Ex Parte State
Ex Parte State
Opinion
The State filed this petition for a writ of mandamus directing Judge William Shashy, of the Fifteenth Judicial Circuit, to rescind discovery orders issued to Holman Prison, the Alabama Department of Forensic Sciences, and the Tallapoosa County District Attorney's Office.1
Hooks was convicted of capital murder and was sentenced to death by electrocution. We affirmed his conviction and sentence. Hooks v. State,
All three appellate courts of this State have used mandamus as a method of reviewing a trial court's ruling on a discovery motion. Ex parteCompass Bank,
"Mandamus is the `proper means of review to determine whether a trial court has abused its discretion in ordering discovery, in resolving discovery matters, and in issuing discovery orders so as to prevent an abuse of the discovery process by either party.' Ex parte Mobile Fixture Equipment Co.,
630 So.2d 358 ,360 (Ala. 1993). Mandamus is an extraordinary remedy requiring a showing that there is: `(1) a clear legal right in the petitioner to the order sought; (2) an imperative duty upon the respondent to perform, accompanied by a refusal to do so; (3) the lack of another adequate remedy; and (4) properly invoked jurisdiction of the court.' Ex parte Edgar,543 So.2d 682 ,684 (Ala. 1989); Ex parte Alfab, Inc.,586 So.2d 889 ,891 (Ala. 1991); Ex parte Johnson,638 So.2d 772 ,773 (Ala. 1994)."Because discovery involves a considerable amount of discretion on the part of the trial court, the standard this Court will apply on mandamus review is whether there has been a clear showing that the trial court abused its discretion. Ex parte Clarke,
582 So.2d 1064 ,1067 (Ala. 1991); Ex parte McTier,414 So.2d 460 (Ala. 1982)."
686 So.2d at 1137.
The present mandamus petition concerns three discovery orders issued by Judge Shashy. The first order, directed to Holman Prison, ordered the prison to produce, among other things,3 all
"[r]ecords, files, documents, and other materials in Holman Prison's possession, custody, or control regarding executions in the State of Alabama since 1976, including but not limited to:
"(a) documents sufficient to show the identity of those executed;
"(b) all photographs of these executions;
*Page 479"(c) documents sufficient to show the identity of all witnesses to each execution;
"(d) documents sufficient to show the location of each execution;
"(e) the death certificate of each individual executed;
"(f) pathologist reports on the cause of death of those executed;
"(g) documents sufficient to show the origin, age, condition, manufacturer and maintenance of the equipment used for these executions;
"(h) all records of the procedures followed in maintaining the equipment
used for executions and all records of the procedures followed to prepare the equipment for each execution;"(i) documents sufficient to show the identity, training, position and background of all persons involved in operating the execution equipment;
"(j) reports completed following each execution; and
"(k) all documentation and reports of all complications occurring while carrying out any execution, including the executions of Horace Franklin Dunkins and John Louis Evans."
The second discovery order, directed to the Alabama Department of Forensic Sciences, ordered the production of the same information that Holman Prison had been ordered to produce4. The third discovery order, addressed to the Tallapoosa County District Attorney, ordered the district attorney to disclose the following items:
"Criminal offenses (both adult and juvenile), incarceration, detention, disciplinary, medical, psychological, psychiatric, and mental health records, files, documents, and other materials concerning Mr. Hooks that are in the Tallapoosa County DA's possession, custody, or control.
"Records, files, documents, and other materials concerning Mr. Hooks's drug use that are in the Tallapoosa County DA's possession, custody, or control."
This Court has repeatedly held that this claim is procedurally barred in a postconviction proceeding as one that could have been raised at trial or on direct appeal but was not. Tarver v. State,
Other state and federal courts have likewise held that this claim was procedurally barred in the postconviction context. See Smith v. Anderson,
Moreover, in Pierce we stated:
"The appellant's last argument is that his claim that death by electrocution constitutes excessive, cruel, and unusual punishment is meritorious and should not have been dismissed. We disagree. The circuit court correctly found this claim to be procedurally barred because the appellant could have raised it at trial and on appeal but did not. Rule 32.2(a)(3) and (5), Ala.R.Crim.P.
"Even if this issue were properly before this court, we would decide it adversely to the appellant. We have repeatedly held that the death penalty is not per se cruel and unusual punishment and that electrocution as a means of capital punishment does not constitute cruel and unusual punishment. Williams v. State,
627 So.2d 985 (Ala.Cr.App. 1991), aff'd,627 So.2d 999 (Ala. 1993), cert. denied,511 U.S. 1012 ,114 S.Ct. 1387 ,128 L.Ed.2d 61 (1994); Zant v. Stephens,462 U.S. 862 ,103 S.Ct. 2733 ,77 L.Ed.2d 235 (1983); Proffitt v. Florida,428 U.S. 242 ,96 S.Ct. 2960 ,49 L.Ed.2d 913 (1976); Furman v. Georgia,408 U.S. 238 ,92 S.Ct. 2726 ,33 L.Ed.2d 346 (1972); Boykin v. State,281 Ala. 659 ,207 So.2d 412 (1968), reversed on other grounds,395 U.S. 238 ,89 S.Ct. 1709 ,23 L.Ed.2d 274 (1969)."
The State, citing Ex parte Land, asserts that Hooks has failed to establish good cause for the disclosure of this information because, it says, this claim is procedurally barred.
