Becton v. Rhone-Poulenc, Inc.
Becton v. Rhone-Poulenc, Inc.
Opinion
On September 18, 1995, West Berry Becton1 sued Rhone-Poulenc, Inc., as successor-in-interest to Stauffer Chemical Company, Inc. ("Rhone"), and various employees of Courtaulds Fibers, Inc. ("CFI").2 On February 6, 1996, Becton amended his complaint to add Courtaulds PLC as a defendant. Becton alleged that while employed with CFI, he sustained various injuries as a result of his continuous exposure to carbon disulfide ("CS2"), a chemical used in a portion of CFI's rayon manufacturing process. Becton was employed at CFI from 1952 to 1986, and his last exposure to CS2 was in 1986, almost 9 years before this action was filed on September 19, 1995.
All of the defendants moved for summary judgments, asserting the statute of limitations as a defense. In opposition to these motions, Becton contended that a "federally mandated discovery rule" contained in the Comprehensive Environmental Response, Compensation, and Liability Act ("CERCLA"), also known as "the Superfund Act," postponed commencement of the statutory period until Becton knew or should have known that his injuries were related to exposure to hazardous substances, of which CS2 is one.
Ala. Code 1975, §
Under the facts of this case, Becton's action is time-barred because it was not filed within two years of the date of the last exposure, unless CERCLA preempts the Alabama "date of injury" rule in favor of the federally mandated "discovery rule."
Although this Court has not previously addressed the applicability of § 9658 to actions for personal injury pending in this State, the defendants argue that even if § 9658 did apply, Becton has not shown that he would come within that statute. Rather, the defendants argue that Becton seeks to apply § 9658 in a context completely outside the scope of CERCLA and the environmental concerns it was designed to reach. They maintain that most federal courts have refused to apply this statute to actions based on personal injuries caused by exposure to some hazardous substance in the absence of the existence of some potential or actual CERCLA liability or claim that has been or could have been asserted in connection with the alleged exposure.
The statute reads, in part, as follows:
"§ 9658. Actions under State law for damages from exposure to hazardous substances
"(a) State statutes of limitations for hazardous substance cases
"(1) Exception to state statutes
"In the case of any action brought under State law for personal injury, or property damages, which are caused or contributed to by exposure to any hazardous substance, or pollutant or contaminant, released into the environment from a facility, if the applicable limitations period for such action (as specified in the State statute of limitations or under common law) provides a commencement date which is earlier than the federally required commencement date, such period shall commence at the federally required commencement date in lieu of the date specified in such State statute.
"(2) State law generally applicable
"Except as provided in paragraph (1), the statute of limitations established under State law shall apply in all actions brought under State law for personal injury, or property damages, which are caused or contributed to by exposure to any hazardous substance, or pollutant or contaminant, released into the environment from a facility.
". . . .
"(b) Definitions
"As used in this section —
". . . .
"(2) Applicable limitations period
"The term 'applicable limitations period' means the period specified in a statute of limitations during which a civil action referred to in subsection (a)(1) of this section may be brought.
"(3) Commencement date
"The term 'commencement date' means the date specified in a statute of limitations as the beginning of the applicable limitations period.
"(4) Federally required commencement date
"(A) In general
"Except as provided in subparagraph (B), the term 'federally required commencement date' means the date the plaintiff knew (or reasonably should have known) that the personal injury or property damages referred to in subsection (a)(1) of this section were *Page 1137 caused or contributed to by the hazardous substance or pollutant or contaminant concerned."
Thus, the ultimate issue is whether this lawsuit, which Becton says he brought within two years of the date on which his carbon disulfide-related disease was diagnosed, was timely filed under § 9658 (the federally mandated discovery rule applicable to any action brought under State law for personal injuries contributed to by exposure to hazardous substance released into the environment from a facility).
Most federal courts have limited the application of § 9658 to situations where an underlying CERCLA claim has been made or could exist based on the presence of hazardous waste — where there is an underlying claim dealing with, or cause of action providing for, cleanup and remedial activities. See, e.g., Knoxv. A C S, Inc.,
Although exhaustive research has revealed no cases directly on point or factually similar to this case, we nonetheless find the reasoning and rationale of Covalt v. Carey Canada Inc. (in which the court held that "[t]he interior of a place of employment is not 'the environment' for purposes of CERCLA — at least to the extent employees are the injured persons — and § 309(a)(1) therefore does not apply to Covalt's claim,"
"Section 309(a)(1) of the Superfund Act [
42 U.S.C. § 9658 (a)(1) was] added by the Superfund Amendments and Reauthorization Act of 1986 (SARA), Pub.L.99-499 . . . . A place where work is being carried out is not the 'environment' for purposes of the Superfund Act.
