Caldwell v. Brogden
Caldwell v. Brogden
Opinion
The plaintiff, Diane Caldwell, appeals from a summary judgment entered in favor of the defendants, Howard Brogden, Wayne Watts, and Chris Curry. Our supreme court transferred the appeal to this court pursuant to §
The record reflects the following facts. In 1985, a "Diane Frederick Caldwell" was indicted for issuing a worthless check to a Wal-Mart store, and a warrant was issued for her arrest. In October 1991, Brogden, a Shelby County deputy sheriff, went to the plaintiff Diane Caldwell's residence with the intention of arresting her. The description on the arrest warrant did not match Caldwell's description, and she told Brogden that she was not the person he was seeking. He did not arrest her. Caldwell stated that, by telephone, she complained about the attempted arrest. She said she complained to Curry, another Shelby County deputy sheriff who apparently was one of Brogden's superiors.
In January 1992, the plaintiff Caldwell was indicted for issuing a worthless check to a Kmart store, and a warrant was issued for her arrest. In July 1992, the Pelham Police Department arrested her pursuant to that warrant. While she was in custody, a computer check revealed the outstanding Wal-Mart arrest warrant, and Brogden was notified. When Brogden arrived at the Pelham Police Department, Caldwell again told him that she was not the person described in his arrest warrant. Nevertheless, Brogden compared the checks attached to both criminal complaints and determined that the handwriting was similar. He called in an investigator trained in handwriting analysis, who concluded that the checks had been written by the same person. Brogden determined that there was sufficient probable cause to arrest Caldwell, and he took her into custody. She was released on bond after approximately two days in jail.
Caldwell claims that, while incarcerated, she repeatedly told Watts, also a Shelby County deputy sheriff, that she needed to see a doctor. She said she was suffering from upper back pain, knee pain, and leg pain as the result of a motorcycle accident. Caldwell says that Watts told her he would allow her to see a doctor, but never did so. Watts says that he does not remember speaking to Caldwell.
In September 1992, Caldwell failed to appear at a scheduled court hearing. Her bonding company arrested her and returned her to jail in October 1992. None of the deputies was involved with this arrest.
Caldwell sued the Wal-Mart corporation, the Kmart corporation, Shelby County, and the Shelby County Sheriff's Department. She later amended her complaint to add the three deputy sheriffs and her bonding company as defendants. She sued the deputies in both their official and individual capacities. Caldwell alleged false arrest, false imprisonment, malicious prosecution, and sought a recovery under
The deputy sheriffs filed a motion for summary judgment. The trial court entered a judgment in their favor, and certified that judgment as final, pursuant to Rule 54(b), Ala.R.Civ.P. Caldwell contends that the trial court erred in entering the summary judgment, claiming she had shown the existence of genuine issues of material fact. The deputies contend that the summary judgment was proper because, they say, they are immune from suit.
We first address the question of the deputies' immunity from Caldwell's state law claims. Our supreme court discussed a deputy sheriff's immunity from suit in Alexander v. Hatfield,
"A sheriff is an employee of the State and, as such, is immune from suit, in his official capacity, for negligent performance of his statutory duties. Parker v. Amerson,
519 So.2d 442 (Ala. 1987); see also Wright v. Bailey,611 So.2d 300 (Ala. 1992). State officers and employees, in their official capacities and individually, also are absolutely immune from suit when the action is, in effect, one against the State. *Page 1151 Phillips v. Thomas,555 So.2d 81 (Ala. 1989)."Under Article
I , §14 , of the Alabama Constitution of 1901, the only exceptions to the sovereign immunity of sheriffs are actions brought" '(1) to compel him to perform his duties, (2) to compel him to perform ministerial acts, (3) to enjoin him from enforcing unconstitutional laws, (4) to enjoin him from acting in bad faith, fraudulently, beyond his authority, or under mistaken interpretation of the law, or (5) to seek construction of a statute under the Declaratory Judgment Act if he is a necessary party for the construction of the statute.'
"Parker v. Amerson,
519 So.2d 442 , at 443 (Ala. 1987)."We have also held that deputy sheriffs are immune from suit to the same extent as sheriffs. 'In general, the acts of the deputy sheriff are the acts of the sheriff. The deputy sheriff is the alter ego of the sheriff.' Carr v. City of Florence, Alabama,
916 F.2d 1521 ,1526 (11th Cir. 1990), quoted with approval in Drain v. Odom,631 So.2d 971 ,972 (Ala. 1994), and Wright v. Bailey,611 So.2d 300 ,303 (Ala. 1992). '[Under Alabama law, a] deputy is legally an extension of the sheriff. If the deputy's acts are generally considered the acts of the sheriff, it is logical that those acts should enjoy the same immunity covering the sheriff's own acts.' Carr, at 1526, quoted with approval in Wright v. Bailey, at 303."
652 So.2d at 1143-44.
In this case, as in Alexander, none of the exceptions set forth in Parker v. Amerson applies; therefore, the deputies cannot be liable on Caldwell's state law claims. See alsoParker v. Williams,
We now address the question of the deputies' immunity from Caldwell's § 1983 claims. Generally, a wrongful act by an official acting in his or her official capacity imposes liability on the entity that official represents. Parker v.Williams, 862 F.2d at 1475. In Alabama, a sheriff is a state, rather than a county, official. Id. The
Caldwell also sued the deputies in their individual capacities, however. Although they are not entitled to assert the absolute immunity of the
As to the allegations of deliberate indifference to medical needs, we note that Caldwell offered no evidence in support of those allegations, so those allegations would fail in any event.
Because the deputy sheriffs clearly are entitled to immunity, the trial court's judgment is due to be, and it is hereby, affirmed.
The foregoing opinion was prepared by SAM A. BEATTY, Retired Justice, Supreme Court of Alabama, while serving on active duty status as a judge of this court under the provisions of §
AFFIRMED.
ROBERTSON, P.J., and THIGPEN and MONROE, JJ., concur.
Reference
- Full Case Name
- Diane Caldwell v. Howard Brogden, Wayne Watts, and Chris Curry.
- Cited By
- 5 cases
- Status
- Published