Baker v. State
Baker v. State
Opinion
Jerry Dewitt Baker, the appellant, was convicted of theft by deception in the first degree and was sentenced to 10 years' imprisonment. This sentence was "split" and he was ordered to serve three years in incarceration and the balance of the sentence on probation. The appellant raises eight issues on this direct appeal of his conviction.
The State correctly asserts that the appellant's motion for a new trial did not preserve this issue for our review. " 'The grounds urged for a new trial must ordinarily be preserved at trial by timely and sufficient objections.' " Hamrick v. State,
At the appellant's request, Hillis endorsed the check made out to her and gave it to the appellant so that he could deduct his fee. He indicated that he would send her a check for the remainder, which he did, but the check could not be cashed because there were insufficient funds in the account. The appellant argues that the trial judge should have disqualified himself because he had presided over the settlement conference in the worker's compensation case in which the appellant had represented Hillis and where the amount to be paid to Hillis as settlement was negotiated. The appellant maintains that had the judge not presided over his trial, he could have used the judge's testimony to contradict Hillis's trial testimony concerning discussions that allegedly occurred at the settlement conference in order to "impeach [her] veracity and credibility." Appellant's brief at 19-20.
This issue is procedurally barred from appellate review, because it was first raised by the appellant in a "supplemental motion for [a] new trial" filed at sentencing. Ross v. Luton,
The appellant first argues that the trustee appointed to oversee the appellant's law practice following the appellant's voluntary surrender of his license to practice law "failed to fulfill the fiduciary responsibility vis-a-vis the [a]ppellant." Appellant's brief at 22. He appears to suggest that the trustee's failure in this regard somehow resulted in his being prosecuted. However, the record reveals that this claim was never presented to the trial court, and "[a]n issue raised for the first time on appeal is not subject to review because it has not been properly preserved and presented."Pate v. State,
The appellant next argues that the trial court erred in its "refusal to estop the State from further prosecution of [the] [a]ppellant after [the] [a]ppellant had entered into a valid plea bargain agreement." Appellant's brief at 25. As explained in Part I of this opinion, the appellant raised the issue of the alleged plea bargain in his motion for a new trial filed on the day of sentencing. This issue is procedurally barred from appellate *Page 4 review because it was untimely raised. See Part I.
The appellant next argues that the trial court erred by its "failure to provide personal notice to [the] [a]ppellant of the change of appointed counsel [for appeal] and of the completion and readiness of the transcript of the proceedings." Appellant's brief at 25. The appellant was sentenced and gave notice of appeal on October 6, 1994. New counsel was appointed for his appeal on October 31, 1994. The trial transcript was completed on December 29, 1994. On January 6, 1995, the trial court allowed the appellant's counsel to withdraw and appointed other counsel for the appellant. The appellant alleges in his brief that he was first made aware of the completion of the trial transcript and the appointment of second counsel on January 27, 1995, when that counsel appeared at the appellant's work place and informed him of these events. The appellant specifically argues that because he "provided substantial assistance to the research, drafting, preparation and filing of his brief," Appellant's brief at 27, the alleged lack of notice caused delay in the preparation of his brief and "substantially prejudiced and harmed" him. Id.
This Court granted a motion filed by the appellant's second attorney to extend the time for filing the appellant's brief to four weeks from the day of that attorney's appointment. Moreover, the appellant's attorney asked for and was granted another one-week extension. Therefore, the appellant's brief was not filed until a full two weeks after he alleges he was first made aware of the completion of the trial transcript and the second appointment of counsel. In addition, the appellant fails to allege exactly how his brief is deficient. Based on these facts, we find no violation of due process. In so doing, we are mindful of the rule that "[w]hen a party is represented by counsel, the clerk may not accept a brief from that party." Rule 31(a), A.R.A.P. The appellant was represented by counsel; therefore, even though he had been an attorney, his counsel, not him, was responsible for filing the brief.
