Dubose v. State
Dubose v. State
Opinion
The appellant, Jack Dzurian Dubose, was charged in eight separate indictments with eight counts of forgery in the second degree and eight counts of possession of a forged instrument in the second degree. (Each two-count indictment contained one forgery count and one possession of a forged instrument count.) Pursuant to a plea bargain agreement, the appellant pleaded guilty to the eight forgery charges, and the eight possession of a forged instrument charges were dismissed. The guilty pleas were entered in a single proceeding held June 23, 1994. The appellant admitted having "at least three prior felony convictions," R. 16, and was sentenced on the recommendation of the State to 15 years' imprisonment on each of the eight convictions, with each sentence to be served concurrently with the other sentences and with the sentence for a previous conviction that he was then serving. The appellant raises two issues in this pro se appeal from his convictions.
The State maintains that this issue was not properly preserved for appellate review because the appellant did not object on this ground at the plea proceedings and did not file a motion to withdraw his pleas or a motion for a new trial. However, as this Court observed in Tillery v. State,
The record on appeal contains a transcript of the plea proceedings. This transcript shows that the trial court "address[ed] the [appellant] personally in the presence of counsel in open court" concerning the matters set forth in Rule 14.4(a), A.R.Crim.P. *Page 342 In explaining the appellant's right to a trial, the trial court stated:
"Now, you have a right to be represented by an attorney at all stages of all of these cases. At the trial of your case, you would have the right to have your attorney subpoena witnesses to come to court and testify on your behalf and to cross-examine the state's witnesses. Your attorney would be bound to do all that she could honorably and reasonably do to ensure that you received a fair trial and effective legal representation."
R. 18. The trial court further explained that the state would have the burden of proof at trial; that the appellant would be presumed innocent; and that the appellant would have the right to testify in his own behalf, but that he could not be forced to testify against himself. See Rule 14.4(a)(1)(v) and (vi). The trial court then stated: "If you plead guilty, you waive or give up these other rights that I have just explained to you, there would be no trial, and, further, you would be incriminating yourself by telling the court that you are guilty of the charges in these cases." R. 20.
The appellant's interpretation of the above statements is that the trial court informed him that by pleading guilty he waived his right to be represented by competent counsel. We do not agree with this interpretation. While the trial court's statements are not perfectly clear on this matter, we think that a fair reading of its statements is that by pleading guilty, the appellant waived his right to a trial at which he would have certain other rights, including the right to be represented by competent counsel.
However, even if we agreed with the appellant's interpretation of the trial court's statements, we would not be required to reverse the appellant's convictions. A defendant has the right to be represented by counsel when entering a guilty plea. Cuevas v. Wilson,
Clearly, if we accepted the appellant's interpretation of the trial court's statements, those statements would be incorrect. The error would, however, be harmless. The record affirmatively shows that the appellant was, in fact, represented by counsel at the plea proceedings. There is nothing in the record to indicate that counsel was ineffective. Further, the appellant has made no explicit claim that counsel's performance was deficient. See Rule 45, A.R.App.P. Cf. Tanner v. State,
We note that the appellant makes the statement in his brief that neither the attorney representing him at the plea proceeding nor the prosecutor objected to the complained of statements by the trial court. While it does not appear to this Court that the appellant is claiming that his counsel at the plea proceeding was ineffective, if it was the appellant's intent to make such a claim, that issue was not properly preserved for our review. In Ex parte Jackson,
At the beginning of this portion of this opinion we recognized that the recent Alabama Supreme Court cases ofBennett v. State, Ex parte Parish, Cantu v. State, and Gordonv. Nagle have effectively abolished the requirement that alleged errors in a guilty plea colloquy be brought to the attention of the trial court in order to preserve those alleged errors for review. We do not *Page 343 read those cases to extend to claims of ineffective assistance of counsel involving alleged plea colloquy errors. Instead, we deem all claims of ineffective assistance of counsel to fall within the holding of Ex parte Jackson — they must be preserved by proper objection in the trial court.
However, even if the appellant had properly preserved a claim of ineffective assistance of counsel, or if Bennett, Parrish,Cantu, and Gordon v. Nagle are ultimately held to extend to claims of ineffective assistance of counsel involving alleged plea colloquy errors, the appellant could not prevail on such a claim.
Kinsey v. State,"In order to prevail on a claim of ineffective assistance of counsel, a defendant must show (1) that counsel's performance was deficient, and (2) that the deficient performance prejudiced the defense. Strickland v. Washington,
466 U.S. 668 ,104 S.Ct. 2052 ,80 L.Ed.2d 674 (1984). 'In determining whether a defendant has established his burden of showing that his counsel was ineffective, we are not required to address both considerations of the Strickland v. Washington test if the defendant makes an insufficient showing on one of the prongs.' Thomas v. State,511 So.2d 248 ,255 (Ala.Cr.App. 1987)."
Rule 2.2(e), A.R.Crim.P., sets out the procedure for accepting a guilty plea in a prosecution based on aninformation. In the eight cases at issue in this appeal, the appellant was charged by indictment. Rule 14.4, A.R.Crim.P., governs the acceptance of guilty pleas in a prosecution based on an indictment. Rule 14.4 was complied with in these cases.
For the reasons stated above, the judgments of the circuit court are affirmed.
AFFIRMED.
All Judges concur.
Reference
- Full Case Name
- Jack Dzurian Dubose, Alias v. State of Alabama.
- Cited By
- 4 cases
- Status
- Published