DMP v. State Dept. of Human Resources
DMP v. State Dept. of Human Resources
Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 79
D.M.P. ("the mother") and M.M. ("the father") appeal from separate judgments of the Shelby Juvenile Court terminating their parental rights to their daughter, M.F.M. The cases were tried together and are based on substantially the same record.
The mother and the father were married in July 1999; the mother gave birth to M.F.M. in March 2000. The mother has an I.Q. of between 57 and 65 and suffers from seizures that, according to her, cause her to lose her memory on occasion. The father has an I.Q. of 69. Expert testimony established that both the mother and father's I.Q. scores are extremely low and correlate with mental retardation.
A few months after M.F.M.'s birth, the father accepted a job driving a truck and moved to Montgomery to accommodate his employment. The mother remained in Shelby County with M.F.M. The mother also had custody of C.M., her 14-month-old *Page 80 son from a previous marriage. During the father's employment in Montgomery, he visited the mother and children on most weekends and called them on occasion during the week.
At about the same time that the father accepted the Montgomery job, the Department of Human Resources ("DHR") received a report from the mother's neighbor indicating that the children were not being properly fed. DHR contacted a "wrap-around team" to assist the mother with parenting services and to provide her with food for the children. In June 2000, a member of the wrap-around team reported that she had provided the mother with 21 cans of infant formula for M.F.M. and that when she had visited the mother 2 weeks later only 2 or 3 cans of infant formula had been used.
During its investigation into M.F.M.'s care, DHR determined that M.F.M. should have gained one pound to one and one-half pounds during the month of June. Instead, M.F.M. had gained only four ounces. DHR also discovered that the mother failed to take M.F.M. to a scheduled weigh-in and that both M.F.M.'s and C.M.'s weights were in the tenth percentile for their respective ages. Further, C.M. was unable to properly chew his food because the mother had not been feeding him age-appropriate foods. The father admitted that when he accepted his new employment in Montgomery he was aware that the mother had not been properly feeding M.F.M. However, the father stated that his mother had agreed to assist with M.F.M.'s care.
Partly as the result of a family conflict, the mother executed a foster-care agreement in July 2000, pursuant to which she granted DHR temporary custody of M.F.M. and C.M. According to the father, the mother and his stepfather had been having an affair. Shortly after the father discovered the affair, the father and mother separated, the paternal step-grandfather ordered the paternal grandmother to leave their home, and the mother began living with the paternal step-grandfather. The mother lived with the paternal step-grandfather for several months, although she denied having an affair with him.
In August 2000, DHR filed a dependency petition as to M.F.M. Subsequently, M.F.M. was adjudicated to be a "dependent child" as defined in Ala. Code 1975, § 12-15-1(10); the trial court ordered that M.F.M. remain in foster care. In October 2001, DHR filed a petition to terminate the mother's and the father's parental rights as to M.F.M.1 Before DHR filed its termination petition, the mother and the father had divorced and the mother had married another man, M.P., even though DHR had informed the mother that M.P. was the subject of a child sex-abuse investigation and that her marriage to M.P. would jeopardize DHR's efforts to reunite her with M.F.M. The trial court conducted a four-day trial in December 2001, at which it received ore tenus testimony. A few weeks after the trial, the trial court issued a final judgment terminating the parents' parental rights to M.F.M. and granting permanent custody of M.F.M. to DHR. The parents filed postjudgment motions, and the trial court denied those motions.
The mother and the father have appealed, arguing that DHR failed to present clear and convincing evidence that it made reasonable efforts to rehabilitate them. They also argue that placement of the *Page 81 child with the paternal grandmother was a "viable alternative" to termination of their parental rights. Finally, they argue that the trial court did not properly consider whether two other individuals were "viable alternatives" to termination because, they argue, the trial court failed to require DHR to perform home studies on those individuals.
