Ex Parte Woodall
Ex Parte Woodall
Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 655
A jury convicted the defendant J.C. Woodall of murder done for a pecuniary or other valuable consideration or pursuant to a contract or for hire, an offense made capital by §
The facts of this case are stated in the opinion of the Court of Criminal Appeals. However, because we will address questions regarding the sufficiency of the evidence that were not presented to that court, we believe a statement of the facts would assist the reader.
Although he had lived in Kansas for many years, the defendant had been involved in a long-standing dispute with family members over certain real property located near Tallassee in Elmore County, Alabama. The defendant's strongest feelings of anger and resentment were directed toward his youngest *Page 656 brother, Elmer "Stormy" Woodall, who had acquired the properly and lived on it. The state's evidence tended to show that in March or April 1989 the defendant approached a longtime acquaintance, John Kennon, and inquired whether Kennon would be interested in going to Alabama to kill someone there who had caused the defendant some problem over and money. Kennon declined, but told the defendant he knew someone who might perform such a task. Kennon introduced the defendant to Freddie Glenn Pope, who told the defendant he knew someone who would do the killing for $3,500, although Pope intended to carry out the killing himself. Pope testified that the defendant agreed to the price and later provided Pope with a picture that; included Elmer Woodall, to indicate the target of the "hit," and a map showing the area near Tallassee where Elmer Woodall resided.
Pope arrived in Alabama on Sunday, June 25, 1989, after driving from Kansas, and he proceeded to Elmer Woodall's property, intending to kill him. No one was home at that time, but Pope noticed a new automobile in the carport at the house; this concerned him, because the defendant had told him that Elmer Woodall lived alone. Pope returned to Elmer Woodall's house early the following morning, Monday, June 26, but found that the intended victim and several others were working on the roof of the house, and Pope also observed from a distance a woman near a pond behind the house. Pope approached Elmer Woodall and told him he was a contractor from Mississippi and was interested in purchasing a large quantity of gravel, and he also showed Elmer Woodall the map the defendant had given him to locate the property. Elmer Woodall immediately recognized the map as one that he had colored on with a yellow marker to indicate certain plots of the family real estate and then had mailed to the defendant in September 1988 in connection with settlement negotiations regarding litigation over the land. Pope testified that he left the property and telephoned the defendant from a pay telephone at a service station/convenience store in Montgomery. Pope said he questioned the defendant about the new automobile in the carport and the defendant told him that it probably belonged to his sister from Florida. Pope said he then told the defendant that he was concerned that the plan could not work because "that woman can't be around there," to which he said the defendant responded, "[I]f she gets in the road, she has got to go." Telephone records introduced at trial confirmed that on the morning of June 26, 1989, a two-minute call was placed from the Montgomery service station pay telephone to the defendant's home telephone in Kansas.
After waiting several hours, Pope returned to the house, where he noticed an elderly woman in the yard. That woman, who also resided at the house, was 81-year-old Clemer Woodall, the mother of both the defendant and Elmer Woodall. Pope approached Elmer Woodall and requested to use his telephone. As Elmer Woodall led him toward the telephone on the back porch, Pope pulled a pistol and said that "this is nothing about no telephone conversation . . .; this is a robbery." Pope attempted to force Elmer into the house, to prevent anyone from hearing gunshots, but Elmer began walking out toward the yard; Pope shot him in the head. Clemer Woodall, having witnessed the shooting of her youngest child, began screaming. Pope told her to shut up, but when she screamed again he shot her in the head, killing her. Pope then realized that Elmer was still making noises, so he shot him in the head again. Pope drove away, believing that both Elmer and Clemer Woodall were dead. Remarkably, however, Elmer Woodall survived and was able to provide information that allowed police to identify and arrest Pope. Pope confessed to the crimes, implicating the defendant and Kennon.
