Ex Parte Carroll
Ex Parte Carroll
Opinion
Robert Leo Carroll was convicted of murder made capital by §
The Court of Criminal Appeals affirmed the conviction but remanded the case to the trial court for written findings on the issue of mitigating circumstances. The court affirmed the sentence on return to the remand. Carroll v. State,
"While the defendant was an inmate in the county jail in Sumter County, Alabama and awaiting transportation to the state penitentiary, he became involved in an altercation with William Earl Sanders [another inmate]. The altercation began when [Sanders] and another individual while playing kickball in the exercise yard allowed a ball to strike a cup of ice that the defendant had placed on a concrete support. An argument ensued between the defendant and [Sanders]. The defendant exited the exercise yard and went upstairs to his cell and obtained a sharp instrument that was concealed near his jail cell. This instrument was a sharpened wire from a piece of broom that had been rubbed on the floor or some other place to make it extremely sharp. The defendant returned to the exercise yard and stabbed [Sanders] in the heart with the sharpened instrument. The evidence was that [Sanders] died immediately in the exercise yard."
In reviewing a death penalty case, this Court will notice any plain error or defect in the proceeding under review, regardless of whether it was brought to the attention of the trial court. Rules 45A and 39(k), A.R.App.P. Ex parte Bankhead,
According to §
"Murder by a defendant who has been convicted of any other murder in the 20 years preceding the crime; provided that the murder which constitutes the capital crime shall be murder as defined in subsection (b) of this section; and provided further that the prior murder conviction referred to shall include murder in any degree as defined at the time and place of the prior conviction."
To prove the prior murder conviction, the State introduced a certified copy of an order of the Common Pleas Court of Montgomery County, Ohio. That order read:
"On this 28th day of June, 1972, the defendant herein, Robert Leo Carroll, appeared in open Court with his counsel of record and it appearing to this Court that the defendant having previously entered a plea of guilty to the reduced and included offense of Murder Second Degree, which plea was accepted by the Court; and it further appearing that the defendant had been committed to the Lima State Hospital at Lima, Ohio and that a written report concerning his mental status having been received by this Court under date of March 22, 1972 wherein in a subsequent hearing . . . was held on April 12, 1972, this Court did, after hearing evidence, find the defendant sane and competent to stand trial; and it further appearing that the defendant was subsequently examined by Dr. D.A. Thomas, a physician specializing in mental diseases, who did file a written report of his examinations and evaluations to this Court; and further this Court did order the matter of sentencing of this defendant to be continued until the 28th day of June, 1972 so that evidence may be received in open Court from Dr. D.A. Thomas, and the said doctor having testified and on the evidence this Court does find that the defendant is a psychopathic offender.
"And the Court did then inquire of the defendant if he had anything to say why judgment and sentence should not now be pronounced against him, and the Court finding no further cause why said sentence should not now be pronounced, it is therefore ordered on this 28th day of June, 1972, that the defendant be and is hereby sentenced to the Ohio State Penitentiary for Life. . . .
"The execution of said sentence is hereby suspended and the Court does . . . hereby order [an] indefinite commitment of the defendant to the Department of Mental Hygiene and Correction at its State facility, the Lima State Hospital at Lima, Ohio . . . until he has recovered or his condition appears to have improved to such an extent that he no longer needs the special custody, care or treatment of such institution. . . ."
A postscript to this order stated: "The defendant has been in custody since March 21, 1970."
Carroll objected to the use of this document as proof of the 20-year element of §
Although the terms "judgment," "sentence," and "determination of guilt" are defined in Rule 26.1(a)(1), (2), and (3), A.R.Crim.P., respectively, the term "conviction" is not defined in Rule 26.1(a).
In this case, the certified copy of the Ohio trial court's order, which includes the sentence imposed, constitutes proof beyond a reasonable doubt that Carroll had been convicted of another murder in the 20-year period preceding this murder. The order reflects that Carroll had been in custody for some offense since March 21, 1970. Carroll was committed to the Lima State Hospital until he was restored to sanity and could stand trial. On April 12, 1972, the Common Pleas Court of Montgomery County found *Page 877
Carroll competent to stand trial. After this determination, Carroll entered a guilty plea to a reduced charge of second degree murder, which was accepted by the court. Because the State proved that on June 28, 1972, Carroll had been convicted of murder, he was properly convicted of capital murder, pursuant to §
We agree with the following statement of the Court of Criminal Appeals:
Carroll, 599 So.2d at 1266."We hold that the term 'conviction' as used in Ala. Code 1975, Section
13A-5-40 (a)(13), means that there must have been a prior 'judgment' and 'sentence' and 'determination of guilt' as those terms are defined by Rule 26.1(a)(1), (2), and (3), A.R.Crim.P. We reach that conclusion mindful of the requirement that criminal statutes must be construed so as to give fair warning of the nature of the conduct proscribed and not broadened by judicial interpretation, aware of the interpretation given the term conviction by the weight of authority, and recognizing that the apparent intent and purpose of Section13A-5-40 (a)(13) is to attempt to protect society from the criminal who has been convicted of a prior murder within a limited period of time."
Carroll argues the existence of mitigating circumstances under subsections (2) and (6) of §
Dr. Daniel Koch, a psychologist who examined Carroll one year after the second murder, testified for Carroll at the sentencing phase of the trial. Koch diagnosed Carroll as being schizophrenic. He based this evaluation on Carroll's I.Q. and on the results of a standardized personality test. Koch also stated that Carroll interpreted other people's statements literally. At some point in the confrontation between Carroll and Sanders, Sanders had said "Fuck you." Dr. Koch testified that Carroll took this literally, to mean "I am going to fuck you." Dr. Koch also testified that the statement was taken as a homosexual threat, which caused Carroll to react in an extremely drastic manner.
Carroll argues that the killing was committed while he was under the influence of "extreme mental or emotional disturbance," and that the court, therefore, should have found a mitigating circumstance, pursuant to §
Carroll argues that he did not have the "capacity . . . to appreciate the criminality of his conduct" at the time of the killing, and, therefore, that the court should have found a mitigating circumstance under §
In Lockett v. Ohio,
The testimony presented at trial indicated that Carroll acted intentionally and out of anger when he retrieved the sharpened instrument from his cell and returned to the exercise yard to stab Sanders in the heart. The evidence did not require a finding that Carroll acted out of fear of a homosexual assault. Therefore, the Court of Criminal Appeals did not err in this regard.
The Court of Criminal Appeals correctly held that the evidence supported the trial court's finding of no mitigating circumstances.
Carroll argues that the evidence in this case fails to support the finding of an intentional murder. Under §
The evidence would well support a factual conclusion that Carroll intentionally killed Sanders over a spilled cup of ice. There was evidence that as Carroll approached Sanders with the weapon he said, "I'll show you what an accident is," and that he then stabbed Sanders in the heart.
Based upon the evidence and issues discussed in this opinion, our careful review of all other issues raised but not discussed herein, and our search and review of the entire record, we conclude that the judgment of the Court of Criminal Appeals is due to be affirmed.
AFFIRMED.
HORNSBY, C.J., and SHORES, ADAMS, HOUSTON, STEAGALL and INGRAM, JJ., concur.
Reference
- Full Case Name
- Ex Parte Robert Leo Carroll. (Re Robert Leo Carroll v. State).
- Cited By
- 123 cases
- Status
- Published