Davis v. Everett
Davis v. Everett
Opinion
Plaintiff, Helen Davis, appealed from a judgment denying attorney's fees under
The issues before this Court on appeal are:
(1) Whether plaintiff was a "prevailing party" under
(2) Whether special circumstances existed which precluded an award of attorney's fees under
(3) Whether the trial court erred in applying Ott v. Everett,
Plaintiff-appellant, Helen Davis, is the owner of Damar's Tea House, a restaurant in Dothan, Alabama. She applied to the board of city commissioners (commissioners) for an on-premises beer and wine license. Municipal Ordinance No. 5942 requires that an applicant's premises be at least 600 feet from a church, playground, school, or public park before an alcoholic *Page 1234 beverage license will be issued. The Commissioners found that Mrs. Davis's premises were less than 600 feet from a church and denied her application for a license.
Mrs. Davis filed suit against the mayor and commissioners, alleging, among other things, that the City violated her rights to equal protection and due process under the Alabama and United States constitutions by using the "public access" method in a discriminatory fashion to measure for compliance with the ordinance. Mrs. Davis contended that the city used the public access method to selectively enforce the ordinance because the commissioners had issued licenses to businesses which were less than 600 feet from the prohibited zone if measured by a straight line, but greater than 600 feet under the public access method. She claimed that the commissioners acted under color of state and local law to arbitrarily deny her a license, and therefore, she says, they violated
(1) Money damages as compensation for injury to her business and reputation;
(2) A writ of mandamus ordering the mayor and board of commissioners to grant the license;
(3) A judgment declaring the "public access" measurement unconstitutional, thus making the ordinance invalid; and
(4) A judgment declaring the "grandfather clause" in the ordinance unconstitutional, thus making the ordinance invalid.
After the trial, the court found that the city had denied Mrs. Davis's equal protection rights,3 not by selectively enforcing the ordinance, but rather by its failure to comply with the clear language of the ordinance. The use of the "public access" method defeated the purpose of the ordinance, which states: "No privilege license shall be issued . . . where the place or establishment for which such license applied for is less than six hundred (600) feet from any church building or church grounds." The court based its decision solely on the Alabama Constitution. The court granted mandamus and ordered the mayor and commissioners to issue the license to Mrs. Davis; it denied the complaint for damages and the bill for declaratory relief.
Later, Mrs. Davis filed a motion for reconsideration on the issue of attorney's fees. In ruling on the motion, the trial court made the following findings:
"(1) That Plaintiff's complaint herein sought relief under both state and federal grounds.
"(2) That this Court's judgment granting mandamus entered in favor of the Plaintiff on August 20, 1982, explicitly and affirmatively relied on the Alabama Constitution of 1901 but neither affirmatively granted nor denied relief under the U.S. Constitution pursuant to
42 U.S.C. § 1983 , which is known as the Civil Rights Act."(3) That, however, even though this Court's decision was based upon a state cause of action rather than a federal one, the same decision could have possibly *Page 1235 been reached under the federal cause of action."
The court noted that the issue had not been decided in Alabama but acknowledged that:
"where a Court enters judgment in favor of a plaintiff on a state law claim but does not enter judgment for the plaintiff on a federal Constitution violation claim, attorney's fees may be nevertheless awarded to the prevailing plaintiff under the Civil Rights Act as long as both claims arise out of a common nucleus of operative fact. Burchett v. Bower, D.C.Ariz. 1979,
470 F. Supp. 1170 ; Milwe v. Cavuoto, C.A.Conn. 1981,653 F.2d 80 ."
However, the trial court denied Mrs. Davis's application for attorney's fees, based on Ott v. Everett,
"neither a municipality, its mayor, nor the members of the board of commissioners are liable in damages on account of the exercise of their quasi-judicial powers regarding approval or disapproval of an application for a retail liquor license, or the issuance or refusal to issue that license, and are exempt from liability for error or mistake of judgment in the exercise of the duty in that regard absent fraudulent, malicious, or corrupt intent."
The court stated that its ruling for plaintiff was not based upon any finding of "fraudulent, malicious, or corrupt intent" on the part of defendants; therefore, the court said the commissioners could not be liable for attorney's fees under § 1988 because they were entitled to immunity for damages underOtt.
In Still v. Personnel Board of Jefferson County,
The United States Supreme Court has held that success on the § 1983 claim is not necessary for a plaintiff to be a prevailing party under § 1988. Instead, the Court has stated:
"[I]f the claim for which fees may be awarded meets the `substantiality' test . . . attorney's fees may be allowed even though the court declines to enter judgment for the plaintiff on that claim, so long as the plaintiff prevails on the non-fee claim arising out of a `common nucleus of operative fact.'" Maher v. Gagne,
448 U.S. 122 ,132 ,100 S.Ct. 2570 ,2576 ,65 L.Ed.2d 653 ,663 (1980), n. 15, quoting H.R. Rep. No. 1558, 94th Cong., 2nd Sess. 4 n. 7 (1976).
This test for whether a pendent claim is attached to a "substantial" claim corresponds to the test for whether a federal court has jurisdiction over the pendent claim.4 In other words, attorney's fees are *Page 1236
available in cases "in which plaintiff prevails on a wholly statutory, non-civil-rights claim pendent to a substantial constitutional claim." Maher, supra,
In the case at bar, plaintiff succeeded on her state constitutional claim, but the trial court neither specifically granted nor denied relief under her federal constitutional or § 1983 claims. The court recognized that the federal and state claims were closely related, because it stated that, "though this Court's decision was based upon a state cause of action rather than a federal one, the same decision could have possibly been reached under the federal cause of action."
