McLeod v. Beaty
McLeod v. Beaty
Opinion of the Court
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 675
John McLeod, a speech and theater instructor, and Barbara Dinkins, a biology instructor, are both employed by Wallace State Community College in Dothan (the College). In 1994, the instructors filed in the circuit court separate actions for declaratory judgments and petitions for writs of mandamus directed to the College and to Dr. Larry Beaty, individually and in his capacity as president of the College. The instructors alleged that, by reason of the length of their employment with the College, they had gained tenure but had not been offered full-time nonprobationary contracts of employment.
McLeod and Dinkins claim that, as employees of a state junior college, they are protected by the provisions of the Fair Dismissal Act, Ala. Code 1975, §
The College and Dr. Beaty maintain that McLeod and Dinkins are not tenured employees and are not covered by the FDA. The College and Dr. Beaty also assert that they are immune from suit under § 14 of the Alabama Constitution of 1901 and that the circuit court lacked jurisdiction over these actions because McLeod and Dinkins failed to exhaust the administrative remedies available to them.
The circuit court entered summary judgments for the College and Dr. Beaty; McLeod and Dinkins appealed. The parties did not seek to consolidate the cases below or on appeal. However, because the same issues are presented in both cases, we have consolidated the appeals on our own motion pursuant to Rule 3 (b), Ala. R. App. P.
"In some instances, a complainant is not entitled to judicial relief . . . unless the complainant has first exhausted his or her administrative remedies." Faulkner v. University ofTennessee,
Citing Ex parte Graddick,
The College claims that the instructors, in order to enforce their alleged tenure rights, should first have appealed to the chancellor of the Postsecondary Education Department. The College argues that a right of administrative review of tenure decisions is inherent *Page 676
in the statutory authority given to the chancellor under §
Although §
When "the threshold question . . . is whether [an instructor at a state community college is] tenured, [t]hat is a proper issue to be litigated in circuit court." Owen v. Rutledge,
The trial court erred in holding that the instructors' claims were precluded by the doctrine of exhaustion of administrative remedies, but that holding is harmless because, as will be discussed below, the instructors were not entitled to the relief sought.
McLeod was employed part-time from 1984 until 1988. Then, in January of 1988, he signed his first contract designating him as a "full-time temporary" instructor for the winter quarter of that academic year. For the spring quarter of that year, however, he was employed part-time. Then, for the summer quarter of that year, he was again employed full-time. His quarter-by-quarter employment at the College was sometimes full-time, and sometimes part-time, until the fall quarter of 1992. Then, from the fall of 1992 through the fall of 1994, McLeod was employed as a "full-time temporary" instructor for three quarters in each of two academic years.
For each period of employment, whether full-time or part time, McLeod had an employment contract that specified a starting date and an ending date and that was subject to the following pertinent "Terms and Conditions":
"6. It is understood that only full-time [faculty] members with continuing service status have the expectancy of continued employment beyond the contract period. If continuing service status has not been achieved, then this contract shall not be construed as binding on either party beyond its specified dates, and there is no expectancy, expressed or implied, of continued employment beyond the contract period.
"10. Part-time faculty are temporary. Part-time positions are non tenured and part-time experience does not apply toward tenure.
"11. No guarantee of employment for part-time faculty is expressed or implied beyond the contract period."
In Bolton v. Board of School Commissioners of Mobile County,
Id. at 822 (emphasis added). The supreme court has repeatedly noted that "the overall purpose of the `Fair Dismissal Act' . . . is to provide non-teacher employees a fair and swift resolution of proposed employment terminations." Id. at 824 (emphasis added). See also Ex parte Holifield,"The procedure for terminating the employment of a full-time nonteacher or nonclassified school system employee is found in Title 36 . . . of Alabama Code 1975. Chapter 26, Article 4, `Dismissal Procedures for Nonteacher, Nonclassified, etc., Employees in Certain School Systems, Institutions, etc.' (also known as the `Fair Dismissal Act') was enacted in 1983 and became effective on July 26, 1983."
