Trice v. State
Trice v. State
Opinion
The appellant, David Trice, was charged in Houston County with first degree assault (CC-90-643). He was also charged by separate indictments in Henry County with discharging a firearm into an occupied dwelling (CC-90-090) and with first degree assault (CC-90-091). In a single proceeding held April 2, 1991, the appellant, who was represented by court-appointed counsel, pleaded guilty to all three charges.1
Before accepting the pleas, the trial court engaged in a colloquy with the appellant. At the beginning of this colloquy, the court stated the charge in each case, although not the elements thereof, then stated: "Your attorney tells me at this time that you wish to enter a plea of guilty to this charge. Is that what you want to do?" PR. 3-4. Upon receiving an affirmative response from the appellant in each instance and after ascertaining that the Habitual Felony Offender Act was not applicable, the trial court informed the appellant that discharging a firearm into an occupied dwelling is a Class C felony and that the *Page 182
appellant "could receive a sentence to the penitentiary for not less than one year nor more than ten years." PR. 5. That information was incorrect. Discharging a firearm into an occupied dwelling is a Class B, felony, Ala. Code §
The trial court advised the appellant of the rights that he would be waiving by pleading guilty. After the prosecutor briefly stated the facts underlying each charge, the trial court read each indictment to the appellant, and the appellant pleaded guilty to each charge. Upon the recommendation of the prosecutor, the appellant was sentenced to 18 years' imprisonment on each of the assault convictions and to 5 years' imprisonment on the conviction for discharging a firearm into an occupied dwelling, with all three sentences to run concurrently. In addition, for each conviction the appellant was fined $500 and was ordered to pay $50 to the Crime Victims' Compensation Fund and to pay court costs. He was also ordered to pay restitution in the amounts of $57,000 and $2,500 on the assault convictions.
On April 30, 1991, the appellant filed in Henry County a handwritten pro se motion to withdraw his guilty pleas. CR. 24-25 (CR-90-1428). This motion, which appears to be an attempt to follow a form motion, alleged several grounds for withdrawal, including the assertion that the appellant "did not fully appreciate the effect of a guilt[y] plea or the existence of meritorious defenses." Id. at 25. This motion did not contain a reference to any specific case number.
On May 2, 1991, the court-appointed attorney who represented the appellant at the plea proceedings filed in Houston County a motion seeking to withdraw the appellant's "plea of guilty to the charges he pled to on April 2, 1991 before the Houston County Circuit Court, case numbers CC-90-643, et al." CR. 61 (CR-90-1412) (emphasis added). This motion alleged no specific grounds for the withdrawal of the pleas, but did request a hearing on the motion.
This Court interprets these two motions as a challenge to all three of the appellant's guilty pleas. This also appears to have been the interpretation accorded the motions by the trial court, who held a hearing thereon on June 10, 1991. The appellant, who was apparently by that time incarcerated within the state penal system, was not present at this hearing. Instead, the same appointed counsel who had represented the appellant at the plea proceedings appeared on his behalf and essentially waived the presence of the appellant. MR. 9.
Although we read the appellant's pro se motion as a contention that his guilty pleas were not voluntarily and intelligently made, the only argument advanced by counsel at the hearing was that the appellant wished to withdraw his guilty pleas because he had entered those pleas under the misapprehension that he could apply for and be granted probation.2 MR. 4-5. The hearing was very brief and, at its conclusion, the trial court denied the motions.
The court-appointed attorney who represented the appellant at the plea proceedings and at the motion hearing filed the original brief in these appeals. In that brief, he provided a short statement of the case and facts, then asserted: "After a good faith review of the Record and Trial *Page 183 Transcript and a thorough review of the Law in Alabama regarding withdrawal of Guilty Pleas, Counsel cannot find any basis for Appeal or any Appealable error below." Appellant's brief (filed August 8, 1991) at 4. He further stated that he "d[id] not find any basis for any meritorious argument" and "ask[ed] to be allowed to withdraw." Id. at 5.
