Beavers v. County of Walker
Beavers v. County of Walker
Opinion
The plaintiffs, Ralph Beavers and nine other residents of Walker County, appeal from a judgment entered by the Walker Circuit Court in favor of the defendants, the County of Walker (the "County"), the Walker County Commission (the "Commission"), the Walker County Solid Waste Disposal Authority (the "Authority"), and Browning-Ferris Industries of Alabama, Inc. ("BFI"). The plaintiffs had sought a declaratory judgment and preliminary and permanent injunctions to enjoin the defendants from constructing a sanitary solid waste landfill on 680 acres in eastern Walker County, near Dora, adjacent to the unincorporated Bryan community. For the reasons expressed below, we reverse the trial court's judgment in favor of the defendants.
The consulting firm estimated that it would cost the County approximately $ 2.5 to $ 3 million to construct a landfill meeting Subtitle D design requirements, approximately $ 750,000 per year to operate the landfill, and greater than $ 1 million more for post-closure monitoring requirements. Based on these numbers, the Commission estimated a "tipping fee" of approximately $ 25 per ton of solid waste deposited at the proposed landfill, not including the costs of residential collection. The Commission considered the cost to the County to operate its own Subtitle D landfill to be too great for that option to be feasible, given the fact that a majority of the County's residents already refused to use the waste disposal service the County was then operating, for which only a small fee was charged.
The Commission set a meeting with the mayors of Walker County's municipalities for September 17 to discuss the proposed plan. Public notice of the meeting was published on September 6 in the Daily Mountain Eagle, a newspaper of general circulation in the County. All of the mayors who attended agreed to participate in the County's proposed plan, rather than prepare individual plans for their municipalities. The meeting was also attended by members of the general public, including one of the plaintiffs in this action.
The next step for the Commission in formulating a solid waste management plan was meeting the statutory public notice and comment requirements of the Solid Waste Management Plan Act.
"Prior to final adoption . . . of a [solid waste management] plan, the jurisdiction shall afford the public an opportunity to present data, views and arguments thereon, orally or in writing. The public comment period shall be no less than 30 days in length and shall include at least one public hearing. Notice of the public comment period shall be published at least once in a newspaper of general circulation in the jurisdiction and in the official gazette, if any, in the jurisdiction. Notice of the inclusive dates of the public comment period and date of the public hearing may be combined in the same publication. Notice of the time and place of the public hearing shall be published at least 30 days, but not more than 45 days prior to the date of said hearing. Any published notice shall contain a brief description of the proposed plan, and shall identify a location where copies of the plan shall be available for inspection during normal business hours, and shall also identify a contact person. . . ."
§
However, §
"In providing public notice of any application or proposal regarding any services described in the solid waste management plan, the local government shall at a minimum hold at least one public hearing thereon, notice of the time and place of which shall be given by one publication in a newspaper of general circulation in the municipality and in the official gazette, if any, of the jurisdiction. Furthermore, such notice shall be given at least 30 days but not more than 45 days prior to the proposed date of said hearing. Each notice published in compliance with this section shall contain at a minimum a description of the proposed action to be considered, its relevance to and consistency with the local solid waste management plan and shall identify a contact person from whom interested persons can obtain additional information and can review copies of both the local plan and the application or proposal to be considered."
Section
On November 1, 1990, the Commission held another public hearing to respond to complaints and rumors, particularly those the Commission believed had been generated by the "Concerned Citizens." Many members of that group, including several plaintiffs, attended the meeting and voiced their opposition to BFI's proposed landfill. Members of the Commission and representatives of BFI responded to citizen comments and explained why the Bryan landfill site had been chosen.
On November 19, during a regular meeting, the Commission approved and adopted the Walker County Solid Waste Management Plan, which incorporated the agreement with BFI. Several plaintiffs and members of "Concerned Citizens" attended the meeting. Thereafter, the Commission submitted the plan to the Alabama Department of Environmental Management ("ADEM"), which approved the plan on February 19, 1991.