This court has also frequently observed that the Act applies to "nonteacher" employees. See Gainous v. Tibbets,
Despite our observations about the scope and purpose of the FDA, this court held in 1988 that the FDA applies to community college instructors. See Clayton v. Board of SchoolCommissioners,
Clayton was a consolidated appeal of two cases: Clayton v.Board of School Commissioners of Mobile County and Day v.Southwest State Technical College.1 The plaintiffs in Day
were instructors working pursuant to a three-month contract at a two-year educational institution. Apparently, the applicability of the FDA to community college instructors was not raised or questioned in Day. This court's holding that the FDA applied to the instructors was never examined by the Alabama Supreme Court because only the Clayton plaintiffs, who were not teachers, petitioned for certiorari review. See Clayton v. Board of SchoolCommissioners of Mobile County,
Four years after Clayton and Day, this court decided Williamsv. Ward,
"[f]or all that appears, Williams may be in a tenured position, his employment may be parttime, or he may merely be a temporary employee of Lawson."
This court remanded the cause for the trial court to determine "the nature of Williams's employment status." Id. On remand, the parties agreed that Williams was a full-time, tenured instructor. The trial court held that the FDA did not apply to Williams, and this court affirmed. We observed:
Williams II, 667 So.2d at 1377. The narrow holding of Williams II is that the FDA does not apply to full-time, tenured instructors at two-year educational institutions. We acknowledge that a broad reading of Williams I and Williams II, together with Day, might lead to the conclusion that the FDA does apply to full-time,nontenured instructors — instructors such as McLeod and Dinkins."[T]he Act does not apply to college teachers such as Williams. . . . [O]n the narrow issue of the applicability of the Act to Williams as a full-time, tenured instructor at Lawson, Ward was entitled to judgment as a matter of law, and the summary judgment was proper."
In Williams II, we did not cite or distinguish Day, but Day was distinguishable: the teachers in Day were nontenured, whereas the teacher in Williams was tenured. That distinction enabled us to decide Williams without expressly overruling Day. No such distinction, however, is possible in the cases now before us. Unless we overrule Day, we must hold that the FDA applies to McLeod and Dinkins. For the reasons that follow, we conclude thatDay was wrongly decided and should be overruled.
First and most obviously, we conclude that the FDA does not apply to teachers because the title of the Act states that its purpose is to provide a dismissal procedure for nonteachers.Day's holding that the FDA does apply to teachers could result in a conclusion that the Act violates Ala. Const. art IV, § 45. That constitutional provision mandates that "[e]ach law shall contain but one subject, which shall be clearly expressed in its title."
State ex rel. Bozeman v. Hester,"The object of the constitutional provision has been held to be three fold, first, to fairly apprise the people, through such publication of legislative proceedings as is usually made, of the subjects of legislation that are being considered, and in order that they may have the opportunity of being heard thereon, by petition or otherwise, if they shall so desire; second, truly to inform members of the legislature who are to vote upon the bill, what the subject of it is so that they may not perform that duty, deceived or ignorant of what they are doing; and third, to prevent the practice of embracing in one bill several distinct matters, none of which, perhaps could singly obtain the assent of the legislature, and then procuring its passage by a combination of the minorities in favor of each of the measures, into a majority that will adopt them all."
Whenever possible, a court should construe an act so that it does not conflict with constitutional requirements. State v.Ballard,
The wording of the Act also dictates the conclusion that it does not apply to teachers. Section
"The term `employees,' as used in this article, is deemed to mean and include all persons employed by . . . two-year educational institutions under the control and auspices of the state board of education . . . who are so employed as bus drivers, lunchroom or cafeteria workers, maids and janitors, custodians, maintenance personnel, secretaries and clerical assistants, supervisors and all other persons not otherwise certified by the state board of education. Only full-time employees who are not otherwise covered by the state merit system, the teacher tenure law, or other state statute at the time this article is adopted are intended to be covered by this article. Full-time employees include (a) adult bus drivers and (b) other employees whose duties require 20 or more hours in each normal working week of the school term, employing board holidays excepted. Substitute teachers and substitute employees are excluded from the article."
