Saffold v. State
Saffold v. State
Opinion
Gregory W. Saffold appeals from the denial of his petition seeking post-conviction relief under Rule 20, Alabama Temporary Rules of Criminal Procedure. This petition was denied by the trial court after the appointment of counsel for Saffold and a full evidentiary hearing thereon by the trial judge.
On April 16, 1983, in Coosa County, Alabama, the appellant and his wife, Betty Saffold, were engaged in a fight. The appellant struck his wife with a tire iron, which resulted in her death. The appellant then buried her body and fled in her automobile.
After the appellant was arrested on a separate charge in Talladega County, he led officials to the place in Coosa County where he buried his wife.
The appellant was indicted for murder and theft in the first degree, in violation of §§
A pro se Rule 20 petition for post-conviction relief was filed with the Coosa County Circuit Court on May 9, 1988. A full evidentiary hearing, directly on the merits of the issues presented, was conducted, with appointed counsel to assist appellant. The trial court denied the appellant's Rule 20 petition on September 20, 1989. The trial court's order is attached as Appendix A to this opinion and is adopted in this opinion as herein noted. *Page 729
In accordance with Strickland v. Washington,
Rule 10(f), Alabama Rules of Appellate Procedure, reads as follows:
"(f) Corrections or modification of the record. If any difference arises as to whether the record truly discloses what occurred in the trial court, the difference shall be submitted to and settled by that court and the record made to conform to the truth. If anything material to either party is omitted from the record by error or accident or is misstated therein, the parties by stipulation, or the trial court either before or after the record is transmitted to the appellate court, or the appellate court, on proper suggestion or of its own initiative, may direct that the omission or misstatement be corrected, and if necessary that a supplemental record be certified and transmitted. All other questions as to the form and content of the record shall be presented to the appellate court."
Rule 10(f) acts as a safety valve to allow a party who has, by reason of "error or accident," failed to designate a material portion of the record to request the trial court or the appellate court to permit additional portions of the record to be designated. See Ex parte Edwards,
In order to challenge the correction or modification of the record, the appellant must make a Rule 10(f) motion or otherwise request to the court that the record be corrected or modified. In Marsden v. State,
In the present case, the appellant's counsel made a motion for full recordation on May 2, 1984. The appellant's trial counsel discovered that the transcript was not complete after he gave notice of appeal and he received the transcript. The appellant's trial *Page 730 counsel acted properly in filing a motion for full recordation, which brought the issue to the trial court's attention. Thus, his attorney, Mr. Jackson, acted properly in requesting a full recordation, and the appellant was not denied effective assistance of counsel as a result.
After Mr. Jackson evaluated the evidence at the suppression hearing, along with statements made by appellant, Mr. Jackson concluded: "I was satisfied that there was no merit to any issue to raise on appeal regarding the statement and so forth that were covered by the suppression hearing. . . ."
In Stanford v. State,
Mr. Jackson testified at the Rule 20 hearing that after several days of personal investigation, he determined that the case was not widely publicized and was not well known by most citizens. Concerning the petition in the county requesting capital punishment for the appellant, Mr. Jackson's investigation revealed only one person who knew of any such petition.
Moreover, on voir dire, Mr. Jackson inquired into the pretrial publicity and determined that publicity had little if any impact on the jury.
The trial court properly denied the appellant's motion for change of venue; therefore, the appellant was not denied effective assistance of counsel by the attorney's failure to raise this issue on appeal. Further, there has been no showing that the appellant was prejudiced by Mr. Jackson's failure to preserve the issue for review.
The trial judge did not rule on the motion but continued it until trial. There was never an official ruling on the motion in limine. During the course of the trial, there were references to the appellant's confession and appellant's counsel failed to object. However, when the State attempted to have the statement admitted into evidence, the appellant's trial counsel objected to the admissibility of the statement, and the trial court overruled the objection. (R. 101.) This was sufficient to preserve the issue of the admissibility of the statement for appellate review.
