Huffman v. State
Huffman v. State
Opinion
The appellant, Michael Eugene Huffman, was convicted of first degree rape, a violation of §
A review of the record indicates that the appellant did not specifically object in the trial court to the prosecutor's conduct. At one point during the trial, the trial court, on its own initiative and outside the presence of the jury, admonished the prosecutor for burying her head in her hands during the examination of the witnesses. However, the appellant himself never objected on the basis that the prosecutor's conduct affected his right to a fair trial. Furthermore, the appellant did not move for a mistrial based on the prosecutor's conduct. Because the appellant did not assert this right in the trial court or allege any prejudice, this issue is not preserved for appeal. "In the absence of a ruling, a request for a ruling, or an objection to the court's failure to rule, this court has nothing to review." Robinson v. State,
At the time of the offense, the appellant was working as a security guard for a security agency owned by Stewart Moody. During the state's examination of Stewart Moody the following occurred:
"[Prosecutor]: All right. On May 9th, 1995, which I believe was a Tuesday, was he [the appellant] scheduled to work at the Governor's House motel?
"[Mr. Moody]: On the 9th, no, ma'am.
"[Prosecutor]: Why was that?
"[Mr. Moody: He had worked the night of the 8th and — 7th and 8th. And he was suspended on the day of the 9th for sexual harassment complaints we had received.
"[Appellant's counsel]: Object, Your Honor.
"THE COURT: Jury will disregard it. Can you disregard it?
"[Appellant's counsel]: Move for a mistrial.
"THE COURT: Hang on. Start on the back row. Can you disregard that comment?"
(R. 155-56.)
The trial court at this point questioned each juror individually as to his or her ability to disregard Moody's comment. Only after *Page 810 each juror indicated that he or she could disregard the comment did the trial court deny the motion for a mistrial and instruct the witness to answer only the question asked.
A mistrial should be granted only when manifest necessity is demonstrated. Wadsworth v. State,
Here, the trial court immediately instructed the jury to disregard the comment, polled the jurors as to the prejudicial effect of the remark, and admonished the witness. The trial court specifically stated that "[t]he jury was polled. The Court observed the jury as it was polled. And each juror unhesitatingly said that they could disregard that." (R. 288.) Such actions, combined with affirmative answers from a polling of the jury, provided assurance of the prejudice's eradication. "Where the trial court instructs the jury to disregard an improper statement, carefully evaluates the effect of such a statement upon the jury by polling them individually, and determines the jury's impartiality in spite of the statement, any prejudicial error which might otherwise have occurred is cured." Perry v. State,
The appellant further contends that the trial court erred in denying his motion for a mistrial during the testimony of Ray Moody1, and by denying his renewed motion for a mistrial based on Stewart Moody's testimony at the close of the state's case. Our review of the record indicates that while Ray Moody's reference to "several complaints" was perhaps prejudicial to the appellant, the testimony was not allowed to develop to the "manifest necessity" required to compel a mistrial. The trial court did not abuse its discretion in not granting a mistrial. See Wadsworth, supra. Additionally, the appellant's renewed motion for a mistrial at the close of the state's case is untimely. "To be timely, a motion for a mistrial must be made 'immediately after the question or questions are asked that are the grounds made the basis of the motion for the mistrial.' "Allen v. State,
The evidence in question was introduced during the state's cross-examination of the appellant:
"[Prosecutor]: Sir, isn't it true, sir, that you have been convicted of theft of property in the third degree?
"[Appellant's Counsel]: Your Honor, I object.
"THE COURT: What's your objection?
"[Appellant's Counsel]: The objection is that this is, if anything, it's a misdemeanor. It has nothing to do with this case.
"THE COURT: Sustained.
"[Appellant's Counsel]: It's irrelevant. I move for a mistrial.
"THE COURT: Jury disregard it. I'm not going to grant your motion for a mistrial.
"[Prosecutor]: Your Honor, this is impeachment evidence. It goes to his credibility. It's under —
"THE COURT: Tell me where it is.
"[Prosecutor]: [Ala.R.Evid.] 609.
"THE COURT: Yes, ma'am. Where under 609?
"[Prosecutor]: It's hard to do the subsections. Here it is right here. If I may point to it. Extended now to misdemeanors if it goes to dishonesty, which is theft. New rule.
"THE COURT: I know what you're talking about. Let me see y'all for a second.
"(An off-the-record discussion was held and the following occurred in open court:)
"THE COURT: Overrule the objection.
"[Prosecutor]: Isn't it true, sir, that you were convicted of theft of property in the third degree on March 19th, 1990, in Montgomery County and were sentenced to 12 months' probation?
