Rolling v. State
Rolling v. State
Opinion
Oliver Tyrone Rolling appeals from the circuit court's denial of his Rule 32, Ala.R.Crim.P., petition in which he contests his 1986 convictions for felony murder and reckless manslaughter. Rolling had been brought to trial on a two-count indictment: Count I charged the felony murder of Jim Godfrey, §
In his petition, filed on August 8, 1994, Rolling asserted that after March 12, 1994, he received allegedly newly discovered evidence upon which he bases the following claims: (1) that because his two convictions are based on the same act — the killing of Jim Godfrey — they violate his right against double jeopardy; (2) that the prosecutor was guilty of misconduct in allowing Rolling's double jeopardy and due process rights to be violated and also in his withholding the complete record; (3) that his trial counsel was ineffective for allowing Rolling's right against double jeopardy to be violated by his being convicted twice for one murder; and (4) that double convictions for the same act are in effect double punishment when those convictions are subsequently used for enhancement under the Habitual Felony Offender Act.
In response to these allegations, the state asserted that Rolling's petition is precluded by the limitations period of Rule 32.2(c), that there has been no newly discovered evidence to warrant relief, and that the claims are successive, repetitious, and without legal foundation.
In dismissing Rolling's petition, the circuit court found that all issues either were raised or could have been raised in Rolling's prior petition for writ of error coram nobis or in his appeal. It further found that the petition is repetitive and barred under the Alabama Rules of Criminal Procedure.
We first note that in his petition, Rolling failed to specify what evidence that allegedly supports his petition was newly discovered. However, in his brief, it is apparent that this alleged evidence is the indictment. In his brief, Rolling claims that the indictment is not included in the trial transcript, that it was not read to the jury, and that, in fact, it is not included in any record of any proceeding having to do with his two convictions. However, a review of the record submitted to this court on the direct appeal of Rolling's convictions reveals that the jury was instructed on the charges in the indictment, and that record contains the indictment. Rolling's assertions fail to meet the criteria of Rule 32.1(e); the indictment does not constitute newly discovered evidence.
Nevertheless, on the facts alleged, all of the petition's allegations raise the question of the legality of the two convictions that arose out of one homicide. Rolling was indicted for murder, under alternative subsections of the murder statute, and he was convicted of one of those two alternatives as well as of the lesser included offense of the second alternative method of proving the same offense.
In Meyer v. State,
"The guarantee against twice being placed in jeopardy for the same offense protects (1) against a second prosecution for the same offense after acquittal, (2) against a second prosecution for the same *Page 814 offense after conviction, and (3) against multiple punishments for the same offense. North Carolina v. Pearce,
395 U.S. 711 ,717 ,89 S.Ct. 2072 ,2076 ,23 L.Ed.2d 656 (1969). The appellant's convictions and sentence concern the third of these guarantees."The appellant was indicted for three separate offenses. Though the appellant was indicted for three counts of capital murder, he was ultimately convicted for three counts of the lesser included offense of intentional murder. These three counts were contained in the same statute. An evaluation of the case under [In re] Sisson v. State,
528 So.2d 1159 (Ala. 1988), shows that the appellant could not have been convicted of three counts of the same statute. As this court stated in Sisson, '[T]he two subsections of a similar statute were merely alternative methods of proving the same crime, and therefore, did not constitute separate offenses.' Sisson, 528 So.2d at 1162. Thus appellant's conviction on three counts of intentional murder violated the protection against double jeopardy guaranteed to him by the constitution."The state argues that since the appellant was only sentenced once, to 50 years' imprisonment, the error is harmless. We do not agree with this argument. The United States Supreme Court stated in Ball v. United States,
470 U.S. 856 ,105 S.Ct. 1668 ,84 L.Ed.2d 740 (1985):" 'The remedy of ordering one of the sentences to be served concurrently with the other cannot be squared with Congress' intention. One of the convictions, as well as its concurrent sentence, is unauthorized punishment for a separate offense.
