Parish v. State
Parish v. State
Opinion
On September 30, 1992, this court withdrew its opinion of December 27, 1991, and substituted another therefor. This court now withdraws its opinion of September 30, 1992, and substitutes the following therefor:
The appellant, Kelvin Loyce Parish, pleaded guilty to unlawful distribution of a controlled substance, in violation of §
We must reverse the trial court's judgment because the trial court failed to correctly inform the appellant of the minimum and maximum possible sentences.
The relevant portion of the plea colloquy reads as follows:
"THE COURT: Have you had explained to you the rights which you will give up by entering a plea of guilty and the range of punishment [5 to 20 years' imprisonment] as set out on the explanation of rights form?
"THE DEFENDANT: Yes. *Page 228
"THE COURT: Let me make one change on the form — it says not less than five years, but it will be not less than —"MR. BRANTLEY [defense counsel]: I put five because of the mandatory five.
"THE COURT: Do you understand that the — Class B felony and the range of punishment in this case is normally from two years to twenty years, but due to the fact that the offense occurred within three miles of a school, that the minimum sentence is three years and the maximum is twenty years, do you understand that?
"THE DEFENDANT: Yes, sir.
"THE COURT: And do you —
"MR. BRANTLEY: The minimum sentence is five years.
"THE COURT: You are correct, the minimum sentence is five years and the maximum is twenty years, but it is a Class B felony and I have changed that on that form.
"MR. BRANTLEY: Yes, sir.
"THE COURT: Backing up, do you understand that the range of punishment is from five years to twenty years in this case because of the — it's called the three-mile rule.
"THE DEFENDANT: Yes, sir."
The appellant was indicted for unlawful distribution of a controlled substance, a Class B felony, which has a sentence range of imprisonment for a minimum of 2 years and a maximum of 20 years. See §§
On original submission, we applied Willis v. State,
This court has frequently cited both Willis and pre-Willis cases as authority for refusing to review an issue contesting the validity of a guilty plea where that issue was not presented to the trial court. See, e.g., Roberts v. State,
However, the Alabama Supreme Court in Ex parte Rivers,
"[W]hen a sentence is clearly illegal or is clearly not authorized by statute, the defendant does not need to object at the trial level in order to preserve that issue for appellate review. See Bartone v. United States,
375 U.S. 52 [84 S.Ct. 21 ,11 L.Ed.2d 11 ] . . . (1963). Indeed, the illegality of a defendant's sentence is a ground specified in Rule 20, Ala.R.Crim.P. [Temp.], for a collateral post-conviction remedy."
Finding that the issue was not precluded, the court remanded the case with the instruction that Rivers's convictions be reversed, holding that "[b]ecause Rivers was not informed of the minimum possible sentence in his cases, prior to his plea of guilty, his guilty plea was not knowingly, voluntarily, and intelligently given," 597 So.2d at 1310.
Apparently, the Rivers court considered that the trial court's failure to correctly advise Rivers of the minimum possible sentences resulted in the trial court's lack of jurisdiction.5 This appears to be a departure *Page 230
from case law. As far as we are aware, a lack of information or misinformation about the sentencing consequences of pleading guilty has always been treated in the context of the voluntariness of the plea — not in the context of jurisdiction. See, e.g., Carter v. State,
We note that in situations similar to the one before us — where, in the trial court's colloquy with the defendant and in the explanation of rights form, the appellant was given sentencing misinformation — we have not automatically ordered that the judgment of conviction based upon the appellant's guilty plea be reversed, as the Rivers court instructed, rather, we have remanded the case for an evidentiary hearing.
Lochli v. State,"[W]here the defendant is given sentencing misinformation, the mere fact that he was given such misinformation
" ' "does not end the matter. 'The standard was and remains whether the plea represents a voluntary and intelligent choice among the alternative courses of action open to the defendant.' North Carolina v. Alford,
400 U.S. 25 ,31 [91 S.Ct. 160 ,164 ,27 L.Ed.2d 162 ] . . . (1970). The dispositive issue . . . is whether [the defendant] would have or would not have pleaded guilty had he been given the correct [information]. See Pitts v. United States,763 F.2d 197 ,201 (6th Cir. 1985); Williams v. Smith,591 F.2d 169 (1979)." '"Jackson v. State,
565 So.2d 669 ,671 (Ala.Cr.App. 1990) (quoting Holman v. Jones, No. CV-87-A-2163-S (N.D.Ala., Nov. 16, 1988)) (emphasis added [in Lochli]). See also Williams v. Smith,591 F.2d 169 ,172 (2d Cir.), cert. denied,442 U.S. 920 [99 S.Ct. 2845 ,61 L.Ed.2d 289 ] . . . (1979) ('the test . . . for determining the constitutional validity of a state court guilty plea where the defendant has been given sentencing misinformation is whether the defendant was aware of actual sentencing possibilities, and, if not, whether accurate information would have made any difference in his decision to enter a plea')."
However, in reliance on Rivers, we hold that the appellant's issue regarding sentencing misinformation is properly before this court, despite the appellant's failure to object at the plea proceeding, to move for a new trial, or to move to withdraw his guilty plea. Therefore, we hold that, because the appellant was not correctly informed of the minimum and maximum possible sentences, his sentence was void, although it fell within the correct permissible range of sentence, and, in accordance with Rivers, we reverse his conviction. (We see no need to determine whether the present error warrants reversal under A.R.Cr.P. 14.4, see generally, 2 W. LaFave and J. Israel,Criminal Procedure § 20.5(c) (1984), because this error clearly warrants reversal under Rivers.)
Based on the foregoing, the judgment of the circuit court is reversed, and this case is remanded for proceedings consistent with this opinion. *Page 231
APPLICATION FOR REHEARING GRANTED; RULE 39(k) MOTION DENIED; OPINION OF SEPTEMBER 30, 1992, WITHDRAWN; OPINION SUBSTITUTED; REVERSED AND REMANDED.
All Judges concur.
Reference
- Full Case Name
- Kelvin Loyce Parish v. State.
- Cited By
- 11 cases
- Status
- Published