Morgan v. State
Morgan v. State
Opinion of the Court
The appellant, Terry Jo Morgan, was found guilty by a jury of first-degree assault and second-degree theft. He was sentenced, upon application of the Habitual Felony Offender Act ("HFOA"), to life imprisonment on the first-degree assault conviction and to 20 years' imprisonment on the second-degree theft conviction, to run concurrently with his life sentence
The appellant states that the State improperly introduced character evidence through Investigator Daniels's statement and that this "blatant violation of the rule against introduction of the bad character of the accused" requires that a mistrial be declared. However, the record reflects that the statement was not an intentional effort on the part of the State to subvert the rules of evidence and does not rise to the level of prejudice required for a mistrial. This Court stated in Garnett v. State,
"Moreover, a mistrial `specifies such fundamental error in a trial as to vitiate the result,' Diamond v. State,
363 So.2d 109 ,112 (Ala.Cr.App. 1978), and should be granted only when a `high degree of "manifest necessity"' is demonstrated, Wadsworth v. State,439 So.2d 790 ,792 (Ala.Cr.App. 1983), cert. denied,466 U.S. 930 ,104 S.Ct. 1716 ,80 L.Ed.2d 188 (1984). It is well settled that `the granting of a mistrial is within the sound discretion of the trial [judge], for he, being,[sic.] present, is in a much better position to determine what effect, if any, some occurrence may have upon the jury's ability to decide the defendant's fate fairly and justly.' Shadle v. State,280 Ala. 379 ,384 ,194 So.2d 538 ,542 (1967). Absent clear abuse, this court will not disturb the trial court's exercise of that discretion. Wadsworth v. State, 439 So.2d at 792." Court has held that prejudice caused by statements similar to
The Investigator Daniels's statement in the present case did not require a mistrial and was eradicated by curative instructions given by the trial judge. See Stanton v. State,
Describing the type of notice required before the HFOA can be invoked, the Supreme Court of Alabama stated in Connolly v. State,
"For the HFOA to apply to a particular sentencing, the State must give reasonable notice, prior to the sentencing hearing, of the State's intention to proceed under the HFOA. Rule 26.6(b)(3), *Page 942 Ala.R.Crim.P. (Formerly Temp. Rule 6(b)(3)(ii), Ala.R.Crim.P.). Written notice is not required; oral notice will suffice. Garrett v. State,
480 So.2d 58 (Ala.Crim.App. 1985). Determination of the `reasonableness' of the notice period is left to the trial judge's discretion, because the trial judge is present and is familiar with the circumstances of the case. Humber v. State,481 So.2d 452 (Ala.Crim.App. 1985). The notice requirement is eliminated when during the trial the defendant admits the previous felony conviction. Petite v. State,520 So.2d 207 (Ala.Crim.App. 1987)."
The record reflects that on May 11, 1998, more than two weeks before the sentencing hearing, the State served the appellant with a document entitled "Habitual Felony Offender Notice." In this document the State informed the appellant that it intended to invoke the HFOA and listed three prior felonies it intended to use in enhancing the appellant's sentence, including the jurisdiction, the case number, and the crime to which the appellant pleaded guilty. This notice clearly satisfied the requirements of Rule 26.6(b)(3), Ala.R.Crim.P., as set out in Connolly.
"Comes now the defendant before this Court with his/her attorney of record. The defendant changes his/her plea of not guilty to a plea of guilty. Sentencing Order filed."
Although this entry, along with the sentencing order and conviction report in each case, provides clear evidence that the appellant was, in fact, adjudged guilty of these prior felonies, in none of the documents introduced was there any specific language stating that the appellant had been adjudged guilty or that the trial judge had accepted his guilty plea.
This Court held in Hurth v. State,
Judge Cobb authored a dissent in Hurth v. State, supra, noting that because not all states require the exact statement of "adjudication of guilt" to be used by the sentencing judge in felony convictions, a number of defendants who had pleaded guilty to out-of-state prior felonies could avoid *Page 943
Alabama's HFOA. The dissent also noted that the court in Tidmore v. State,
"`"[A]lthough we would deem it better practice for the trial judge to formally adjudge the defendant guilty before rendering sentence, our courts have consistently held that an implied judgment of guilty results where there appears a valid sentence in proper form by the court in compliance with a verdict of guilt."'"
The requirement that there has been an "adjudication of guilt" does not require exact and specific terminology in order to satisfy the requirements of the HFOA. Giving this statute its practical application, where the record shows that the appellant pleaded guilty in court in the presence of his attorney and a sentencing order was then filed, as acknowledged by the circuit court,2 this must be construed as an adjudication of guilt in order "to prevent absurdity, hardship, or injustice, and to favor public convenience." Baker v. State,
In Stanton v. State,
*Page 944"`Under the Habitual Felony Offender Act, the trial court must invoke its provisions in "all cases when it is shown that a criminal defendant has been previously convicted of any [felony or] felonies and after such conviction[(s)] has committed another felony." §
13A-5-9 [(a), (b), (c), Code of Alabama (1975). Appellant argues that where a defendant enters a plea of guilty, but has not been sentenced, and then commits another felony, that no "conviction" exists which can the be used against him for sentence enhancement purposes. In the present case, evidence was introduced at the sentencing hearing which indicated that the appellant had entered guilty pleas to two felony offenses, and, seven days later, before the trial court had sentenced him, committed the present offense."`As this Court has noted, a "plea of guilty is a conviction itself." Jones v. State,
431 So.2d 1367 ,1372 (Ala.Cr.App. 1983). Thus, it would appear to be proper, in the present case, to invoke the provisions of the Act. Appellant, however, argues that the two felony offense to which he had pleaded guilty were not "final" at the time he committed the present offense, since sentence had not been entered. It is apparent that appellant's argument is an attempt to interpolate the word "final" into the provisions of the Alabama Habitual Felony Offender Act. Based upon the plain wording of the statute, however, such a position is without merit.'"See also Summerhill v. State,
436 So.2d 2 ,5 (Ala.Cr.App. 1983); Burgess v. State,412 So.2d 298 ,299 (Ala.Cr.App. 1982); Watson v. State,392 So.2d 1274 ,1279 (Ala.Cr.App.), cert. denied,392 So.2d 1280 (Ala. 1981)."
648 So.2d at 646. This Court also distinguished Carroll, because the term "conviction" in that case referred to the capital murder offense of murder by one who had been convicted of another murder within 20 years prior to the charged offense. This Court noted that in Carroll, it acknowledged that "`[t]he meaning of the term "`conviction' varies according to the context in which it appears and the purpose to which it related."'" Id. at 647. The Court then noted that the HFOA requires a lesser proof of conviction, "only an adjudication of guilt." This requirement is a lesser standard because it differs from the greater need for proof of the substantive criminal offense, as in Carroll, for purposes of notice and the prohibition of arbitrary or discriminatory enforcement. Id.
Because the record in the present case clearly shows that the appellant was adjudicated guilty, although that exact term was not used, and in the interest of judicial consistency and efficiency in light of the fact that other states often do not use this exact phrase and prior convictions for purposes of the HFOA may originate in those other states, we conclude that the appellant received sufficient notice and the State properly proved these prior convictions. To the extent that Hurth v. State,
AFFIRMED.
Long, P.J., and Brown, JJ., concur. Cobb, J., concurs specially with opinion. Baschab, J., recused.
Concurring Opinion
I applaud the majority for deciding to overrule Hurth v. State,
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