Kissic v. Liberty Nat. Life Ins. Co.
Kissic v. Liberty Nat. Life Ins. Co.
Opinion
On June 9, 1989, Ronnie Kissic and his wife, Judi Kissic, sued Liberty National Life Insurance Company, Inc. ("Liberty National"); one of its agents, Robert Daniel Bice, Jr.; and Ronnie Kissic's father, Onnie Leon Kissic, seeking damages based on allegations that the defendants had fraudulently induced Ronnie Kissic to change the designated beneficiary under his life insurance policy from Judi Kissic to Leon Kissic. The record indicates that Ronnie Kissic and Judi Kissic were represented by the same attorney and that Ronnie Kissic died sometime after September 6, 1990, but before February 25, 1991. On February 25, 1991, Liberty National and Bice filed a crossclaim against Leon Kissic which in the second paragraph referred to "the death of plaintiff Ronnie Kissic." The *Page 251
crossclaim, which was served on Leon Kissic and Judi Kissic's attorney, stated a claim against Leon Kissic for the amount of life insurance proceeds paid to him under the policy, in the event that it was determined that the payment of those proceeds was improper. (The authority of Judi Kissic's attorney to act on behalf of Ronnie Kissic had ceased upon Ronnie Kissic's death. See Brown v. Wheeler,
The dispositive issue is whether either the crossclaim filed by Liberty National and Bice against Leon Kissic or the motion for joinder filed by Judi Kissic was sufficient to constitute a suggestion of death on the record, so as to commence the running of the six-month period for substituting a proper party under Rule 25.
Rule 25(a)(1) provides, in pertinent part, as follows:
"Unless the motion for substitution is made not later than six months after the death is suggested upon the record by service of a statement of the fact of the death [on the parties as provided in Rule 5, Ala.R.Civ.P., and on nonparty successors or representatives as provided in Rule 4 for the service of a summons], the action shall be dismissed as to the deceased party."
(Emphasis added.) Our research has disclosed little Alabama caselaw interpreting the emphasized language above. In Big RedElephant v. Bryant,
We note that that part of Rule 25 requiring service of a "statement of the fact of death" is identical to its federal counterpart, and, as we have stated many times, we look to the federal courts' interpretation of the Federal Rules of Civil Procedure when those rules are similar to our own. Our research indicates that the federal courts require a formal statement suggesting death on the record in order to initiate the running of the time period for substituting the proper party. See 3BMoore's Federal Practice, § 25.06(3) (2d ed. 1991); 7C C. Wright, A. Miller, M. Kane, Federal Practice and Procedure, § 1955 (1986); Grandbouche v. Lovell,
"Attorneys are sometimes so harassed during the course of a litigation that they may well overlook an informal suggestion of death. When the consequences to the client of a slightly delayed reaction may be severe and the burden of providing formal notice is slight, insistence on the observance of procedural ritual is justified."
We find the rationale of the federal courts persuasive. It is quite simple under Rule 25 to start the running of the time period for substituting a proper party for a deceased party by filing a clearly designated "statement of the fact of death" or "suggestion of death" and by serving that statement in accordance with the requirements of the rule. Rule 1, A.R.Civ.P., states that our rules of civil procedure should be construed so as to secure the just determination of every action. It is not the purpose of our rules to foreclose or bar potentially meritorious claims. Hayes v. Brookwood Hospital, supra. Any construction of Rule 25 on our part that could, under certain circumstances, create a trap for an unwary attorney would surely violate the spirit, if not the letter, of our rules of civil procedure. Therefore, we conclude, as the federal courts have, that requiring adherence to the simple procedure contemplated by Rule 25(a)(1) is preferable to embarking on a case-by-case review to determine under what circumstances the filing and service of a document during litigation would be sufficient to start the running of the six-month limitations period. For the foregoing reasons, we hold that neither the passing reference to Ronnie Kissic's death contained in the crossclaim, nor the one contained in the motion for joinder, was sufficient under Rule 25 to start the running of the six-month period.
Furthermore, we note that a suggestion of death must be served in accordance with Rule 25(a)(1). The record indicates that the crossclaim filed by Liberty National and Bice, although personally served on Leon Kissic, was served on Judi Kissic's attorney following Ronnie Kissic's death. As previously stated, Judi Kissic's attorney, at the time he was served with the crossclaim, no longer represented Ronnie Kissic, and the record does not indicate that a personal representative was ever appointed to represent Ronnie Kissic's estate or that, if one was in fact appointed, the personal representative was served with the crossclaim in accordance with Rule 4. Although service of a suggestion of death on an attorney will satisfy the *Page 253 requirement of Rule 25(a)(1) for service on parties to the litigation, the service required by Rule 25(a)(1) on interested nonparties, specifically the successor or representative of the deceased party's estate, must be served pursuant to Rule 4. Therefore, even if the crossclaim had been sufficient to constitute a proper suggestion of death in this case, because the personal representative of Ronnie Kissic's estate was never served with it the six-month limitations period would not have begun to run. See Grandbouche v. Lovell supra; Kaldawy supra.
We further note that the record does not show whether Judi Kissic's attorney also represented the personal representative of Ronnie Kissic's estate, or whether the motion for joinder filed by Judi Kissic was served on the personal representative of Ronnie Kissic's estate in accordance with the requirements of Rule 4, if a personal representative was ever appointed. Therefore, even if that motion had been sufficient to constitute a proper suggestion of death, we could not hold that the time period for substituting the proper party for Ronnie Kissic would have commenced to run. In any event, the trial court dismissed Ronnie Kissic's claims less than six months (specifically, 5 months and 10 days) after the motion for joinder was filed and served; therefore, even if the motion for joinder had met the specificity and service requirements of Rule 25(a)(1), the dismissal of Ronnie Kissic's claims would have been premature.
To the extent that Matthews v. Matthews,
For the foregoing reasons, the trial court's judgment of dismissal is due to be reversed and the case remanded for further proceedings consistent with this opinion.
REVERSED AND REMANDED.
HORNSBY, C.J., and MADDOX, ALMON, INGRAM and COOK, JJ., concur.
Reference
- Full Case Name
- Judi Kissic v. Liberty National Life Insurance Company
- Cited By
- 12 cases
- Status
- Published