Inmon v. State
Inmon v. State
Opinion
The opinion of this Court issued March 29, 1991, is hereby set aside. The following becomes the opinion of this Court.
Robert F. Inmon was charged, in Count I of a two-count indictment, with sexual abuse in the second degree, a Class A misdemeanor under Ala. Code 1975, §
L.A.R. testified that in July 1984, she was 12 years old, and her mother married the defendant. A few months after the marriage, the defendant began entering L.A.R.'s room in the middle of the night, moving her night clothes aside, and touching her vagina with his hand. According to L.A.R., on at least one of these occasions, the defendant took a photograph of her pubic area. The defendant continued this activity about three times a week until the last time, in November 1985. During all of these encounters, L.A.R. pretended to be asleep and did not speak to the defendant. On the last occasion, L.A.R.'s mother saw the defendant leaving her daughter's room and began screaming at the defendant. L.A.R. covered her head with a pillow and went back to sleep. The next morning, L.A.R. went to her grandmother's house.
On November 19, 1985, L.A.R.'s grandmother took the child to Dr. Dan Sullivan, the family pediatrician, "to determine whether or not she had been abused sexually." L.A.R. stayed with her grandmother *Page 263 for two weeks and then returned to the home of her mother and stepfather, the defendant. After she came home, L.A.R. locked her door every night, and the defendant's previous activity did not reoccur. L.A.R. continued to live with her mother and the defendant until she was 18 years old, which was shortly before the time of the trial in this case.
The defendant is correct that intent is an essential element of the offense of sexual abuse. See McGahee v. State,
Generally, "[a]n indictment is sufficient which substantially follows the language of the statute, provided the statute prescribes with definiteness the constituents of the offense."Ex parte Allred,
"To avoid omitting a crucial element of the offense, prosecutors frequently draft pleadings that track the language of the criminal provision. . . . Reliance upon the statutory language will be acceptable, however, only if 'the words of [the statute] themselves fully, directly, and expressly, without any uncertainty or ambiguity, set forth all the elements necessary to constitute the offense. If the statute omits an essential element, such as mens rea, then that element must be added to the pleading.' "
2 W. LaFave J. Israel, Criminal Procedure § 19.2(c) at 452 (1984) (footnotes omitted) (quoting Hamling v. United States,
This indictment, by charging that the defendant "did knowingly subject L.A.R. to sexual contact," tracked the language of §
"SEXUAL CONTACT. Any touching of the sexual or other intimate parts of a person not married to the actor, done for the purpose of gratifying the sexual desire of either party."
Ala. Code 1975, §
In Pierce v. State,
"Although the intent to gratify the sexual desire of either party is an element of sexual abuse, it is not explicitly alleged in the indictment. Rather it is encompassed in the definition of 'sexual contact': 'Any touching of the sexual or other intimate parts of a person not married to the actor, done for [the] purpose of gratifying the sexual desire of either party.' "
This Court reversed a conviction for sexual abuse inPierce because we found the accused's guilty plea involuntary. We determined that the record affirmatively showed that the accused did not understand the elements of the offense to which he was pleading guilty because a simple reading of the indictment did not put him on notice of the nature of the charge against him. In Pierce, the accused admitted that "while hugging his daughter he touched her breasts without any sexual *Page 264 intent."
Pierce holds that a mere reading of the indictment cannot establish a factual basis for a plea to sexual abuse when the accused disclaims criminal intent. It does not stand for the proposition that an indictment for sexual abuse which tracks the language of the statute and incorporates the intent element in a "word or phrase defined by law" is insufficient.
"The words used in an indictment must be construed in their usual acceptation in common language, except words and phrases defined by law, which must be construed according to their legal meanings."
Ala. Code 1975, §
The defendant's motion to dismiss the indictment on the ground that it failed to state an offense was properly denied.
The defendant acknowledges that the date on which an offense occurred need not be alleged in the "indictment unless time is a material ingredient of the offense." Ala. Code 1975, §
Here, the offenses of sexual abuse and taking an obscene photograph were connected, and their joinder was authorized based on L.A.R.'s testimony that on at least one of the occasions when the defendant touched her vagina, he also photographed that portion of her body. The acts underlying the two counts of the indictment were, therefore, of a "similar character[,] or . . . based on the same conduct or . . . otherwise connected in their commission." Rule 15.3(a)(i) and (ii), Ala.R.Crim.P.Temp. (now Rule 13.3(a)(1) and (2), A.R.Cr.P.). See Perry v. State,
" '[I]n a carnal knowledge case, the prosecution may introduce proof of sexual relations between the accused and the prosecutrix before and after the act on which the prosecution is based. . . . The reason behind the admissibility of such acts was discussed by Mr. Justice Brown in Harrison v. State,Bowden,235 Ala. 1 ,2 ,178 So. 458 ,459 (1937):" ' "[w]e hold that the weight of authority sustains the proposition that it is permissible for the prosecutors to offer evidence of such acts occurring before and after the alleged act on which the indictment is based, as tending to sustain the principal charge by showing the relation and intimacy of the parties." ' "
"[L.A.R.] c[omplained] o[f] molested at night by stepfather, grandmother present when they talked about lock on door."