The appellant next argues that "[t]he State made extrajudicial statements materially prejudicing [the] [a]ppellant's sentencing hearing." Appellant's brief at 28. This claim is procedurally barred from appellate review because it is raised for the first time on appeal. Pate, 601 So.2d at 213; Anderson v. State,
Finally, the appellant argues that the trial court erred in denying his motion for a continuance. On the first day of the trial, immediately before the entry of the appellant's plea of not guilty, the following occurred:
"MR. PATTERSON [(defense counsel)]: Your Honor, I began to represent Mr. Baker by being retained by him this morning. He had previously spoken to an attorney named Carl Mark Sandlin about representation and thought that he had an agreement with him, but apparently they did not and apparently there was a misunderstanding between them. And because of this, other than the motion to dismiss I filed this morning, no documents have been [filed] on behalf of Mr. Baker; I did not review any production from the State until a few minutes ago when they gave me some. And the issues in this case involve the bank accounts, [c]lient [s]ecurity [f]und, a file which Mr. Baker has still been unable to locate, and many matters which might require the subpoenaing of witnesses on behalf of Mr. Baker and none of which I've been able to do for him. I'm going to do a mighty poor job of lawyering today if we are put to trial.
"I don't think that Mr. Baker has tried to achieve a continuance for any bad reason in any way. He merely thought that he would be represented by Sandlin until Monday. I'm asking the Court for a continuance obviously. The case has not been set for trial before and I don't think other than a trip up here by the Hillises anybody would be greatly put out by a continuance. And we will be ready the next time with our proof.
"THE COURT: Well, let me speak more to your client than to you, Mr. Patterson. *Page 5 Mr. Baker, you were a member of the Bar.
"THE DEFENDANT: Yes, sir.
"THE COURT: And at one time you were an Assistant City Attorney.
"THE DEFENDANT: Yes, sir.
"THE COURT: And you understand the responsibilities of an attorney in a trial of a criminal case. Mr. Sandlin never appeared of record for you in this case.
"When the case was โ the docket for this week of trial was first sounded on Monday, you did not appear at the time specified in the docket. I, later that day, after you had not appeared for calling the docket at least twice, which is my custom before issuing a capias order on August 29, I rendered a capias warrant for your arrest whereupon you finally showed up and you were with Mr. Patterson. You and Mr. Patterson had been in discussion concerning his representation of you since at least Monday. This is Thursday. Your lack of preparation of trial in this case appears to me to be just a continuation of the conduct that had brought you to this sad pass.
"The motion for continuance is denied unless the State wishes to concede in it.
"MR. RIZZARDI [(the prosecutor)]: If I could have one moment, Your Honor.
"We would not be willing to make that concession.
"THE COURT: All right. Then the case is for trial."
R. 7-9.
"A motion for [a] continuance due to lack of time for adequate preparation is a matter entirely and exclusively within the sound discretion of the trial court and its ruling will not be reversed on appeal absent a plain and palpable showing of abuse." Reynolds v. State,
In his reply brief, the appellant refers us to a list of factors set forth in Adkins v. State,
As we stated in Adkins, " '[t]here are no mechanical tests for deciding when a denial of a continuance is so arbitrary as to violate due process. The answer must be found in the circumstances present in every case, particularly in the reasons presented to the trial judge at the time the request is denied.' " 600 So.2d at 1061, quoting Ungar v. Sarafite,
The majority in Burton notes with approval certain language from the dissenting opinion in that case. 584 F.2d at 491 n. 16. That language includes the following: "The accused who has had an adequate chance to secure counsel, and who on the very eve of trial seeks a postponement to obtain a substitute or additional counsel, needs a strong showing of sincerity to overcome a natural inference of bad faith." 584 F.2d at 507. *Page 6
" 'The right to choose counsel is a shield and part of an accused's due process rights. It should not be used as a sword with the purpose of obstructing the orderly procedure of the courts or to interfere with the fair administration of justice.' " Reynolds v. State,
The appellant did not overcome the inference of bad faith in this case. As we stated in Johnson v. State,
This case presents the same problem we addressed inRoberts v. State,
"Our determination of the validity of the strikes based on any information elicited during the prosecution's questioning of the jury venire is hampered because the appellant has failed to provide a transcript of the voir dire. Also, the record does not contain the clerk's office jury list of any relevant information about the jurors. 'It is the appellant's duty to provide this court with a complete record on appeal.' Knight v. State,
621 So.2d 394 (Ala.Cr.App. 1993). See also Holder v. State,584 So.2d 872 (Ala.Cr.App. 1991). We cannot predicate error on a silent record. Hutchins v. State,568 So.2d 395 (Ala.Cr.App. 1990). We will not find reversible error based on a Batson objection when there is no transcript of the voir dire contained in the record."
For the foregoing reasons, the judgment is hereby affirmed.
AFFIRMED.
All Judges concur. *Page 7
Reference
- Full Case Name
- Jerry Dewitt Baker v. State.
- Cited By
- 20 cases
- Status
- Published