Shouldis v. State
Shouldis v. State
Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 1277
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 1278
The appellant, James Shouldis, was convicted of sexual abuse in the first degree, a violation of §
E.D., the victim, testified that she was 10 years old at the time of trial. The victim stated that Shouldis, her step-grandfather, touched her "private parts" when she was visiting her grandmother and Shouldis around Christmas-time when she was 7 years old. According to the victim,
"Whenever I would go to [her grandmother's and Shouldis's] house, after I would get out of the bathtub, my little sister would stay back there with my [grandmother] and my [grandmother] would dry her off. And I would go and sit in [Shouldis's] lap and he would give me a bad touch."
(R. 105.) She further stated that he would "touch my private" outside of her clothing using two or three fingers to "rub it upwards and downwards." (R. 105.) According to the victim, this happened "maybe three, four, maybe five times." (R. 117.) The victim stated that after Shouldis had rubbed her "private" areas, he would "take his finger and go `shhhhhhh.'" (R. 122.)
The victim also testified that on another occasion, she awoke to find Shouldis standing at the foot of the bed holding the underwear she had been wearing when she went to sleep.
Sgt. Dean McGowan of the Baldwin County Sheriffs Department testified that he interviewed Shouldis about the allegations. According to Sgt. McGowan, Shouldis told him that he accidentally touched or grabbed the victim's crotch on one occasion while he was tickling her in the chair and that he told her that they should keep it a secret. Sgt. McGowan further testified that Shouldis denied ever penetrating the child. Finally, Sgt. McGowan testified that Shouldis denied removing the victim's underwear in the bedroom and denied any touching her in any sexual manner. *Page 1279
Shouldis's wife testified that the victim was her granddaughter. She stated that her deceased son was the victim's father. According to her, the victim's mother had on two previous occasions alleged that one of the victim's half-siblings had been sexually abused; one of those allegations involved that child's father and the other involved her stepfather. Shouldis's wife testified that Shouldis would tickle the children and had some sort of game called "the Claw" where he and the children would tickle each other. She stated that Shouldis denied committing the acts alleged.
The defense presented several character witnesses regarding Shouldis's character and further attacked the character of the victim's mother.
Finally, Shouldis testified that on one occasion he and the victim were playing a tickling game when the victim flipped up like she was going to do a somersault and that at the same time he reached down from his chair to tickle her causing his hand to inadvertently catch the victim in the groin area. He stated that he immediately apologized and told her he had not meant to do that. Shouldis also testified that on one other occasion, he was asleep in his chair when the victim jumped into his lap, striking his groin.2 He stated that he was startled and that as he reached up instinctively toward his groin area he firmly but accidentally struck the victim's groin area. Shouldis denied intentionally touching the victim's groin and further stated that he had never touched the victim for sexual gratification.
As noted above, the victim testified that Shouldis touched her "private" areas while she and Shouldis were sitting in his chair "maybe three, four, maybe five times." (R. 117.) During his motion for a judgment of acquittal, Shouldis argued that as to one count of the indictment the State had failed to present a prima facie case that any offense occurred in the bedroom. Defense counsel argued that the prosecutor previously assigned to the case had asserted that that particular count of the indictment involved an incident that allegedly occurred in the bedroom, while another count of the indictment involved the incidents in the chair. There was considerable discussion about a motion for a more definite statement that was apparently filed by defense counsel that was handled by the prosecutor who was assigned to the case before the prosecutor who actually tried the case was assigned.3 After additional argument, the trial court admonished the State for filing what it referred to as a "boilerplate" indictment. The trial court then determined that one *Page 1280 count of the indictment involved the allegations in the bedroom and dismissed that count for a lack of evidence. There was no mention of election during the remainder of the trial or during the proceedings on Shouldis's motion for a judgment of acquittal at the close of the evidence.