"[Appellant]: Yes, ma'am."
(R. 350-51.)
Rule 609, which addresses the admission of evidence of prior convictions for impeachment purposes, provides as follows:
"(a) General rule. For the purpose of attacking the credibility of a witness,"(1)(A) evidence that a witness other than an accused has been convicted of a crime shall be admitted, subject to Rule 403, if the crime was punishable by death or imprisonment in excess of one year under the law under which the witness was convicted, and
"(1)(B) evidence that an accused has been convicted of such a crime shall be admitted if the court determines that the probative value of admitting this evidence outweighs its prejudicial effect to the accused3; and
"(2) evidence that any witness has been convicted of a crime shall be admitted if it involved dishonesty or false statement, regardless of the punishment."
(Emphasis added.)
The Advisory Committee's Notes to Rule 609(a) state:
"Section (a). General rule. The preexisting Alabama statutory provision authorizing impeachment by evidence showing conviction for a crime involving moral turpitude, Ala. Code 1975, §12-21-162 (b), has been superseded by Rule 609."Under Rule 609, there will be alternative tests: one based upon the seriousness of the crime, met only if the crime was punishable by death or imprisonment in excess of one year, and the other based upon whether the crime involved dishonesty or false statement. This rule is based upon Federal Rule of Evidence
609 (a) as amended January 26, 1990, effective December 1, 1990. The special balancing test *Page 812 embodied in Rule 609(a)(1)(B) is to be applied only to the criminal defendant who testifies in the criminal case in which he or she is being prosecuted."Crimes involving 'dishonesty or false statement,' as indicated in the report of the Senate Committee on the Judiciary during the process of adopting the corresponding Federal Rule
609 , include crimes 'such as perjury or subornation of perjury, false statement, criminal fraud, embezzlement or false pretense, or any other offense, in the nature of crimen falsi the commission of which involves some element of untruthfulness, deceit, or falsification bearing on the accused's propensity to testify truthfully.' Senate Comm. on Judiciary, Fed. Rules of Evidence, S.Rep. No. 1277, 93d Cong., 2d Sess., 14 (1974)."This rule makes no distinction with regard to the court in which the conviction arises or with regard to the law that establishes the crime. Consequently, contrary to preexisting Alabama law, a conviction is usable even if it occurred in the municipal court or is for a crime that constitutes a violation of a municipal ordinance. Contra Parker v. State,
280 Ala. 685 ,198 So.2d 261 (1967); Muse v. State,29 Ala. App. 271 ,196 So. 148 , cert. denied,239 Ala. 557 ,196 So. 151 (1940)."
(Emphasis added.)
Before the adoption of the Alabama Rules of Evidence, evidence of a conviction for theft was admissible to impeach the credibility of a witness so convicted because theft is considered a crime of "moral turpitude" in Alabama. Ex parteMcIntosh,
In McElroy's Alabama Evidence, Professor Charles Gamble anticipates the question of how Alabama courts will interpret the phrase "dishonesty or false statement" under the new rule. Professor Gamble states:
"The phrase 'dishonesty or false statement' generally has been given a narrow interpretation such as to include only crimes that carry some element of deceit, untruthfulness or falsification bearing on the witness's propensity to testify untruthfully. In light of this interpretation, such would quite clearly include crimes, among others, such as embezzlement, perjury, subornation of perjury, false statement, criminal fraud, false pretense, forgery, worthless check violations, failure to file tax returns, counterfeiting and bribery."The uncertainty in this area arises with regard to convictions for crimes of theft and violence. A number of courts addressing the issue hold that violent crimes, such as robbery, generally do not involve dishonesty or false statement. Some courts conclude that theft crimes, such as burglary or larceny, do not involve dishonesty or false statements. This issue will have to be decided on a case-by-case basis after Alabama's adoption of the Alabama Rules of Evidence. If Alabama courts accept the narrow interpretation of dishonesty and false statement then many crimes that were usable to impeach under the historic moral turpitude test would not qualify under Rule 609(a)(2). In contrast, however, Alabama courts could follow the lead of other courts which have placed additional emphasis upon the term 'dishonesty' as opposed to focusing entirely upon 'false statement.' Preexisting Alabama decisions have long used the term 'dishonesty' as a trait for testing whether crimes satisfy the historic moral turpitude test. Should the courts deem this line of cases controlling post-rules then convictions for the following crimes could continue usable for impeachment: murder, robbery, rape, burglary and larceny. Even if the narrow interpretation is adopted, and these crimes of violence and theft are held not to involve dishonesty or false statement per se, they could yet be found usable by following the lead of those courts which have been willing to look beyond the formal elements of the crime to the underlying facts to determine whether the crime was committed *Page 813 under circumstances of deceit, untruthfulness or falsification."