On July 14, 1989, an Elmore County grand jury returned a four-count indictment against J.C. Woodall, charging him with two counts of capital murder, under §
In his brief, the defendant presents over 25 issues for review. However, we find it necessary to address only three issues: (I) Whether the evidence was sufficient to sustain the defendant's conviction on the capital murder count, (II) whether there was sufficient evidence to corroborate the accomplice testimony to sustain the defendant's conviction on the capital murder count, and (III) whether the state's cross-examination of the defendant regarding his character and the subsequent introduction of evidence of three incidents involving uncharged misconduct required reversal of the capital murder conviction. The opinion of the Court of Criminal Appeals did not address any of these three issues; apparently they were not presented to that court. However, because this is a case in which the death penalty has been imposed, our review allows us to address any plain error or defect found in the proceeding under review, even if the error was not brought to the attention of the trial court. Rules 39(k) and 45A, Ala. R.App.P.1 "`"Plain error" arises only if the error is so obvious that the failure to notice it would seriously affect the fairness or integrity of the judicial proceedings'" Exparte Womack,
No defendant can be found guilty of a capital offense unless he had an intent to kill, and that intent to kill cannot be supplied by the felony-murder doctrine. Beck v. State,
Ex parte Raines,"[T]he accomplice liability doctrine may be used to convict a non-triggerman accomplice if, but only if, the defendant was an accomplice in the intentional killing as opposed to being an accomplice merely in the underlying felony. Ritter v. State,
375 So.2d 270 (Ala. 1979). An accomplice to the intentional killing is one who aids and abets the killing by any assistance rendered through `acts or words of encouragementor support or presence, actual or constructive, to render assistance should it become necessary.' Id. at 274."
The capital offense of which this defendant was convicted, see §
"In determining the sufficiency of the evidence to sustain a conviction, a reviewing court must accept as true all evidence introduced by the state, accord the State all legitimate inferences therefrom, and consider all evidence in a light most favorable to the prosecution. Faircloth v. State,
The evidence tended to show that the defendant hired Pope expressly to kill the defendant's brother, Elmer Woodall. The evidence further indicated that, although he told Pope that Elmer Woodall lived alone, the defendant was aware that his mother, Clemer Woodall, resided at the house with Elmer Woodall. Pope testified that once he was in Alabama, but before committing the shootings, he telephoned the defendant in Kansas and that the defendant told him that the other person at the house was probably his sister from Florida and that "if she gets in the road she has got to go." Pope said he understood this to mean that whoever was present when the murder took place would have to be killed so that there would be no *Page 659 witnesses. The defendant argues that Pope's testimony on this issue is not believable, but our function is only to assess whether the evidence is legally sufficient to sustain the defendant's capital murder conviction, not to second-guess the jury's assessment of the credibility of the testimony. We conclude that there was sufficient evidence to allow the jury to infer that the defendant hired Pope and intended that Pope, if doing so was necessary to complete his primary task of killing Elmer Woodall, should also kill Clemer Woodall or anyone else present who might be a potential witness to the crime. The defendant's claim on this ground is due to be denied.
Section 12-21-212, Ala. Code 1975, provides:
"A conviction of felony cannot be had on the testimony of all accomplice unless corroborated by other evidence tending to connect that defendant with the commission of the offense, and such corroborative evidence, if it merely shows the commission of the offense or the circumstances thereof, is not sufficient."
The Court of Criminal Appeals, explaining this statute, has written:
"McCoy v. State,"The test for determining whether there is sufficient corroboration of an accomplice's testimony is a subtraction process. Senn v. State, 344 A.2d 192, 193 (Ala. 1977).
"`"First, the evidence of the accomplice must be eliminated, and then, if upon examination of all other evidence, there is sufficient incriminating evidence tending to connect the defendant with the commission of the offense, there is sufficient corroboration. . . ."'
Banks v. State,"`"`[C]orroborative evidence need not refer to any statement or fact testified to by the accomplice. Neither must it be strong nor sufficient of itself to support a conviction. The probative value of the evidence need only legitimately tend to connect the accused with the crime and need not directly do so. Further, corroborative evidence need not directly confirm any particular fact nor affirm each and every material fact testified to by the accomplice. Corroboration may be proven by circumstantial evidence alone.'