Here, the record does not contain any indication that the defense requested the State to elect on which instance of abuse in the rocking chair it was seeking a conviction. The thrust of counsel's argument during the motion for a judgment of acquittal went not to which specific instance of abuse in the rocking chair it was proceeding on in the remaining count of the indictment; rather, the thrust of the argument went to whether the State was seeking to use one instance in the rocking chair to prove count one of the indictment and a second incident in the rocking chair to prove count two of the indictment.4
Thus, because it does not appear from the record that Shouldis requested that the State elect on which incident in the rocking chair it was basing the remaining charge, that claim is not preserved for appellate review. See Pierson v. State,
In R.L.G. v. State,
Although Shouldis contends that the holding in R.L.G. does not apply because he and the victim did not "reside" together, based on the evidence presented in this case, we conclude that the law regarding "resident abusers" or "resident child molesters" still governs. As this Court stated inR.L.G.:
"`The term "elect" implies a knowledge of facts which go to make up two or more offenses; . . . to hold [the prosecutor] to have elected to proceed for a certain offense, he must have learned enough to enable him to individualize the transaction, and then *Page 1281 pursue his inquiry with a view of learning the details and particulars of the act or transaction thus individualized.'"Jackson v. State,
95 Ala. 17 ,18 ,10 So. 657 ,657 (Ala. 1892). The very nature of the evidence in this case, as discussed below, is dictated by the nature of the circumstances of the alleged abuse: abuse upon a young child by an abuser residing with the child, thus an abuser who could perpetuate the abuse so frequently and in so many locations that the young child loses any frame of reference in which to compartmentalize the abuse into `distinct and separate transactions.' Such evidence of abuse has been termed `generic evidence.'"Justice Maddox recognized this type of evidence in his dissent in Ex parte King,
707 So.2d 657 (Ala. 1997), when he quoted the following from State v. Brown,55 Wash.App. 738 ,746-47 ,780 P.2d 880 ,885 (1989), review denied,114 Wash.2d 1014 ,791 P.2d 897 (1990):"`"Particularly when the accused resides with the victim or has virtually unchecked access to the child, and the abuse has occurred on a regular basis and in a consistent manner over a prolonged period of time, the child may have no meaningful reference point of time or detail by which to distinguish one specific act from another. The more frequent and repetitive the abuse, the more likely it becomes that the victim will be unable to recall specific dates and places. Moreover, because the molestation usually occurs outside the presence of witnesses, and often leaves no permanent physical evidence, the state's case rests on the testimony of a victim whose memory may be clouded by a blur of abuse and a desire to forget. See People v. Luna,
250 Cal.Rptr. 878 ,884 ,204 Cal.App.3d 726 , quoting People v. Martinez,243 Cal.Rptr. 66 ,73 ,197 Cal.App.3d 767 (1988) (Hamlin, J., dissenting)."'"707 So.2d at 661. As the court in People v. Jones,
51 Cal.3d 294 ,305 ,270 Cal.Rptr. 611 ,616 ,792 P.2d 643 ,648 (1990), aptly observed:"`A young victim . . ., assertedly molested over a substantial period by a parent or other adult residing in his home, may have no practical way of recollecting, reconstructing, distinguishing or identifying by "specific incidents or dates" all or even any such incidents. (Indeed, even a mature victim might understandably be hard pressed to separate particular incidents of repetitive molestations by time, place or circumstance. See People v. Luna (1988)
204 Cal.App.3d 726 ,748 ,250 Cal.Rptr. 878 .)'"It is exactly because of the nature of this `generic' evidence of abuse that the prosecution of resident child molesters presents unique challenges rarely present in prosecution for other crimes. `It is in the context of [sexual molestation of children] cases that the issues associated with evidence of multiple offenses and jury unanimity usually arise.' Brown,
55 Wash.App. at 746 ,780 P.2d at 885 . Moreover, `[c]hild molestation cases frequently involve difficult, even paradoxical, proof problems.' Jones,51 Cal.3d at 305 ,270 Cal.Rptr. at 616 ,792 P.2d at 648 . Cf. Seales v. State,581 So.2d 1192 ,1193 (Ala. 1991) (in its review of the appellant's conviction for the rape of his seven-year-old stepdaughter, the court quoted with approval the following observation in Patrick v. State,495 So.2d 112 , *Page 1282 114 (Ala.Cr.App. 1986), `"[b]ecause of the language and communication difficulties of an underage victim, more than a few cases have dealt with the matter of proving what was formerly referred to as a `statutory rape'"'); Phillips v. State,668 So.2d 881 ,884 (Ala.Cr.App. 1995) (recognizing, in its review of a first-degree rape conviction of a nine-year-old victim, that the victim's poor testimony, wherein she repeatedly stated that she could not remember, is representative of the problem noted above in Seales)."The case before us demonstrates also the difficulty of requiring a specific election where the evidence shows a continuing pattern of sexual abuse of young children. A.G.'s description of the alleged abuse offered no distinguishing characteristics identifying any separate and distinct incidents of abuse. Rather, the abuse `result[ed] in an amalgamation of the crimes in the child's mind,' People v. Luna,
204 Cal.App.3d 726 ,748 ,250 Cal.Rptr. 878 ,890 (1988); thus `the child's testimony [was] reduced to a general, and customarily abbreviated, recitation of what happened on a continuing basis.' id. Although the evidence that A.G. had been abused was convincing — the jury so concluded in 15 minutes of deliberation — we agree with the prosecutor and the trial court that the difficulty of isolating and identifying a particular incident for the jury's consideration is manifest."
Here, the evidence clearly indicated that the victim and her sister stayed at Shouldis's house every other weekend and on assorted holidays from 1997 — when the victim's father died — until the abuse was discovered near the end of 2001. The testimony further indicated that the victim spent nearly every weekend in November and December at Shouldis's house in 2001. Clearly the evidence in this case indicated that Shouldis had "virtually unchecked access to the child" in the manner contemplated by the cases cited above. Therefore, the limited abrogation of the election rule as set out inR.L.G. and R.A.S. was applicable even though the victim resided with her mother and not Shouldis.