"`Ejusdem generis' is a general principle of statutory construction under which general words, following [or preceding] the enumeration of particular classes of persons or things, are construed to apply only to persons or things of the same general nature or class as those specifically enumerated." Lambert v.Wilcox County Comm'n,
Trans-Lux Corp. v. State ex rel. Sweeton,"The doctrine of ejusdem generis is an attempt to reconcile an incompatibility between specific and general words in view of other rules of construction that all words in a statute are to be given effect, if possible; that parts of a statute are to be construed together; and that the legislature is presumed not to have used superfluous words. . . . The rule `accomplishes the purpose of giving effect to both the particular and the general words, by treating the particular words as indicating the class, and the general words as extending the provisions of the statute to everything embraced in that class, though not specifically named by the particular words.'"
In §
That construction of the word "employees" in §
"In 1967, the State Board of Education, in which is vested the management and control of trade schools and junior colleges, passed a resolution which adopted the Alabama Teacher Tenure Law as the Board's tenure policy for trade and technical schools.[2] That resolution's expressly stated intent was to give teachers in the State trade schools the same job security as other public school teachers and to do so under the same conditions and procedures used by the public schools. ___________
[2] "In its pertinent part the 1967 resolution reads as follows:
"Tenure for Teachers in State Trade Schools
"On motion of Dr. Nettles, seconded by Mr. Dannelly, the resolution set forth below was unanimously adopted:Hulcher v. Taunton, 388, So.2d 1203, 1204-05 n. 2 (Ala. 1980). In 1974, the State Board of Education passed another resolution outlining the conditions and procedures for determining tenure in the state's technical and trade schools. Id. at 1205 n. 3. Under the 1974 resolution, an instructor obtained tenure if he or she had "served under contract at the same institution for three consecutive years [and was] reemployed by the institution for the fourth year." Rogers v. Alabama State Board of Educ.,"WHEREAS, teachers in the State trade schools are not, by designation, included under the Alabama Teacher Tenure Law, and
"WHEREAS, such teachers have been by practice excluded; and
"WHEREAS, such teachers are entitled to such job security as others in public education have; and
"WHEREAS, the State Board of Education is empowered to issue rules and regulations for the *Page 680 administration of these schools provided such rules and regulations do not run contrary to State law;
"THEREFORE BE IT RESOLVED That the Alabama State Board of Education by this resolution does declare it as the intent of this Board that teachers in the State trade schools shall have the same job security as other public school teachers have and under the same conditions and procedures as contained in the Alabama Teacher Tenure Law."
In 1979, the Board
Williams v. Ward, 667 So.2d at 1376-77 (Williams II)."implemented and published its Policies, Procedures, and Regulations Governing Alabama State Community, Junior, and Technical Colleges/Institutes, 1979 (hereinafter Regulations); these Regulations provide, inter alia, for the certification of post-secondary teachers, the attainment of Continuing Service Status (tenure) by faculty members, and a procedure to be followed in cases involving termination."
In 1982, one year before it enacted the FDA, the legislature passed the Alabama Trade School and Junior College Authority Act. See Act No. 486, 1982 Ala. Acts 805, codified at Ala. Code 1975, §
Based on the foregoing authorities, we conclude that the trial court correctly held that the FDA does not apply to instructional personnel. We disavow any language in Williams I or Williams II that implies otherwise, and we overrule Day v. Southwest StateTechnical College.
"Legislation creating the Post-Secondary Education Department also provides that `the state board of education, upon recommendation of the chancellor, shall be authorized to: . . . (5) Prescribe qualifications for faculty and establish a salary schedule and tenure requirements for faculty at each junior college and trade school.' Ala. Code 1975, §16-60-111.4 (5)."
667 So.2d at 1376. Section
"The chancellor shall act as chief executive officer of the Postsecondary Education Department of the State Board of Education and will direct all matters involving the junior colleges and trade schools within the policies of the State Board of Education. The chancellor shall:
". . . .
"(2) Interpret the rules and regulations of the board concerning the junior colleges and trade schools.
". . . .
"(4) Have the authority to take any and all actions necessary and proper to administer *Page 681 policies, rules and regulations of the board in carrying out its responsibility for the management and operation of the junior colleges and trade schools."