When a trial court's decision to terminate parental rights is based on evidence presented ore tenus, we will presume that the judgment is factually correct, and we will reverse the trial court only if the record demonstrates that the decision is unsupported by the evidence and is plainly and palpably wrong. M.H.J. v. State Dep't of Human Res.,
In Ex parte Beasley,
"First, the court must find that there are grounds for the termination of parental rights, including, but not limited to, those specifically set forth in §
26-18-7 . Second, after the court has found that there exist grounds to order the termination of parental rights, the court must inquire as to whether all viable alternatives to a termination of parental rights have been considered. . . ."Once the court has complied with this two-prong test — that is, once it has determined that the petitioner has met the statutory burden of proof and that, having considered and rejected other alternatives, a termination of parental rights is in the best interest of the child — it can order the termination of parental rights. Such a construction of the Uniform 1984 Child Protection Act clearly comports with the stated purpose for the Act."
564 So.2d at 954-55 (emphasis added).2 See also Ala. Code 1975, § 12-15-71(a); Ex parte State Dep't of Human Res., 624 So.2d at 589-93 (applying Ex parte Beasley).
The 1984 Child Protection Act, Ala. Code 1975, §
"[i]f the court finds from clear and convincing evidence, competent, material and relevant in nature, that the parents of a child are unable or unwilling to discharge their responsibilities to and for the child, or that the conduct or condition of the parents is such as to render them unable to properly care for the child and that such conduct or condition is unlikely to change in the foreseeable future."
Ala. Code 1975, §
In determining whether the grounds for termination described in the above-quoted portion of §
"(1) That the parents have abandoned the child, provided that in such cases, proof shall not be required of reasonable efforts to prevent removal or reunite the child with the parents.
"(2) Emotional illness, mental illness or mental deficiency of the parent . . . of such duration or nature as *Page 82 to render the parent unable to care for needs of the child.
". . . .
"(5) Unexplained serious physical injury to the child under such circumstances as would indicate that such injuries resulted from the intentional conduct or willful neglect of the parent.
"(6) That reasonable efforts by the Department of Human Resources or licensed public or private child care agencies leading toward the rehabilitation of the parents have failed."
Ala. Code 1975, §
When a child is not in the physical custody of a parent, the trial court must also consider the following:
"(1) Failure by the parents to provide for the material needs of the child or to pay a reasonable portion of its support, where the parent is able to do so.
"(2) Failure by the parents to maintain regular visits with the child in accordance with a plan devised by the department . . . and agreed to by the parent.
". . . .
"(4) Lack of effort by the parent to adjust his or her circumstances to meet the needs of the child in accordance with agreements reached, including agreements reached with local departments of human resources . . ., in an administrative review or a judicial review."
Ala. Code 1975, §
Subsections (a) and (b) of §
A few months after her divorce from C.M.'s father, the mother married the father; she gave birth to M.F.M. approximately nine months later. As noted, a few months after M.F.M.'s birth, the mother began living with her father-in-law, causing substantial family conflict and physical violence between her and her mother-in-law. Several months later, the mother divorced the father and married M.P., despite DHR's warning that her relationship with M.P. could jeopardize her reunification with M.F.M. because M.P. had allegedly sexually abused one of his children. M.P. also had threatened to kill the mother *Page 83 and to harm M.F.M. When asked whether it was in M.F.M.'s best interest to live with M.P. in light of his threat to harm M.F.M., the mother responded, "I hadn't thought about that."
DHR's initial efforts to assist the mother failed because the mother had failed to provide M.F.M. with adequate daily nutrition. After the mother had relinquished custody of M.F.M. to DHR, she failed to complete parenting-skills classes. A wrap-around team that attempted to help the mother eventually concluded that she had not progressed in her parenting skills. The mother also missed 12 scheduled weekly visits with M.F.M. in the 7 months before the trial. She also failed to attend a scheduled psychiatric evaluation.
Based on the foregoing, we conclude that the record before us is such that the trial court could reasonably have found by clear and convincing evidence that DHR had made reasonable efforts to rehabilitate the mother and to reunify her with M.F.M. For various reasons, including the mother's mental deficiencies and her poor decision-making, those efforts simply were unsuccessful.
