Lary v. Flasch Business Consulting
Lary v. Flasch Business Consulting
Opinion
This appeal is the second appeal to have arisen in ongoing litigation between the plaintiff, John Lary, a physician, and three defendants, Flasch Business Consulting, *Page 196
Helmut Flasch, and Doctor Relations, Inc., based upon Lary's claims that the defendants violated the Telephone Consumer Protection Act of 1991 ("the TCPA") by sending him unsolicited facsimile ("fax") transmissions. In the first appeal, this court reversed a judgment, entered pursuant to Rule 12(b)(6), Ala. R. Civ. P., dismissing Lary's claims asserting violations of two subsections of the TCPA:
After the cause was remanded, counsel for the defendants filed an answer on their behalf generally denying Lary's claims and asserting various affirmative defenses, such as the statute of limitations, consent, the existence of an established business relationship, and the absence of willful or intentional conduct. In February 2004, counsel for the defendants moved for, and was granted, leave to withdraw because of a conflict of interest, and, on the joint motion of the parties, the trial court set the cause for a trial on May 10, 2004. Lary then amended his complaint to state claims against a number of additional defendants; however, he later agreed to a voluntary dismissal of those claims, leaving the action in essentially the same procedural posture as it had been before the complaint was amended.
The record contains no transcript of the proceedings that occurred before the trial court on the scheduled trial date. Lary, in his appellate brief, asserts that the defendants failed to appear at trial and that he orally moved for the entry of a default judgment under Rule 55, Ala. R. Civ. P. However, after considering the entire case file, as well as this court's opinion in Flasch I, the trial court, rather than entering a default judgment in favor of Lary, entered a judgment on September 27, 2004, in favor of the defendants. The trial court's stated rationale for entering its judgment on Lary's claims was that "[t]here is no proof [the] defendant[s] knowingly used [Lary]'s emergency telephone line,"1 which, the trial court concluded, was the "same as [Lary's] non-emergency and fax info line"; the trial court's judgment also states that "[i]n any event any damages suffered by [Lary] would be minimal."2 Lary timely appealed from that judgment.
As a prerequisite to our substantive review, we must first consider the precise nature of the trial court's judgment in favor of the defendants. Despite the setting of a trial date, there appears to have been no actual trial of the issues raised by the parties' pleadings. Moreover, the trial court's judgment expressly indicates that it was based upon this court's earlier opinion and upon the matters in the case file itself; however, at the time that the trial court entered its judgment *Page 197
on remand, the only submissions pertaining to the substantive issues in the case were Lary's complaint, as amended, and the defendants' answer. In other words, no evidentiary matter appears in the record. As a result, we will treat the trial court's judgment as having been entered pursuant to the provisions of Rule 12(c), Ala. R. Civ. P., governing judgments on the pleadings in a case. See Deaton, Inc. v. Monroe,
The applicable standard of review of a judgment on the pleadings was summarized by our Supreme Court in UniversalUnderwriters Insurance Co. v. Thompson,
"A judgment on the pleadings is subject to a de novo review. Harden v. Ritter,
710 So.2d 1254 ,1255 (Ala.Civ.App. 1997). A court reviewing a judgment on the pleadings accepts the facts stated in the complaint as true and views them in the light most favorable to the nonmoving party. Id. at 1255-56. If matters outside the pleadings are presented to and considered by the trial court, then the motion for a judgment on the pleadings must be treated as a motion for a summary judgment. See Rule 12(c), Ala. R. Civ. P. Otherwise, in deciding a motion for a judgment on the pleadings, the trial court is bound by the pleadings. See Stockman v. Echlin, Inc.,604 So.2d 393 ,394 (Ala. 1992)."
Lary contends that the trial court erred in entering a judgment in favor of the defendants.4 In addition to challenging the judgment on the merits, he argues that as a procedural matter he should have been awarded a default judgment based upon the defendants' alleged failure to appear in court on the scheduled trial date. In his appellate brief, he cites Roberts v.Wettlin,
Lary's remaining arguments concern the substantive propriety of the trial court's judgment under the TCPA. We reiterate that in this appeal our standard of review mandates that we accept the facts stated in Lary's complaint as true and that we view them in the light most favorable to Lary. Universal Underwriters,
Flasch I,"Lary's amended complaint alleged that the defendants used or caused the use of automated telephone equipment to make unsolicited and nonemergency telephone calls to an `emergency' telephone line of a physician on numerous occasions and that the defendants used a fax machine, computer, or other device to send unsolicited advertisements to his fax machine. Those allegations, if proved, would demonstrate actionable violations of
47 U.S.C. § 227 (b)(1)(A)(i) and §227 (b)(1)(C), and such violations can be remedied under47 U.S.C. § 227 (b)(3) by a private civil action in the courts of this state."
We note that under the "law of the case" doctrine, "whatever is once established between the same parties in the same case continues to be the law of that case, whether or not correct on general principles, so long as the facts on which the decision was predicated continue to be the facts of the case." Blumbergv. Touche Ross Co.,
Based upon the foregoing facts and authorities, we reverse the judgment of the trial court in favor of the defendants and remand the cause for further proceedings in conformity with this opinion and with Flasch I.6
REVERSED AND REMANDED.
CRAWLEY, P.J., and THOMPSON, MURDOCK, and BRYAN, JJ., concur.
Reference
- Full Case Name
- John Lary v. Flasch Business Consulting
- Cited By
- 12 cases
- Status
- Published