Although the more preferred action would have been for counsel to object immediately after there was reference to the contents of the statement, his failure to do so does not constitute ineffective assistance of counsel. Effective representation of counsel does not entitle the defendant to an error-free trial, and a showing that counsel made a mistake unfavorable to the defendant is not sufficient to establish inadequate representation. Haynes v. State,
Parker v. State,"This court has previously explicitly held that 'request for jury charges are included in the "practical questions" that an attorney must deal with in formulating trial strategy, see Trammell [v. State,
276 Ala. 689 ,166 So.2d 417 (1964)], and, consequently, should be left to the trial attorney's judgment. Hall [v. State,421 So.2d 1334 (Ala.Cr.App. 1982)]; Goodman [v. State,387 So.2d 862 (Ala.Cr.App.), cert. denied,387 So.2d 864 (Ala. 1980)].' Zeigler v. State,443 So.2d 1303 ,1307 (Ala.Cr.App. 1983). The court, in Hope v. State,476 So.2d 635 ,645 (Ala.Cr.App. 1985), quoted and followed this rationale. Moreover, the court in Haynes v. State,461 So.2d 869 ,874 (Ala.Cr.App. 1984), also noted that request for jury instructions is a matter of trial strategy and, absent a clear showing of improper or inadequate representation, is to be left to the judgment of counsel. Furthermore, '[i]t is also well established that, even if the game plan of the defense or a tactic should fail, such does not amount to ineffective assistance of counsel.' Hope,476 So.2d at 645 (citations omitted)."
On the hearing for the Rule 20 petition, the appellant's counsel further illustrated that failure to request certain charges was trial strategy.
"Q You didn't introduce any medical records or lay testimony to that matter for psychiatric care.
"A I did not pursue insanity at all at this trial.
"Q Let's talk about what your defense strategy was on the murder case at the time you did go to trial. Tell us essentially what you attempted to do in connection *Page 732 with the State's presentation of its evidence on the murder count.
"A Be a little more specific.
"Q What was your defense strategy?
"A The defense —"
After the trial court overruled the appellant's objection, the testimony continued:
"A After a thorough investigation and repeated conversations with my client, we developed a strategy — here three or four years later I don't recall specifically the aspects of that other than it clearly did not include insanity.
"Q Would it be fair to say the strategy was to minimize damage?
"A I'm sure that was a consideration.
"Q Of damage control. To try to get a lesser included?
"A Mitigation.
"Q Specifically manslaughter, if you could?
"A Yes, that was specifically discussed.
"Q Ron, in preparing the case for trial, did you prepare a proposed jury charge?
"A Yes.
"Q Did you conduct voir dire examinations during trial?
"A Yes.
"Q Did you call witnesses during trial?
"A Yes.
"Q What defense, if any, speaking to minimizing damages did you actually raise at trial?"Q The — I don't recall — I don't have before me names of each of the witnesses, but it would have included a listing testimony as to the character of the decedent, any propensity for violence of the decedent, and the relationship which the defendant had with the decedent.
"Q Specifically, did you attempt to raise heat of passion arguments?
"A Yes." (R. 57-60.)
This testimony clearly shows that trial counsel's strategy was not to pursue the insanity defense but to argue that the killing occurred in the heat of passion.
The appellant's next argument concerns the failure to request an instruction on the lesser included offense of criminal negligence. In Parker, the appellant was indicted for murder and the appellant's counsel failed to request instructions on the lesser included offense of manslaughter and criminal negligent homicide. The court stated: "Even if the evidence supports jury instructions on lesser included offense, the failure of counsel to request charges on the pertinent lesser included offenses does not necessarily render counsel's assistance ineffective." Citing Grant v. State,
"MR. JACKSON: (To the Reporter.) I make a motion for a directed verdict of acquittal based upon the failure of the State to prove the necessary elements of intent as embraced in both the charges.
"THE COURT: (To the Reporter.) Denied."
At the end of all of the evidence, another motion for directed verdict was made. The following occurred:
"MR. JACKSON: The Defense rests and there is a point I would like to put on the record, Judge. I move the Court for a directed verdict of acquittal of the failure to show evidence that attends to both counts of the indictment.
"THE COURT: Motion denied."
Then after the trial was completed, Mr. Jackson filed a motion for a judgment of acquittal or, in the alternative, a new trial. This motion was based on two grounds: (1) that the verdict was contrary to law, and *Page 733 (2) that the verdict was strongly against the weight of the evidence.
It is not necessary to the making of the motion after a verdict for judgment of acquittal that a similar motion have been made prior to the submission of the case to the factfinder.