The father also argues that DHR failed to make reasonable efforts to rehabilitate him and to reunify him with M.F.M. Specifically, he argues that DHR did not provide him with wrap-around team services. However, the wrap-around team service provider had requested that the father have an approved home evaluation before it agreed to provide services. Although the father knew that M.F.M. had been placed in foster care in July 2000, his initial home evaluation was not completed until March 2001 because of his failure to cooperate with DHR. Upon evaluating the father's home in March 2001, DHR noted that the home had uncovered light switches, exposed wiring, no fire extinguishers, and no smoke detectors. The father had agreed to address those deficiencies and to contact DHR for a reevaluation of the home. Thereafter, DHR repeatedly asked the father to contact it to schedule a reevaluation of his home. However, he failed to contact DHR for a reevaluation of his home until July 2001, a few days before a scheduled court hearing regarding M.F.M.'s status.
A reevaluation of the father's home was eventually scheduled for August 2001. The father informed DHR that either he or his mother would be at the home for the evaluation. However, when the DHR representative arrived to conduct the evaluation, neither the father nor his mother were at the home. Thereafter, the father failed to schedule another evaluation, despite DHR's request that he do so.
A clinical psychologist testified that the father had extremely low recall abilities, social judgment, common sense, and social maturity. The father had failed to consistently visit M.F.M., missing 8 scheduled visits in the 7 months preceding the trial and being 25 to 40 minutes late for 5 other visits. In regard to the father's move to Montgomery after M.F.M. was born, the trial court found as follows:
"Illogically, [the father] took a job an hour away and incurred expenses to stay out of town overnight, rather than keeping a job locally earning $1.00 an hour less. He explained that he thought the out-of-town job might be a better career move; however, he made such a move at his daughter's peril. [DHR] records reflect, and [the father] admits, that he knew his newborn daughter was fragile and underweight and he himself had concerns about [the mother's] failure to properly feed [M.F.M.], yet he took a job out of town, returning only on weekends."
Also, the father failed to complete parenting-skills classes and later told DHR *Page 84 that he did not have time for parenting-skills classes. We also note that, despite having income of approximate $2,000 per month, the father failed to contribute financially to M.F.M.'s care after DHR had obtained temporary custody of the child. Based on the foregoing, we also conclude that the record contains ample evidence from which the trial court could reasonably have found that DHR met its burden of presenting clear and convincing evidence that it had made reasonable efforts to rehabilitate the father and to reunify him with M.F.M. As with the mother, those efforts failed.
In addition, DHR performed a home study on the paternal grandmother's home in January 2001. It had requested that she obtain a smoke detector and a fire extinguisher and that she move cleaning supplies so that they were not within the reach of children. DHR had informed the paternal grandmother that after she had done those few things she should contact DHR so that it could perform a follow-up evaluation to approve her home for wrap-around services. Thereafter, DHR requested that the paternal grandmother schedule a time for reevaluation of her home on several occasions, but she failed to schedule the reevaluation and she admitted that she never addressed the issues that DHR had raised during the first home evaluation.
In March 2001, the paternal grandmother moved to a new home with a paramour. She failed to inform DHR of the move until August 2001, and, thereafter, she failed to schedule a home evaluation for her new home, even though DHR had repeatedly requested that she do so. Further, the paternal grandmother admitted that M.F.M. could not have been placed in her custody at the new home because it only had one bedroom. She also admitted that she had made no plans to obtain a suitable home for receiving custody of M.F.M. Based on the foregoing, we conclude that DHR demonstrated that the paternal grandmother was not a viable alternative-placement resource for M.F.M.
The events made the basis of the father and mother's argument that the trial court failed to adequately consider M.D. and F.P. as viable alternatives to termination began in March 2001, when, following a hearing, the trial court entered an order requiring DHR to conduct home investigations on M.D. and F.P. The only mention in the record of M.D. and F.P. occurs in this trial court order; there is no indication in the record as to how the names of those two individuals came to the attention of the trial court. Nor is there any other information concerning those individuals in the record.
At the trial on its petition, DHR admitted that it had not conducted the home investigations on M.D. and F.P. that had been ordered by the trial court. Casey Sanders, the DHR social worker who had managed the parents' case, did testify, however, that she had requested that both the mother and the father provide her with the names of possible relative-resource placements and that the mother and the father had provided her with no names.