". . . .
"Doubtless some of the language in the United States Code is meaningless. No institution can fill 20 linear feet of shelving with tiny type and commit no redundancies. Yet it is hard to believe that 'released into the environment' is an empty phrase. The focus and structure of CERCLA itself show that it has force. . . . [T]he Superfund Act is about inactive hazardous waste sites. As the House Report on CERCLA put matters, the bill would
" 'provide for a national inventory of inactive hazardous waste sites and . . . establish a program for appropriate environmental response action to protect public health and the environment from the dangers posed by such sites. . . . [A] major new source of environmental concern has surfaced: the tragic consequences of improperly, negligently, and recklessly [sic] hazardous waste disposal practices known as the "inactive hazardous waste site problem." . . . It is the intent of the Committee . . . to initiate and establish a comprehensive response and financing mechanism to abate and control the vast problems associated with abandoned and inactive hazardous waste disposal sites.'
"H.R. Rep. No. 96-1016, 96th Cong.2d Sess. 17, 22 (1980), U.S. Code Cong. Admin. News 1980, pp. 6119, 6124. The structure of CERCLA is what one would expect from the statement of purposes: the Act permits the Environmental Protection Agency to investigate sites it believes are contaminated with hazardous wastes and dangerous; it establishes a register of such places and the Superfund to pay for cleaning them up; it permits the government to direct the former owners and operators of the sites to cleanse them, or to do so itself and collect the costs from former operators without regard to fault. It does not regulate emissions from existing sources (the subject of the Clean Air and Clean Water Acts) or the levels of toxic substances permitted at work (the subject of the Occupational Safety and Health Act).
"SARA, the source of the text under consideration, does not change the focus or *Page 1138 structure of CERCLA. The provision that became § 309(a)(1) [
42 U.S.C. § 9658 (a)(1)] originated in the House and had no parallel in the Senate bill. The House Report described CERCLA as establishing the 'Superfund program to clean up abandoned hazardous waste sites,' H.R. Rep. No. 99-253 Part 1, 99th Cong., 1st Sess. 54 (1985), and continues in that vein. Nothing in either the 1986 Amendments or their legislative history hints that EPA is to muscle in on the territory of the Department of Labor, which administers programs dealing with workplace safety. The portion of the House Report describing the new provision on statutes of limitations, id. at 105-06, repeated almost verbatim in the Conference Report, No. 99-962, 99th Cong., 2d Sess. 261 (1986), described the rationale for the amendment:" 'State statutes of limitations define the time in which an injured party may bring a lawsuit seeking compensation for his injuries against the party alleged to be responsible for those injuries. These statutes usually run from two to four years, depending on the State. In the case of a long-latency disease, such as cancer, a party may be barred from bringing his lawsuit if the statute of limitations begins to run at the time of the first injury — rather than from the time when the party "discovers" that his injury was caused by the hazardous substance or pollutant or contaminant concerned.
" 'The study done pursuant to § 301(e) of CERCLA by a distinguished panel of lawyers noted that certain State statutes deprive plaintiffs of their day in court. The study noted that the problem centers around when the statute of limitations begins to run rather than the number of years it runs.
" 'This section addresses the problem identified in the 301(e) study. While State law is generally applicable regarding actions brought under State law for personal injury, or property damage, which are caused or contributed to by exposure to any hazardous substances, or pollutant or contaminant, released into the environment from a facility, a Federally-required commencement date for the running of State statutes of limitations is established. This date is the date the plaintiff knew, or reasonably . . . should have known, that the personal injury referred to above was caused or contributed to by the hazardous substance or pollutant or contaminant concerned. Special rules are noted for minors and incompetents.'