On July 3, 1991, the Commission published notice of an August 5 public hearing on BFI's solid waste landfill permit application, meeting the statutory public notice requirements of §
Section
Thereafter, the landfill proposal was forwarded to the Birmingham Regional Planning Commission ("BRPC"), as required by § 22-27 — 48(b). The BRPC found it consistent with the region's waste disposal requirements and issued a "letter of consistency" on September 20, 1991. Finally, ADEM approved BFI's application for a solid waste landfill permit on March 12, 1993. *Page 1371
The defendants answered and counterclaimed on December 18, 1991, seeking a determination that the Commission's grant of "local approval" was in accordance with due process and with the Solid Waste Management Plan Act. The plaintiffs answered the counterclaim on December 31, 1991, and on October 2, 1992, they amended their complaint to add an additional count alleging that the Solid Waste Disposal Authorities Act was unconstitutional because, the plaintiffs say, §
On March 17, 1993, shortly after ADEM had granted BFI a permit to construct the Bryan sanitary solid waste landfill and construction at the site had begun, the plaintiffs moved for a temporary restraining order and for a preliminary injunction ordering BFI to halt construction. At an April 5 hearing the trial court heard oral testimony and received exhibits; the judge denied the plaintiffs' motion on April 8.
On April 7, 1993, both the plaintiffs and the defendants moved for a summary judgment. The court held a hearing on April 22, at which both sides agreed to submit the case to the trial court for a final judgment based on the pleadings, the briefs, the exhibits, the affidavits, and the oral testimony received by the trial court. On May 12, the court entered a final judgment in favor of the defendants.
On June 11, 1993, the plaintiffs filed a "Motion to Alter, Amend, and Vacate Judgment and Order and For a New Trial." The trial court held a hearing on this post-judgment motion on August 3, 1993, and denied it on August 31. The plaintiffs appealed to this Court on September 7, 1993. In October 1993, BFI completed construction of the Bryan sanitary solid waste landfill and began waste disposal operations at the site.
In response, the defendants contend that several of the plaintiffs' arguments were not presented to the trial court and, thus, were not properly preserved for appeal and cannot now be raised here as a basis for a holding that the trial court erred. In particular, the defendants argue that the plaintiffs have raised a "new" due process claim on appeal distinct from that which they argued to the trial court, and that the plaintiffs have also raised for the first time on appeal a contention that the exemption from the Competitive Bid Law found in the Solid Waste Disposal Authorities Act applies only to municipal solid waste disposal authorities and not to county solid waste disposal authorities or county commissions.
The function of an appeal is to obtain judicial review of the adverse rulings of a lower court; thus, it is a well-settled rule that an appellate court's review is limited to only those issues that were raised before the trial court. Andrews v.Merritt Oil Co.,
The plaintiffs' complaint raised broad questions of due process, public policy, the application of the Competitive Bid Law, and the constitutionality of the Solid Waste Disposal Authorities Act. The trial court entered a judgment in favor of the defendants, based on "the pleadings and the briefs submitted by the parties; the exhibits filed by the parties in support of their respective motions for summary judgment . . .; [and] the oral testimony taken during the April 5, 1993, hearing on plaintiffs' Motion for a Preliminary Injunction." Thus, in this case we may properly consider those issues and arguments raised by the plaintiffs on appeal that were presented to the trial court in the various briefs and pleadings the parties submitted before that court entered the final judgment. See Home Indemnity, supra.
Accordingly, we conclude that the following issues are properly before this Court on appeal: (1) whether the October 19, 1990, agreement entered into by the Authority, the Commission, and BFI is subject to Alabama's Competitive Bid Law requirements and, thus, is void because it was not competitively bid; (2) whether the Commission and the Authority are exempt from the Competitive Bid Law by a provision of the Solid Waste Disposal Authorities Act and whether that latter Act is unconstitutional; and (3) whether the plaintiffs' due process rights were violated by a provision in the agreement between the Commission and BFI that, the plaintiffs contend, obligated the Commission to grant "local approval" for operation of the landfill at the Bryan site.
The facts in this case are not disputed — even the defendants, who contend the ore tenus rule is applicable, have characterized the facts as "undisputed." Further, although both sides lay claim to certain "facts," we find that many of these "facts" actually involve questions of law proper for the court to consider.9 Thus, because the underlying facts are not disputed and this appeal focuses on the application of the law to those facts, there can be no presumption of correctness accorded to the trial court's ruling, and this Court must review that application of the law de novo. First National Bankof Mobile v. Duckworth,
"All expenditures of funds of whatever nature for labor, services or work, or for the purchase of materials, equipment, supplies or other personal property involving $ 5000.00 or more . . . made by or on behalf of any . . . county commission . . ., except as hereinafter provided, shall be made under contractual agreement entered into by free and open competitive bidding, on sealed bids, to the lowest responsible bidder. . . ."
