Davis v. JF Drake State Technical College
Davis v. JF Drake State Technical College
Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 1153
The opinion of September 20, 2002, is withdrawn and the following is substituted therefor.
Dr. Earnest Davis filed a complaint against J.F. Drake State Technical College (hereinafter "Drake State") and Dr. Helen McAlpine, in her official capacity as president of Drake State. In his complaint, Davis sought declaratory and injunctive relief and alleged a claim of breach of contract related to Drake State's termination of his employment. Davis contended that he had attained nonprobationary status under the Fair Dismissal Act, §
The record indicates that in early 1998, Dr. Johnnie Harris, a former president of Drake State, hired Davis to fill the position of "business manager" for Drake State. Davis began working for Drake State on February 2, 1998; he worked from that date until August 31, 1998, without a written employment contract. On July 15, 1998, Davis's job performance was evaluated in writing; the record does not contain that evaluation, nor does it indicate who performed the evaluation.
Davis entered into a written employment contract with Drake State for the period September 1, 1998, through August 31, 1999. Davis later entered into two additional written employment contracts for the periods September 1, 1999, through August 31, 2000, and September 1, 2000, through August 31, 2001.
Dr. Helen T. McAlpine became the president of Drake State on November 3, 2000. On January 18, 2001, McAlpine sent Davis a letter that stated:
"This is to notify you that your employment with J.F. Drake State Technical College will not be continued beyond the end of your current contract. Thus, your contract will not be renewed, and your official last day of employment at J.F. Drake State Technical College will be August 31, 2001. Please let me know if you have any questions about this matter."
On July 9, 2001, attorneys for Davis wrote a letter to McAlpine in which they contended that, as of February 2, 2001, Davis had attained nonprobationary status under the FDA. The attorneys asserted that if Drake State wanted to terminate Davis's employment, Davis was entitled to notice and a hearing under the FDA. Legal counsel for Drake State responded by letter, stating that Davis had not attained nonprobationary status because Drake State had notified Davis of the termination of his contract before he had been employed at Drake State for the three years required to attain nonprobationary status *Page 1154
under the FDA. See §
On appeal, Davis once again argues that he attained nonprobationary status under the FDA, and, therefore, that Drake State could not terminate his employment without affording him notice and a hearing. The parties agree that Davis is an "employee" as that term is defined in the FDA. See §
"(a) All employees as defined in Section
36-26-100 shall be deemed employed on a probationary status for a period not to exceed three years from the date of his or her initial employment, or a lesser period which may be fixed by the employing authority."(b) During said probationary period, the employing authority shall cause the employee's performance to be evaluated.
"(c) At any time during the employee's probationary period, the employing authority may remove an employee by furnishing said employee written notification at least 15 days prior to the effective day of termination."
§
Thus, an employee attains nonprobationary status for the purposes of the FDA if the employee works for the employer for three years. Under the FDA, a nonprobationary employee "has a property interest in continued employment and may not be terminated except for cause." Hardy v.Birmingham Bd. of Educ.,
Davis acknowledges that he received notice of the termination of his employment before the expiration of his three-year probationary period. He contends, however, that because he worked for Drake State from February 2, 1998, through August 31, 2001, he actually attained nonprobationary status because he had been employed for a greater length of time than the three years required to attain nonprobationary status.See §
In Saulsberry v. Wilcox County Board of Education,
"Our adoption of Saulsberry's interpretation of the [FDA] would result in a *Page 1155 requirement that the effective day of termination of employment of a probationary employee must occur before the third anniversary of his or her employment.