"`"Mills v. State, 408 So.2d [187] at 191 [(Ala.Cr.App. 1981)]."'"
In the instant case, there was the following corroborative evidence: The prosecution introduced undisputed evidence that the defendant and members of his family had been involved in a long-standing legal dispute over the property in Elmore County where Elmer and Clemer Woodall resided.2 Elmer Woodall testified that Pope arrived at his property in an automobile bearing license plates from Kansas, the state where the defendant resided. Elmer Woodall further stated that Pope had with him a map of the property with distinctive markings upon it that allowed Elmer Woodall to identify the map as one he had sent to the defendant several months earlier in connection with settlement negotiations regarding the family property. And finally, Mark Finnegan, the son of the defendant's girlfriend, testified that, after the defendant had returned to Kansas after attending his mother's funeral and having been questioned by Alabama investigators, *Page 660 the defendant and he were driving around together when the defendant stated to him, "I think they got me this time, Mark." We conclude that there was sufficient evidence to corroborate the testimony of the accomplices, Pope and Kennon.
On cross-examination the prosecutor asked the defendant, "You are not a violent person, are you?" The defendant answered that he was not. The prosecutor also asked the defendant whether he had ever been the person to "hit first" in a fight. The defendant denied being able to recall any time when he had been. The State responded by introducing evidence of an altercation between the defendant and a coworker that occurred in 1980, when the defendant was employed by the Boeing reports Military Airplane Company ("Boeing"). Boeing reports admitted into evidence stated that an internal investigation revealed that the defendant had hit a coworker in the head with his fist after the other man had called the defendant a "son of a bitch" because the defendant would not allow him to use a certain vehicle. A scuffle ensued and the men were separated. As a result of the incident, the defendant was dismissed from Boeing for violating a company rule against fighting.
The prosecutor then elicited evidence of another physical confrontation regarding the defendant, this time with an inmate during the time the defendant was in jail awaiting trial on the present charges. The prosecutor asked, "Do you always back up from contact with people, physical contact?" The defendant responded, "Just a good idea to back up." The prosecutor then asked the defendant whether he had "ever been into any confrontation with anybody while you have been in jail" and whether he had "had occasion to push [an inmate] into a wall." The defendant conceded that he had, because, he said, he believed the inmate had been talking about his case.
Finally, the prosecutor questioned the defendant about whether he had ever assaulted a child with a baseball bat. The defendant denied that he had ever done that. On rebuttal, the state called Mark Woodall, the defendant's 33-year-old estranged son, who testified as follows on direct examination by the prosecutor:
"Q. Mark, I want to call your attention to back on April 4th of 1976 and ask you if you could relay to the jury whether or not anything happened while you and some friends were playing baseball?
"A. Yes, I can.
"Q. If you would, please tell the ladies and gentlemen where you were and what happened.
"A. We were out at the farm in Rose Hill. If I remember right, it was a Sunday afternoon. We were all playing baseball. There were probably around five or six kids. The adults were — some of them were outside doing work in the yard. J.C. had came out to the farm as we were playing baseball and decided to join in the game. As it was my turn to go up to bat, the ball was pitched to me. I hit the ball. And as I ran to first base, I was greeted by J.C. with a ball bat, was hit. knocked on the ground, and continued to be hit with his fists and the baseball bat.
"Q. Mark, did you say anything to him when this went on?
"A. After he stopped, I said, `You will not get away with this' and he —
"Q. Let me ask you this, Mark. How old were you at the time?
"A. I was thirteen.
"Q. When you said that to him, what happened?
"A. When I said that to him, I was beat again with the baseball bat and his *Page 661 hands until a neighbor across the street came over and intervened [in] the fight.
"Q. Did you have to go to the emergency room?
"A. Yes, I did.
"Q. Pardon?
"A. I went to the emergency room. When the doctor examined me he asked me if I wanted to see my father again, and I said, `No, definitely not.'"
(R.T. 1555 56.)