At trial, the parents argued that the paternal grandmother was a viable alternative placement. The trial court elected to conduct a separate hearing on the issue of the viability of the paternal grandmother as a custodial resource. It was at the end of this subsequent hearing at which we find the first indication in the record that the parents urged the trial court to consider placement with M.D. or F.P. as a viable alternative to termination of their parental rights. The record contains no evidence that either M.D. or F.P. had ever visited or seen M.F.M., or that they had any relationship of any nature with M.F.M. The record also contains no evidence indicating that either M.D. or F.P. had ever requested that they be considered as an alternative-placement resource or that they had any desire or willingness to serve in that capacity. The record also contains no evidence indicating that either M.D. or F.P. had ever provided any assistance to the mother, the father, or M.F.M.
The issue presented, therefore, is the true nature and extent of the trial court's obligation to consider "viable alternatives" where DHR has demonstrated that the parents are unfit. Put differently, this case calls on us to address the question of "to what end" must an "alternative" be "viable." Our review of the cases decided by our courts reveals that our articulation of the law with respect to "viable alternatives" has varied from one case to another. The resolution of the issue presented thus requires a review of the history and purpose of our courts' consideration of this issue.
In Roe, Roe's alleged father "contacted the Montgomery Police Department and *Page 86
reported that [the mother] might be neglecting . . . Roe, that [the mother] had been evicted from her former residence because she was keeping company with black males, and that she had moved to Highland Village (a black neighborhood) where she was living with a black man."Roe,
Roe,"to enter and inspect her dwelling, which the officer found was a two-bedroom apartment, where [the mother] and [Roe] were living with a black man to whom she was not married. . . . Roe was clothed, clean, and in `fairly good' physical condition with no signs of physical abuse. The home was `relatively clean' and stocked with `adequate food.' Upon completing this inspection, [the officer] left the home and called [the Youth Facility] and reported his findings. He was then instructed . . . to go to the Youth Facility to get a pick-up order. The only facts about [the mother] known to [the Montgomery Family Court Judge] before he issued the pick-up order were that she was unemployed and that she and her child are white and were living with a black man in a black neighborhood. . . . [The judge] concluded that . . . habitation in a black neighborhood could be dangerous for a child because it was his belief that `it was not a healthy thing for a white child to be the only [white] child in a black neighborhood.'"
Based upon the police officer's investigation, the Montgomery Family Court issued a pick-up order for Roe and the officer summarily seized Roe as an alleged "neglected child" and took him to a shelter home licensed by the Department of Pensions and Security. In accordance with Title 13, §§ 350(2) and 352(4), Ala. Code 1940 (Recomp. 1958), the mother wasnot provided with prior notice and a hearing before the child was seized from her. Roe,
One month after Roe was seized, the Montgomery Family Court held a hearing and awarded the alleged father temporary custody of Roe and informed the mother that she had "`the right to petition the court for custody of [Roe] at any future date.'" Id. at 775. The mother filed two petitions for custody of Roe, but both of her petitions were denied and her parental rights were apparently terminated based upon Roe's status as a "neglected child."4 The alleged father also obtained an ex parte order from the Montgomery Probate Court declaring himself to be Roe's father *Page 87 and changing Roe's last name to the father's last name.
Based upon the Montgomery Family Court's decisions, the mother and Roe each filed a class action in the federal district court challenging the constitutionality of Alabama's child-neglect law because it allowed the State to deprive a parent of the custody of a child "without a prior hearing where there was no showing of immediate or threatened harm" and because it allowed the State to deprive a parent of custody "because they are living with men (other than relatives or boarders) to whom they are not married." Id. at 773.
