Shaw v. State Ex Rel. Hayes
Shaw v. State Ex Rel. Hayes
Opinion
In case no. 2050072, Phillip Randall Shaw ("the claimant") appeals from a summary judgment entered by the Etowah Circuit Court in favor of the State of Alabama on its claim that a particular parcel of real property apparently owned by the claimant had been forfeited to the State pursuant to §
The record, as supplemented, reveals that the claimant was arrested at some time in 1999 by agents of the Etowah County Sheriff on charges of, among other things, trafficking in methamphetamine. Although the date of the claimant's arrest is unclear, a number of items were seized, pursuant to §
On February 22, 2000, the State, on the relation of the sheriff of Etowah County and acting through the local district attorney, *Page 1249
brought an in rem civil action against the parcel of real property, alleging in the complaint that the claimant had been arrested on April 15, 1999; that the parcel had been seized at that time; and that the State "ha[d] probable cause to believe that said property had been used or was intended to be used to facilitate a violation of the controlled substances law of the State of Alabama" so as to subject the parcel to forfeiture under §
In February 2004, the State filed a motion for a summary judgment on its claim. That motion was supported by the claimant's "release" of the parcel of real property to the Unit, a copy of the claimant's deed to the parcel indicating his ownership, a copy of the claimant's plea agreement as to the three criminal cases in which he was involved, and three criminal judgments finding the claimant guilty of trafficking in methamphetamine, trafficking in amphetamine, and unlawful possession of methamphetamine. Notably, each criminal judgment contained the notation that the claimant "does not waive any rights [he] might have in any civil action."
The summary-judgment motion was set for a hearing to be held on March 2, 2004. However, the trial court did not hold a hearing on that date. The trial court then entered a series of orders continuing the trial of the cause to September 2004, to December 2004, to February 2005, to June 2005, to August 2005, and then to September 2005; however, the record does not reflect that the State's summary-judgment motion was set for a hearing after its initial setting.
On August 22, 2005, Vesta filed a motion seeking, among other things, intervention in the action as of right and on a permissive basis. In its motion, Vesta alleged that it had filed an action in 2001 against the State and the claimant seeking a declaration that its policy of insurance on the parcel of real property did not afford coverage and that Vesta's declaratory-judgment action had been stayed pending the entry of a judgment in the State's forfeiture action. The trial court rendered an order stating that the motion to intervene would be heard before trial on September 19, 2005.
However, on September 14, 2005, three business days before that trial date, the trial court, without holding a hearing, granted the State's February 2004 summary-judgment motion, determining (1) that the claimant had been arrested on December 17, 1999, while on the parcel of real property; (2) that the claimant had "voluntarily entered into a written, notarized agreement . . . to convey all right, title and interest in" the parcel to the Etowah County Sheriff; (3) that the claimant had "failed and refused to execute the necessary documents to effect the transfer of title to the Sheriff; and (4) that summary judgment was warranted based upon "the executed agreement of [the] [c]laimant . . . to relinquish the specified real and personal property, coupled with his pleas of guilty to the Trafficking offense and *Page 1250 other drug offenses that occurred on the premises that are the subject of this action, the evidentiary submissions in this case, and the attendant facts and circumstances of this case." Significantly, Vesta's motion to intervene was not ruled upon by the trial court before that judgment was entered.
On September 19, 2005, the claimant filed a motion to vacate the summary judgment, arguing that he had not waived his right to oppose the State's forfeiture claim, that there had been no hearing on the State's summary-judgment motion, and that the failure of the trial court to afford him an opportunity to be heard in opposition to the motion was erroneous. Vesta also filed a motion on September 19, 2005, to vacate the summary judgment. The record does not reflect an express ruling on either motion; however, pursuant to Rule 4(a)(3), Ala. R.App. P., the pendency of those postjudgment motions tolled the time for filing notices of appeal, rendering timely both the claimant's and Vesta's notices of appeal.
