Holt v. State
Holt v. State
Opinion of the Court
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The opinion issued on December 23, 2005, is withdrawn, and the following opinion is substituted therefor.
William Buster Holt appeals the circuit court's denial of his motion made pursuant to §
Holt filed his motion on December 8, 2004, alleging that he was entitled to have his sentence of life imprisonment without *Page 730
the possibility of parole reconsidered because, he said, the prior convictions used to enhance his sentence under the HFOA were nonviolent, non-Class A felony convictions. The circuit court appointed counsel to represent Holt1 and on February 23, 2005, conducted an evidentiary hearing on Holt's motion. At the hearing, Holt presented evidence and argument regarding the facts and circumstances surrounding the robbery conviction for which he was sentenced to life imprisonment without the possibility of parole; regarding the nature and circumstances of the five prior felony convictions used to enhance his sentence for the robbery conviction; and regarding his record while in prison. Holt's counsel argued that considering "the totality of the circumstances" (R. 11) Holt should be considered a "nonviolent convicted offender" under §
At the conclusion of the hearing, the circuit court made the following statement:
"Mr. Rhodes has very succinctly argued the State's position in this matter and, of course, the Code of Alabama does define violent crimes and that's not been changed, so the court, as you know, must deal with — the threshold issue, I guess, Mr. Holt, would simply be whether or not having been convicted of what the Code describes as a violent crime, whether or not that preempts me altogether from considering anything else.
"Obviously, the Habitual Offender Act has in some cases caused undue hardship and injustice. And for that very reason, this Court not too long ago re-sentenced Mr. Kirby himself to where he would at least be eligible to apply for parole since he had not been convicted of a violent crime.2 Whether or not he makes parole or not is up to the Parole Board. You understand how that works. This case is different. The robbery first degree is, of course, a violent crime according to the Code of Alabama and I will just have to deal with whether or not there is any discretion with the Court at this point to even consider anything you have argued beyond that.
"Again, I hope it's a work in progress for one reason or another. There may well be cases out there that are going to need to be reviewed under perhaps a new act of the legislature and I invite the legislature to take a look at the totality of all of this and determine whether or not there needs to be a refinement of [§ 13A-5-9.1]."
(R. 44-45; emphasis added.) On March 22, 2005, the circuit court issued the following order denying Holt's motion:
*Page 731"This matter was before the court on 10 February, 2005, on [Holt's] petition for a new sentence hearing pursuant to Act 2001-977 and §
13A-5-9 et seq., Code of Alabama.
"The evidence reflects that in 1987, [Holt] was found guilty of the offense of robbery in the first degree and, at the time of this conviction, had already received five felony convictions. The evidence further reflects that four of [Holt's] convictions occurred in 1979 when [Holt] was 16 years of age and were originally charged as juvenile offenses charging two counts of forgery and two counts of unlawful use of a vehicle or concealing or receiving a stolen vehicle all of which were transferred to the felony docket. [Holt], from aught that appears, waived treatment as a youthful offender and [after pleading guilty] was sentenced, in September 1979, to three years on each case to run concurrently. [Holt] was granted probation and, in 1981, was convicted of a fifth felony under the charge of forgery and served three years and six months in the Department of Corrections. [Holt's] last conviction occurred in 1987, as noted hereinabove, wherein he was convicted of robbery in the first degree."The court is asked to determine whether, notwithstanding the robbery first degree conviction which is a violent offense which would otherwise disqualify [Holt] from consideration for resentencing under Kirby, the court has the discretion to consider other factors and determine, if appropriate, that the defendant was eligible for sentence review under Kirby. The State argues that the court has no such discretion and that [Holt's] 1987 conviction of robbery in the first degree precludes any consideration for sentence review based upon the robbery first conviction.