During closing argument, the prosecutor referred to this beating incident. The trial court subsequently instructed the jury that it was to consider evidence of the defendant's violent past acts only for purposes of impeachment and that it could not use that evidence to draw any conclusions regarding his character.
In its brief, the State attempts to justify the admission of this evidence showing the defendant's specific prior violent conduct, by emphasizing that the defendant testified on cross-examination that he was not violent and that he sought to avoid physical confrontations. These broad assertions, the State contends, opened the door to questions regarding his character and permitted evidence of the prior bad acts as impeachment. We disagree.
"Good or bad character of the accused is never an issue upon which the state may offer evidence to prove guilt unless the accused has first chosen to make it an issue." C. Gamble,McElroy's Alabama Evidence, § 27.02(1) (5th ed. 1996) (footnote omitted). "[T]he state cannot initiate the proving of the defendant's bad character to prove his guilt. `In a criminal prosecution, it is generally agreed that the state is not allowed to introduce evidence of the accused's bad character until the accused has first entered evidence of his good character.'"Dockery v. State,
The State's argument in this case is identical to one rejected by the Court of Appeals of Georgia in a case with similar facts. In Arnold v. State,
"[T]he defendant did not voluntarily place his character in issue. He merely responded to questions which placed his character in issue, . . . This line of cross-examination was obviously an endeavor to compel defendant to respond to questions which placed his character in issue and which insured an excuse for the state's introduction of evidence of defendant's prior criminal record. We disapprove of this endeavor and adhere to the rule that the State cannot rebut or question the presumption of a defendant's good character unless the defendant first chooses to place his character in issue. . . . [S]ince defendant did not voluntarily elect to place his character in issue, the trial court erred in allowing the State to attempt to impeach defendant and place his character in issue through the introduction of evidence of defendant's prior criminal record."
We conclude that the reasoning of the Arnold court is persuasive here. The justification *Page 662
the State offered in this present case for, the admission of the evidence of the defendant's prior uncharged violent conduct, i.e., that his answers on cross-examination indicating that he was not violent opened the door to questions regarding his character, is due to be rejected. It may not be said that the defendant chose to put his character at issue merely by responding to the prosecutor's cross-examination designed to elicit testimony on that subject. Cf. Wilson v. Gray,
Nor can we conclude that the defendant voluntarily chose to place his character in issue by virtue of his testimony on direct examination and thereby justified the prosecutor's line of cross-examination into his propensity for violence and specific acts indicating that propensity.4 Although the state does not advance this argument in its brief, it might be claimed that the defendant had done so by giving direct testimony in which he indicated that he "would" not "under any circumstances" "ever" have hired someone to kill his mother or have told Pope that it was "okay" to kill her. However, we do not believe that such ambiguous statements, which appear to have been made in the context of attempting to show that the defendant had a close and loving relationship with his mother, and, hence, no motive to kill her, can be fairly construed as an unequivocal assertion of good character that would justify cross-examination about prior violence against others generally. Compare United States v.Collier, 29 M.J. 365 (C.M.A. 1990) (holding that a defendant's answer on direct examination that he "would have at eased" if ordered to do so by a particular superior officer was not an unequivocal assertion that he possessed the character trait of obedience to orders, because the defendant's answer could be explained by showing a special relationship to that superior officer), with State v. Guritz,
Furthermore, even if the defendant had chosen to place his character in issue, by presenting evidence that it was good, the state generally would not be permitted to present evidence showing that he was in fact guilty of committing prior specific uncharged bad acts:
"It is not permissible in Alabama to prove the good or bad character of either a defendant or a witness to fortify or impeach his testimony by proving particular acts. Lowery v. State,"Id. at § 26.01(1) (footnotes omitted).98 Ala. 45 ,13 So. 498 (1893); Carroll v. State,555 So.2d 805 (Ala.Cr.App. 1989). The rule in Alabama is stated as follows:"`A witness may not be cross-examined for impeachment as to specific acts of misconduct by him which have no relevancy except; as tending to show that he is a person of bad character as a whole or with respect to truth and veracity. . . .'
