Burtram v. State
Burtram v. State
Opinion of the Court
Randall Burtram appeals from the trial court's denial of his motion to withdraw his guilty plea following a conviction for rape in the first degree. Burtram was charged in a two-count indictment with rape by forcible compulsion (Count I) and rape of a child between the ages of 12 and 16 (Count II). After plea negotiations, Count II was dismissed and Burtram pleaded guilty to the offense charged in Count I. The State's factual basis for the plea was that on March 8, 1997, Burtram, who is over 16 years old, used force against the victim, who was 12 years old at the time of the offense, in order to have sex with her.
Burtram claims that he should have been allowed to withdraw his guilty plea because, he says, he received ineffective assistance of trial counsel on two occasions during his guilty plea proceedings. In order to prevail on a claim of ineffective assistance of counsel, a defendant must show (1) that his counsel's performance was deficient, and (2) that he was prejudiced by the deficient performance. Strickland v. Washington,
"Although in limited circumstances, second degree rape can be a lesser included offense of first degree rape, see Ex parte Washington,
Moreover, counsel correctly informed Burtram that rape by forcible compulsion under
"Count One: . . . Randall Burtram . . . a male, did engage in sexual intercourse with [K.A.], a female, by forcible compulsion, in violation of §
13A-6-61 of the Code of Alabama."Count Two: . . . Randall Burtram . . . a male, did engage in sexual intercourse with [K.A.], a female, who was less than sixteen years of age and more than twelve years of age, the said Randall Burtram . . . being sixteen years of age or older and at least two years older than the said [K.A.], in violation of §
13A-6-62 of the Code of Alabama."
C.R. 5.
By statute, rape in the first degree is defined as follows: *Page 923
"(a) A male commits the crime of rape in the first degree if:"(1) He engages in sexual intercourse with a female by forcible compulsion; or
"(2) He engages in sexual intercourse with a female who is incapable of consent by reason of being physically helpless or mentally incapacitated; or
"(3) He, being 16 years or older, engages in sexual intercourse with a female who is less than 12 years old."
§
Rape in the second degree is defined as follows:
"(a) A male commits the crime of rape in the second degree if:
"(1) Being 16 years old or older, he engages in sexual intercourse with a female less than 16 and more than 12 years old; provided, however, the actor is at least two years older than the female.
"(2) He engages in sexual intercourse with a female who is incapable of consent by reason of being mentally defective."
§
Here, each count charged a crime requiring proof of a statutory element not contained in the other. Blockburger v. United States,
Our rationale is the same as that applied in determining that a defendant charged and convicted of multiple counts of capital murder based partly on the same act does not violate the prohibition against double jeopardy. In those cases we stated that:
"[T]he test in determining whether the charges run afoul of the Double Jeopardy Clause is whether each crime contains a statutory element not contained in the other. Blockburger v. United States,
284 U.S. 299 ,76 L.Ed. 306 ,52 S.Ct. 180 (1932); See also United States v. Dixon,509 U.S. 688 ,125 L.Ed.2d 556 ,113 S.Ct. 2849 (1993) (a plurality of the United States Supreme Court reaffirmed the Blockburger test as the sole criterion for judging double jeopardy claims); Seritt v. State,647 So.2d 1 (Ala.Cr.App.), cert. denied,647 So.2d 1 (Ala. 1994)."
Williams v. State,
We acknowledge that a case more ripe for our discussion would be a case in which the defendant had been charged with, and convicted of, both forcible rape and statutory rape of the same victim. However, our intention is to make it perfectly clear that Alabama has organized its laws so that first-degree rape under §
Moreover, in consideration of an eventual Rule 32, Ala.R.Crim.P., petition claiming ineffective assistance of appellate counsel, we note the following based on the record. At the hearing on his motion to withdraw his guilty plea, Burtram specifically named William Dean, Jerry Morris, and his wife as witnesses who could have helped his defense had trial counsel interviewed them. According to Burtram, Dean, who is Burtram's brother, would *Page 925 have testified that Dean had had sex with the 12-year old victim. However, the prosecutor stated that Dean was under subpoena by the State to appear as a State's witness because his testimony would have been inculpatory, not exculpatory. Counsel is not ineffective for failing to call a witness who plans to testify against the defendant. Moreover, trial counsel testified that he did attempt to contact Dean, but because Dean was incarcerated during that time he had not been able to reach him by telephone. Based on the testimony presented at the hearing we cannot conclude that trial counsel's failure to talk to Dean constituted ineffective assistance of counsel under Strickland.
According to Burtram, Morris would have testified that "the children were [already] drinking [alcohol] when they came to [his] house." R. 32. The evidence presented at the guilty plea colloquy tended to show that the victim and a group of friends went over to Burtram's house, where she became drunk. At some point everyone but the victim and Burtram went to town. The rape occurred while the others were gone. Morris's testimony would not have prevented a conviction for rape. Therefore, based on the testimony presented at the hearing, we cannot conclude that trial counsel's failure to talk to Morris constituted ineffective assistance of counsel under Strickland. Burtram did not state what he expected his wife's testimony to be. However, it is stated in the record that she gave a statement to the police. In any event, based on the testimony presented at the hearing, we cannot conclude that trial counsel's failure to interview Burtram's wife as a possible witness was ineffective assistance of counsel under Strickland.
Trial counsel testified at the hearing and denied that Burtram was coerced into pleading guilty and also denied that he had failed to contact necessary witnesses. In addition to his attempts to contact Dean, trial counsel testified that he spoke with Morris and Burtram's wife in preparing Burtram's defense. It is not entirely clear from the record, but apparently counsel did not find his conversations with Morris and Burtram's wife to be favorable to the defense. However, it appears that Morris and Burtram could have been called as witnesses had Burtram elected to go to trial.
"Whether to allow a defendant to withdraw his guilty plea rests within the sound discretion of the trial court, and this Court will not overrule that decision on appeal absent an abuse of discretion." Thacker v. State,
AFFIRMED.
Long, P.J., and McMillan and Brown, JJ., concur. Baschab, J., concurs in result only with opinion.
Concurring Opinion
I do not agree with the majority's blanket assertion that first-degree rape and second-degree rape are separate offenses. I believe that the majority's strict reliance on Blockburger is misplaced. This court has previously noted that "`the Alabama Supreme Court has explicitly rejected a strict "elements" approach to the lesser-included/same offense determination, and has implicitly recognized the Blockburger test as a "floor" rather than a "ceiling" for "same offense" definitions.'" Knight v. State,
Reference
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