"Counsel for [Holt] cites Kirby as grounds for the argument that the court has discretion, `notwithstanding the defendant's being convicted of a crime of violence,' to exercise judicial discretion in determining whether [Holt] is eligible for the benefits of [§
13A-5-9.1 ]. The court has revisited Kirby and finds therefrom that the following statements from Kirby appear to address this issue. The court first states, in Kirby, that, `under §13A-5-9.1 , a judge applying §13A-5-9 (c)(3) to a previously sentenced defendant merely has the authority to conduct a new sentencing hearing, and in the judge's discretion, to modify a previous sentence under which a defendant would never have been eligible for parole to a sentence of "straight" life imprisonment under which a defendant might thereafter become eligible for parole, depending upon the factors then established by the Parole Board.'"Additionally, the court in Kirby stated, `We conclude that the State's trial judges have the authority under the statute to determine whether a defendant is a nonviolent offender and that those judges are competent to make that determination based upon the nature of the defendant's underlying conviction, other factors brought before the judge in the record of the case, and information submitted to the judge by the DOC and the Parole Board concerning the inmate's behavior while incarcerated.' The court has construed the first quoted paragraph above in its reference to the judge's discretion as being general discretion to consider a new sentencing hearing should the court find the defendant eligible initially. The second quoted statement above does not indicate, to this court, that the court can ignore or disregard or change the nature of the underlying conviction when, in fact, that underlying conviction is a listed violent offense, i.e., robbery first degree.
"Therefore, the court finds that the State's argument that [Holt's] underlying conviction of robbery in the first degree preempts his ability to seek redress *Page 732 under this new statute allowing resentencing to be persuasive, and, accordingly, [Holt's] motion for a new sentence hearing is denied. In the event this matter is appealed and this court's interpretation of Kirby is affirmed, then the court cannot help but comment that the legislature should re-address the issue of whether multiple or previous convictions of a juvenile even if converted to adult convictions as in this case, should not be allowed to be considered by the court even in cases such as the instant case where four of the convictions contributing to [Holt's] current sentence of life without parole occurred when he was 16 years old. To this court, this seems inherently unjust to remove at least some consideration by the sentencing court in such instances, and the court in this case invites review of its decision as to whether it has properly interpreted the Kirby case as to the extent of the court's discretion under [§ 13A-5-9.1]."
(C. 5-8; some emphasis added.)
For a better understanding of our disposition of this case, an overview of the law to date regarding §
"The provisions of Section
13A-5-9 shall be applied retroactively by the sentencing judge or presiding judge for consideration of early parole of each nonviolent convicted offender based on evaluations performed by the Department of Corrections and approved by the Board of Pardons and Paroles and submitted to the court."
In Kirby, supra, the Alabama Supreme Court explained the scope and application of §
"The plain language of §
13A-5-9.1 does not require that an inmate have a case pending before the circuit court in order for the inmate to file a motion for reconsideration of his or her sentence, nor does it require that the inmate invoke a particular rule of criminal procedure. Rather, §13A-5-9.1 provides that an inmate may ask the sentencing judge or the presiding judge for relief from a previous sentence imposed pursuant to the HFOA and provides that the court is to consider the evaluation of the DOC in considering the inmate's motion. Section13A-5-9.1 clearly confers jurisdiction on the sentencing judge or the presiding judge by giving that judge the power to apply the provisions of §13A-5-9 retroactively to `nonviolent convicted offender[s]' and by providing the procedure by which the provisions of the statute are to be applied."Normally, a trial court loses jurisdiction to modify a sentence in a criminal case if a request for modification is not filed within 30 days of sentencing. Massey v. State,
587 So.2d 448 (Ala.Crim.App. 1991). By requiring in §13A-5-9.1 that the provisions of §13A-5-9 are to be applied retroactively, however, the Legislature vested jurisdiction in the sentencing judge or the presiding judge to reopen a case more than 30 days after a defendant has been sentenced. . . . Clearly, the Legislature has the power to vest circuit courts with the authority to reopen a case that had previously been deemed closed and in which the court's decision was deemed final. See Ex parte Jenkins,723 So.2d 649 ,660 (Ala. 1998).". . . Section 6.11 of Amendment No.
328 [, Ala. Const. of 1901,] grants this Court the authority to promulgate rules of procedure, including criminal procedure, but it prohibits this Court from enacting a rule that alters the jurisdiction of a court. Only the Legislature, within constitutional limits, has the authority *Page 733 to alter the jurisdiction of the circuit courts. Henderson v. State,616 So.2d 406 ,407-10 (Ala.Crim.App. 1993). By passing a general act of statewide application, the Legislature can change the rules this Court has promulgated governing the administration of all courts. Ex parte Kennedy,656 So.2d 365 ,367 (Ala. 1995). Section13A-5-9.1 is an act of statewide application that confers jurisdiction upon the sentencing judge or the presiding judge to apply the 2000 amendment to the HFOA retroactively.". . . .
