Kramer v. State
Kramer v. State
Opinion of the Court
Kramer was indicted, and convicted by the circuit court of Cullman county, of the offense of embezzlement. He was indicted under section 0830 of the Criminal Code. That section reads as follows:
“Any officer, agent, clerk, or servant of any bank incorporated under any law of this state, who embezzles or fraudulently converts to his own use, or fraudulently secretes with intent to convert to his own use, any money, property, or effects belonging, to or in the possession of such bank, or deposited therein, must be punished, oil conviction, as if he had stolen it.”
The indictment charged the defendant as an officer of a bank, to- wit, as “assistant cashier” thereof. The judgment! of conviction was reversed by the Court of Appeals solely upon the ground of variance. That is, that he was' indicted as assistant cashier, whereas the proof showed that he converted or embezzled the money in some other capacity. In other words, the effect of the holding of the Court of Appeals was, that the defendant should have been indicted as treasurer, or agent, or clerk, and not as assistant cashier, because there was no- such office as that of assistant cashier; that there can he no de facto office and, consequently, neither de facto nor de jure officer of a private corporation, unless there is a de jure office for him to fill. Stated differently, that the directors of a private corporation, under the laws of this state, cannot create an office; and that if they attempt so to do, and elect a person to the proposed office, who serves in the indicated capacity for eight years or practically during the whole life of the corporation, the creation and election are both abortive, and such, incumbent is neither an officer de jure nor de facto because the directors bad no authority to create the office.
“I cannot be convicted because there was no such office as that of assistant cashier, although *61 I held myself out as such officer, and as such received the money and converted it.”
He cannot now be heard to say, in defense to this charge:
“You ought to have indicted me as a clerk or an agent of the bank. The corporation and I, acting together for eight years, said to the state and the public, ‘Here is an officer of this bank; he is assistant cashier, not a mere clerk or agent; you may deal with him as such officer, and as such officer he may bind the bank; and the corporation is bound by his acts when he acts in that capacity, but not if he acts in some other,’ ”
—and then when the state indicts him for his acts in this capacity, or the corporation, for such acts of his, be heard to say that there was no such office, and consequently no such officer de facto or de jure. This would allow the corporation and the defendant, one or both, to perpetrate a fraud upon the public and the law — which of course will not be done. The same principle of estoppel was applied by this court, in all its rigor, in Diggs’ Case, 49 Ala. 311.
The following strong and forceful language of Judge Brickell, with the quotations employed by him, in Diggs’ Case, is here apt and conclusive. The fact that there was an office in the Diggs Case does not and cannot make any difference, in applying the principle of estopixel to both cases:
“His appointment, though defeasible and invalid, is color of title. If the defendant accepted the appointment, and exercised the duties of the office, he was an officer de facto, though there may have been a solicitor de jure claiming the office. The law, so long as he kept in the line of his official duty, would have extended him the protection afforded the rightful officer. Official responsibility, civil and criminal, is but just compensation for this protection. When lie is called to answer for malfeasance, he cannot be permitted to assail the validity of his appointment; he is estopped from abnegating his official capacity. 1 Bish. Crim. Law, § 917.
“In Rex v. Berdett, 6 Car. & P. 124, a letter carrier was indicted for embezzling an overcharge on a letter delivered to him. No evidence of his appointment as a letter carrier was offered; but one of the-witnesses incidentally stated that he acted as such. The statute under which he was indicted prohibited and punished embezzlement by 'public officers. The court submitted the fact of embezzlement, and the question whether the prisoner had acted as letter carrier, to the jury, declaring that if the two facts concurred, the prisoner was guilty; and he was convicted. In Allen v. McNeel, 1 Mill, Const. (S. C.) 459, it is said, ‘When a person is sued for any act done by him in an official capacity, it does not lie in his mouth to say he is not the person he has held himself out to the world to be.’ In State v. McEntyre, 25 N. C. (Ired.) 174, the court held: ‘A person who undertakes an office, and is in office, though he might not have been duly appointed, and therefore may have a defeasible title, or not have been compellable to serve therein, is yet, from the possession of its authorities and the enjoyment of its emoluments, bound to perform all the duties, and liable for their omission, in the same manner as if the appointment were strictly legal and his right perfect.’ ”
The same principle was applied in Pentecost’s Case, 107 Ala. 81, 18 South. 146, and it is conclusive here. This same principle of estoppel is applied as to both the -Christian and the surname of defendants in criminal cases. If a man holds himself out to the public as bearing a given name, and he is indicted by that name, it is wholly immaterial that his name is not what he is called, or even that there is no person having such a name as that by which he is so known and called. The state, in such a case, is not required to prove that such, is Ms real and legal name, or there is such a real and legal name. That the defendant is known and designated or identified by such name is all that is required.
We can see no difference where he is so identified by a given official title, if he has held himself out as being such officer, thus distinguishing himself from other officers, agents, or clerks of the corporation. If he is indicted by the title which he held himself out as bearing, it is of no consequence that he is ideally not such officer, or that there is no such office, because he is estopped from showing the truth of the matter if it be different from 'what he represented it to be to the public. Mr. Bishop thus states the law on the subject:
“One indicted for malfeasance in office cannot object that he does not hold the office do jure; Ms acting in it estops him to deny his right thereto” — and cites a number of cases supporting the text. 1 Bish. New Cr. Law, § 464.
The holding of the Court of Appeals is to the effect that in this criminal proceeding the existence of such an office as that of assistant cashier of the bank, a private corporation, can and must be proven only by a by-law, adopted and promulgated by the stockholders of the corporation. In this holding, we are of opinion, the Court of Appeals fell into error.
It results that the application for certiorari must be granted, and that the judgment of the Court of Appeals is reversed, and the cause remanded for further proceedings in the Court of Appeals.
Certiorari granted, and judgment reversed, and cause remanded.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.