For these reasons, Shouldis is not entitled to any relief on this claim. *Page 1283
"`[T]his court has determined that issues as to a variance between the indictment and proof . . . are not preserved for review where they are not raised at trial.'" Biles v.State,
Moreover, even had this issue been preserved, Shouldis would not have been entitled to any relief because his claim is without merit.
"Ex parte Hamm,"`"An indictment is sufficient if it apprises the accused with a reasonable certainty of the nature of the accusation against him so that he may prepare his defense and plead the judgment of conviction as a bar to any subsequent prosecution for the same offense."' Moore v. State,
659 So.2d 205 ,208 (Ala.Cr.App. 1994), quoting Rice v. State,620 So.2d 140 ,142 , (Ala.Cr.App. 1993)."`"One of the functions of an indictment is to adequately inform the accused of the crime charged so that a defense may be prepared. Ex parte Washington,
448 So.2d 404 ,407 (Ala. 1984). A variance in the form of the offense charged in the indictment and the proof presented at trial is fatal if the proof offered by the State is of a different crime, or of the same crime, but under a set of facts different from those set out in the indictment. Ex parte Hightower,443 So.2d 1272 ,1274 (Ala. 1983)."'
Moore v. State,"`". . . `[T]here must be material variance between indictment and proof before a conviction will be overturned for that reason.' Ex parte Collins,
385 So.2d 1005 ,1009 (Ala. 1980) (emphasis in original). `The law of this state is well settled that "[t]here is no material variance where there is proof of so much of an indictment as shows the defendant committed a substantial offense specified therein."' House v. State,380 So.2d 940 ,943 (Ala. 1979). Compare Ex parte Hightower,443 So.2d 1272 (Ala. 1983) (fatal variance between indictment charging sexual misconduct without consent and proof of sexual misconduct with consent obtained by artifice.)""`Lipham v. State,
616 So.2d 396 ,397 (Ala.Cr.App. 1993).'"Pace v. State,
652 So.2d 321 ,324-25 (Ala.Cr.App. 1994), cert. denied,652 So.2d 328 (Ala. 1994)."
*Page 1284 Johnson v. State,"A fatal variance exist[s] only where the State fails to adduce any proof of a material allegation of the indictment or where the only proof adduced is contrary to a material allegation in the indictment. Eady v. State,
369 So.2d 841 ,843 (Ala.Cr.App. 1979), reversed on other grounds, Ex parte Alexander,475 So.2d 628 (Ala. 1985)."
Here, the indictment charged that Shouldis was over 16 years of age and subjected the victim to sexual contact when the victim was less than 12 years of age. The evidence at trial indicated that Shouldis, who was over 16 years of age, subjected the victim, who was under 12 years of age, to sexual contact. Thus, no material variance existed. Therefore, even had this issue been preserved by timely objection, Shouldis would not have been entitled to any relief on this claim.
Initially, we question whether this evidence should even be considered Rule 404(b) evidence, because it appears based on our review of the record and the arguments of counsel during Shouldis's motion for a judgment of acquittal at the close of the State's case that the evidence was actually evidence relating to the first count of sexual abuse charged in the indictment, i.e., the count that was dismissed by the trial court. The fact that that count of the indictment was dismissed based on insufficient evidence did not somehow render improper the evidence offered to support that charge.
In any event, we note that in order for this court to review an alleged erroneous admission of evidence, a timely objection must be made to the introduction of the evidence, specific grounds for the objection should be stated, and a ruling on the objection must be made by the trial court. See Ingram v.State,
"`In determining the sufficiency of the evidence to sustain a conviction, a reviewing court must accept as true all evidence introduced by the State, accord the State all legitimate inferences therefrom, and consider all evidence in a light most favorable to the prosecution.'" Ballenger v. State,
Section
"(a) A person commits the crime of sexual abuse in the first degree if:
". . . .
"(3) He, being 16 years old or older, subjects another person to sexual contact who is less than 12 years old."
Section
Time is not an essential element of sexual abuse. SeeHambley v. State,
In addition, "the victim's testimony alone is sufficient to establish a prima facie case of either rape or sexual abuse."Jones v. State,
It is well settled that ineffective-assistance-of-counsel claims cannot be presented on direct appeal when they have not been first presented to the trial court. Montgomery v.State,
Based on the foregoing, the judgment of the trial court is affirmed.
*Page 1286AFFIRMED.
McMILLAN, P.J., and COBB, J., concur.
SHAW, J., concurs in the result.
BASCHAB, J., recuses herself.
Reference
- Full Case Name
- James Shouldis v. State of Alabama.
- Cited By
- 32 cases
- Status
- Published