"Section
13A-5-9.1 directs the sentencing judge or the presiding judge to apply the provisions of §13A-5-9 retroactively, thereby making the benefits of the 2000 amendment to the HFOA available to inmates who were sentenced pursuant to the HFOA before it was amended in 2000. Section13A-5-9 (c)(3), as amended in 2000, allows a sentencing judge to decide in certain circumstances whether a sentence of life imprisonment or life imprisonment without the possibility of parole is appropriate for a particular inmate. In making that decision, the sentencing judge does not have the power to decide the secondary issue — whether the defendant will be granted parole should the judge sentence him or her to `straight' life imprisonment. Under §13A-5-9.1 , a judge applying §13A-5-9 (c)(3) to a previously sentenced defendant merely has the authority to conduct a new sentencing hearing, and in the judge's discretion, to modify a previous sentence under which a defendant would never have been eligible for parole to a sentence of `straight' life imprisonment, under which a defendant might thereafter become eligible for parole, depending upon the factors then established by the Parole Board.". . . .
". . . Reading §
13A-5-9.1 in conjunction with §13A-5-9 , it is clear that a sentencing judge or a presiding judge can resentence only two narrowly defined classes of habitual offenders: those who had been sentenced to life imprisonment without the possibility of parole under the mandatory provisions of the HFOA upon conviction of a Class A felony with no prior Class A felony convictions; and those who had been sentenced to life imprisonment under the mandatory provisions of the HFOA upon conviction of a Class B felony. Moreover, of those habitual offenders, the judge can resentence only those who are nonviolent offenders."We conclude that the state's trial judges have the authority under the statute to determine whether a defendant is a nonviolent offender and that those judges are competent to make that determination based upon the nature of the defendant's underlying conviction, other factors brought before the judge in the record of the case, and information submitted to the judge by the DOC and the Parole Board concerning the inmate's behavior while incarcerated. It is axiomatic that only the sentencing judge or the presiding judge should evaluate the inmate's crime and his or her conduct associated with that crime in deciding whether the inmate is a nonviolent offender, just as the judge evaluated those factors at the time the inmate was originally sentenced. Another factor in determining whether the inmate is a nonviolent offender, however, should be a consideration of the inmate's conduct while incarcerated, which knowledge is within the purview of the DOC. Section
13A-5-9.1 provides that the DOC will conduct an evaluation of the inmate's performance while incarcerated and submit its evaluation to the court so *Page 734 the judge can take that information into account in determining whether the inmate is eligible for reconsideration of his or her sentence."
As this Court noted in Prestwood v. State,
Wells v. State,"[O]nce a circuit court has considered one motion for reconsideration of sentence filed by a defendant in a particular case, the defendant's rights with regard to that case will have been sufficiently safeguarded. Thereafter, the circuit court will not have jurisdiction to [grant] any second or successive motions for reconsideration filed by that defendant in that particular case. Instead, it should summarily deny any such motion."
Sanders v. State,"Whether an inmate is a violent offender is for the circuit court to determine and, in the absence of an abuse of its discretion in so determining, we will not disturb its finding on appeal. Moreover, once the circuit court determined that Sanders was a violent offender, it was correct in finding that it had no jurisdiction to resentence Sanders because, although § 13A-45-9.1 grants the sentencing judge or presiding judge jurisdiction to consider a §
13A-5-9.1 motion, by its very language §13A-5-9.1 grants the sentencing judge or presiding judge jurisdiction to resentence only those offenders that are eligible for resentencing, i.e., nonviolent offenders who were sentenced pursuant to §13A-5-9 (c)(2) or (c)(3), Ala. Code 1975."
Based on the authority cited above, it is clear that in evaluating motions filed under §
There are three requirements for eligibility to have a sentence reconsidered under §
In this case, the circuit court had jurisdiction to consider Holt's motion because the motion was filed in the court in which Holt was convicted and the judge who ruled on the motion was the presiding judge of the Jackson Circuit Court; the record indicates that this was Holt's first motion for reconsideration under §
Section
"For the purposes of this division [the Uniform Firearms Act], the following terms shall have the respective meanings ascribed by this section:
". . . .