The defendant objected to the document on the ground that it denied him the right to confront and cross-examine Dr. Sullivan, who had made the notation and who was deceased at the time of trial; that it had "no probative value"; and that it was "prejudicial." Although counsel now claims on appeal that the report should have been excluded because it contained hearsay, that ground was not asserted below.
Nevertheless, "hearsay rules and the Confrontation Clause are generally designed to protect similar values," California v.Green,
Idaho v. Wright, 497 U.S. ___, ___,"[T]he Confrontation Clause 'operates in two separate ways to restrict the range of admissible hearsay.' 'First, . . . the Sixth Amendment establishes a rule of necessity. In the usual case . . ., the prosecution must either produce or demonstrate the unavailability of, the declarant whose statement it wishes to use against the defendant.' . . . Second, once a witness is shown to be unavailable, 'his statement is admissible only if it bears adequate "indicia of reliability." Reliability can be inferred without more in a case where the evidence falls within a firmly rooted hearsay exception. In other cases, the evidence must be excluded, at least absent a showing of particularized guarantees of trustworthiness.' "
Following the analytical framework established by the Supreme Court, we conclude that the defendant was not denied his right to confront and cross-examine Dr. Sullivan. First, the deceased physician was unavailable. Second, a victim's complaint that she has been sexually abused is a "firmly rooted" exception to the hearsay rule. See 4 J. Wigmore, Evidence §§ 1134-40 (Chadbourn rev. 1972); C. Gamble, McElroy's Alabama Evidence § 178.01 (3d ed. 1977).
The general rule is that "testimony regarding a prosecutrix's complaint . . . must be confined to the mere showing that a complaint was made [and] [d]etails of the occurrence are not admissible." Lee v. State,
"Q [By the prosecutor]: Doctor was [L.A.R.] making up a tall story, first of all, about the abuse that occurred, as she described to you, in the fifth grade?
"[Defense counsel]: Judge, I object to the question. If you search the function of the jury, to determine the credibility of the witness herself, the jury can make the determination whether or not [L.A.R.] told the truth about the incident or whether she fantasized about it. It invades their province.
"THE COURT: Overruled. Go ahead. Just do you have an opinion on that topic, yea or nay?
"THE WITNESS: I do have an opinion.
"Q [By the prosecutor]: And what is that opinion?
"[Defense counsel]: Same objection, Judge.
"THE COURT: The same ruling. Go ahead.
"A My opinion is that she was telling the truth about the abuse.
"Q Do you have an opinion as to whether or not she was telling a tall tale with regard to the abuse she described to you with [the defendant]?
"[Defense counsel]: Same objection, Judge.
"THE COURT: Sustain the objection."
The "ultimate fact" in issue here was whether the defendant abused L.A.R. As the foregoing exchange illustrates, Dr. Thomas was not allowed to give his opinion on that issue. The psychiatrist stated only that he believed L.A.R.'s report of abuse by the babysitter. The babysitter's alleged abuse, far from being the "ultimate" fact in issue, was not in issue at all.
We recognize that L.A.R.'s truthful reporting of abuse by the babysitter could have led to the permissible inference that if she was honest about one report of abuse, she would likely be honest about another. Testimony pointing to such an inference does tend to invade the province of the jury. However, based on all the evidence in this case and considering the entire record, we cannot say that the admission of the psychiatrist's testimony on this point was reversible error. We simply do not believe that, when examined in the context of the entire case, this testimony, which only inferentially touched on the "ultimate issue" was prejudicial to the defendant's substantial rights.
In addition, this Court has followed the modern trend of allowing expert testimony in child sexual abuse cases notwithstanding the fact that the testimony encroaches on the function of the jury, if the evidence assists the jury in resolving a matter beyond the knowledge of the average juror. See, e.g., Sexton v. State,
"With 'near unanimity' courts have recognized that this type of expert testimony can assist the jury in understanding the evidence introduced in child sexual assault cases. State v. Catsam,Lee v. State,148 Vt. 366 ,534 A.2d 184 ,187 (1987), and cases cited therein. See also Mims v. State,500 So.2d 100 (Ala.Cr.App. 1986); Allen v. State,472 So.2d 1122 (Ala.Cr.App. 1985); State v. Gray,533 So.2d 1242 *Page 267 (La.Ct.App. 1988); State v. Patrick,513 So.2d 449 (La.Ct.App. 1987); Stephens v. State,774 P.2d 60 (Wyo. 1989). See generally Moss v. State,545 So.2d 230 (Ala.Cr.App. 1989); Sasser v. State,494 So.2d 857 (Ala.Cr.App. 1986)."