Relying on the reasoning employed in Alsager v. District Court of PolkCounty,
The district court first determined that the summary-seizure provision in the 1940 Code (Recomp. 1958) violated the mother's right to procedural due process under the United States Constitution. Roe,
"As discussed supra, the Constitution includes the right to family integrity among the fundamental rights secured to all persons. This right is applied to the States through the Fourteenth Amendment and is accorded strong protection from state interference. States, in the exercise of their inherent police powers, may abrogate such rights only to advance a compelling state interest and pursuant to a narrowly-drawn statute restricted to achieve only the legitimate objective. . . . It is not disputed that the State of Alabama has a legitimate interest in the welfare of children. Minor intrusions into the affairs of the family may be permitted when the State has reason to believe that a child's best interest is at stake. In such cases, various options and alternatives are available to the State to achieve its objective of child protection. One possibility might be a requirement that the parents attend seminars and weekly counselling sessions on child care and the responsibilities of parenthood. Another situation might warrant supervision of the parents by a welfare counselor or the placing of a neutral person — such as an *Page 88 aunt — in the home to serve as a bridge between the parents and the child. The State's interest, however, would become `compelling' enough to sever entirely the parent-child relationship only when the child is subjected to real physical or emotional harm and less drastic measures would be unavailing.[12]"Here, the State offered no assistance to [the mother], who was faced with the troubling predicament of raising a young child without the aid of a husband, nor did it explore the possibility of accomplishing its objective of protecting . . . Roe's welfare by use of alternatives other than termination of custody.
"The Alabama statute defining `neglected' children sweeps far past the constitutionally permissible range of interference into the sanctity of the family unit. The fact that a home is `improper' in the eyes of the state officials does not necessarily mean that a child in that home is subject to physical or emotional harm.[6]
". . . [T]he state's burden is not only to show that the child is being disadvantaged but also to show that the child is being harmed in a real and substantial way. Accordingly, this Court declares Alabama Code [1940 (Recomp. 1958)], Title 13, §§ 350 and 352 unconstitutional.
"_________________
[12] It must be emphasized that this standard does not apply to all custody proceedings but only those where the State seeks to assume custody. In proceedings where the parties have an arguably equal right to custody, such as pursuant to a divorce, a `best interest of the child' standard is entirely appropriate."Roe,
In several cases decided after Roe, the Alabama Court of Civil Appeals attempted to distance itself in some respects from the Roe decision. InSmith v. State Department of Pensions Security,
However, in Hunley v. Houston County Department of Pensions Security,
Among other things, the Alabama Juvenile Justice Act, § 12-15-1 et seq., Ala. Code 1975 ("the AJJA"), merged the definitions of "neglected child" and "dependent child" from the 1940 Code (Recomp. 1958) into the definition of "dependent child" in the AJJA. Compare Ala. Code 1975, § 12-15-1(10)d. through i., m., and n., with Ala. Code 1940 (Recomp. 1958), Tit. 13, § 350(1) and (2). However, unlike its predecessor, the AJJA included a provision that expressly authorized a trial court, upon a finding of dependency, to terminate parental rights, but only "[i]n appropriate cases." See Ala. Code 1975, § 12-15-71(a)(5).9
In Miller v. Alabama Department of Pensions Security,
"[T]he mother argues the constitutional standard to be applied when a parent-child relationship is terminated is a `harm standard' rather than the `best interests and welfare' standard ordinarily used in child custody cases. For this proposition the mother relies on [Roe].
". . . .
"We have held that Roe applies only to `neglected' children and not to `dependent' children. . . . We have also said that should Roe be construed to apply to `dependent' children, we would not be bound by that decision."
On the other hand, Roe's strict-scrutiny analysis, requiring the use of "less drastic measures" to address the "compelling state interest" in alleviating the "real and substantial harm" of a child remaining in the custody of an unfit parent, did manage to find its way into the analysis employed by the Miller court:
"In deciding what is in the best interests of a child who is the subject of a custody dispute, the courts of this state consider many factors, among which would be conduct of the parents toward the child, family environment, health of the child, physical and emotional abuse of the child, abandonment of the child, love of and interest in the child by the parents, and activities of the parents that would be detrimental to the safety and welfare of the child. Foremost among the listed factors, especially in a situation where the state is seeking a termination of parental rights, would be less drastic measures than permanent removal of parental custody. For example, a court would certainly consider returning the child to parental custody on a trial basis subject to certain definite conditions being met and subject to supervision by DPS [Department of Pensions and Security] workers or other trained personnel; or temporary custody in a foster home with specific visitation with the child and conduct requirements to be met by parents; or that the parents are to be deprived of custody temporarily pending a correction of deficiencies in the home environment that were having or would have a harmful effect on the child *Page 90 should the child be placed back in the family relationship.Miller, 374 So.2d at 1374 (citations omitted; emphasis added)."In the case at bar it is quite obvious from the record that the use of less drastic measures than permanent deprivation of custody was tried on many occasions and absolutely no cooperation was obtained from the parents. And, this effort by the juvenile court and DPS went on for almost four years.