"The ' § 301(e) study' to which the Committee referred was conducted by twelve lawyers on the authority of
42 U.S.C. § 9651 (e); their charge was to investigate the 'adequacy of existing common law and statutory remedies in providing legal redress for harm to man and the environment caused by the release of hazardous substances in the environment', § 9651(e)(1): in other words, the original focus of CERCLA. Neither the study nor the reports on the 1986 Amendments [suggest] that the federal rule for the commencement of the period of limitations has a broader ambit that the Superfund Act itself — hazardous wastes. To the contrary, the study noted:" 'Instances when hazardous substances may be released in other than waste form — i.e., the application of pesticides regulated under the Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) — are expressly exempted from the enforcement provisions of the [Superfund] Act. Thus, the emphasis of this report, similar to the emphasis of CERCLA, is on remedying the adverse consequences of improper disposal, improper transportation, spills, and improperly maintained or closed disposal sites.'
"Injuries and Damages from Hazardous Wastes — Analysis and Improvement of Legal Remedies: A Report to Congress in Compliance with Section 301(e) of the Comprehensive Environmental Response, Compensation, and Liability Act of 1980 (P.L.
96-510 ) by the 'Superfund Section 301(e) Study Group,' in Senate Committee on Environment and Public Works, Committee *Page 1139 Print No. 97-12 part 1, 97th Cong., 2d Sess. 26 (1982) (footnotes omitted)."The only snippets of legislative history that cut the other way are not legislative history at all. They appear in affidavits — one by a lobbyist and the other by a Member of the House of Representatives — filed in the district court. It is far from clear that such documents are admissible in evidence. See Specht v. Jensen,
853 F.2d 805 (10th Cir. 1988) (en banc) (legal opinions are not admissible as expert testimony under Fed.R.Evid.702 ). At all events, we pay these no heed. Legislative history is valuable only to the extent it reveals the background of the law and the assumptions shared by those who wrote and voted on the bills. It is a contemporaneous record that helps a court reconstruct the meaning of our always-ambiguous language. Statements and thoughts that not only did not but also could not have come to the attention of Congress at the time do not reveal the process of deliberations. By definition, words written after the vote and the President's signature were uninfluential in the process leading to the vote. That is why 'subsequent legislative history' is not helpful as a guide to understanding a law. Pierce v. Underwood,487 U.S. 552 , [564-70]108 S.Ct. 2541 ,2550-51 ,101 L.Ed.2d 490 (1988). Even the contemporaneous committee reports may be the work of those who could not get their thoughts into the text of the bill.
". . . .
". . . Giving § 309(a)(1) its broadest possible meaning not only preempts wide sweeps of state law — something we do not lightly attribute to Congress — but also thrusts CERCLA into the domain of other federal rules expressly dealing with employees' safety, another thing we do not lightly attribute to Congress."
See Thompson v. Mindis Metals, Inc.,
"Congress has enacted the Comprehensive Environmental Response, Compensation, and Liability Act of 1980 ('CERCLA'). 42 U.S.C. § 9601-9675 (1988). CERCLA greatly expanded liability beyond that provided by the common law, imposing liability for clean-up costs. See42 U.S.C. § 9607 (1988). Thompson would have this Court expand the common law to, in effect, append private causes of action onto CERCLA. But see Exxon Corp. v. Hunt,475 U.S. 355 ,357 [106 S.Ct. 1103 ,1106 ,89 L.Ed.2d 364 ] (1986) (stating that compensation of 'third parties for damage resulting from hazardous substance discharges . . . is clearly beyond the scope of CERCLA'). We decline to accept Thompson's invitation to judicially amend federal environmental laws, when both Congress and the Alabama Legislature remain free to provide private rights of action for environmental damage if they choose to do so."
(Emphasis added.) See, also, Hunt v. Chemical Waste Management,Inc.,
" ' "[T]he primary purpose of CERCLA is the prompt cleanup of hazardous waste sites." State of Alabama v. United States Environmental Protection Agency,871 F.2d [1548 ] at1557-58 [11th Cir. 1989] (quoting Dickerson v. Administrator, EPA,834 F.2d 974 ,978 (11th Cir. 1987)) [quoting J.V. Peters Co. v. Administrator, EPA,767 F.2d 263 ,264 (6th Cir. 1985)].' "
We note that Becton cited Tucker v. Southern Wood PiedmontCo.,
In Tucker, the plaintiffs brought federal-and state-law claims alleging property damage caused by releases of hazardous substances from a neighboring wood treatment site, formerly operated by the defendant. The defendants moved to restrict the state-law claims to damage that occurred during the four years immediately preceding the filing of the lawsuit. The trial court denied the motion, and the defendant filed an interlocutory appeal, making the argument that statutes of limitations have two independent functions — to define when an action may be brought and to define the period for which damages can be recovered. The trial court rejected this argument as "unsound." However, no issue was raised in Tucker as to whether § 9658 would apply in the absence of underlying CERCLA claims or CERCLA hazardous waste. In fact, Tucker does not indicate what the federal claims were, although presumably they would have related to remedies under CERCLA because, under the facts of Tucker, the wood treatment site was a hazardous waste site to which CERCLA would apply.