Following the passage of the FDA, the RHP regulations were revised in 1984. Pursuant to § 617(3)(A) of the revised regulations, a full-time instructor is "employed on a probationary status for a period of three years from the date of his or her initial employment."
Dr. Fred Gainous is the chancellor of the Postsecondary Education Department. In an affidavit filed in these cases, Gainous described his interpretation of the "three-year employment" requirement:
"Pursuant to my interpretive and enforcement authority, I have reviewed the Revised Hearing Procedure of the State Board of Education in terms of the requirements for the attaimnent of tenure by full-time instructors in State Community colleges."I interpret the three-year probationary period required for tenure as a full-time community college instructor to be three consecutive academic years (September 1 — August 31) in which the respective instructor works full-time (teaches at least 15 credit hours per quarter and works a total of at least 35 clock hours during each week of the respective quarter) for at least three academic quarters per academic year."
Dr. Gainous stated that he had reviewed the employment history of McLeod and Dinkins and had concluded that neither instructor had attained tenure. Gainous concluded that McLeod did not have tenure because, although McLeod had 15 quarters of full-time employment, he did not have three consecutive years during which he had taught three out of four academic quarters each year. Gainous decided that Dinkins did not have tenure because she had had only eight academic quarters of full-time employment, and eight quarters could not amount to three years under any method of calculation.
Because Gainous is the official charged by the legislature with "establish[ing] . . . tenure requirements for faculty at each junior college and trade school," Ala. Code 1975, §
The trial court did not err by concluding that, pursuant to the RHP regulations, McLeod and Dinkins were nontenured instructors.
The judgments of the trial court are affirmed.
AFFIRMED.
THIGPEN, J., concurs.
MONROE, J., concurs in the result.
ROBERTSON, P.J., and YATES, J., concur in part and dissent in part.
Dissenting Opinion
I believe the employees in this case are protected by the Fair Dismissal Act (FDA), §
For purposes of the FDA, "employees" is defined as follows:
"The term `employees,' as used in this article, is deemed to mean and include all persons employed by county and city boards of education, two-year educational institutions under the control and auspices of the state board of education, the Alabama Institute for Deaf and Blind not to include production workers at the Alabama Industries for the Blind, educational and *Page 682 correctional institutions under the control and auspices of the Alabama department of youth services, who are so employed as bus drivers, lunchroom or cafeteria workers, maids and janitors, custodians, maintenance personnel, secretaries and clerical assistants [sic] supervisors and all other persons not otherwise certified by the state board of education. Only full-time employees who are not otherwise covered by the state merit system, the teacher tenure law, or other state statute at the time this article is adopted are intended to be covered by this article. Full-time employees include (a) adult bus drivers and (b) other employees whose duties require 20 or more hours in each normal working week of the school term, employing board holidays excepted. Substitute teachers and substitute employees are excluded from the article."
§
"The term `teacher,' as employed in this chapter, is deemed to mean and include all persons regularly certified by the teacher certificating authority of the State of Alabama who may be employed as instructors, principals or supervisors in the public elementary and high schools of the State of Alabama and persons employed as instructors, principals or supervisors in the Alabama Institute for Deaf and Blind, Alabama Industrial School for Boys, Alabama Industrial School for Girls and Alabama Industrial School at Mt. Meigs."
§
I believe that employees such as McLeod and Dinkins, who are full-time employees, who are not required to be certified by the State Board of Education, and who are otherwise excluded from coverage by the state merit system, the Teacher Tenure Act, or other statutes, are protected by the FDA. To hold otherwise would mean that full-time employees such as McLeod and Dinkins would not be afforded the same protection that other state employees are guaranteed in dismissal or termination proceedings.
ROBERTSON, P.J., concurs.
Reference
- Full Case Name
- John McLeod v. Dr. Larry Beaty, Individually and in His Capacity as President of Wallace State Community College. Barbara Dinkins v. Dr. Larry Beaty, Individually and in His Capacity as President of Wallace State Community College.
- Cited By
- 10 cases
- Status
- Published