"The general rule is that '[t]he criterion for admission of expert testimony is that the witness, by study, practice, experience, or observation as to the particular subject, should have acquired a knowledge beyond that of ordinary witnesses.' " Bird v. State, [Ms. 3 Div. 938, February 23, 1990] ___ So.2d ___, ___ (Ala.Cr.App. 1990) (quoting White v. State,
"Another thing you might do is this: When you are trying to decide whether the state has proved the case beyond a reasonable doubt, ask yourself, 'How would the average reasonable member of the community look at exactly the evidence that you all are looking at?' In other words, try to step outside your own bodies for a minute and think of somebody that you view as an average reasonable member of our community. And think well, 'Well, how would that person react? How would that person assess all of this testimony and all of these exhibits? Would all of this testimony and all these exhibits convince that person beyond a reasonable doubt of the defendant's guilt.' Because, if so, perhaps the state has proved the case beyond a reasonable doubt. On the other hand, if the person that you envision as the average reasonable person of the community, being exposed to exactly this testimony and exactly to these exhibits, would think, well, gosh, one reasonable thing that could have happened would be this, this, and this under which circumstance the defendant wouldn't be guilty. In other words, if the average person that you are thinking about, an average reasonable person would see some explanation of the evidence under which the defendant wouldn't be guilty, that the state had not, in effect, disproved, then perhaps there is a reasonable doubt. But try to just as a way of approaching your own feelings and kind of evaluating the evidence objectively, ask yourselves, 'Well, how would an average reasonable person in our community assess this?' . . . . When I talk about asking yourselves how an average reasonable member of our community would look at the evidence, that's one way of helping you realize that there is no loss of face in realizing that another view of the case is correct, if, in fact, by asking yourself, well, how would the average reasonable person in the community assess this evidence, if by doing that you realize that assessment might be different from what I am thinking about. There is nothing wrong with that. You are not losing face. You are analyzing. That's powerful brain work."
At trial, the defendant objected to the foregoing instruction on the ground that "there is no standard by which to measure how the average reasonable member of the *Page 268 community would view the evidence." On appeal, the defendant argues that the court applied the wrong standard. He claims that the court's charge erroneously instructed the jury to use a local (Mobile County) standard instead of a statewide standard for "the average reasonable person in the community."
The ground of objection raised on appeal is not the same as that raised at trial. Furthermore, the court's instruction did not use Mobile County as the yardstick for reasonableness; it employed the terms "our community" or "the community," which, by operation of law in some contexts, import statewide standards. See, e.g., Pierce v. State,
The unorthodox instruction, even if erroneous, was harmless to the defendant in light of the comprehensive explanation of reasonable doubt which preceded it. "The rule is well established that where a portion of the oral charge is erroneous, the whole charge may be looked to and the entire charge must be construed together to see if there be reversible error." Gosa v. State,
A defendant convicted by a jury on one count cannot attack that conviction on the ground that it is inconsistent with the jury's verdict of acquittal on another count. Dunn v. UnitedStates,
"The general rule is that there need be no rational compatibility or consistency between the verdicts on the several counts of an indictment. The exception to this rule is where the jury returns multiple convictions as to crimes which are mutually exclusive of each other. Conway v. State,Grikis v. State,489 So.2d 641 ,642 (Ala.Cr.App. 1986) (Verdicts of not guilty of kidnapping and guilty of felony-murder were mutually exclusive. Verdicts of not guilty of intentional murder but guilty of manslaughter and guilty of felony-murder were not mutually exclusive.). See also Smelcher v. State,520 So.2d 229 ,232 (Ala.Cr.App. 1987) (verdicts of guilty of rape but not guilty of sodomy [when victim testified that defendant raped and sodomized her] not inconsistent); Oden v. State,41 Ala. App. 212 ,215 ,127 So.2d 380 (1961) ('On review we cannot treat the two counts as charging an indivisible crime or even yoked offenses.' No error found because of a conviction for making or distilling alcoholic liquors and acquittal for possession of a still.)."
The judgment of the circuit court is affirmed.
ORIGINAL OPINION WITHDRAWN;
OPINION SUBSTITUTED;
MOTION DENIED;
APPLICATION FOR REHEARING
OVERRULED;
AFFIRMED.
All Judges concur. *Page 788
Reference
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