This Court holds that Mrs. Davis's state constitutional claim arose from a common nucleus of operative facts with her federal constitutional claim, and, consequently, her § 1983 claim. All of her claims arose from the same underlying facts, i.e., the commissioners' denial of plaintiff's application for the license.
It is not necessary here to equate equal protection under the Constitution of 1901, Art. I, §§ 1, 6, and 22, with equal protection under the United States Constitution for all purposes; however, the Alabama Constitution necessarily embraces at least the minimal requirements of the United States Constitution. Defendants violated plaintiff's equal protection rights under the Alabama Constitution. It may also follow that plaintiff's federal constitutional rights were violated; she alleged a substantial federal claim, which was not dismissed, and ultimately prevailed on her state constitutional claim. TheGibbs test was satisfied because both claims arose from a common nucleus of operative facts. Accordingly, Mrs. Davis was a prevailing party under § 1988.
Additionally, Mrs. Davis satisfied the test of a prevailing party adopted by the United States Court of Appeals for the Fifth Circuit in Iranian Students Association v. Edwards,
The trial court's discretion under § 1988 is limited, however: "[The prevailing party] should ordinarily recover an attorney's fee unless special circumstances would render such an award unjust." Sen. Rep. No. 1011, 94th Cong., 2d Sess. 1, reprinted in [1976] U.S. Code Cong. Adm. News 5908, 5912 (quoting Newman v. Piggie Park Enterprises, Inc.,
Defendants contend that the following are special circumstances which required the trial court to deny attorney's fees: *Page 1237
(1) Mrs. Davis's personal financial interest in the litigation;
(2) Mrs. Davis suffers no disability that would make her especially favored by Congress;
(3) The commissioners' only interest in the subject matter of the case was the public interest; and
(4) The commissioners' acts were not inherently unconstitutional.
In support of their position, defendants cite Green v.Carbaugh,
In Green, a state administrative officer found that the management of the Jimmy Green Warehouse, a tobacco warehouse, had participated in illegal activities which had resulted in losses to persons dealing with the warehouse. Defendant asked the management to straighten out those problems and directed that the license for the warehouse be withheld until after the first two weeks of the selling season.
The district court found that defendant's ruling violated plaintiffs' due process rights, but refused to grant attorney's fees based on the following special circumstances:
(1) Plaintiffs made no claim nor presented evidence that they suffered any disability that would make them favored by Congress;
(2) Plaintiffs' interest in the litigation was primarily financial; and
(3) Defendant's decision was made in the public interest.
The Green court found that § 1988 was enacted "to encourage plaintiffs to file suits to vindicate the public interest in such things as racial equality and other such matters in which the primary beneficiary is the public in general."
The special circumstances relied upon by the Green court, and urged by the defendants in the present case, have all been rejected by the Fifth Circuit Court of Appeals. The Eleventh Circuit, which includes Alabama, has adopted as binding precedent the case law of the former Fifth Circuit handed down as of September 30, 1981, unless and until such precedent is overruled or modified by the Eleventh Circuit Court of Appealsen banc. Decisions of the en banc court of the former Fifth Circuit handed down after September 30, 1981, are also binding.United States v. Cross,
In Aware Woman Clinic, Inc. v. City of Cocoa Beach, Florida,
(1) The ordinance did not discriminate on the basis of sex or any other suspect factor;
(2) There was no discrimination against one of the homogeneous groups that Congress was attempting to protect in enacting § 1988; and
(3) The financial impact of an award of attorney's fees would fall on the individual taxpayers who had not participated in any discriminatory act.
Relying on Supreme Court decisions, the Fifth Circuit found that § 1988 applies to all types of § 1983 actions, not only those alleging invidious discrimination based on suspect classifications. 629 F.2d at 1148 (citing Maine v. Thiboutot,
The Fifth Circuit also rejected the argument concerning the financial impact on innocent taxpayers based on the Supreme Court's ruling in Hutto v. Finney,
In support of her position that there were no special circumstances, Mrs. Davis relies primarily on InternationalOceanic Enterprises, Inc. v. Menton,
The Fifth Circuit reversed the trial court's decision, finding that none of the following were special circumstances:
(1) The financial interest of the plaintiffs;
(2) Their ability to pay attorney's fees;
(3) The fact that defendants were "mere functionaries" carrying out the will of the city council; and
(4) The good faith of defendants in carrying out their official duties.
In light of the above two decisions by the Fifth Circuit, it is clear that all of the special circumstances argued by the commissioners have been rejected by the Fifth Circuit and, consequently, by the Eleventh Circuit. We hold that, under the facts presented, no special circumstances exist which would make an award of attorney's fees unjust.
Additionally, § 1988 does not provide for, and the Supreme Court has specifically found that there was no legislative intent therein to provide for immunity for state and local governmental officials sued in their official capacities.Hutto, supra,
For all the reasons discussed above, we hold that the trial court erred in denying attorney's fees. The judgment is reversed and the case remanded for further proceedings consistent with this opinion. It is so ordered.
REVERSED AND REMANDED.
TORBERT, C.J., and MADDOX, FAULKNER, JONES, EMBRY and ADAMS, JJ., concur.
ALMON and SHORES, JJ., not sitting.
Reference
- Full Case Name
- Helen Davis, D/B/A Damar's Tea House v. Kenneth Everett
- Cited By
- 14 cases
- Status
- Published