Whether and to what extent discovery is allowed on a postconviction petition was recently addressed by the Alabama Supreme Court in Land. The Land Court stated:
*Page 481"We agree with the Court of Criminal Appeals that `good cause' is the appropriate standard by which to judge postconviction discovery motions. In fact, other courts have adopted a similar `good-cause' or `good-reason' standard for the postconviction discovery process. See [State v.] Marshall, [
148 N.J. 89 ,690 A.2d 1 , cert. denied,522 U.S. 850 ,118 S.Ct. 140 ,139 L.Ed.2d 88 (1997)]; State v. Lewis,656 So.2d 1248 (Fla. 1994); People ex rel. Daley v. Fitzgerald,123 Ill.2d 175 , 121 Ill.Dec 937, 526 N.Ed.2d 131 (1988). As noted by the Illinois Supreme Court, the good-cause standard guards against potential abuse of the postconviction discovery process. See Fitzgerald, supra,123 Ill. 2d at 183 , 121 Ill. Dec. 937, 526 N.E.2d at 135. We also agree that New Jersey's Marshall case provides a good working framework for reviewing discovery motions and orders in capital cases. In addition, we are bound by our own rule that `an evidentiary hearing must be held on a [petition for postconviction relief] which is meritorious on its face, i.e., one which contains matters and allegations (such as ineffective assistance of counsel) which, if true, entitle the petitioner to relief.' Ex parte Boatwright,471 So.2d 1257 ,1258 (Ala. 1985)."We emphasize that this holding — that postconviction discovery motions are to be judged by a good-cause standard — does not automatically allow discovery under Rule 32, Ala.R.Crim.P., and that it does not expand the discovery procedures within Rule 32.4 Accord Lewis, supra, 656 So.2d at 1250, wherein the Florida Supreme Court stated that the good-cause standard did not affect Florida's rules relating to postconviction procedure, which are similar to ours. By adopting this standard, we are only recognizing that a trial court, upon a petitioner's showing of good cause, may
exercise its inherent authority to order discovery in a proceeding for postconviction relief. In addition, we caution that postconviction discovery does not provide a petitioner with a right to `fish' through official files and that it `is not a device for investigating possible claims, but a means of vindicating actual claims.' People v. Gonzalez,51 Cal.3d 1179 ,1260 ,800 P.2d 1159 ,1206 ,275 Cal.Rptr. 729 ,776 (1990), cert. denied,502 U.S. 835 ,112 S.Ct. 117 ,116 L.Ed.2d 85 (1991). Instead, in order to obtain discovery, a petitioner must allege facts that, if proved, would entitle him to relief. Cf. Porter v. Wainwright,805 F.2d 930 ,933 (11th Cir. 1986) (`a hearing [on a habeas corpus petition] is not required unless the petitioner alleges facts which, if proved, would entitle him to federal habeas relief'), cert. denied,482 U.S. 918 ,919 ,107 S.Ct. 3195 ,96 L.Ed.2d 682 (1987)."
775 So.2d at 852. (Emphasis added; footnote omitted.)
We agree with the State that a claim that is procedurally barred claim in a postconviction petition clearly is not one that entitles a petitioner to relief. If a postconviction claim does not entitle the petitioner to relief, then the petitioner has failed to establish good cause for the discovery of materials related to that claim. See Land. Thus, Hooks has failed to show good cause for the disclosure by Holman Prison and the Department of Forensic Sciences of the records concerning executions in Alabama since 1976.
Hooks, in the alternative, argues that this claim could not have been raised before it was raised in this petition and that, therefore, it should not be subjected to the procedural default grounds in Rule 32, Ala.R.Crim.P.5 Hooks cites McNair v. Haley,
Moreover, Hooks's claim that the circumstances surrounding Horace Dunkins's 1989 execution show that the electric chair inflicts cruel and unusual punishment, because, he says, Dunkins had to be executed twice, is a claim that was addressed by a federal court in Thomas v. Jones,
Furthermore, we believe that Hooks could have raised this issue at trial or on appeal. Alabama has used the electric *Page 482
chair as its method of execution since March 1927, the date set by Act No. 587, Ala. Acts 1923, codified as § 5309, Code of Alabama 1923, for the first use of electrocution to execute capital offenders. That statute is now codified at §
For the reasons outlined above, we hold that Judge Shashy abused his discretion in directing Holman Prison and the Department of Forensic Sciences to disclose information relating to a claim precluded in Hooks's Rule 32 petition.
For the reasons stated above, we direct Judge Shashy to rescind his discovery orders directed to Holman Prison and the Alabama Department of Forensic Sciences to the extent they concern information regarding executions in Alabama since 1976. We leave undisturbed the discovery order directed to the Tallapoosa County District Attorney.
PETITION GRANTED IN PART; DENIED IN PART.
McMillan, Cobb, Baschab, and Fry, JJ., concur.
"(a) Where the sentence of death is pronounced against a convict, the sentence shall be executed at any hour on the day set for the execution, not less than 30 nor more than 100 days from the date of sentence, as the court may adjudge, by causing to pass through the body of the convict a current of electricity of sufficient intensity to cause death, and the application and continuances of such current through the body of such convict shall continue until such convict is dead."
Reference
- Full Case Name
- Ex Parte State of Alabama. (In Re: Joseph B. Hooks v. State of Alabama).
- Cited By
- 25 cases
- Status
- Published