"`This rule of excluding questions on cross-examination about specific bad acts of the witness does not apply to exclude prior criminal acts involving moral turpitude for which the witness has been convicted. . . .'
"C. Gamble, McElroy's Alabama Evidence, § 141.01(10) (3d ed. 1977) (footnotes omitted).
"`One of the cardinal principles of the common law is that a person's character, good or bad, offered for the purpose of showing his conduct on a specified occasion, is not provable by evidence of his specific acts or course of conduct. The policy behind the rule is that the reception of such evidence would result in an intolerable confusion of the issues.
"`The most commonly applied form of the above principle is found in the rule that the criminally accused may not prove his good character, as tending to show that he did not commit the crime in question, by showing prior specific good acts. It is, of course, the right of the accused to introduce his good character but only by means of general reputation. Once the accused introduces evidence of his good character, the door is opened for the prosecution to rebut with proof of his bad character. However, the prosecution may not prove the accused's bad character by showing prior specific acts. The prosecution, like the accused, is relegated to proving character via general reputation.'
". . . [I]t is well settled in Alabama that particular independent facts, though bearing on the question of veracity, cannot be put into evidence for the sole purpose of discrediting the witness. Grooms v. State,Snyder v. State,228 Ala. 133 ,152 So. 455 (1934); Carroll v. State, supra. In addition to the reason given in McElroy's for the policy behind this rule, i.e., that the admission of such evidence would result in an intolerable confusion of the issues, another important policy reason for the rule is that `[t]he accused may always be prepared to meet an attack on his general character, but cannot fairly be required, without notice, to defend against every possible aspersion which may be made against him, or to controvert particular facts.' P. Herrick, Underhill's Criminal Evidence § 197 (5th ed. 1956) (footnotes omitted)."
In Ex parte Johnson,
"[T]he proper inquiry here is not whether evidence of the defendant's guilt is overwhelming but, instead, whether a substantial right of the defendant has or probably has been adversely affected. . . .Id. at 1356-57."In the present case, the copy showing the front of [the finger print card] contained information which clearly revealed the defendant's past contacts with law enforcement agencies. From this the jury could have readily inferred, at a minimum, that he had been arrested in the past. In our view, such an inference would have had an almost irreversible impact upon the minds of the jurors."
The Court of Criminal Appeals has, similarly, reversed a conviction under the plain error standard on the grounds that the trial court improperly admitted evidence of the defendant's bad character. In Tabb v. State,
We conclude that the error in this present case is comparable to the errors in Johnson and Tabb, supra, and that it rises to the level of plain error. The state introduced evidence indicating that the defendant had been involved in three separate incidents, strongly implying a pattern of violent behavior. Especially troubling is the admission of direct testimony from Mark Woodall stating that, 20 years before trial and 13 years before the commission of the charged offenses, and while Mark Woodall was a child, the defendant had severely beaten him with a baseball bat, necessitating a trip to the emergency room. We believe that this testimony, which was again referred to by the prosecutor in closing arguments, "would have had an almost irreversible impact upon the minds of the jurors." Johnson supra, 507 So.2d at 1357. Furthermore, the defendant's defense was based almost entirely upon the jury's finding his trial testimony asserting his innocence to be more credible than the accusations leveled by Pope and Kennon. Thus, the trial court, by allowing improper impeachment of the defendant's testimony, substantially undercut his defense, and his substantial rights were probably adversely affected. We hold that this plain error requires the reversal of the defendant's murder-for-hire capital conviction and his sentence of death. Accordingly, the case must be remanded on that ground.