"It cannot be seriously contended by the appellant in this case that every effort was not made by the state to rehabilitate her family so that it could again exercise familial rights and responsibilities toward the child in question."
It is important to note that each of the three examples of "less drastic means" outlined in Miller as alternatives to termination were to the end of reunifying the child with its parents — that is, they were alternatives that would allow the parent an opportunity to rehabilitate in the hope of "again exercis[ing] familial rights and responsibilities."10 Further, despite the court's initial protest that Roe did not govern its decision, it is apparent from the foregoing passage that the court in Miller based its decision to affirm the termination on the fact that the State had pursued alternatives less drastic than termination until it had been demonstrated that further attempts to rehabilitate the parents would be futile. In this regard, it is also important to note that, at the time this court decided Miller, there was (1) no statutory requirement that the State employ the "le[ast] drastic measures" available to remedy a child's dependency and (2) no statutory requirement that DHR make reasonable efforts to reunify a dependent child with its parents before attempting to terminate parental rights.11
As noted above, § 12-15-71(a)(5), the only statute at the timeMiller was decided that expressly authorized the termination of parental rights, restricted that authority to "dependent children" in "appropriate case[s]." After making the above-quoted statements, the Miller court made it even clearer, consistent with Roe, that a case in which a child is dependent, see § 12-15-1(10), due to the present unfitness of his parents, ultimately may not be an *Page 91 "appropriate case" for termination. The State must demonstrate that it has first pursued alternatives to termination that are "viable" in the sense that they will provide the child with a fit custodian while foreseeable rehabilitation of, and reunification with, the parents is attempted:
"The phrase `in appropriate cases' [in § 12-15-71(a)(5)] is found within the context of a statute which sets forth numerous alternatives for the disposition of a dependent child. We think the presence of these less drastic measures serves to limit and define those instances where the severance of the parent-child relationship may be deemed `appropriate.' As pointed out above, a four year attempt to implement one or more of these less drastic measures in the instant case proved futile."Miller, 374 So.2d at 1376 (emphasis added).
A case in which it is demonstrated, as it was in Miller, that reunification is not likely within the foreseeable future now falls within the "grounds for termination" prescribed in §
"[i]f the court finds from clear and convincing evidence, competent, material and relevant in nature, that the parents of a child are unable or unwilling to discharge their responsibilities to and for the child, or that the conduct or condition of the parents is such as to render them unable to properly care for the child and that such conduct or condition is unlikely to change in the foreseeable future."
(Emphasis added.)
While Miller involved a case where it may not have been apparent at the outset that reunification would ultimately prove futile, there obviously are dependency cases where it is clear early on that the parents are unfit and cannot be made fit within the "foreseeable future," or where reunification is otherwise not an appropriate goal. In the latter category are those cases that now fall within statutory provisions adopted since Miller that make reunification unnecessary in certain circumstances. See Ala. Code 1975, § 12-15-65(m) ("Reasonable efforts shall not be required . . . where the parental rights to a sibling have been involuntarily terminated or where a court . . . has determined that a parent has . . . (1) Subjected the child to an aggravated circumstance, including, but not limited to, abandonment, torture, chronic abuse, substance abuse, or sexual abuse. (2) Committed murder or voluntary manslaughter of another child of such parent. (3) Aided or abetted, attempted, conspired, or solicited to commit murder or voluntary manslaughter of another child of such parent. (4) Committed a felony assault which resulted in the serious bodily injury to the child or another child of such parent."); Ala. Code 1975, §
The need to explore the prospects for returning the child to a normal custodial relationship with his parents necessarily entails an examination of temporary custodial alternatives that will allow for necessary rehabilitation and reunification. In other words, if there is a custodial arrangement that is viable — that is, a custodial arrangement involving a fit custodian who can provide a stable environment meeting the child's physical, financial, and emotional needs pending the *Page 92