We first consider the claimant's appeal. Citing Van Knight v.Smoker,
"The Committee Comments to [Rule 78, Ala. R. Civ. P.,] state: `It is to be noted that the last sentence of the rule prohibits the granting of a Motion Seeking Final Judgment such as a Motion for Summary Judgment without giving the parties an opportunity to be heard orally.' (Emphasis added [in Van Knight].) Rule 56(c), Ala. R. Civ. P., itself entitles the parties to a hearing on a motion for summary judgment. See Hicks v. Alabama Pest Servs., Inc.,548 So.2d 148 ,150 (Ala. 1989); and Lightsey v. Bessemer Clinic, P.A.,495 So.2d 35 ,38 (Ala. 1986). Although, in certain limited circumstances, a trial court may rule on a motion for summary judgment without [conducting] a hearing, see Pate v. Rollison Logging Equip., Inc.,628 So.2d 337 ,341 (Ala. 1993), once the trial court has set a date for a hearing on the motion, the court must allow the nonmoving party an opportunity to be heard. Hill v. Chambless,757 So.2d 409 (Ala. 2000); and Tharp v. Union State Bank,364 So.2d 335 (Ala.Civ.App. 1978)."
In this case, the trial court, after the filing of the State's summary-judgment motion in February 2004, set that motion for a hearing on March 2, 2004. That court set no further hearing on that motion, nor did that court even refer to the pendency of that motion at any subsequent time; instead, that motion was granted, without a hearing, on September 14, 2005, three business days before a scheduled trial date. Although one might reasonably expect a trial court to take up a pending summary-judgment motion on the day of trial before conducting an ore tenus proceeding, a nonmoving party (such as the claimant in this case) has a right under our *Page 1251
law to expect that a trial judge, having previously set a date for a hearing on a summary-judgment motion, "will not issue a ruling [on that motion] before that party has had anopportunity to timely respond to the motion." Hill v.Chambless,
The State contends that Cofield v. City of Huntsville,
Here, however, we cannot agree with the State that its motion negated all material fact issues so as to demonstrate the State's entitlement to a judgment as a matter of law in its favor. Most notably, the State's evidentiary submissions do not demonstrate that the parcel of real property was "used or intended to be used for the manufacture, cultivation, growth, receipt, storage, handling, distribution, or sale of any controlled substance in violation of any law of this state" so as to be subject to forfeiture under §
We conclude that the trial court erred in failing to hold a hearing on the State's summary-judgment motion before entering a summary judgment in favor of the State in this case. The summary judgment, therefore, must be reversed, and the cause must be remanded for further proceedings.
Vesta's appeal is based upon the theory that the summary judgment in favor of the State amounts to an implicit denial of its motion to intervene. Alabama law does indeed afford a party whose motion to intervene has been denied a right to appeal from that decision; in Thrasher v. Bartlett,
In this case, the trial court did not enter such a definitive ruling, and the issues raised by Vesta's intervention request, such as the precise nature of Vesta's interest in the parcel of real property, have not been conclusively adjudicated, and it would arguably be presumptuous for this court to tread where the trial court has not yet gone. As we have noted, the summary judgment that purportedly aggrieves Vesta is due to be reversed, thereby obviating the very basis of Vesta's appeal. We thus dismiss that appeal as moot. However, we would observe that on remand the trial court should apply Rule 24, Ala. R. Civ. P., in determining whether Vesta should be entitled to intervene in the action before that court enters a final judgment on the State's claim.
2050072 — REVERSED AND REMANDED WITH INSTRUCTIONS.
2050103 — APPEAL DISMISSED.
All the judges concur.
Reference
- Full Case Name
- Phillip Randall Shaw v. State of Alabama Ex Rel. James Hayes, as Sheriff of Etowah County. Vesta Fire Insurance Corporation v. State of Alabama Ex Rel. James Hayes, as Sheriff of Etowah County.
- Cited By
- 3 cases
- Status
- Published