Ex Parte Clay
Ex Parte Clay
Opinion
Mary Louise Clay was charged with first degree theft of services in Madison County. She pleaded guilty to a reduced charge of second degree theft of services and received a sentence of a year and a day in the penitentiary. The Court of Criminal Appeals affirmed, without issuing an opinion.
Clay was indicted for first degree theft of services in violation of Alabama Code 1975, §
Sentencing was deferred until March 31, 1989. On March 31, Clay appeared in court with a different defense attorney (although it appears that the two defense attorneys were associates), and the attorney from the Madison County District Attorney's office was not the same as the one who had been present when Clay entered her guilty plea. Before the court sentenced Clay, her attorney stated that it was his understanding that Clay had pleaded guilty specifically on the inducement of the State in the form of a plea bargain. Defense counsel stated that under the terms of the plea bargain, Clay would plead guilty and receive a term of a year and a day, suspended for five years, probation, and would pay restitution, costs, and attorney fees. In response, the trial judge stated:
"That may be. The record would reflect that there was nothing said in terms of that arrangement, and to the contrary that the defendant was specifically advised that that was within the discretion of the Court. The record, of course, will speak for itself."
The trial judge sentenced Clay to serve a year and a day in the penitentiary and to pay court costs, attorney fees, and $25 to the Crime Victims Compensation Fund.
After the court announced the sentence, Clay's attorney moved to withdraw her guilty plea on grounds that the trial court had declined to follow the plea agreement reached between the defendant and the district attorney's office. The judge then stated:
"I think the record will show that we went to some length on March the 6th to explain to the defendant her rights and what her potential liability was in terms of punishment and that there was nothing made known to the Court in terms of any sort of arrangement between the defendant's counsel and the District Attorney. And I think the record will reflect that it took some ten or 15 minutes to go through the different rights that the defendant had, that she was fully advised of those rights, and based on that and the fact that she still chose to plead guilty, I'm going to deny your motion."
Neither the trial judge nor defense counsel asked the prosecuting attorney whether a plea agreement had been reached, and the prosecutor did not admit or deny that an agreement had been negotiated.
On appeal, Clay argues, first, that the trial court failed to allow the terms of the plea bargain to be presented before it accepted the plea and that that failure was error, and, second, that the court abused its *Page 1309 discretion in refusing her request to withdraw her guilty plea.
Clay's first argument is meritless. She has cited several cases to support her contention that the trial court erred in failing to allow the terms of the plea bargain to be submitted for its consideration before she was required to plead. E.g.,Ex parte Sides,
Clay's second argument on appeal is that the court erred to reversal in denying her motion to withdraw her guilty plea after it declined to follow the plea agreement. In Ex parteYarber,
However, before these principles can be applied by a trial court, the threshold question of whether a plea agreement exists must be determined. The trial court has the power to determine whether such an agreement exists, Congo v. State,
This threshold question of whether a plea agreement existed was never directly addressed by the trial court in this case. Before the court sentenced Clay, defense counsel argued that a plea agreement had been reached and specified the terms of the alleged agreement, and the prosecutor stood by silently. At that point, the trial judge acknowledged that an agreement may have been reached, but stated that at the plea hearing nothing had been said about a plea arrangement. Instead of making a finding on the existence of a plea agreement, the trial judge noted that Clay had been advised of her rights and of the potential liability, but stated that the record "will speak for itself." The State now contends that no plea agreement existed.
The problem presented by this case, that is, whether the State and the defendant had actually reached a plea agreement, has repeatedly appeared in the Court of Criminal Appeals and in this Court. On previous occasions, we have set out a recommended solution, and we believe it is necessary to do so once again:
*Page 1310 Ex parte Cassady,"The problem involved here could have been easily avoided had the plea agreement been written and all the terms and conditions made a part of the writing. If parties would reduce their plea agreements to writing, and present them to the trial court prior to sentencing, . . . resolution of cases questioning the existence or contents of plea agreements would be greatly facilitated. The record would also show whether or not the trial court had accepted the plea agreement."
Proper resolution of this case necessitates a factual determination of whether defense counsel and the prosecutor had reached a plea agreement, and, if so, a determination of the terms of the agreement. Therefore, the judgment of the Court of Criminal Appeals is reversed, and the cause is remanded with instructions for that court to remand the cause to the circuit court for an evidentiary hearing on the issue of whether a negotiated plea agreement was reached and, if so, what the terms of that agreement were. The circuit court is instructed to prepare written findings of fact on this matter and to further proceed in a manner consistent with this opinion.
REVERSED AND REMANDED WITH INSTRUCTIONS.
HORNSBY, C.J., and MADDOX, JONES, ALMON, HOUSTON, STEAGALL and KENNEDY, JJ., concur.
Reference
- Full Case Name
- Ex Parte Mary Louise Clay. (Re Mary Louise Clay v. State).
- Cited By
- 12 cases
- Status
- Published