Prim v. State
Prim v. State
Opinion
The appellant was charged in a two-count indictment with possessing and selling cocaine. At arraignment, he pleaded not guilty and moved to quash the indictment on the ground of racial discrimination in the selection of the foreman of the grand jury that indicted him.
The case was originally assigned to Baldwin Circuit Judge Charles C. Partin. Judge Partin, however, recused himself from hearing the motion to quash when it became apparent that he, along with most of the other current and former circuit judges, as well as the present and past district attorneys, of Baldwin County, would be called as a witness at the hearing. Judge Partin assigned the appellant's case to Baldwin Circuit Judge James H. Reid.
After an extensive hearing, consolidated to include the appellant's motion to quash the indictment and identical claims by 13 other Baldwin County defendants, Judge Reid ruled that the indictment had not been obtained in violation of either the Due Process or the Equal Protection clause of the Fourteenth Amendment, and denied the motion to quash. Thereafter, Judge Reid reassigned the appellant's case to Judge Partin.
The appellant entered into a plea agreement with the State, whereby the prosecution agreed to nol prosse the possession count in return for the appellant's plea of guilty to the sale count of the indictment. *Page 382 On May 5, 1992, the appellant pleaded guilty to the sale of cocaine. Judge Partin adjudicated him guilty of that offense and sentenced him to five years' imprisonment. Neither the appellant, his counsel, nor the prosecution made any mention of the prior motion to quash the indictment, or the fact that the appellant was reserving his right to appeal the issue underlying the denial of that motion. The proceedings on May 5 were adjourned in order to allow Judge Partin to consider the appellant's request for probation.
On July 30, 1992, Judge Partin denied the request for probation and informed the appellant of his right to appeal his conviction and sentence. At that point, defense counsel stated:
"[DEFENSE COUNSEL]: Judge, at this time, we would give oral notice of appeal. If your Honor recalls the motion on all the cases where we had the motions to quash the indictments on the grounds of discrimination and selection of the Grand Jury and this is one of those cases and if the Court can see fit, I will be willing to represent [the appellant] on appeal.
"[ASSISTANT DISTRICT ATTORNEY]: Your Honor, the State is not aware of any reservations as part of this plea bargain arrangement to appeal on any issue that has already been adjudicated by the Court.
"[DEFENSE COUNSEL]: Judge, I don't think we have to have them agree that we can appeal from an adverse ruling on a motion to quash the indictment.
"THE COURT: Well, I think the Defendant has a right to appeal any judgment and sentence. . . ." R. 18-19.
An indictment regular on its face gives the court jurisdiction to proceed, see Parham v. State,
It is clear that by pleading guilty, a defendant waives all nonjurisdictional defects occurring before the plea. See, e.g.,Martin v. State,
Ex parte Hergott,"Ordinarily, a guilty plea waives all nonjurisdictional matters, including a trial court's refusal to suppress evidence, but this Court has, by case law, permitted an exception to that general rule when a defendant specifically reserves his or her right to appeal such a ruling on a motion to suppress, as this petitioner did. Ex parte Sawyer,
456 So.2d 112 (Ala. 1983) (defendant allowed to supplement record on appeal to show that search and seizure issue was reserved when the plea of guilty was entered)."
As Justice Maddox's parenthetical explanation ofSawyer indicates, a defendant must reserve his right to appeal an adverse ruling on a issue arising before the plea "when theplea of guilty [is] entered." The reason behind such a requirement is clear: because a guilty plea waives all nonjurisdictional defects in proceedings *Page 383 occurring before the plea, Martin, supra, and "a guilty plea represents a break in the chain of events which has preceded it in the criminal process," Tollett, supra, an unconditional plea must be taken to represent the defendant's decision to forego any challenge to events occurring before the plea. If the defendant does not intend to forego such challenges, he must make that intent clear before he enters his plea.
In Bailey v. State,
This Court held that although the "subjective beliefs or expectations" of a defendant with regard to what matters can be appealed after a plea of guilty are insufficient to invalidate the voluntariness of the plea, "fundamental fairness dictates that such a rule should not apply where the trial court hasassured the defendant that he may still present the issue of speedy trial on appeal despite his guilty plea." Id. (emphasis added).
Bailey is not authority for finding that the issue underlying the appellant's motion to quash the indictment was reserved for appeal. First, unlike the judge who adjudicated Bailey guilty, Judge Partin did not clearly "assure the [appellant] that he [could] still present the [racial discrimination] issue . . . on appeal despite his guilty plea." Compare Bailey, 375 So.2d at 521. We cannot construe Judge Partin's general statement that the appellant had "a right to appeal any judgment andsentence" to be an assurance that the appellant could still present the specific issue of racial discrimination in the selection of the grand jury foreman on appeal.
Second, the appellant, unlike the accused in Bailey, did not inform the trial court of his desire to appeal the adverse pre-trial ruling and seek the court's approval of that actionbefore he entered his guilty plea. The timing of a "reserved plea" is significant not only because an "unreserved plea" waives all nonjurisdictional defects prior to the plea, but also because it is the policy in this state for all parties to "lay their cards on the table" before a guilty plea is accepted. See Rules 14.3(a) and (b), A.R.Crim.P. (mandating that the terms of a plea bargain agreement be disclosed "in open court prior to the time a plea is offered"); Ex parteYarber,
Plea negotiations are "plainly premised on the notion of bargain and exchange." Tollett v. Henderson,
We do not mean, by the foregoing statement, to impute improper motives to either party. In fact, based on the prosecutor's statement that "the State [was] not aware of any reservations as part of this plea bargain arrangement to appeal on any issue that has already been adjudicated by the Court," R. 18-19, it is likely that the issue underlying the appellant's motion to quash the indictment was simply not mentioned by either party during plea negotiations, and the appellant's failure to reserve that issue at the time of his plea was an oversight. Compare Ex parte Cassady,
The judgment of the circuit court is affirmed.
AFFIRMED.
All Judges concur.
Reference
- Full Case Name
- Charles Prim, Alias \Meatloaf\" Baker v. State."
- Cited By
- 28 cases
- Status
- Published