Ex Parte Sierra Club
Ex Parte Sierra Club
Opinion of the Court
The Alabama chapter of the Sierra Club ("Sierra"), a national environmental organization, petitions this Court for a writ of mandamus ordering the Montgomery Circuit Court to reinstate a consent judgment. The consent judgment, which had been signed by Sierra representatives and the attorney general, *Page 56 concerned the legality of the appointments of R.D. Hicks, Charlotte Carter, and John Howard Lester to the Alabama Environmental Management Commission ("the Commission"). The legality of those appointments had been brought into question by a declaratory judgment and permanent injunction action instituted by Sierra. Hicks, Carter, and Lester later contested the consent judgment. The trial court set the consent judgment aside, stating that it had not had jurisdiction over the matter because Sierra had utilized a declaratory judgment action, rather than a quo warranto action.
The writ of mandamus which Sierra seeks is an extraordinary writ that applies "where a party seeks emergency and immediate appellate review of an order that is otherwise interlocutory and not appealable." Rule 21(e)(4), Ala.R.App.P. In order for this Court to issue a writ of mandamus, Sierra must show: "(1) a clear legal right . . . to the order sought; (2) an imperative duty upon the respondent to perform, accompanied by a refusal to do so; (3) the lack of another adequate remedy; and (4) properly invoked jurisdiction of the court." Ex parteAlfab, Inc.,
The Commission has supervisory authority over the Alabama Department of Environmental Management ("ADEM"). In December 1994, Sierra filed an action for a declaratory judgment and a permanent injunction against the Commission and ADEM, contending that the Commission had hired John Smith as the new director of ADEM without proper notice and in a closed meeting, in violation of the Sunshine Law, Ala. Code 1975, §
On February 2, 1995, the trial court issued a consent judgment, by which Sierra and the Commission, represented by the attorney general, agreed that the appointments of Hicks, Carter, and Lester were properly made, but that the appointments were to be resubmitted by the Governor to the Alabama Senate for another confirmation. The judgment noted that "[t]he Governor is under no obligation to support these confirmations and may in fact oppose such confirmation[s]."
On March 7, 1995, Hicks, Carter, and Lester, through their personal attorneys, filed motions to set aside the consent judgment. The trial court held that it had lacked jurisdiction to issue the judgment because of Sierra's failure to utilize an action by writ of quo warranto. The trial court stated:
"The Court concludes that it lacked subject matter jurisdiction and jurisdiction over the individual Commissioners to enter the consent order. Notwithstanding the Commissioners' contentions, it is clear that they were only sued in their official capacity and not individually. However, this works to the Commissioners' advantage [in] this instance. The relief sought by Sierra was precisely the type of relief for which quo warranto lies, to test their title to the office of Commissioner and to oust them if they were found to be wrongfully holding that office. Sierra does not claim any interest in the office; therefore, an action for declaratory judgment was not the proper remedy.
"Because the action must be brought against the individual holding the office, the individual has standing to contest the Court's jurisdiction to enter the consent order."
For these reasons, the trial court set aside the consent judgment.
The writ of quo warranto is a common law writ used to determine whether one is properly qualified and eligible to hold a public office. The writ is utilized to test whether a person may lawfully hold office, unlike impeachment, which is the removal of an officeholder for inappropriate acts while lawfully holding office. See Sullivan v. State ex rel. AttorneyGeneral of Alabama,
In Alabama, actions for the writ of quo warranto may be brought by private citizens pursuant to Ala. Code 1975, §
"(a) An action may be commenced in the name of the state against the party offending in the following cases:
"(1) When any person usurps, intrudes into or unlawfully holds or exercises any public office . . . ."
The issuance of a writ of quo warranto must serve the public good, although it may also incidentally benefit the person or persons that institute the action. Floyd v. State ex rel.Baker,
In Talton v. Dickinson,
In Reid v. City of Birmingham,
Following this Court's previous holdings concerning the writ of quo warranto, we hold that the trial court did not err in setting aside the consent judgment on motion by Hicks, Carter, and Lester. This case appears to be precisely the type of case for which the writ of quo warranto, rather than a declaratory judgment action, is the exclusive remedy. Talton, supra; Reid, supra. Sierra maintains:
"[T]his case is about procedure . . . . This case is not about whether these three individuals should be permanently removed . . . from the offices they hold.
". . . .
". . . At no time has [Sierra] ever alleged that these three people are disqualified, permanently or otherwise, and cannot hold the office of an AEMC commissioner."