"In addressing this interpretation, the trial court's order stated:
"`There is no dispute that [Saulsberry] was covered by the [FDA] nor is there any dispute that the [Board] terminated his employment and sent him notice of that termination prior to the expiration of three years. [Saulsberry] claims, because he was allowed to work for a longer period than three years, he became a non-probationary employee and could only have been terminated for cause as set forth in section
36-26-102 [, Ala. Code 1975]. Giving a literal interpretation to section36-26-102 , the Court finds that [Saulsberry's] employment was terminated while he was a probationary employee and thus his employment was properly terminated without giving cause. The language clearly says "at any time during the employee's probationary period" he may be removed upon written notification. It also says he must be given at least fifteen (15) days' notice prior to the effective date of termination. Under this provision [Saulsberry] could have been terminated at any time through June 5, 1989 [(the day before the third anniversary of Saulsberry's June 6, 1986, date of initial employment with the Board)]. However, if he had been terminated on June 5, 1989, he would have been entitled to work until June 20, 1989, because the notification must come at least 15 days' prior to the effective date. Since the [Board] gave [Saulsberry] notice prior to the expiration of his probationary period his employment was properly terminated and the fact that the [Board] allowed [Saulsberry] to work for a longer period than 15 days after the date of the notice of termination does not make him a non-probationary employee.'"The requirement sought to be imposed by Saulsberry's interpretation is not reasonable, nor is it consistent with the principles of statutory construction and the prior opinions of this court and our Supreme Court when construing the [FDA]. The overall purpose of the [FDA] `is to provide non-teacher employees a fair and swift resolution of proposed employment terminations.' Bolton v. Board of School Commissioners of Mobile County,
514 So.2d 820 ,824 (Ala. 1987). Further, the [FDA] should be liberally construed to effectuate its purpose. See Bolton, supra. We cannot, however, add provisions to the [FDA] which the legislature chose not to include."
Davis urges this court to overrule Saulsberry, supra. However, we have considered the holding in that case, and we continue to agree with our original analysis. "If the legislature had intended that the effective day of employment termination must occur before the third anniversary of one's employment, it would have so stated." Saulsberry,
Davis also argues that, even assuming that he was a probationary employee, he was entitled to notice and a hearing under Drake State's own policy manual. *Page 1156 We note that Davis raised this issue for the first time — and then only briefly — in his reply brief to Drake State's opposition to his motion for a partial summary judgment. Only a portion of Drake State's policy manual is contained in the record on appeal. That portion of the policy manual sets forth a provision substantially similar to the State Board of Education's Revised Hearing Procedure Policy No. 619.01. The policy manual provides, in pertinent part:
"If a probationary employee under contract is terminated within the period of a contract, the employee is entitled to be given cause and the opportunity for a hearing under these hearing procedures adopted by the State Board of Education. . . ."
(Emphasis added.)
McAlpine testified that the above-quoted portion of the policy manual means that if the probationary employee receives notice of his termination before the expiration of his three-year probationary period but is allowed to complete his employment under his written employment contract, he is not actually terminated "within the period" of the contract. Thus, under that interpretation, a probationary employee is not entitled to notice and a hearing under Drake State's policy unless that probationary employee receives notice of his termination and is required to leave his employment before the expiration of his contract. McAlpine testified that, under the Drake State Policy, a probationary employee who receives notice of his termination but is allowed to complete his employment contract would not be entitled to notice and a hearing.
McAlpine based her interpretation of the policy manual on Chancellor Fred Gainous's interpretation of the policy manual, which is set forth in a memorandum contained in the manual. As Chancellor, Dr. Gainous has the authority to "[i]nterpret the rules and regulations of the [State Board of Education] concerning the junior colleges and trade schools." §
*Page 1157"Pursuant to my authority as Chancellor under Section
16-60-111.5 of the Code of Alabama (1975), as amended, I am issuing to you an official interpretation of State Board of Education Policy Number 619.01 Revised Hearing Procedure. Section 1.12 of the policy defines an employee of a community, junior or technical college to be any full-time employee on Salary Schedules B, C, D, or E. Section 3.1 of the policy addresses the probationary period of employment for such employees. At 3.11, it defines the probationary period as three years from the date of initial employment. It states at 3.13:"`With respect to any full-time employee under contract, at any time during such employee's probationary period, the employing authority may remove an employee by furnishing said employee written notification at lest fifteen (15) calendar days prior to the effective date of termination.'
