Shumate v. State
Shumate v. State
Opinion
The appellant, Anthony Lynn Shumate, was convicted of receiving stolen property in the first degree in violation of §
The appellant was convicted of receiving stolen property in the first degree, a Class B felony punishable by "not more than 20 nor less than 2 years" in the penitentiary. §
This presents an issue of first impression for this court. The only Alabama case thus far dealing with the use of facsimile machines for court documents is McKay v. Tuck,
McKay,"In ratifying the new Judicial Article of the Constitution, the people of this state mandated a unified court system with uniform rules. Cowin Equipment Co. v. Robison Mining Co.,
342 So.2d 910 (Ala. 1977). The Judicial Article vested within the Supreme Court of Alabama the power and authority to make and promulgate rules governing the administration of the courts. Cowin. These rules can be changed only by a statewide act of the legislature or, of course, by the supreme court itself. Cowin."
In Ex parte Tuck, the Alabama Supreme Court affirmed the judgment of the Court of Civil Appeals but offered the following caveat:
Tuck,"This Court has referred the whole subject of facsimile filings, including notices of appeal, to its Standing Committee on the Rules of Civil Procedure and its Standing Committee on the Rules of Appellate Procedure. As of now, we have not received a report from these committees.
"We offer the following caveat to the Bar. The notice of appeal from the district court to the circuit court in this case is treated as a proper and timely filing. Likewise, other filings attempted by facsimile transmission in reliance on the opinion of Court of Civil Appeals will be taken as proper on the same basis through the period ending July 31, 1993. After that date we will not recognize facsimile transmissions as filings, within the meaning of our rules of court or the statutes of this state, except as statutes or rules may specifically authorize 'filing' by facsimile transmission. The Alabama rules of court do not presently specifically authorize any 'filings,' either of notices of appeal *Page 1347 or any other documents, by facsimile transmissions."
To date, no Alabama rule of court has been adopted to authorize filings by facsimile transmissions.
However, Ex parte Tuck does not resolve the present issue because the issue in this case concerns more than the use of facsimile machines for filings. What is at issue here is the authenticity of documents used to prove prior felony convictions.
In order to invoke the HFOA, "the burden of proof [is] on the state to show that the defendant has been convicted of a previous felony or felonies." Rule 26.6(b)(3)(iii), Ala.R.Crim.P. "If the state fails to meet its burden of proof to establish one or more prior felony convictions, then the defendant shall not be sentenced as an habitual offender." Rule 26.6(b)(3)(iii), Ala.R.Crim.P.
In order to prove a prior felony conviction, the state must present a certified copy of the conviction to the trial court at the sentencing hearing. Allen v. State,
However, the state presented to the trial court a copy of a certified copy that was received via facsimile machine. In other words, the state presented a copy of a certifiedcopy of the appellant's prior felony conviction. We are unaware of any authority in this state that provides for self-authentication of copies of certified copies or that attaches certified copy status to such a document. Therefore, we have looked to the courts of other states for guidance on this issue, and we adopt the position of the Indiana Supreme Court and the Arizona Supreme Court with regard to the evidentiary status of copies of certified copies.
The Indiana Supreme Court stated in Harwood v. State,
"The defendant contends that State's Exhibit 3, a copy of the judgment and order of probation from his 1984 Texas conviction of indecency with a small child, was erroneously admitted into evidence because the attached certification was itself a copy which had been reproduced by a fax machine. The Court of Appeals held that the State's Exhibit No. 3 was rendered inadmissible because the document and certification were facsimile copies.
"In Kelly v. State (1990), Ind.,
561 N.E.2d 771 , we held that, while copies of public records can themselves be admissible if their authentication is properly certified, the certifications themselves do not constitute public records and photocopies are not acceptable if a genuine issue is raised as to their authenticity. The trial objection in the present case was similar to that made in Kelly. Harwood's counsel made a timely objection expressly questioning the authenticity of the certification, the identity of the certifying clerk as keeper of the records, and the absence of a seal, further stating:" 'I object because the certification itself is not an original. I understand that copies can be introduced of the documents themselves, but I believe the law is that the certification itself must be an original.'
"Record at 260. In accordance with Kelly, the defendant's contention is correct. It was error to admit State's Exhibit No. 3."
The Arizona Supreme Court stated in State v. Stotts,
"The certification in the instant case is a copy of a certification. The proffered evidence in the instant case is a copy of a certified copy. Rule 902(4), Rules of Evidence, 17A A.R.S. does not provide for *Page 1348 self-authentication of copies of certified copies. ' "Certified copies" cannot and does not mean copies of certified copies.' State v. McGuire,
113 Ariz. 372 ,375 ,555 P.2d 330 ,333 (1976). (emphasis in the original.)"
We hold that a facsimile copy or a photocopy of a certified copy of a prior felony conviction is not sufficient proof of a prior felony conviction for purposes of sentence enhancement under the Habitual Felony Offender Act. Therefore, this case must be remanded to the Cullman County Circuit Court for a new sentencing hearing.
In the interest of judicial economy, we will address the additional issues raised by the appellant on appeal.
The state's evidence tended to show that the appellant had purchased a stolen Honda four-wheel all terrain vehicle (ATV). The appellant testified in his own defense. He testified that he bought the ATV from Wayne Barnett, and he showed a bill of sale purportedly signed by both Wayne Barnett and him.
On cross-examination the appellant admitted telling the police that he had bought the ATV at a garage sale. Before eliciting this testimony, the prosecutor asked the appellant if he had read and signed a form waiving his Miranda v. Arizona,
First, the prosecutor did not comment on the appellant's exercise of his Fifth Amendment privilege but rather on hiswaiver of that privilege. Second, the record reflects that the prosecutor asked the appellant about his waiver of Miranda rights in order to lay a foundation to impeach the appellant with a prior inconsistent statement.
Varner v. State,"The rule is that prior inconsistent statements of a witness may be used to impeach the credibility of the witness but, generally, may not be considered as substantive evidence. Randolph v. State,
348 So.2d 858 (Ala.Cr.App. 1977); C. Gamble, McElroy's Alabama Evidence, § 159.02(1) (3d ed. 1991)."
We hold that the trial court correctly allowed the prosecutor to ask the appellant about his Miranda waiver in order to lay a foundation for impeachment.
However, the record reflects that the appellant was attempting to cross-examine Bailey about the alleged inconsistency of his testimony with the contents of a police report that was written by another police officer investigating the case. The record reflects that Bailey's testimony was in fact consistent with the report. Furthermore, the trial court correctly limited the appellant's cross-examination on this matter because Bailey did not write the police report and could not testify as to matters of which he had no personal knowledge. Spurgeon v. State,
This case is remanded to the Cullman County Circuit Court for proceedings not inconsistent with this opinion. Due return should be filed with this court no later than 42 days from the date of this opinion. *Page 1349
REMANDED WITH DIRECTIONS.*
All the Judges concur.
Reference
- Full Case Name
- Anthony Lynn Shumate v. State.
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- Published