This brief was not sufficient to comply with Anders v.California,
A plea must be voluntary both in that it "constitute[s] an intelligent admission that [the defendant] committed the offense," Henderson v. Morgan,
During the plea colloquy, as noted above, the trial court stated, "Your attorney tells me at this time that you wish to enter a plea of guilty to this charge," then asked the appellant, "Is that what you want to do?" PR. 3-4. Aside from this question, which was asked with regard to each of the three charges and which the defendant answered affirmatively, there is nothing in the colloquy that can be deemed to have any relation to the "free of coercion" aspect of the voluntariness of the plea. The court clearly did not ask the appellant if he had been threatened or promised a reward to plead guilty. In addition, the trial court made no inquiry as to the appellant's age, educational level, or mental capacity. In view of these circumstances and the context in which the question was asked, the bare question "Is that what you want to do?" and the appellant's affirmative answer thereto are simply not sufficient to establish that the plea was "truly voluntary." It is clear that, in this case, the trial court was merely verifying what the appellant had been told by counsel, and was not ascertaining whether the plea was "free of coercion." Compare Alderman v. State, [Ms. CR 91-82, March 27, 1992], 1992 WL 92512, *4 (Ala.Cr.App. 1992) (during plea colloquy, trial court specifically asked the appellant the following questions: (1) "Has anybody threatened you, harassed you, or tried in any way to make you plead guilty?" and (2) "Have they offered you any reward or inducement to get you to plead guilty?") (emphasis deleted); Jones v. State,
We note that there is an Ireland5 form in the Houston County record that bears the apparent signatures of the appellant, defense counsel, and the trial judge. CR. 59 (CR 90-1412). In this form the appellant acknowledged, among other things, that he "ha[d] not been threatened, abused, or offered any inducement or reward to get him to plead guilty." Id. However, here, as in McNalley v. State,
"[n]o effort was made to determine if appellant had read the Ireland form . . ., or whether he understood the rights and matters contained therein. The trial court made no direct reference to the Ireland form in the colloquy. No questions were directed to appellant or counsel to determine whether appellant understood the matters contained in the form. . . ."
Compare Perkins v. State,
In Twyman v. State,
That standard of automatic reversal has been applied by this Court to cases where the trial court incorrectly informed the defendant of the maximum and minimum penalties. See, e.g.,Clemons v. State,
Lochli v. State,"[W]here the defendant is given sentencing misinformation, the mere fact that he was given such misinformation
" ' "does not end the matter. 'The standard was and remains whether the plea represents a voluntary and intelligent choice among the alternative courses of action open to the defendant.' North Carolina v. Alford,
400 U.S. 25 ,31 ,91 S.Ct. 160 ,164 ,27 L.Ed.2d 162 ,168 (1970). The dispositive issue . . . is whether [the defendant] would have or would not have pleaded guilty had he been given the correct [information]. See Pitts v. United States,763 F.2d 197 ,201 (6th Cir. 1985); Williams v. Smith,591 F.2d 169 ([2nd Cir.] 1979)." '"Jackson v. State,
565 So.2d 669 ,671 (Ala.Cr.App. 1990) (quoting Holman v. Jones, No. CV-87-A-2163-S (N.D.Ala. Nov. 16, 1988)) (emphasis added)."
In this case, the trial court did not fail to inform the appellant of the maximum and minimum sentences for the charges against him; rather, the court misinformed the appellant of the possible punishment ranges for all three offenses. Thus, the dispositive question is "whether the [appellant] was aware of actual sentencing possibilities, and, if not, whether accurate information would have made any difference in his decision to enter a plea." Williams v. Smith,
For the reasons stated above, the judgments of the circuit court are reversed and these causes are remanded for further proceedings not inconsistent with this opinion.
REVERSED AND REMANDED.
All Judges concur.
Two different court reporters were present at the plea proceeding and the hearing on the motions to withdraw the pleas. Their transcripts, which each has numbered separately, beginning with page 1, are contained in both records. To avoid confusion, we will refer to the transcript of the plea proceeding as "PR. ___" and to the transcript of the motion hearing as "MR. ___." References to the clerk's portions of the records will be designated "CR. ___ (CR 90-1412)" or "CR. ___ (CR 90-1428)."
"[I]f counsel finds [the indigent's] case to be wholly frivolous, after a conscientious examination of it, he should so advise the court and request permission to withdraw. That request must, however, be accompanied by a brief referring to anything in the record that might arguably support the appeal. A copy of counsel's brief should be furnished the indigent and time allowed him to raise any points that he chooses; the court — not counsel — then proceeds, after a full examination of all the proceedings, to decide whether the case is wholly frivolous."
386 U.S. at 744 ,87 S.Ct. at 1400 .
As the State recognized, the original brief did not meet two of the four Anders requirements: it did not set forth "any possible arguments that the record supports" and it did not "indicate that Appellant Trice ha[d] been served [with a copy thereof]." Appellee's brief at 7.
Reference
- Full Case Name
- David Trice v. State of Alabama
- Cited By
- 11 cases
- Status
- Published