"The policy language cited above clearly states that an employee covered by this policy may be terminated at any time during the probationary period upon written notification. It further clearly states that the employee must be given at least fifteen (15) days' notice prior to the effective date of termination. So long as the non-renewal or termination notice is rendered within the probationary period, the termination can be without cause. Termination without cause means that the employee is not entitled to be given a reason for the termination or a due process hearing.
"Thus, without cause, any college employee covered by this policy and who is under a contract for a third year can be notified any time at least fifteen (15) days prior to the end of the employee's third year's contract that the contract will not be renewed and that employment will cease as of the end of the business day on the final date of the contract. Further, without cause, any college employee covered by this policy and who is under an open-ended letter of appointment can be notified at any time within the three-year probationary period (even the next-to-the-last day of the three-year probationary period) that employment will be discontinued fifteen (15) days (or more, if desired by the president) from the date of the notice of termination. Even if the fifteen-day notice period causes the employment to go beyond the three-year probation[ary] period, the employment can still be terminated without cause, so long as the written notice is served within the probationary period."
We conclude that Dr. Gainous's interpretation of the policy with regard to the issue presented in this case is consistent with both the language of the policy and with the holding of Saulsberry v. Wilcox County Boardof Education, supra. Further, courts must give deference to an agency's interpretation of its own rules and regulations if that interpretation is reasonable and not plainly erroneous. Ex parte Board of School Comm'rs ofMobile County,
We also note that in his brief on appeal, as well as in his reply brief to Drake State's opposition to his summary-judgment motion submitted to the trial court, Davis made a one-sentence statement to the effect that "there is no question" that the Due Process Clause of the United States Constitution required that Drake State afford him notice and a hearing. Our supreme court has held that an argument was raised for the first time on appeal and therefore not reviewable where the appellant had made only a one-sentence assertion before the trial court on the same issue it sought to raise in the appellate court. TFT, Inc. v. Warning Sys., Inc.,
Davis's last argument is that Drake State could not terminate his employment because, he argues, it had failed to evaluate his employment, and its failure to evaluate him constituted a breach of his employment contract. The FDA provides that during an employee's probationary period, "the employing authority shall cause the employee's performance to be evaluated." §
Further, in support of his argument that under its own policies, Drake State was required to evaluate him annually, Davis quotes a portion of Drake State's faculty and staff handbook. With regard to the evaluation of faculty and staff, the handbook states:
"The President is responsible for the development and implementation of an evaluation system whereby all instructors and other employees at the institution are evaluated at least annually. Individual written evaluation records are maintained for all employees."
In arguing that the above-quoted language constitutes a contract requiring Drake State to perform annual evaluations of its faculty and staff, Davis cites only Belcher v. Jefferson County Board of Education,
In Belcher, two nontenured teachers contended that the county board of education had failed to evaluate them as required by the evaluation policy it had adopted. In that case, the board had adopted a specific written policy governing the evaluations of teachers.
The "adoption of policies and procedures known to and relied upon by an employee may, under appropriate facts, give rise to implied contractual terms of employment." McCord-Baugh v. Birmingham City Bd. of Educ., [Ms. 2991398, Feb. 15, 2002] ___ So.2d ___, ___ (Ala.Civ.App. 2002) (citingHoffman-La Roche, Inc. v. Campbell,
OPINION OF SEPTEMBER 20, 2002, WITHDRAWN; OPINION SUBSTITUTED; APPLICATION OVERRULED; AFFIRMED.
Yates, P.J., and Pittman, J., concur.
Reference
- Full Case Name
- Dr. Earnest Davis v. J.F. Drake State Technical College and Dr. Helen McAlpine, in Her Official Capacity as President of J.F. Drake State Technical College.
- Cited By
- 6 cases
- Status
- Published