rehabilitation/reunification process12 — the teaching of Roe andMiller is that this alternative must be pursued. This result is dictated by and consistent with the application of the two prongs of strict-scrutiny analysis ("compelling state interest" and "less drastic measures") and with the State's ultimate concern for the best interests of the child. It is consistent with the latter because of the legal presumption that a child's best interest and welfare are served by remaining in the custody of a fit parent.13 Also, this result is consistent with the scheme contemplated by Ala. Code 1975, § 12-15-65, § 12-15-71, and §
Conversely, where it is demonstrated that the parents are not capable of being rehabilitated or that the "conduct or condition" of the parents that makes them unfit to retain custody of their children "is unlikely to change in the foreseeable future" or where, as explained above, reunification is otherwise not an appropriate goal, obviously no alternative can be considered viable to the end of returning the child to a normal custodial relationship with his or her parent. The State's failure, therefore, to pursue some alternative to termination *Page 93
that might exist in such a case would not necessarily14 be fatal to its petition for termination of a parent's rights.15 This understanding of viable alternatives likewise has been well recognized in our cases. For example, in Handley v. State Department of Pensions Security,
"[The Department of Pensions and Security] has diligently sought to aid the mother toward rehabilitation and establishment of a home and environment suitable for the children. Except for a brief period of four months, all effort was fruitless. The end result of the four months was the return to filth and depravity. It seems evident that there is no viable alternative but to terminate parental rights so that permanent planning may be made to serve the best interest of the children."Handley, 455 So.2d at 888; see also, e.g., J.B. v. Jefferson County Dep'tof Human Res., [Ms. 2010469, June 30, 2003]
As previously noted, in Ex parte Beasley, the Alabama Supreme Court expressly adopted a "two-prong" state-law test for use in termination-of-parental-rights cases. The first of those prongs require that, before termination can occur, there must be "grounds for termination," as discussed above. As stated in Ex parte Beasley, "[f]irst, the court must find that there are grounds for the termination of parental rights, including, but not limited to, those specifically set forth in §
By referencing §
"Victory by the State [in a termination-of-parental-rights case] not only makes termination of parental rights possible; it entails a judicial determination that the parents are unfit to raise their own children.Santosky,". . . After the state has established parental unfitness . . . the court may assume . . . that the interests of the child and the natural parents do diverge. See Fam Ct. Act § 631 (judge shall make his order `solely on the basis of the best interests of the child,' and thus has no obligation to consider the natural parents' rights in selecting dispositional alternatives). But until the State proves parental unfitness, the child and his parents share a vital interest in preventing erroneous termination of their natural relationship."
In other words, once "the interests of the child and the natural parents . . . diverge" because of irremediable parental unfitness, the rationale for the legal presumption that custody in the natural parent is in the best interest of the child no longer exists. At that juncture, the State may proceed, unaffected by a parental presumption, to determine simply what disposition of the child would then be in his or her best interest. The possibility of some custodial arrangement that would be a suitable alternative to the termination of parental rights no longer constitutes an absolute bar to termination. As discussed below, however, the State may still consider such alternatives in determining what disposition is in the best interest of the child.
In short, so long as reunification with the parents is a foreseeable likelihood, the State has no choice but to consider and pursue all viable alternatives to such termination. Once "grounds for termination" exist, however, reunification by definition is no longer a "foreseeable" alternative, the constitutional and state-law presumption in favor of the natural parents is lost, the "interests of the child and the natural parents . . . diverge," and the only remaining consideration is the direct question, unencumbered by a parental presumption, of what is in the child's "best interest."
Consistent with this understanding, we note that the statutes at issue in Santosky provided that a determination of unfitness was to be made only after the State had *Page 95 made efforts to reunify the child with the parents, where appropriate.See N.Y. Fam. Ct. Act, § 614.1 and § 632(a). The statutes also provided that, after a parent had been determined to be unfit, the trial courtcould terminate the parent's parental rights, or it could enter a suspended judgment giving the parent up to one year to meet additional court imposed conditions. See N.Y. Fam. Ct. Act, § 631, § 633, and § 634. However, the choice of remedy was to be based solely on the bestinterest of the child. See N.Y. Fam. Ct. Act, § 631.
