 2 sides of it, you conducted the test on the defendant pursuant to the rules and regulations which are set forth on that instrument? "A. Yes, I did."
Because the second part of the second prong of the Bush predicate was clearly established in the instant case, (as opposed to the situation in Patton, Weaver, Elmore andCommander), we believe that the dissenting opinions expressed in Elmore and Commander now have merit so that a court may take judicial notice of the Board of Health regulations as proof of the first part of the second prong. See Cherry v. State,
As Justice Maddox observed in his dissenting opinion in bothElmore and Commander, "It is well settled that courts in Alabama take judicial notice of administrative rules and regulations when the rules and regulations are declared by statute to have the force and effect of law." Elmore,
Courts in other jurisdictions construing statutes substantially similar to §
We therefore hold that Officer Summers's testimony that he followed the procedure outlined by the Board of Health in conducting the Intoxilyzer test, together with our judicial notice of the pertinent Board of Health regulations, established the second prong of the Bush predicate notwithstanding the failure to authenticate the Board of Health regulations by a proper certification.2
"Record books of PEI tests are generally admissible into evidence under the business records exception to the hearsay rule to show the machine had been properly calibrated and certified and was operating properly at the time the test was given. However, Alabama Code 1975, §
12-21-43 , requires that a proper predicate be laid before such records are admitted." Ex parte Bush,474 So.2d at 171 (Ala. 1985) (citations omitted). See also Gibson v. City of Troy,481 So.2d 463 ,465 (Ala.Cr.App. 1985).
In Salotti v. Seaboard Coast Line Railroad Co.,
"(1) that it be shown that the entry was made as a memorandum or record of an act, transaction, occurrence, or event; (2) that the entry was made in the regular course of a business; and (3) that it was the regular course of the business to make such memorandum or record at the time of such act, transaction, occurrence, *Page 658 or event, or within a reasonable time thereafter."
In the present case, the testimony of Officer Summers established that the information on the log sheets was routinely reduced to writing after it was obtained, that he was a custodian of the logs, and that the log sheets "were business records kept in the due course as such." The defense counsel's objection on grounds of no proper predicate was, therefore, properly overruled. Although the log sheet contained information pertinent to other DUI arrestees and was irrelevant to the prosecution of the instant offense, there was no objection based on irrelevance. Counsel's later objection toanother log sheet based on irrelevance was sustained.
The judgment of the circuit court is affirmed.
AFFIRMED.
All Judges concur.
Reference
- Full Case Name
- Steven Michael Vizzina v. City of Birmingham.
- Cited By
- 12 cases
- Status
- Published