"(2) Crime of Violence. Any of the following crimes or an attempt to commit any of them, namely, murder, manslaughter (except manslaughter arising out of the operation of a vehicle), rape, mayhem, assault with intent to rob, assault with intent to ravish, assault with intent to murder, robbery, burglary, kidnapping and larceny."
(Emphasis added.) Section
*Page 736"For the purposes of this article [the Alabama Sentencing Reform Act of 2003], the following terms have the following meanings:
". . . .
"(13) Violent Offense.
"a. For purposes of this article [the Alabama Sentencing Reform Act of 2003], a violent offense includes each of the following offenses, or any substantially similar offense to those listed in this subdivision created after June 20, 2003 [the date the Alabama Sentencing Reform Act of 2003 became effective]:". . . .
"28. Robbery I pursuant to Section
13A-8-41 ."29. Robbery II pursuant to Section
13A-8-42 ."30. Robbery III pursuant to Section 13A-8-43."4
Because the substance of §
"b. The basis for defining these offenses as violent is that each offense meets at least one of the following criteria:"1. Has as an element, the use, attempted use, or threatened use of a deadly weapon or dangerous instrument or physical force against the person of another.
"2. Involves a substantial risk of physical injury against the person of another.
"3. Is a nonconsensual sex offense.
"4. Is particularly reprehensible."
Therefore, the fact that a crime is defined as a "violent offense" under §
As the Supreme Court noted in Kirby, "§
"We conclude that the state's trial judges have the authority under the statute to determine whether a defendant is a nonviolent offender and that those judges are competent to make that determination based upon the nature of the defendant's underlying conviction, other factors brought before the judge in the record of the case, and information submitted to the judge by the DOC and the Parole Board concerning the inmate's behavior while incarcerated. It is axiomatic that only the sentencing judge or the presiding judge should evaluate the inmate's crime and his or her conduct associated with that crime in deciding whether the inmate is a nonviolent offender, just as the judge evaluated those factors at the time the inmate was originally sentenced. Another factor in determining whether the inmate is a nonviolent offender, however, should be a consideration of the inmate's conduct while incarcerated, which knowledge is within the purview of the DOC. SectionKirby,13A-5-9.1 provides that the DOC will conduct an evaluation of the inmate's performance while incarcerated and submit its evaluation to the court so the judge can take that information into account in determining whether the inmate is eligible for reconsideration of his or her sentence."
Of course, the statutory designation of an inmate's underlying offense as a "violent offense" is certainly an important consideration in determining whether an inmate is a "nonviolent convicted offender"; nothing in §
By totality of the circumstances, we mean the totality of the information before the circuit court when it rules on the §
In this case, the circuit court found that Holt was a violent offender. However, based on the statements the court made during the hearing as well as in its order denying Holt's §
This is not to say that robbery in the first degree is not a violent offense or that the particular robbery committed by Holt was not a violent offense, nor that we believe that the circuit court in this case would be abusing its discretion in finding that Holt is a violent offender. Indeed, if the circuit court had determined that Holt was a violent offender after considering and weighing all of the factors presented to it, as the circuit court did in Sanders, *Page 740
supra, we would have upheld the court's denial of Holt's §
Based on the foregoing, the judgment of the circuit court is reversed and this cause remanded for the circuit court to reconsider Holt's §
OPINION OF DECEMBER 23, 2005, WITHDRAWN; OPINION SUBSTITUTED; APPLICATION OVERRULED; REVERSED AND REMANDED.
McMILLAN, P.J., and COBB, J., concur.
BASCHAB, J., concurs specially, with opinion, which WISE, J., joins.
Concurring Opinion
I concur fully with the majority opinion, but I write specially to express my understanding of the main holdings of this opinion. First, a circuit court is not required to find that an inmate is not eligible to have his sentence reconsidered simply because his underlying conviction was for an offense that has previously been statutorily defined as a violent offense. Second, although a circuit court may order an evaluation by the Department of Corrections, it is notrequired to do so. Third, although a circuit courtmay conduct a hearing on a motion for reconsideration of sentence, it is not required to do so. Fourth, although a circuit court must consider the factors that are before it at the time it rules on a motion for reconsideration, it is notrequired to make findings of fact as to the weight it gave to each factor.
WISE, J., concurs.
Reference
- Full Case Name
- William Buster Holt v. State of Alabama.
- Cited By
- 56 cases
- Status
- Published