C. Gamble, McElroy's Alabama Evidence, § 145.01(9) at 675-76 (5th ed. 1996) (footnotes omitted).
Although there were several major changes in Alabama's substantive evidentiary law as a result of the adoption of the Alabama Rules of Evidence, it is our view that the commission of theft necessarily involves "dishonesty" so as to bring a conviction for that offense within the scope of Rule 609(a)(2), Ala.R.Evid. We recognize that this interpretation of the rule differs from the construction by federal courts of identical language contained in Fed.R.Evid.
The Advisory Committee's Notes to Rule 102, Ala.R.Evid., state:
"These rules have been modeled, except where a different treatment was deemed justified for Alabama practice, after the Federal Rules of Evidence, and much of the material in the advisory notes is devoted to a discussion of whether the Alabama Rule of Evidence is identical to or different from its counterpart under the Federal Rules of Evidence. The committee assumes, consequently, that cases interpreting the Federal Rules of Evidence will constitute authority for construction of the Alabama Rules of Evidence."
While it is certainly wise to look to federal authority for guidance in applying the new rules of evidence, the federal interpretations are not necessarily binding on this court. Several states that have modeled their rules of evidence after the federal rules have not followed the federal majority view on this issue where to do so would change the state's substantive law. See, e.g., State v. Page,
In Ex parte McIntosh, supra, the Alabama Supreme Court listed murder, rape, burglary, robbery, and larceny as "[a]mong those crimes that rise to such a level as to permanently cast doubt on the truthfulness and veracity of those who commit them."
As the Court of Appeals for the First Circuit stated when construing Rule 609 in Brown, supra:
"Burglary and petit larceny have a definite bearing on honesty which is directly related to credibility. 'In common human experience acts of deceit, fraud, cheating, or *Page 814 stealing, for example, are universally regarded as conduct which reflects adversely on a man's honesty and integrity. Gordon v. United States, 127 U.S.App. D.C. 343, 347,383 F.2d 936 ,940 (1967).' "
Likewise, we wholeheartedly agree with the Florida Supreme Court's observations when it was called on to construe Florida's version of Rule 609 in Page, supra:
"It is our view that the commission of petit theft, or any other offense falling within the scope of chapter812 , Florida Statutes (1981) [dealing with 'Theft, Robbery, and Related Crimes'], necessarily involves 'dishonesty' so as to bring any conviction for such a crime within the scope of subsection 90.610(1) [Florida's version of Rule 609]. We realize that our interpretation of the statute differs from the federal construction of identical language contained in federal rule609 . We are also aware that the position we take has been labelled the 'minority view.' See C. Ehrhardt Florida Evidence, § 610.1 at 88 (Supp. 1982). But we are convinced that our interpretation is the more logical one, and we are not alone. The Illinois Supreme Court, in construing federal rule609 , which it had expressly adopted, stated:" 'There is little doubt but that theft reflects adversely on one's honesty and therefore relates to one's ability to be truthful under oath. . . .
" '. . . [A]ny misdemeanor, which has as its basis lying, cheating, deceiving, or stealing, bears a reasonable relation to testimonial deceit and should be admissible for impeachment purposes.
"People v. Spates,
77 Ill.2d 193 ,204 ,32 Ill.Dec. 333 ,339 ,395 N.E.2d 563 ,569 (1979)."As the state has pointed out, subsection 90.610(1) refers to crimes involving 'dishonesty or false statement.' To restrict the rule's application only to those offenses which evidence an element of affirmative misstatement or misrepresentation of fact would be to ignore the plain meaning of the word 'dishonesty.' In Spates, the Supreme Court of Illinois pointed out that Webster's Third New International Dictionary 650 (1971) defines 'dishonesty' as a 'breach of honesty or trust, as lying, deceiving, cheating, stealing, or defrauding. . . .' Id. at 203, 32 Ill.Dec. at 338,
395 N.E.2d at 568 ."
Based on the foregoing, we hold that for purposes of Rule 609(a)(2) theft is a crime involving "dishonesty" and bears directly on the capacity of a witness convicted of that offense to testify truthfully at trial.
For the reasons stated above, the judgment of the trial court is affirmed.
AFFIRMED.
All Judges concur.
Reference
- Full Case Name
- Michael Eugene Huffman v. State.
- Cited By
- 13 cases
- Status
- Published