In this case Mr. Jackson preserved the issue of sufficiency of the evidence by two motions for a directed verdict.
Assuming, arguendo, that there were other valid claims which Mr. Jackson could have raised, this still does not require Mr. Jackson to raise every possible issue on appeal.
The United States Supreme Court in Jones v. Barnes,
We find, as a matter of law, that this appellant was not denied the effective assistance of counsel by the failure to raise other issues on original appeal.
This court, in Dill v. State,
"A distinction must be made between a failure to investigate the mental history of an accused and the rejection of insanity as a defense after proper investigation. '[A]n attorney with considerable experience in criminal matters and, therefore, in dealing with a wide range of people . . . may be presumed to have some ability to evaluate the mental capacity of his client.' United States ex rel. Rivera v. Franzen,*Page 734594 F. Supp. 198 ,202 (N.D.Ill. 1984). 'As a practical matter, when deciding whether to present an insanity defense, the criminal defendant's lawyer is truly the final psychiatrist. It is not the role of a court to doubt his judgment. . . .' Trial counsel may not reject the insanity defense '"without pursuing the basic inquiries necessary to evaluate its merits intelligently."' Rivera,594 F. Supp. at 203 . See also Martin v. Maggio,711 F.2d 1273 ,1280 (5th Cir. 1983), rehearing denied,739 F.2d 184 (5th Cir.), cert. denied, [469] U.S. [1028],105 S.Ct. 447 ,83 L.Ed.2d 373 (1984); Pickens v. Lockhart,714 F.2d 1455 ,1467 (8th Cir. 1983) ('[I]t is only after a full investigation of all of the mitigating circumstances that counsel can make an informed, tactical decision about which information would be the most helpful to the client's case').
"Defense counsel may not rely upon his client to bring to his attention facts indicating an insanity defense precisely because an accused cannot be expected to know that his psychiatric history afforded him a potential defense. Rivera,Dill,594 F. Supp. at 203 . Counsel has a duty to make an independent investigation and prepare the defense and cannot permissibly delegate to his client which defenses to a criminal prosecution will be investigated and pursued. Rivera,594 F. Supp. at 203 , citing Bell v. Watkins,692 F.2d 999 ,1009 (5th Cir. 1982), cert. denied sub nom. Bell v. Thigpen,464 U.S. 843 ,104 S.Ct. 142 ,78 L.Ed.2d 134 (1983). A defendant is not responsible for failing to reveal certain information to his attorney 'unless the attorney has made every reasonable effort to elicit the information, has made his client aware of the sort of information that might be relevant, and has given his client the opportunity to disclose it.' Davis [v. State], 596 F.2d [1214] at 1220 [1979]."
In the present case, the record shows that Mr. Jackson investigated the mental history of the appellant. The following factors lead this court to believe that Jackson adequately investigated the mental capacity of the appellant. (1) Mr. Jackson had at least three separate conversations with Dr. Brown, a psychiatrist who counseled the appellant and his wife, and provided psychiatric care to the appellant; (2) Mr. Jackson discussed the appellant's mental state with members of the appellant's family; and, (3) Jackson made a motion for psychological evaluation. The appellant was examined at Taylor Hardin Secure Medical Facility. The results from the competency evaluation were submitted to Mr. Jackson. A portion of the evaluation stated:
"Based on a thorough review of all available information, it appears Mr. Saffold is ready to assume the role of a defendant and move forward in the trial process."It was the consensus of the Competency Evaluation Board that Mr. Saffold was not suffering from any major mental illness during the time period of the alleged offense which would have compromised his ability to appreciate the criminality of his behavior or to conform his behavior to the requirements of the law. It is noted that the patient reports being under the influence of alcohol and drugs during that time period. The veracity of this report is difficult to assess given that he was not arrested until some time afterwards."
Based on these factors, we find that Mr. Jackson thoroughly investigated the insanity defense on appellant's behalf. After determining that insanity was not a viable defense, Mr. Jackson chose to pursue another defense.
We find as a matter of law that this appellant was not denied effective assistance of counsel at his original trial, on his original appeal, on his Rule 20 petition hearing, or on this appeal therefrom. The appellant has failed to meet the requirements of Strickland v. Washington,
For the reasons stated above, this cause is due to be, and it is hereby, affirmed.
AFFIRMED.