Tower also involved a hazardous waste situation governed by CERCLA. The plaintiff's lessee (the defendant) had spilled hazardous materials that had contaminated the groundwater under the plaintiff's land. Pursuant to a mandate from the Minnesota Pollution Control Agency, the plaintiff had incurred substantial cleanup costs and sought to recover those costs from the defendant. The court held that the plaintiff's claims were time-barred under state law but concluded that § 9658 applied, thereby making the claims timely. That is, the court held that the plaintiff could invoke § 9658 even though it had not alleged a CERCLA claim. Although Tower does not describe the nature of the claims other than to indicate that there were "state law" claims and although, as in Tucker, there is nothing to indicate that the plaintiff had asserted a CERCLA claim,Tower involved property contaminated by hazardous waste that placed it within the purview of CERCLA — that is, the presence of hazardous waste contaminating the groundwater under the plaintiff's property presented a context to which CERCLA remedies might apply.
We also note that Becton cited Kowalski v. Goodyear Tire Rubber Co.,
In this case, it is undisputed that there is no hazardous waste, contaminated property, or unlawful disposal activity involved. Rather, Becton's alleged exposure occurred while he was working at CFI with a chemical lawfully used in the rayon manufacturing process. The Occupational Safety and Health Administration ("OSHA") is charged with regulating exposures in the workplace,
Furthermore, the federally mandated discovery rule of § 9658 has no application to exposure solely within the interior of the workplace. Federal courts have rejected the application of the statute to situations where exposure to a hazardous substance occurs within the confines of the workplace — that is, a release in the workplace is not a release into the environment, as contemplated by § 9658. See, e.g., Covalt v.Carey Canada Inc.,
Even assuming that § 9658 was applicable, we would nonetheless affirm the judgment of the trial court because Becton failed to present substantial evidence that his injuries were caused by exposure to a hazardous substance released into the environment. Although Becton presented an affidavit in opposition to the defendants' motion for summary judgment, he merely stated in a conclusory manner that he had filed his action within two years of learning that his injuries were related to exposure to CS2 occurring "inside and outside" the facility, but he provided no facts as to how, when, or where he discovered the causal connection, why he could not have discovered it earlier, or the details of his exposure. See, e.g., Johnson v. Shenandoah Life Ins. Co.,
Moreover, the affidavit of Becton's medical expert filed in opposition to the defendants' motions for summary judgment was, as the trial court aptly held, "completely conclusory, *Page 1142
speculative, and [lacking of] any proper foundation, in his testimony that, if plaintiff was exposed to carbon disulfide on his work clothing or in the open air outside the facility, 'these exposures would have significantly contributed to his development of a carbon disulfide-related disease' " and it was insufficient to create a fact question. See, e.g., Morris v.Young,
Although much criticism has been directed at the federal government for encroaching on the sovereignty of states, in the area of environmental law the federal government has set minimum standards for states to meet or exceed, see, e.g., the Clean Air Act and the Solid Waste Disposal Act. The potential ability of CERCLA's discovery rule to retroactively revive state-law-based claims for harm to persons or property from hazardous waste, which claims had previously expired under otherwise controlling state statutes of limitations, would seem to create several federalism issues as state government and federal government clash over which has the prerogative to control various facets of environmental policy. D. Marsh Prause, Environmental Provincialism, the Commerce Clause, andHazardous Waste: The High Court Hazards A Guess, 27 Wake Forest L. Rev. 949 (1992). The rebirth of federalism in United Statesv. Lopez,
AFFIRMED.
HOOPER, C.J., and MADDOX, SHORES, and SEE, JJ., concur.
KENNEDY, J., concurs in the result.
Reference
- Full Case Name
- West Berry Becton, Sr., and Mary L. Becton v. Rhone-Poulenc, Inc., as Successor to Stauffer Chemical Company, Inc. and Courtaulds Plc.
- Cited By
- 20 cases
- Status
- Published