American Trust Corp. v. Champion
American Trust Corp. v. Champion
Opinion
In September 1998, American Trust Communication Corporation ("ATCC") sued Mack Champion, Billy Cox, and several fictitiously named defendants, alleging trespass to realty and damage to personalty. ATCC operates a radio station in Prattville. Champion and Cox are employees of the City of Prattville who, ATCC alleged, negligently damaged its radio transmission equipment while they were digging a sewer trench. In April 1999, the circuit court dismissed the complaint, pursuant to Rule 41(b), Ala.R.Civ.P., for lack of prosecution.
In August 1999, American Trust Corporation ("ATC") sued Champion and Cox and several fictitiously named defendants; its complaint was virtually identical to the complaint ATCC had filed the year before. Champion and Cox moved to dismiss, arguing (1) that, by the doctrine of res judicata, the prior judgment in their favor barred the second action and (2) that the lawsuit was an attempt "to bypass time frames for claims against a municipality by suing only individual employees of the City of Prattville."
In support of their motion to dismiss on the ground of res judicata, Champion and Cox attached a copy of the complaint and the case action summary sheet in the earlier case, Civil Action No. CV-98-223.R. The attachments show that in September 1998, ATCC had sued Champion and Cox and that in April 1999 the Autauga Circuit Court had dismissed the complaint for lack of prosecution. In support of their motion to dismiss on the second ground — that the *Page 813
action against the individual City employees was in reality a claim against the City and was thus an attempt to bypass the six-month limitation period for filing claims against a municipality, see §
When a trial court considers matters outside the pleadings in ruling on a defendant's motion to dismiss filed pursuant to Rule 12(b)(6), Ala.R.Civ.P., the motion is converted into a motion for a summary judgment. Rule 12(b) (last sentence); Sims v. Lewis,
The doctrine of res judicata is an affirmative defense; the party asserting that defense has the burden of proving it at trial. Wilger v.State Dep't of Pensions Security,
Ex parte General Motors Corp.,"`If the movant [for a summary judgment] has the burden of proof at trial, the movant must support his motion with credible evidence, using any of the materials specified in Rule 56(c), [Ala.] R. Civ. P. ("pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits"). The movant's proof must be such that he would be entitled to a directed verdict if this evidence was not controverted at trial.'"
In order to be entitled to a summary judgment, Champion and Cox were required to make a prima facie showing that the res judicata defense entitled them to a judgment as a matter of law, i.e., that there was no genuine issue of material fact as to whether that defense applied. To do that, they had to establish the following elements of the affirmative defense of res judicata:
*Page 814 Parmater v. Amcord, Inc.,"(1) a prior judgment on the merits, (2) rendered by a court of competent jurisdiction, (3) with substantial identity of the parties, and (4) with the same cause of action presented in both actions. Smith v. Union Bank Trust Co.,
653 So.2d 933 (Ala. 1995); Dairyland Ins. Co. v. Jackson,566 So.2d 723 (Ala. 1990)."
Although ATC responded to that portion of the motion to dismiss that relied on the res judicata defense, submitting affidavits and other evidentiary materials in opposition, we need not discuss the sufficiency of its response, because we conclude that Champion and Cox did not meet their burden of making a prima facie showing that they were entitled to a judgment as a matter of law. The materials submitted by Champion and Cox show that the Autauga Circuit Court had entered a prior judgment in their favor against ATCC. The complaint in the instant case, however, was filedby ATC. Thus, the materials Champion and Cox submitted in support of their motion did not establish the third element of res judicata defense: that ATCC and ATC had a "substantial identity."
ATC submitted nothing in response to the second ground for the motion to dismiss.
Nance v. Matthews,"The appropriate standard of review under Rule 12(b)(6) is whether, when the allegations of the complaint are viewed most strongly in the pleader's favor, it appears that the pleader could prove any set of circumstances that would entitle her to relief. In making this determination, this Court does not consider whether the plaintiff will ultimately prevail, but only whether she may possibly prevail. . . . [A] Rule 12(b)(6) dismissal is proper only when it appears beyond doubt that the plaintiff can prove no set of facts in support of the claim that would entitle the plaintiff to relief."
The judgment of the circuit court is reversed, and the cause is remanded for further proceedings.
REVERSED AND REMANDED.
Yates, P.J., and Thompson and Pittman, JJ., concur.
Murdock, J., concurs in the result.
Reference
- Full Case Name
- American Trust Corporation v. MacK Champion, Billy Cox
- Cited By
- 9 cases
- Status
- Published