(Emphasis added.) Further, §
The plaintiffs contend that this Court's opinion inBrown's Ferry Waste Disposal Center, Inc. v. Trent,
In response, the defendants argue that the plaintiffs' interpretation of Brown's Ferry is erroneous; they contend that that opinion did not create a common law rule of competitive bidding for all local governmental solid waste disposal contracts. The defendants also contend that the landfill agreement at issue is not subject to the bid law because it does not involve an expenditure by the commission, and, they contend, it did not grant an "exclusive franchise" to BFI. Finally, the defendants state that even if the landfill agreement was subject to competitive bidding under the Competitive Bid Law, the parties have been granted an exemption from that law by §
In response, the defendants argue that the plaintiffs' reliance on Brown's Ferry is misplaced because, they contend, that case was decided on its facts, which, the defendants argue, greatly differ from the facts of this case. The defendants argue that we struck down the landfill contract in that case as violating the Competitive Bid Law, for several reasons, including the fact that it involved a public expenditure of more than $ 5000 and the fact that it contained an express grant of an exclusive franchise; neither of these facts, they argue, is present in the agreement at issue in this case.
We conclude that the plaintiffs have taken the above-quoted passage from our Brown's Ferry opinion out of context. In that case, the contract at issue was clearly subject to the Competitive Bid Law because it involved the grant of an "exclusive franchise." In Brown's Ferry, we described the portion of the landfill agreement that violated the Competitive Bid Law by granting an exclusive franchise: "The landfill contract was fixed at three years and included a provision that during those three years the Commission would direct that [all] solid waste collected in Limestone County be placed in the landfill to be developed by Brown's Ferry." 611 So.2d at 227.
The contract granting an exclusive franchise had not been competitively bid, so the Brown's Ferry defendants argued to this Court on appeal that such a contract made pursuant to the Solid Wastes Disposal Act was exempt from the Competitive Bid Law.11 In turn, we ruled that none of the exemptions applied and that the contract should have been competitively bid. Id. at 229. Thus, the passage from Brown's Ferry on which the plaintiffs rely was only this Court's response to the defendants' specific argument in that appeal.
In Brown's Ferry, we did not hold that all contracts entered into by local governments pursuant to the Solid Wastes Disposal Act must be competitively bid; rather, we explained that such contracts are subject to the provisions of the Competitive Bid Law — those provisions being that any contract entered into by a local government that involves a public expenditure of $ 5,000 or more or that grants an exclusive franchise, must be competitively bid. Ala. Code 1975, §
"The Authority and County agree that throughout the term of this Agreement neither the Authority nor the County will, without the prior written consent of BFI, operate (except for the Walker County Landfill which will be closed contemporaneously with the commencement of operations at the BFI Sanitary Landfill) or develop any Solid Waste disposal facility (including, without limitation, any sanitary landfill, incinerator or similar facility) within the County and neither of them will enter into any agreement or other arrangement of any kind with any other *Page 1375 person or entity relating to the development, use or operation of any such Solid Waste disposal facility within the County. . . ."
(Emphasis added.) The trial court ruled that the landfill agreement did not grant an exclusive franchise to BFI.
However, the plaintiffs and the amicus curiae contend that by the above-quoted language, the Commission contractually agreed to grant "local approval" for BFI to construct a solid waste landfill in Walker County and to deny such approval to all other entities; thus, they argue, the Commission granted BFI an "exclusive franchise." They argue that section 5.5 clearly prohibits the Commission from granting "local approval" to any potential landfill operator other than BFI.
In response, the defendants claim that the agreement did not grant BFI an "exclusive franchise" because it does not expressly preclude the Commission from granting "local approval" of a landfill site to another landfill operator. They argue that exclusive franchises are not favored under the law and, therefore, that the grant of a franchise is presumed nonexclusive where there is no express provision to the contrary. In support of their position they cite Piedmont Power Light Co. v. Town of Graham,
Finally, the defendants argue that the plaintiffs cannot now contend that BFI has an "exclusive franchise" because the plaintiffs failed to contest that part of the defendants' "Statement of Undisputed Facts" filed in the trial court that stated as a "fact" that the franchise was not exclusive. However, we note that the question whether a franchise is "exclusive" is one of law, not fact, and, thus, is properly before this Court for it to decide.