It further argues that its "challenge over the confirmations . . . never required that these people be thrown out of office." However, these arguments appear to be in direct contradiction to Sierra's complaint in the trial court. In an amendment to that complaint, Sierra stated: *Page 58
"[Sierra] respectfully prays that this Court declare that the appointments of [Hicks, Carter, and Lester] were in violation of the Alabama Environmental Management Act and are thus illegal and void . . . .
". . . .
"Because the appointments and confirmations of [the] Defendant Commission's members [Hicks, Carter, and Lester] were in violation of the Alabama Environmental Management Act, they cannot legally hold their offices and positions as commissioners. The Commission should be enjoined from allowing [Hicks, Carter, and Lester to continue] to serve as members of the Commission.
". . . .
"WHEREFORE, [Sierra] respectfully prays that this Court . . . issue a preliminary and permanent injunction ordering that [Hicks, Carter, and Lester] be removed as members of the [Commission] . . . ."
It is clear that, despite Sierra's contentions, the essence of its complaint in regard to the offices held by Hicks, Carter, and Lester is an attempt to challenge those Commission members' qualifications for their positions and to oust them from those positions; that is, Sierra alleges that Hicks, Carter, and Lester were improperly appointed to, or confirmed for, their positions on the Commission. In a proceeding for a writ of quo warranto, Sierra may attempt to establish these facts and challenge the appointments and confirmations for the benefit of the public interest, as well as for its own incidental benefit. See Fuller v. Hargrove, supra. The writ of quo warranto must be directed toward the objectionable person holding the office and exercising its functions in his or her individual capacity.
Although Sierra strenuously argues that a declaratory judgment action is the proper vehicle for review of a commissioner's status on the Commission, the precedents cited above lead us to disagree. A declaratory judgment action is not appropriate in this case because, contrary to Sierra's contentions, this case is not merely one concerning the interpretation of a statute. Rather, it directly concerns whether Hicks, Carter, and Lester are unlawfully exercising their positions as commissioners — i.e., whether they were appointed and confirmed in violation of Ala. Code 1975, §
Although Rule 57, Ala.R.Civ.P., provides for the use of declaratory judgment actions, Rule 81 states that the rules are applicable "to the extent that the practice in such matters is not provided by statute"; it then notes that quo warranto proceedings "or actions in the nature thereof" fall under this rule. Rule 81(a)(23). As noted above, the Alabama legislature provided for the use of the writ of quo warranto in §
Hicks, Carter, and Lester, in their individual capacities, were indispensable parties to this action and had standing to challenge the consent judgment. The trial court did not *Page 59 abuse its discretion in setting aside the consent judgment.
Sierra has failed to establish that it has a legal right to reinstatement of the consent judgment. Ex parte Bloodsaw, supra. Therefore, Sierra's petition for the writ of mandamus is hereby denied.
WRIT DENIED.
ALMON, KENNEDY, and COOK, JJ., concur.
HOUSTON, J., concurs in the result.
BUTTS, J., dissents.
Dissenting Opinion
I respectfully dissent from the majority opinion. I would grant the Sierra Club's petition for a writ of mandamus, because I believe it has a clear legal right to the order sought. I believe that the Montgomery Circuit Court had jurisdiction to issue the consent judgment and was bound by law to perform that ministerial act. Ex parte Boyd,
The majority holds that the circuit court correctly held that it lacked jurisdiction to issue the consent judgment, because, the majority holds, the Sierra Club should have petitioned for a writ of quo warranto, pursuant to Ala. Code 1975, §
The Sierra Club filed an action for a declaratory judgment. Its original complaint contained 10 counts. Its amended complaint added counts 11 and 12. Although certain counts within the original complaint challenged the qualifications of John Smith as director of the Alabama Department of Environmental Management and, thus, may have been more properly brought in a quo warranto action, those counts are not the basis for the consent judgment at issue in this case. The consent judgment at issue here was based on a count alleging that three members of the Alabama Environmental Management Commission were not appointed and were not confirmed in the manner required by Ala. Code 1975, §
Quo warranto actions are brought on behalf of the State against an individual and seek to remove that individual from a State office. In contrast, the claim on which the consent judgment is based was in essence a claim against the State — that the State did not act in accord with the requirements of §
The Sierra Club's claim regarding the confirmation process required interpretation of a statute, §
The majority relies, in part, on this Court's opinion inReid v. City of Birmingham,
"This litigation is not in the nature of a quo warranto proceeding. Only a question of statutory construction is involved and I am at a loss to understand the court's holding to the effect that the statute will not be construed."
Reference
- Full Case Name
- Ex Parte Sierra Club. (In Re Sierra Club v. Alabama Environmental Management Commission).
- Cited By
- 8 cases
- Status
- Published