All Judges concur.
Petitioner was not denied the right to effective assistanceof counsel. In support of this conclusion the Court specifically finds as follows:
1. That at the time of the appointment of Ronald Jackson to Petitioner's cases, the said Ronald Jackson was a licensed practicing attorney in the State of Alabama, and had been such for approximately two and one-half years prior to his appointment.
2. Mr. Jackson filed numerous pre-trial, trial and post-trial motions on Mr. Saffold's behalf including, but not limited to: Motion for Preliminary Hearing, Motion for Appointment of Psychiatrist, Motion to Produce, Motion for Full Recordation, Motion for Psychiatric Examination, Motion to Dismiss, Motion for Change of Venue, Motion to Produce, Motion in Limine, Motion for Judgment Notwithstanding the Verdict, Motion for New Trial, Motion Requesting New Sentence Hearing.
Certain of these motions were granted, certain ones were denied and certain ones were not ruled on by the trial court. Having examined those motions which were denied and those not ruled on, the Court is not convinced that the attorney, Mr. Jackson, was ineffective or deficient for having not addressed the trial court's adverse rulings or the trial court's failure to rule on certain motions. To the contrary, Mr. Jackson expended great amounts of time and effort in preparing motions and attending hearings on his motions and those motions filed by the State.
3. Counsel's failure to maintain an "insanity" defense did not prejudice Petitioner's case, nor was such an ineffective assistance of counsel.
The trial attorney, Mr. Jackson, used diligent efforts to develop an "insanity" defense, but that such efforts were not successful, through no fault of Mr. Jackson. Through the efforts of counsel Mr. Saffold was evaluated by psychiatrists at Taylor Hardin Secure Medical Facility. Jackson discussed Mr. Saffold's mental condition and sanity with Dr. Don Brown, Psychiatrist, and Ms. Pearl Brown, Psychologist. Jackson discussed Mr. Saffold's mental state with Saffold's family and others, and reached the decision, with the concurrence of Mr. Saffold, not to maintain this particular defense as a matter of trial strategy.
4. Mr. Jackson made every reasonable effort to suppress the confession made by Petitioner to law enforcement officers regarding the crimes in question. Mr. Jackson did this even though his client, Mr. Saffold, had stated to him that the confessions were made knowingly, voluntarily and without the threat of violence or physical force or with the promise of reward. According to Jackson's testimony, which the Court finds to be credible, Petitioner led authorities to the body of his ex-wife because he felt "remorse", and not because of some overt or subtle persuasion made by law enforcement. Jackson interrogated and cross-examined each of the law enforcement officers as to each of the statements made by the Petitioner. Jackson was not ineffective for being unable to suppress the statements and confessions made by Petitioner to law enforcement authorities from Coosa and Talladega Counties.
5. Jackson allowed the admission of certain exhibits and evidence without objecting thereto. Such was not done as a matter of incompetency, but was done as a matter of trial strategy. The fact that this particular strategy was employed does not indicate that Jackson was incompetent or deficient.
6. The following are also relevant findings in this matter: (A) Jackson performed more service to Saffold than he was able to be compensated for by the State of Alabama in the investigation, preparation and trial of the case.
(B) Saffold gave conflicting accounts of the incident in question to his attorney, Jackson, which resulted in Jackson's planning his trial strategy accordingly.
(C) Saffold admitted the car in question to be that of his ex-wife Betty at the time *Page 736 he took possession of said automobile and fled the State in it.
(D) The trial Judge charged the jury as to the lesser included offense of "Manslaughter", as requested by Jackson.
(E) Saffold conferred with Jackson before and during the trial and agreed with the trial strategy employed by Jackson with regards to the calling of witnesses, the decision not to use the "insanity" defense, and the decision that Saffold himself testify at trial.
(F) Jackson's performance in representing Defendant was not deficient.
7. Petitioner failed to present any credible evidence to support any other contention which would afford him relief in his Petition.
Accordingly, it is therefore CONSIDERED, ORDERED, ADJUDGED and DECREED that the Petition be, and the Petition is hereby DENIED. Costs remitted to the State of Alabama.
DONE and ORDERED this 18th day of September, 1989.
/s/ John E. Rochester
John E. Rochester
Circuit Judge
Reference
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- Gregory W. Saffold v. State.
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