It is well settled that in the absence of an express provision, the grant of a franchise will not be construed as exclusive. Piedmont Power Light, supra. We note that in addition to being granted local approval for its landfill site, BFI was also granted the franchise of allowing the solid waste landfill it was to construct in Walker County to receive waste from eight Alabama counties in addition to Walker County and that in return BFI was to pay a $ 1 per ton host fee to the County and to provide the County free waste disposal; this amounted to a franchise to receive of out-of-county waste at its landfill. Although we conclude that section 5.5 of the landfill agreement does not expressly prohibit the Commission from granting local approval to another company's landfill site, we focus more generally on whether the landfill agreement granted to BFI an exclusive franchise to the right to receive out-of-county waste. In other words, does section 5.5 of' thelandfill agreement expressly prohibit the Commission orAuthority from granting a franchise to another waste disposalcompany similar to the one granted to BFI?
We conclude that it does.12 The language used in section 5.5 of the agreement is very broad, and it expressly prohibits an agreement or arrangement such as the franchise granted to BFI. In fact, contrary to the position BFI now takes on appeal, at the August 3, 1993, hearing, BFI's attorney explained *Page 1376 to the trial judge that the purpose of section 5.5 was to give BFI a monopoly with respect to operating a landfill in Walker County where no other landfill operator could make a contract with the County similar to BFI's.13 Thus, we hold that the Commission and the Authority granted BFI an exclusive franchise. Accordingly, unless an exemption to the Competitive Bid Law is applicable, the landfill agreement at issue in this case is void because it was not competitively bid. See Brown'sFerry, supra.
The plaintiffs also argue that this Court was aware of the bid law exemption found in §
Finally, the plaintiffs argue that the exemption contained in §
"Any [solid waste disposal] authority and all contracts made by it shall be exempt from the laws of the state of Alabama requiring competitive bids for any contract to be entered into by municipalities or public corporations authorized by them, including, but without limitation to, the provisions of article 3 of chapter 16 of title 41."
(Emphasis added.)
The first rule of statutory construction is that the intent of the legislature should be given effect. Ex parte McCall,
Section
Accordingly, the exemption contained in §
We need not address the specifics of this claim. The Commission's grant of local governmental approval to the Bryan landfill site was based, in part, on the specific content of the contract at issue in this case. Because we have ruled that the contract is void, the Commission's grant of local approval based on that contract must also be held void. To hold otherwise would be to allow BFI to profit from making an unconstitutional contract. If this Court were to void the landfill agreement, but not the Commission's local approval of the Bryan site based on that unconstitutional agreement, BFI would have obtained the benefit of the only lawfully sited Subtitle D landfill in Walker County. Nothing would prevent BFI from then simply entering into a second contract with the Authority that did not grant it an exclusive franchise, and commence landfill operations. Thus, we hold that the Commission's grant of local approval to the Bryan landfill site, which was based on an unconstitutional and void contract, is also void. Accordingly, the trial court erred in denying the plaintiffs' motion for injunctive relief.
The plaintiffs originally sought to enjoin BFI's construction of its Walker County landfill, which is now completed. Now that we have ruled that the trial court erred in denying the plaintiffs' motion for a preliminary injunction, the question of whether to grant injunctive relief again becomes a consideration for the trial court. Whether to grant injunctive relief is generally left to the sound discretion of the trial court. Alabama Power Co. v. Drummond,
REVERSED AND REMANDED.
HORNSBY, C.J., and MADDOX, ALMON, SHORES, HOUSTON, STEAGALL, KENNEDY, INGRAM and COOK, JJ., concur.
"[PLAINTIFFS' ATTORNEY]: Your Honor, in response to what they said and with respect to the narrow issue they have argued here today, I still have not heard from anybody what that language purports to do in [section 5.5 of] the agreement. I still contend that that is indeed the granting of an exclusive franchise.
"[THE COURT]: That's interesting language.
"[BFI'S ATTORNEY]: Your Honor, if I might respond.
"[THE COURT]: Go ahead.
"[BFI'S ATTORNEY]: If anything, that will grant BFI a monopoly with respect to entering into a contract with the County or Authority with respect to the operation of a landfill.
"The language clearly says that it prevents the County Authority from entering into any agreement or other arrangement, referring to another type of agreement. It clearly does not say anything about preventing the County or Authority from granting local approval to any other applicant. All that would do, would keep the County from entering into a contract, for example, with Waste Away, to operate a solid waste landfill with respect to taking County waste or giving the County certain host fees for other type arrangements."
Reference
- Full Case Name
- Ralph Beavers v. County of Walker, Alabama
- Cited By
- 139 cases
- Status
- Published