Not unlike the New York statutory scheme, Alabama's statutes nowhere include any requirement that, upon a finding that the parents are irremediably unfit (or that for other reasons reunification is not appropriate), the State must terminate parental rights. In such circumstances, the ultimate question will remain: What is in the best interest of the child? Accordingly, the first sentence of §
"[A]fter the court has found that there exist grounds to order the termination of parental rights, the court must inquire as to whether all viable alternatives to a termination of parental rights have been considered. . . .Ex parte Beasley, 564 So.2d at 954-55 (emphasis added).". . . [T]hat is, once [the court] has determined that the petitioner has met the statutory burden of proof and that, having considered and rejected other alternatives, a termination of parental rights is in the best interest of the child — [the court] can order the termination of parental rights."
This understanding of the second prong in Ex parte Beasley is consistent with the pronouncements of our courts in numerous cases. See,e.g., In re Sanders,
In this case, the trial court held a review hearing in March 2001 and issued an order that required DHR to conduct home investigations on two individuals identified only by their names and the fact that one of them was an aunt of the child. Approximately seven months later, DHR filed the petition to terminate the parents' parental rights. At the trial on that petition, DHR admitted that it had not conducted home investigations on M.D. and F.P. However, the DHR social worker who had managed the parents' cases also testified that she had requested that both the mother and the father provide her with the names of relatives who might be alternative placements, but that neither had provided her with any names.
At trial, the parents focused their argument as to viable alternatives on the paternal grandmother. The court specially set a separate hearing regarding whether the paternal grandmother was a viable alternative. It was at the end of that hearing, after the court had taken testimony from the paternal grandmother, that the record first reflects a contention by the mother and the father that DHR should conduct home studies on M.D. and F.P. The trial court, however, proceeded to determine, without the benefit of such home studies, that termination of parental rights was in M.F.M.'s best interests.
Importantly, there is no indication in the record regarding how the names of M.D. and F.P. came to the trial court's attention or why the trial court decided to order DHR to investigate those individuals *Page 97 in March 2001.18 Nor is there any evidence indicating that either M.D. or F.P. ever visited M.F.M. or that they had any relationship whatsoever with M.F.M. There was no evidence indicating that M.D. or F.P. had requested that they be considered as alternative-placement resources, no evidence that the parents had brought M.D. or F.P. to the trial court's attention as alternative-placement resources, and no evidence that M.D. or F.P. had ever assisted the mother, the father, or M.F.M. in any way. Moreover, there was no showing whatsoever that either M.D. or F.P. would be a fit custodian for the child, much less that such a placement would be in the child's best interest.
Ultimately, therefore, the argument in favor of reversing the trial court's judgment terminating parental rights comes down to the fact that the record contains the names of two individuals who may or may not be fit custodians for the child. We are provided essentially no information about those individuals. We have an admission by DHR that it did not perform home studies on those two individuals, followed by an order for the termination of parental rights entered by the same trial court that, for reasons known to that trial court but not to this court, ordered those home studies in the first place.19 Given the deference to be accorded to a trial court's judgment in a termination-of-parental-rights case such as this, we cannot say that the trial court was plainly and palpably wrong to conclude that termination of the parties' parental rights was in M.F.M.'s best interest based on the record presented.
The judgment of the trial court is therefore due to be affirmed.
AFFIRMED.
CRAWLEY, J., concurs.
YATES, P.J., and THOMPSON and PITTMAN, JJ., concur in the result.
"The State's interest in finding the child an alternative permanent home arises only `when it is clear that the natural parent cannot or will not provide a normal family home for the child.' Soc. Serv. Law § 384-b.1.(a)(iv) (emphasis added). At the factfinding, that goal is served by procedures that promote an accurate determination of whether the natural parents can and will provide a normal home."
455 U.S. at 767.
Reference
- Full Case Name
- D.M.P. v. State Department of Human Resources. M.M. v. State Department of Human Resources.
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- 71 cases
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- Published