However, in addition to being convicted of' the capital murder-for-hire of Clemer Woodall, the defendant was also convicted of the attempted murder of Elmer Woodall, for which the defendant received a sentence of life imprisonment. Still remaining, therefore, is the question of what action, if any, this Court should take with respect to this latter conviction, given our conclusion that plain error occurred at the defendant's trial. Under Rule 39(k), Ala.R.App.P., this Court is required to review the record for plain error "[i]n all cases in which the death penalty has been imposed." This plain error review operates as a "safeguard to insure *Page 665
that the death sentence is not being imposed arbitrarily or capriciously." Beck v. Alabama,
"`[T]he penalty of death is qualitatively different from a sentence of imprisonment, however long. Death, in its finality, differs more from life imprisonment than a 100-year prison term differs from one of only a year or two. Because of that qualitative difference, there is a corresponding difference in the need for reliability in the determination that death is the appropriate punishment in a specific case.'"
Quoted in Knight v. State,
Because the defendant in this case was sentenced to death, we have complied with our obligation under Rule 39(k) and conducted a plain-error review. However, with respect to his attempted murder conviction, for which he received a sentence of less than death, we do not believe the defendant is entitled to benefit from our plain error review. We have found no Alabama decision dealing with the particular situation present here: a case in which plain error necessitated a reversal on a capital conviction and death sentence but in which the defendant was also sentenced to a term of imprisonment on mother conviction. However, the defendant's sentence of imprisonment for his conviction of attempted murder does not implicate the same heightened degree of concern for reliability that attended his sentence of death for the capital conviction. It is well established that where a defendant receives only a prison sentence the plain-error doctrine is not applicable, and an appellate court will not consider an alleged error that the defendant failed to preserve by making a proper and timely objection in the trial court. SeeBiddie v. State,
Had the defendant been convicted and sentenced to a term of imprisonment on the attempted murder count but either acquitted or sentenced to life imprisonment without the possibility of parole on the capital murder count, the plain-error doctrine would not have applied. Thus, we would not have even considered the error upon which we have predicated our reversal of his capital conviction and death sentence: the state's questioning of the defendant regarding his character and the subsequent introduction of evidence of specific incidents tending to indicate a propensity for violence. No objection to that questioning was raised at trial. The defendant should not be put in a more favorable position with respect to our review of his noncapital conviction simply because he was also found guilty of a capital offense and was sentenced to death. Thus, we conclude that the defendant's failure to object to the state's inquiry into his character or to the introduction of evidence of the three violent incidents precludes this Court from considering those grounds as the foundation for a reversal of his attempted-murder conviction, for which he received a sentence of less than death.
The defendant raises a number of other issues in his brief. Many of these pertain to the propriety of the sentencing phase of the trial or of the infliction of the death penalty itself; given our reversal of the defendant's capital conviction and death sentence, we need not address these claims at this time. of the defendant's remaining claims, we conclude that they were adequately addressed by the Court of Criminal Appeals in its opinion or that, with respect to the defendant's noncapital conviction, they were not properly presented for our review.
We have determined that, on the capital murder-for-hire count, the evidence was sufficient to establish guilt and that the accomplice testimony was sufficiently corroborated. However, we conclude that it was plain error to allow the State to question the defendant regarding his character and to admit evidence indicating that the defendant had been guilty of uncharged prior violent conduct on *Page 666 three separate occasions. This evidence was not admissible to impeach the defendant's testimony, nor to prove his had character. We also conclude that this plain error probably adversely affected the substantial rights of the defendant; his capital murder conviction and death sentence are, therefore, reversed and the case is remanded for further proceedings. However, because the defendant failed to object to this plain error at trial, we hold that it cannot form the basis for a reversal of his attempted-murder conviction, for which he received a sentence of life imprisonment. Because we find no properly preserved error warranting reversal of that noncapital conviction, it is hereby affirmed, as is the sentence for that conviction.
NONCAPITAL CONVICTION AND SENTENCE AFFIRMED; CAPITAL CONVICTION AND SENTENCE REVERSED; REMANDED FOR FURTHER PROCEEDINGS ON THE §
HOOPER, C.J., and MADDOX, ALMON, HOUSTON, COOK, SEE, and LYONS, JJ., concur.
Reference
- Full Case Name
- Ex Parte J.C. Woodall. (Re J.C. Woodall State).
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- 119 cases
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- Published