Mayo v. City of Rainbow City
Mayo v. City of Rainbow City
Opinion
Robert Mayo, the appellant, was convicted in the municipal court of the City of Rainbow City of two offenses: cruelty to animals, a violation of Ala. Code 1975, §
The appellant appealed his convictions to the Etowah Circuit Court, where he was acquitted of the cruelty to animals charge, convicted of the possession of noxious substances charge, and fined $100. He raises four issues on appeal to this Court.
Kenneth Swafford testified that he had four dogs, one of which suddenly became ill and died on January 23, 1992. A week later, Swafford was looking out the window of his home when he saw the appellant driving a truck slowly around the cul-de-sac on which Swafford lived. Swafford watched as the appellant stopped, opened the door of the truck, "bent over[,] . . . put something . . . out beside the street" in front of Swafford's house, and then drove away. R. 11.
Swafford went outside and found an aluminum pie plate containing what appeared to be "dog food and corn bread mixed together and . . . green liquid all the way around to the rim." R. 12. Swafford testified that the green liquid looked like antifreeze. *Page 526
Swafford took the pie plate and its contents to the local animal control officer. That officer delivered the material to Dr. Philip Baxter, a Gadsden veterinarian. Dr. Baxter sent the substance to the Veterinary Diagnostic Laboratory in Auburn. He later received a report from the lab stating that the sample contained ethylene glycol, or antifreeze, a substance toxic to dogs.
Dr. Baxter testified that he was the veterinarian who had examined the Swafford dog that had died on January 23. Baxter stated that, following an autopsy on the dog, he had received a report from the Auburn lab indicating that the dog had died of renal oxalosis, most commonly caused by ingestion of ethylene glycol, or antifreeze.
On direct examination of Dr. Baxter, the following occurred:
"Q. [BY CITY ATTORNEY]: Let me show you this document [the lab report] marked exhibit eight.
"[DEFENSE COUNSEL]: I'm going to object to it.
"Q. Let me, first of all, ask you do you recognize that document?
"A. Yes, sir.
"Q. Is that document kept in the regular course of your profession or your business?
"A. Yes, sir.
"Q. Is that the report that you got back from the lab on the food sample?
"A. Yes, sir.
"Q. Would you tell us the results of that?
"[DEFENSE COUNSEL]: Your Honor, we're going to object to that. He did not make the diagnosis himself. He did not do the test. He did not participate in doing the test. Someone else in what they call the Veterinary Diagnostic Laboratory in Auburn did the test and there's certainly higher and better evidence of those tests.
"THE COURT: Overruled. You can answer, sir."
R. 37-38.
Defense counsel's objection did not specifically mention either "hearsay" or the failure to establish a proper "predicate" for admission of the document as a business record exception to the hearsay rule, but we think that the trial judge was sufficiently apprised of the grounds for the objection and that he erred in overruling it. Although counsel could have stated his objection more precisely, he did direct the court's attention to the fact that Dr. Baxter was not the proper witness to authenticate a document that he had no part in creating or any familiarity with the method by which it was created.
Under the circumstances, we hold that defense counsel's objection adequately preserved for our review the issue of whether the lab report was hearsay and not within the business record exception to the hearsay *Page 527
rule. Compare Ex parte McCall,
The admission of the report into evidence was error. Although it might have been authenticated as a business record admissible under Ala. Code 1975, §
"Testimony by any witness, frequently the custodian of the record, that the document now exhibited to him is a record of the business; that he knows the method (i.e., the standard operating procedure) used in the business of making records of the kind now exhibited to him; and that it was the regular practice of the business to make records of such kind and to make them at the time of the event recorded or within such specified period thereafter as could be found by the trier of fact to be reasonable, is a sufficient authentication of the record to require its admittance in evidence."
C. Gamble, McElroy's Alabama Evidence § 254.01(3) at 679 (4th ed. 1991) (emphasis added).
The lab report, authored by a third party and sent to Dr. Baxter, was obviously not made in the regular course of Dr. Baxter's business. The report may have been retained, and even relied on, by Dr. Baxter in the regular course of his business, but neither of those occurrences is sufficient to make the report Dr. Baxter's business record. See Ex parte Frith,
Dr. Baxter was simply not a "person in a position to attest to the authenticity" of the lab report. See Theriot v. BayDrilling Corp.,
"[W]hen a reviewing court determines that a defendant's conviction must be reversed because evidence was erroneously admitted against him, and also concludes that without the inadmissible evidence there was insufficient evidence to support a conviction," the defendant may be retried without running afoul of the double jeopardy clause. Lockhart v.Nelson,
Lockhart mandates that "a reviewing court must consider all of the evidence admitted by the trial court in determining whether retrial is permissible under the Double Jeopardy Clause." Lockhart v. Nelson,
For the reasons stated in Part III of this opinion, the appellant's conviction is reversed and the cause is remanded for a new trial.
REVERSED AND REMANDED.
All Judges concur.
"Any writing or record, whether in the form of an entry in a book or otherwise, made as a memorandum or record of any act, transaction, occurrence or event, shall be admissible in evidence in proof of said act, transaction or event if it was made in the regular course of any business and it was the regular course of the business to make such memorandum or record at the time of such act, transaction, occurrence or event, or within a reasonable time thereafter. All other circumstances of the making of such writing or record, including lack of personal knowledge by the entrant or maker, may be shown to affect its weight, but they shall not affect its admissibility. The term 'business' shall include a business, profession, occupation and calling of every kind."
Reference
- Full Case Name
- Robert Mayo v. City of Rainbow City.
- Cited By
- 4 cases
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- Published