Phillips v. State
Phillips v. State
Opinion
This out-of-time appeal is from convictions for first-degree rape, §
The evidence showed that two men, armed with guns, robbed S.W. and J.G. when they got out of J.G.'s car. After taking their jewelry, cash, and credit cards, the men ordered the couple to remove their clothing and get back into the car. One robber got into the driver's seat with S.W. and the other robber got into the backseat with J.G. As they drove away, two men in a second vehicle followed them to a dark, secluded area. The men forced S.W. out of the car and left J.G. in the car. Two of the men raped and sodomized S.W. while the other men waited. Meanwhile, J.G. retrieved his pistol that was underneath the drivers seat. Just as a third man had begun to penetrate S.W., J.G. got out of the car and shot two of the men. Both men died from the gunshot wounds. The remaining two men fled. At trial, J.G. identified the appellant as one of the two men who had robbed them. He also identified the appellant as the man who had ridden in the backseat with him.
The trial court allowed Sims to take the stand, and the following occurred in the presence of the jury:
[Defense counsel]: State your name please.
"[Sims]: William Sims.
"[Defense counsel]: Are you the William Sims who pled guilty to the rape, sodomy, robbery and kidnapping of [J.G.] and [S.W.]?
"[Counsel for Sims]: Judge, . . . we would like to exercise our Fifth Amendment rights at this time, and we do not desire to testify in these proceedings.
"The Court: All right. Mr. Sims, you have heard the statement by your attorney. And, of course, ultimately you are the one that has to exercise that right. And I'll ask you at this time do you wish to testify in this matter?
"[Sims]: No, sir, I do not.
"The Court: Are you saying that you wish to invoke your rights under the Fifth Amendment of the Constitution?
"[Sims]: Yes, sir.
". . . .
"[Defense counsel]: Are you the William Sims who, in March 28, 1994, rode in the back of [J.G.'s] Ford Escort while [J.G.] was in the backseat naked or almost naked and while [S.W.] was in the front seat naked, and while Jimmy Benjamin was driving that car"
"[Counsel for Sims]: We exercise the Fifth Amendment rights.
"The Court: I'll allow the Fifth Amendment rights. And it looks like it will proceed in this fashion. Does Mr. Sims wish to testify about anything in this case?
"[Counsel for Sims]: No, sir, he does not. *Page 683
"The Court: Court will allow him to exercise his Fifth Amendment rights [and] not require him to testify."
(R. 336-38.) In denying the appellant's motion to compel Sims' testimony, the trial court stated that Sims' testimony might adversely affect his sentence. In particular, the judge noted that he would be serving as the sentencing judge in Sims' case.
Generally, a defendant who enters a guilty plea waives his constitutional right to remain silent. Brooks v. City ofEnterprise,
"The Government responds that [the codefendant] could properly invoke the Fifth Amendment because information elicited from [him] could have, adversely affected his sentence.
". . . .
Id. at 1437-38. See also United States v. Bahadar,"We agree and hold that a defendant retains the Fifth Amendment privilege against self-incrimination prior to sentencing, despite having entered a guilty plea, because of the possible impact that compelled testimony may have on the defendant's yet undetermined sentence."
The appellant argues that Sims' sentence would not have been greater if he had testified that the appellant did not participate in the crime. However, the expected testimony could have expressly concerned Sims' participation in the crime. Even the trial court acknowledged that Sims' testimony could have had an effect on Sims' yet undetermined sentence. Furthermore, Sims might later have sought to withdraw his guilty plea or his conviction might have been reversed on appeal. We agree with and adopt the reasoning in Kuku. Therefore, we find that the trial court properly allowed Sims to invoke his Fifth Amendment rights.
The appellant also argues that the trial court improperly allowed the State to ask questions that assumed facts not in evidence. During cross-examination of the appellant, the following occurred:
"[Prosecutor]: And y'all had been smoking pot all day, is that correct?
"[Appellant]: Yes, ma'am.
"[Prosecutor]: So if the coroner did not find any drugs in their system —
"[Defense counsel]: I object, Judge, unless she is going to be testifying to things that are not in evidence, and I object to it.
"The Court: Well, I don't know. I'll have to hear the question first.
"[Prosecutor]: You said they had been smoking pot all day, is that right?
"[Appellant]: Yes, ma'am.
"[Defense counsel]: I move to strike that question as it did discuss things that are not in evidence.
"The Court: Overruled.
"[Defense counsel]: On grounds that it's prejudicial to my client."[Prosecutor]: Is there any reason that you can think of that the coroner would not have found pot or drugs in their system?
"[Defense counsel]: Objection, again, Judge.
"The Court: Overruled. *Page 684
"[Appellant]: No, I don't."
(R. 329-331.)
Although the appellant correctly asserts that a question that assumes facts not in evidence is objectionable, the question is improper only if it: "assume[s] a fact in controversy." Crosslinv. State,
"An excellent statement, of this rule is found in C. Gamble, McRoy's Alabama Evidence, § 121.06 (3d ed. 1977): `As a general rule, a question to a witness which assumes the existence a material fact, to which he has not testified, is improper. . . . This rule against suggestive questions is applicable on both direct and cross-examination. It has been stated that the reason for prohibiting such questions is to avoid misleading the jury and the witness.'"Id. (emphasis added).
The appellant testified about the use of marijuana to show that he was asleep in the backseat of the car when the offense was committed. Whether the coroner found evidence of drugs in the bodies of the deceased perpetrators was immaterial to the issue of whether the appellant was asleep during the commission of the offense. The only issue to be resolved by the jury in this case was whether the appellant participated in the crime. See, e.g.,Rose v. State,
Furthermore, error, if any, in overruling the appellant's objection was harmless. "After reviewing the entire record, we conclude that `the jury's verdict was based on the overwhelming evidence of guilt and was not based on any prejudice'" resulting from the prosecutor's question. Wilson v. State,
Based on the foregoing, we affirm the judgment of the trial court.
AFFIRMED.
LONG, P.J., and McMILLAN, COBB, and BROWN, JJ., concur.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.