" 'The second conviction, whose concomitant sentence is served concurrently, does not evaporate simply because of the concurrence of the sentence. The separate conviction apart from the concurrent sentence, has potential adverse collateral consequences that may not be ignored. For example, the presence of two convictions on the record may delay the defendant's eligibility for parole or result in an increased sentence under a recidivist statute for a future offense. Moreover, the second conviction may be used to impeach the defendant's credibility and certainly carries the societal stigma accompanying any criminal conviction. Thus, the second conviction, even if it results in no greater sentence, is an impermissible punishment.'
"Ball,
575 So.2d at 1217. The Meyer court remanded the case for the trial court to vacate two of the appellant's murder convictions.
An alternative analysis of Rolling's claims arises from the fact that Rolling was convicted not only of felony murder but also of a lesser included offense of felony murder. Reckless manslaughter is a lesser included offense of felony murder; it requires no proof independent of that necessary to establish felony murder. See §
Coral v. State,
See also Crear v. State,"The appellant contends that he was twice put in jeopardy for the same offense because he was convicted of the lesser included offense of murder under Count I, which alleged the capital offense of murder-robbery, and he was also convicted of the capital offense of murder-burglary under Count II. It is clear that these two offenses arose out of the same conduct and that his murder conviction constitutes a conviction for the same murder that was an element of the capital offense of murder-burglary for which he was also convicted. While the appellant was in fact sentenced only for the greater offense, his murder conviction under Count I cannot *Page 815 stand. Section §
13A-1-8 (b) provides, in part, as follows:" 'When the same conduct of a defendant may establish the commission of more than one offense, the defendant may be prosecuted for each such offense. He may not, however, one offense if:
" '(1) One offense is included in the other, as defined in section §
13A-1-9 . . . ."1"Clearly, under §
13A-1-9 , murder is included in the capital offense of murder-burglary. . . . Accordingly, this cause is remanded for the trial court to vacate the appellant's conviction for murder under Count I of the indictment. However, the appellant's conviction for the capital offense of murder-burglary was proper in this regard and thus it stands."
Based on the above discussion, the trial court's judgment finding Rolling guilty of both crimes was error. We hold that, particularly pursuant to §
In so holding, we recognize that the Alabama appellate courts have previously held that the defendant's failure to file a pretrial motion raising a double jeopardy claim forecloses subsequent assertion of that issue. See the cases discussed below. See also Rule 15.2(a) ("Objections based on defects in the commencement of the proceeding or in the charge, other than lack of subject matter jurisdiction or failure to charge an offense, may be raised only by pre-trial motion as provided in Rule 15.3."). However, this rule should apply only if the double jeopardy claim is viable prior to trial. See, e.g., Ex parte Sales,
Moreover, this double jeopardy claim goes to the jurisdiction of the trial court to render judgment. In Ex parteMcKelvey,
We further find that the state failed to meet its burden in regard to its assertion of the successive petition procedural bar.
Ellison v. State,"In order for a petition to be procedurally barred as successive, the state must plead that the prior petition had been adjudicated on its merits. Kuk v. State,
580 So.2d 750 (Ala.Cr.App. 1991). See also Temp. Rule 20.3 [presently A.R.Cr.P. 32.3] (which states, in part, that '[t]he State shall have the burden of pleading any ground of preclusion')."
In conclusion, we find that allegations in Rolling's petition's of prosecutorial misconduct and ineffective counsel are procedurally barred by Rule 32.2(c). However, the following grounds are not procedurally barred by Rule 32.2(b) or 32.2(c): (1) that his two convictions charged under the same statute and in two counts of one indictment were based on the same act and one murder and thus violate his right against double jeopardy; and (2) that double convictions for the same act are in effect double punishment when those convictions are subsequently used for enhancement under the Habitual Felony Offender Act.
Accordingly, this case is remanded for further proceedings consistent with this opinion. *Page 817
REMANDED WITH INSTRUCTIONS.*
All Judges concur.
Reference
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- Oliver Tyrone Rolling v. State.
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